Earl Edwin Gobel and Michael J. Defranco v. Maricopa County, Thomas E. Collins, David P. Stoller, and Frank GaryEarl Edwin Gobel and Michael J. Defranco v. Maricopa County, Thomas E. Collins, David P. Stoller, and Frank Gary
Earl Edwin Gobel and Michael J. De-Franco appeal the district court’s dismissal of their
We have jurisdiction pursuant to
BACKGROUND
Gobel and DeFranco were each arrested on August 24, 1985, and charged with issuing bad checks in violation of
On May 14, 1986, Gobel and DeFranco filed a civil rights action against Maricopa County, County Attorney Thomas Collins, Assistant County Attorney David Stoller, and investigator Frank Gary. Their amended complaint alleged that Collins ordered a public roundup of bad check offenders in order to enhance his public image and political career, and that, pursuant to this effort, the individual defendants caused criminal complaints and arrest warrants to be filed that resulted in Gobel and DeFranco’s arrests without probable cause. 3 The complaint asserted that the defendants violated Gobel and DeFranco’s constitutional rights by (1) having them arrested without probable cause, (2) issuing false statements to the news media, and (3) subjecting them to illegal conditions of post-arrest confinement. 4 The complaint sought damages and equitable relief in the form of a public apology.
The district court granted a
DISCUSSION
We review de novo a district court’s dismissal of an action for failure to state a claim under
I
Prosecutors
Gobel and DeFranco contend the district court erred in determining that county attorneys Collins and Stoller, and investigator Gary (hereafter collectively referred to as “the prosecutors”) are protected by absolute prosecutorial immunity. Specifically, they contend that the prosecutors were not acting in their quasi-judicial capacities when they engaged in the allegedly wrongful conduct. 5 This contention is meritorious.
Prosecutors are generally immune from civil damages under
The complaint alleged that, due to an inadequate pre-arrest investigation, the prosecutors failed to ascertain the correct identity of the persons meant to be arrested, and thereby caused Gobel and DeFran-co to be arrested without probable cause. An arrest without probable cause violates the fourth amendment and gives rise to a claim for damages under section 1988.
McKenzie v. Lamb,
“[A]bsolute prosecutorial immunity attaches to the actions of a prosecutor if those actions were performed as part of the prosecutor’s preparation of his case, even if they can be characterized as ‘investigative’ or ‘administrative.’ ”
Demery v. Kupperman,
Numerous courts have held that prosecutors are not entitled to absolute immunity when they take part in the preliminary gathering of evidence that may ripen into a potential prosecution.
See Barbera v. Smith,
Gobel and DeFranco have alleged that the prosecutors acted in a non-prosecutorial investigatory role. Given the limited factual record at this point in the proceedings, it does not appear beyond doubt that the plaintiffs will be unable to prove that the prosecutors were engaging in police-type investigative work. In a memorandum in support of their dismissal motion, the defendants described the genesis of a bad check prosecution in Arizona as follows: when a check that has been returned for insufficient funds is presented by a merchant to the county attorney’s office, the county attorney investigates to determine who wrote the check, files charges if warranted, and then goes to a magistrate for
Therefore, the district court erred in dismissing the false arrest claims against Collins, Stoller, and Gary.
B. False Statements to News Media
The complaint alleged that Collins and Stoller violated the plaintiffs’ constitutional right to notice and opportunity to be heard before invading their privacy and defaming them. Gobel alleged that he was first taken to a place where the media filmed his arrest, and then taken to jail where reporters filmed him while he was being searched. DeFranco alleged that television reporters filmed his arrest when he arrived at the jail. The complaint further alleged that the prosecutors falsely accused Gobel and DeFranco of criminal conduct at these media events. The district court appears to have held that this false statement claim fell within the scope of prosecutorial immunity because the “publicity of sting operations serves as a substantial crime deterrent.” This ruling was in error.
Gobel and DeFranco correctly contend that a prosecutor’s public statements regarding criminal proceedings are not protected by absolute immunity because they are not quasi-judicial acts.
See Powers v. Coe,
Moreover, Gobel and DeFranco have properly alleged the kind of “defamation plus” injury necessary to state a cognizable
Collins and Stoller are not entitled to absolute immunity because the act of making false public statements about arrestees is not intimately associated with the judicial phase of the criminal process.
See Imbler,
C. Illegal Detention Conditions
The complaint alleged that the prosecutors subjected Gobel and DeFranco to illegal conditions of confinement following their arrest. Gobel alleged that he was
The complaint asserts a valid
The prosecutors are not entitled to absolute immunity on the claim that they illegally punished Gobel and DeFranco during their post-arrest detention, because such conduct is not intimately associated with the judicial phase of the criminal process and has nothing to do with a prosecutor’s role as an advocate.
See Imbler,
II
The County
The district court erred in determining that the complaint failed to state a claim against Maricopa County. The complaint stated at least two different viable theories against the county.
A. County Attorney as Municipal Policymaker
A municipality or governmental entity cannot be found liable under
The complaint alleged that Maricopa County “by policy, custom, and law authorized and delegated” Collins and Stoller “the authority to be the final policymakers regarding the investigation of [bad check offense] charges” under
[T]he county attorney and his agents were following the statutory mandate ... from the state legislature, and, therefore, any policy would be set only within the county attorney’s office in its prosecutions of these matters for the state.... Under [the bad check law] the county attorney establishes and exercises policy, not on behalf of Maricopa County, but solely on his own behalf ... [The] authority to act devolves only upon the county attorney; it does not in any way pass through the county itself.
