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Earl R. Cephus v. United States
324 F.2d 893
D.C. Cir.
1963
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*1 findings judge and therefore of the trial PER CURIAM. clearly findings say are cannot the we appellants, were these cases In judgment appealed erroneous. Hence the project construction subcontractors upheld. prime con- abandoned which was Affirmed. enforce completion, seek to tractor before alleged balance mechanic’s liens price un- remained contract which completed expended had after the owner by 38-104, work, permitted C.D. for here cases are Code These is made second time. Reference our first state-

ment of the facts and issues.1 finishing that, Appellant, CEPHUS, owner claimed R. Earl prime contractor work after necessary it, it had been abandoned America, UNITED STATES unpaid expend balance more than the Appellee. price time of abandon- at the contract No. 17712. ment, was there as a which result of Appeals Court of were in which fund the subcontractors District of Columbia Circuit. The latter claimed entitled share. Argued June erroneously had included the owner computation $4,375 al- sum of Sept. Decided legedly paid to subcontractor another replacing previ- equipment he had ously installed, furnished and but later tortiously removed; that, with that had eliminated, was than

amount there more enough hands to left the owner’s

satisfy aggregated their which liens $4,000.

about held, alia, inter

We amount

paid wrongdoing subcontractor doing already what he do bound to regarded part could not as a finishing expense of On re- work. mand, the District Court the task had determining amount, any, paid wrongdoer. the owner After

hearing court held evidence the paid

amount so instead of $800

$4,375 appellants; as claimed

that, result, unexpended por- as a price

tion of the contract which the

claiming subcontractors are entitled to ratably Judgment having

share $660. accordingly,

been entered the lienholders

again appeal. Although there conflict in the support it contained Supply Baylor, U.S.App.D.C. 73,