Likewise, Maricopa County contends on appeal that it cannot be held liable for any misconduct by the county attorney because he is not employed by the county, but is a separate elected official whose powers and duties are defined by state statute. The county contends that in criminal prosecutions the county attorney acts on behalf of the state, not the county.
These analyses are erroneous and their conclusions are not necessarily correct. By establishing investigative and enforcement policies for prosecuting bad check offenses, the county attorney, as the chief prosecuto-rial official for the codnty, may indeed be acting as a policymaker for the county.
Several courts have held that the official conduct and decisions of elected city or county officers may automatically consti
In
Crane v. Texas,
In denying rehearing, the Fifth Circuit rejected the argument that the Texas district attorney was a state, not a county officer.
Crane v. Texas,
Gobel and DeFranco may be able to prove that in Arizona the county attorney is the kind of county official whose policy decisions automatically constitute county
B. County’s Failure to Train
Maricopa County may be liable under
Gobel and DeFranco alleged in their complaint that Maricopa County “fail[ed] to provide any supervision or procedures to be followed by” Collins, Stoller, and Gary “pri- or to requesting or causing the arrest of an individual for allegedly violating” the bad check law. At oral argument, the plaintiffs asserted that Maricopa County had failed to insure that the persons seeking arrest warrants had adequate training and supervision regarding the proper methods and standards for verifying the information used to determine that probable cause to arrest existed. They also asserted that a county investigator, who had no training or supervision, recklessly decided to seek an arrest warrant for Gobel after doing a handwriting comparison. If Gobel and De-Franco can prove that their mistaken arrests were caused by this failure to train, they will have made out a valid
CONCLUSION
The judgment is reversed, and the case is remanded to the district court for further proceedings.
Notes
.
. Plaintiff Earl Edwin Gobel was mistakenly arrested instead of his son, Earl Edwin Gobel, III. Plaintiff Michael DeFranco was mistakenly arrested instead of an unrelated person with the same name.
. Although the complaint describes this public roundup as a “sting operation,” it appears that the prosecutor was merely publicizing the arrest of bad check offenders.
. The complaint also alleged numerous state law claims which we do not need to discuss.
. "The county attorney is the public prosecutor of the county.”
. In addition to damages, Gobel and DeFranco sought equitable relief in the form of a public apology to be issued by the defendants. Prose-cutorial immunity only protects the defendants from
. "Scope of authority” encompasses those acts having some connection to the general matters committed to the prosecutor’s control or supervision.
Ybarra,
. Although the complaint alleged that Collins ordered the public roundup of bad check offenders in order to enhance his political career.
. The complaint alleged that Collins and Stoller violated the plaintiffs’ due process rights by “publishing false and defamatory statements in connection with an unlawful arrest and seizure” without giving them notice and an opportunity to be heard.
. Gobel alleged that he was “driven to a location selected by defendants ... for the purpose of having television and other media sources take pictures and video to broadcast his arrest" and that when he was later booked into jail "a television crew filmed the proceedings.” De-Franco alleged that when he “arriv[ed] at the jail, television crews were waiting to film his arrest." It appears that Gobel and DeFranco were booked at the same time, about 1:30 p.m., although DeFranco had been arrested three hours earlier than Gobel. The complaint alleged that Collins and Stoller "intentionally arranged publicity, to advertise the arrests.” Because civil rights complaints should be liberally construed, it appears that Gobel and DeFranco may be able to prove that the defendants ordered these prolonged detentions in order to have them on hand for a pre-scheduled media event.
. Gobel and DeFranco also alleged that conditions in their respective jail cells were inadequate. DeFranco further alleged that his hands became swollen from tight handcuffs, and that he was subsequently denied medical attention. The complaint does not appear to allege, however, that Collins, Stoller, or Gary were responsible for these conditions or that the jail conditions were in any way connected with the press conference. Without pleading and proving such a causal connection, Gobel and DeFranco will not be able to prevail against the prosecutors on these claims of inadequate jail conditions and denial of medical treatment.
. We have already noted that “[t]he plurality and concurrence [in Praprotnik] differ as to whether the identification of policymakers is purely a question of state law or a question of fact.”
Hammond v. County of Madera,
.
. The complaint also alleged that Maricopa County authorized Collins and Stoller to establish county policy regarding the administration of the deferred prosecution program under
. Both
Blackburn
and
Crane
rely on the following rationale set forth in
Familias Unidas v. Briscoe,
Because of the unique structure of county government in Texas, the judge — like other elected county officials, such as the sheriff and treasurer — holds virtually absolute sway over the particular tasks or areas of responsibility entrusted to him by state statute and is accountable to no one other than the voters for his conduct therein. Thus, at least in those areas in which he, alone, is the final authority or ultimate repository of county power, his official conduct and decisions must necessarily be considered those of one "whose edicts or acts may fairly be said to represent official policy” for which the county may be held responsible undersection 1983 . (citations omitted)
We have previously cited
Familias Unidas
in determining that the structure of a particular city government belied the city's argument that a