1. National Brick & Co. v. *2 Gillcrist, Washington,

Mr. Walter E. (appointed by D. C. Court), with Carey, Washington, whom Mr. Edward L. C.,D. brief, was on appellant. Atty., Mr. Pryor, William C. U. Asst. S. with Acheson, whom Messrs. David C. Atty., Q. U. S. Frank and Paul Nebeker Renne, A. Attys., Asst. U. S. on were brief, appellee. Before Bazelon, Judge, Chief and Washington Judg- and Weight, es. Judge. BAZELON, Chief Appellant in- and a co-defendant were for unauthorized motor dicted of a use (D.C.Code 22-2204). joint vehicle aIn appellant’s denied motion trial the court acquittal at the the Govern- ment’s case.1 Thereafter the co-defend- ant, testifying behalf, re- his own tending prove lated facts in- his own guilt. appellant’s Appellant nocence and wife, called then provided two witnesses—his who alibi, mother, and his sought impeach co-defendant. jury guilty, found both defendants and imprisonment was sentenced to years. months for sixteen application to four His for leave to in forma pauperis “denied as frivolous” Appellant’s subsequent District Court. implicit 1. We think that denial saying saying grant I am not I here. -will going it, arguments statement the court: “I am I bear it. will bear jury. to submit it you In the mean on it. You convince me that are while, go thoroughly, I teetering will into it right. more I am it. I am not the motion to set aside the verdict as to I submit it to satisfied. So Cephus they guilty. find him happens.” I don’t and we will see what Cephus want misled what I am granted over unwarranted extension to this court of this waiver opposition apply the torney. At doctrine to the circumstances Coppedge of this case. L.Ed.2d safeguards greatest One *3 (1962)2 system under of individual our justice contends appeal appellant requirement is the that In this prosecution prima was must a establish that case-in-chief Government’s guilty facie case of its own insufficient evidence before to sustain a verdict may put erred defendant and that court be to his defense. therefore the trial denying judgment of in motion for opposed is “Ours the accusatorial as acquittal. agree. The Government’s We inquisitorial system. , reported witnesses that a car was testified system society our Under carries garage missing on a dealer’s service proving against charge burden of was 1962, 13, June the co-defendant that the accused not out of his own mouth. driving that arrested night, the vehicle while case, must It establish its not fingerprints that one of several interrogation of the accused even un found on left ventilation the outside of the judicial der safeguards, but evi appellant appellant’s, window that independently through dence secured knowledge of after his arrest denied investigation.” skillful [Watts automobile, he claimed and that Indiana, 49, 54, 338 U.S. 69 S.Ct. to have since before seen co-defendant 1347, 1350, alleged use. the date of unauthorized 5 (Frankfurter, J.)] alone, Based that evidence Accordingly 29(a) of the Rule beyond a reason could have found provides of Criminal Procedure Rules guilty.3 appellant able doubt that acquittal judgment of motion for a granted on “after the evidence however, Government, con The is if the evidence side is closed either required to consider that we are tends a De- to sustain conviction.” insufficient evidence, and not the Government’s at a motion nial such determining judgment alone, whether immediately is not evidence required. says It acquittal nowis Nevertheless, the defend- reviewable.6 ordinarily deemed have defendant is evidence if he introduces then ant rests his motion waived nothing to the Government’s when, which adds evidence close of the Government’s motion, Govern- chooses denial of after on his own be reviewed behalf.4 case-in-chief introduce evidence ment’s think, however, would an that it be from conviction.7 We 68, 723, nied, had been after 67 S.Ct. 91 L.Ed. note 329 U.S. We y2 custody (1946). trial and 1 months before 627 of over trial —a total months after 11 Attorney Report of the Gen- also ap- pending released 12 months —he Poverty and the Ad- eral’s Committee recognizance. peal on his own of Justice 10 ministration U.S.App. States, Curley 81 neither a final denial decision 6. The 389, 229, denied, cert. 331 160 D.C. appealable under 28 U.S.C. 1291 § 1850, 837, 1511, L.Ed. 91 67 S.Ct. U.S. course, interlocutory nor, of an decision rehearing denied, 869, 870, 331 U.S. 67 appealable U.S.C. 1292 under 28 1729, L.Ed. 91 1872 S.Ct. read the Government’s concession 7. We U.S.App.D.C. Supreme Court’s decision 4. Hall United and the 161, 166, 1193, Hemphill 657, E.2d 4 A.L.R.2d 853, 1509, denied, (1941) (per U.S. 68 S.Ct. L.Ed. 1106 cert. S.Ct. 61 curiam), denied, rehearing 52(b), F.R.Crim.P., L.Ed. and Rule 839, 840, repudiating 93 L.Ed. the notion renewal U.S. Ladrey (1948); motion at the end of the case is the sary neces U.S.App.D.C. gain appellate de- cert. review of the suf- Difficulty arises where the inadequate defendant hope evidence that de- has introduces evidence which fendants supply missing gap filling incidental effect of seriously rule limits the appellate the Government’s case. If the accused prima prosecution prove to have the court must limit the evi- its review to facie before he to his dence at the close of the Government’s defense.11 it will ac- direct Jersey A New rejected court in 1916 quittal though even there sufficient the waiver rule in criminal cases on the competent of the en- evidence at the close ground that: tire case to sustain a conviction. “the civil rule *4 prevents acquittals waiver doctrine in open criminal trials is to criti such cases. that, by cism ruling of a force that elaborate few decisions which wrong made, testimony when justify attempt it on the waiver rule to ought that the defendant not to have loop- ground defendant’s required give may been at to all be hole-plugging harmless renders evidence wrongful laid hold to sustain original error in the denial ruling by which was he to motion,8 volun- or that a defendant give perilously it. This near comes estopped tarily is introduces evidence compelling the accused to convict * argu- * * efficacy.9 These of its from denial ”?12 objection ments do not meet the Nevertheless, jurisdictions, includ most acquit- willingness to ask for defendant’s consistently ing circuits, have fol Federal is not evidence on the tal rule;13 and the Su lowed the waiver preme gamble prediction willingness on a to Court, in a from the Ninth case find appellate court will or that the Circuit, provided dictum at least a has Moreover, insufficient.10 quotation supporting that evidence as the it.14 But danger imported suggests, the waiver under from civ the rule was there is without consider- may pursued with il into criminal trials15 prosecutions rule denied, 939, rehcaring U.S. S.Ct. 71 340 ficiency references Onr 488, opinion 95 L.Ed. 678 exclude in this to “waiver” notion. Calderon, U.S. 14. v. 348 186, 1, 99 L.Ed. 202 160. 164 n. 75 S.Ct. Goldstein, 168 States 8. See United (2d 666, Cir. 669-670 See, Leyer States, g., 183 15. e. v. United 102, States, Leyer F. 183 v. United 1910): 102, F. see 104 Cir. “We 104 Cir. repudiate [civil] rule in reason Burton criminal causes.” United Neg- Acquittal: A Motion 10. See The (8th 1906): States, 57, 142 F. Cir. 1151, Safeguard, 1153 L.J. Yale 70 lected uniformly applied is civil “This rule & n. 17 [citing cases]. cases five civil And no why equally perceived reason is not Acquittal: generally The Motion 11. See applicable criminal cases.” supra Safeguard, Neglected note A In this the criminal waiver cases States, 433, 436, trace to Perovich v. Bacheller, 205 N.J.L. 89 12. State 86, 456, U.S. 27 S.Ct. 829, (N.J.Sup.Ct.1916). 830 A. 98 Supreme where the Court mere- Acquittal: Neg ly resting upon The Motion for prop- said: “Without 1151, Safeguard, Yale L.J. 1152 introducing testimony lected osition that after cases); (citing Mosca & n. 9 such a motion has been is a overruled (9th any exception Cir. waiver of to the action of 1949); [citing F. cases], Harris v. United civil we are of (5th 1960), denied, cert. 2d that neither at that time nor 38, testimony U.S. 82 S.Ct. 7 L.Ed.2d 26 at the close of would the (1961); justified F. withdrawing court have been Gaunt (1st 1950), denied, jury.” 2d cert. the cáse from the 91, Id. 205 U.S. at S.Ct. 95 L.Ed. U.S. 51 L.Ed. at 722. sys- Nevertheless, here not need ing our accusatorial we demands question the entire waiver doctrine justice. criminal tem of only criminal question need cases. We cases, still In based the defend As point considered. another response damaging testimony ant’s Wigmore pointed out: Dean testifying a co-defendant be on his own opponent, close of at the “Where proponent’s half. It clear him that if the defendant chief, has made a self rests on the Government’s asking direc- in effect motion not co-defendant’s does * * * op- verdict, tion of ponent waive the is al defendant’s motion.18 It ruling cannot claim so clear that the defendant’s own evi right judge, matter of as a dence, response introduced in the co- resting own case. without then testimony, defendant’s does waive invoking only point, he is At nothing motion if it adds to the Govern en- discretion; until Court’s ment’s question case. The waiver arises demand closed tire evidence only where, here, as him the defendant ** ruling self, seeking explain, impeach, *5 opponent pro- Wigmore, Thus, if the said testimony, rebut the co-defendant’s in thereby evidence, confirm- ceeds with his ing troduces evidence which overshoots orig- discretionary nature the of the mark deficiency and tends to cure a any opportunity ruling, to loses inal he the Government’s case.19 We think the original protest the error: fairly waiver applied doctrine cannot this the is sometimes situation. “This ground waiver; rather but it is of attempt explain, to im defendant’s A necessary consequence dis of the peach, a co-defendant’s or rebut scope cretionary limited and nature imply that after the de not at does Wigmore, ruling.” of first [9 the dismiss, he motion to made his fendant 1940) (3d ed. ] Evidence § the case re-evaluated Government’s then Rules of 29(a) of the But Rule it sufficient. It and now thinks in-chief clear that makes it Procedure Criminal necessary possible for and be both discretionary ruling the first meet co-defendant’s to the defendant the testimony. acquittal judgment A of cases. free to do so He should be mandatory if the Government’s may be held to have risk that he without judge dis has no The trial insufficient. his motion.20 waived ruling ex in the his to reserve cretion appellant is now deemed to have will test If pectation defendant test the of ify.17 his to waived 16. 18. In Middleton ly App.D.C. 50, waiver. which provide point, or quiescence eral criminal Government Goldstein, (5th Wigmore’s Jackson come to rest on citation, n. assume the waiver, but in co-defendant’s Wigmore, argued alibi or on cases ed. citations cases, apparently since 1940). But cf. United States for all rule without discussion F.2d 241 but that defendant’s he civil include several Evidence 313 might all of them cases, conceded have moved attempt relevant defendants on cases short- n. fed- ac from defendant’s an for a severance. 6-7. ficient not have been E.L.R. 899 not testified. courtroom of the sistent with prior defendant. Defendant’s her acquittal counsel theory. statement Regina the statement attempted alibi inculpate makes it clear that she per (Ct.Crim.App.). despite as to her counsel colloquy called if co-defendant had testimony, curiam by Brief mother Abbott, rather might co-defendant attempted between impliedly rejected opinion granting damaging presence but as than have [1955] Appellee, report exculpate been reported to elicit in the effects incon- would 2 All suf- pp. granting motion, Instead of the trial Government’s Government judge ruling. made use in effect been able to have Under Rule power tes was to rule.1 of the co-defendant’s ******Andin coercive view insufficiency timony case-in-chief, part even its evidence then in the though record, prohibited motion should the Government have been testify granted. calling from the co-defendant Although pro prosecution. exculpatory fact evidence of hibition arises from the co-defendant’s fered implicated ap his co-defendant against self-incrimination,21 privilege pellant deprive in the appel crime cannot excludes effect Government’s rights lant of his 29(a). under Rule Nor testimony of case-in-chief one appellant's efforts, can introducing evi exculpate has an incentive to dence in his own behalf to offset his co- inculpating his fellow defendant.22 trigger defendant’s the invoca tion of the waiver doctrine. Whatever and remanded directions Reversed with validity continued that archaic doctrine judgment judg- vacate the and enter a may have, certainly has no acquittal. ment of Indeed, facts of this case. a sim ple reading 29(a) of Rule indicates that Judge WRIGHT, (concurring). validity waiver doctrine is without concur in well considered I any ease.2 A defendant cannot be boxed court. rights 29(a) by forcing out of his Rule F.R.Crim.P., 29(a), Pursuant to Rule go him to co-defendant, to trial with a judgment moved by waiting hopefully for him to convict case. himself. *6 Wigmore, (Mc 21. See 8 Evidence 406-08 harmony with its basic command that Naughton rev. when the Government has not made out acquitted its the defendant shall be cases, may, in such 22. The Government being required without on his separately or move for indict defendants proof. inconsistency And it is the upon trial. See United States severance waiver doctrine with this command (S.D. Dioguardi, 20 F.R.D. saps authority Rule that it derives only N.Y.1956), and cases cited. With long years fi-om of habitude. trial, prosecu accused on one of the proper grant the motion in as 2. The cases tion could call the other witness. mandatory, Augustine, and not matter of discre F. is tion, Cf. United States 1951); (3d Rule states in terms that 2d 588-589 entry judg Hiss, “shall order the F.2d States v. if the evi And see United ment States Maloney, Cir.1959). is insufficient to sustain dence a con 29(a). (Emphasis sup privilege Rule witness would viction.” plied.) retain his Cooper against specific See self-incrimination as to U.S.App.D.C. 343, questions. introduction of evidence after requirement clear. The motion 1. The denial of the motion does not “waive” the acquittal may. judgment of be made prevent appellate motion so as review the evidence either side is “after Hemp 29(a). (Emphasis sup closed.” Rule hill United 61 S. only plied.) as to But the motion (per Ct. at the close of all the “made evidence” curiam). If the denial of the motion was “the court reserve decision.” made, when erroneous it should be cor 29(b). (Emphasis supplied.) Thus, Rule appeal. rected on Few errors of law are authority the court has no to reserve prejudicial to the defendant. Subse decision as to the motion made quent cannot “cure” the error. close of the Government’s case. Jack generally Comment, The Motion for Cir., son v. United Acquittal: Neglected Safeguard, This facet of Rule 29 is Tale L.J. 1151

Case Details

Case Name: Earl R. Cephus v. United States
Court Name: Court of Appeals for the D.C. Circuit
Date Published: Sep 12, 1963
Citation: 324 F.2d 893
Docket Number: 17712
Court Abbreviation: D.C. Cir.
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