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Earl B. Lewis v. Texaco Inc.
527 F.2d 921
2d Cir.
1975
Check Treatment

*1 therefore, importance deter- its

mining materiality. challenges suffi- support the evidence

ciency His challenge

verdict. Ap- is indirect. he

parently, does not contend that

government present witnesses did not

sufficient evidence of extortion him Instead, support conviction. be-

cause of the sordid occupations past many witnesses,

histories of of these

urges should

have been credited.

Questions of fact and the con

comitant issues of credibility are They will

jury. not be on ap disturbed

peal there is no unless substantial evi support

dence them. No show

ing even attempted here. Con

sidering the evidence as we must in the

light most favorable to the government, jury could find beyond a reasonable that appellant

doubt guilty

charged.

Affirmed. al.,

Earl B. LEWIS et

Plaintiffs-Appellees, INC.,

TEXACO Defendant-Appellant.

No. Docket 75-7233. Appeals, States Court of Second Circuit.

Argued Oct.

Decided Dec. *2 McMahon, Jr., York New

James S. Houston, City (Bigham Englar Jones & brief), for de- City, New York fendant-appellant. City (Abra- York Phillips, R. New

Ned Freedman, City, New York ham E. plaintiffs-appellees. brief), for MOORE, FEINBERG Before GRAAFEILAND, Judges. Circuit VAN FEINBERG, Judge: Circuit by 32 seamen an action This arising out statutory remedies for articles shipping a breach Texaco Inc. After defendant employer, Dis- in the United States non-jury a trial District of trict for the Southern Court York, Baker Mot- Judge New Constance reported ley, at 1975 (S.D.N.Y.1974), awarded A.M.C. one month’s tiffs an amount 594, prejudg- wages under 46 fees, but de- ment interest and counsel 596 for nied under 46 U.S.C. § day days’ wages payment two for each appeals. We af- delayed. Texaco grant of counsel except firm fees; issue, remand for fur- ther consideration. few. On Janu- facts are

The relevant signed foreign arti- ary 6, which called for appellant, cles with ship Everglades, Port on its from Florida to and/or ports in Gulf One or more and thence and Panama Caribbean ports on the Pacific Coast one or more States, ex- the Continental bearing following end of the articles Alaska, of Hawaii elusive top: language at the Pacific discharge on the port of final a peri- of the United Coast hereby, seamen do undersigned We (90) days. exceeding od time not signatures himself our each one for given in consideration of set- herewith voyage, complete this The vessel did *3 shipping before the tlements made directed prematurely but instead commissioner, release Master and of the United east coast to the back in wages owners from all claims for foreign January On States. engagement, or terminated, ending voy- respect voyage of this articles were I, Master, also release each do paid were age, plaintiff seamen of the from all undersigned seamen 16-day period wages for the their earned claims, of this release consideration plain- All but six of voyage. of the signed by them. the vessel on a then remained on tiffs voyage. coastwise addition, “M/C,” In stands which consent, mutual was marked as the cause plain- arises out controversy page discharge the same of the equal on “a sum in amount claim for tiffs’ articles. wages” under U.S.C. to one month’s provides: § After receiving the testimony of six signed has an Any seaman who witnesses,1 Judge Motley held that plain agreement and is afterward tiffs were not by barred this release. the commencement charged before First, under Garrett v. Moore-McCor month’s voyage or before one Co., mack 239, 248, earned, fault on wages are without 87 L.Ed. (1942), the burden was on part discharge, and justifying such Texaco to show had had a consent, be entitled without his “full understanding” of un owner, to receive from master der section 594 before releasing them, may have any wages in earned, addition and defendant had not met this burden. one in amount to equal a sum Second, under 46 repro § compensation, and month’s duced in margin,2 “good cause” had satisfactory may, adducing on evidence been shown for setting aside “the osten case, of hav- hearing the court sible mutual consent” to termination of discharged, ing recov- improperly been the voyage. The judge rejected Texaco’s it compensation er as if other arguments and concluded that earned. wages duly plaintiffs were entitled to “a sum court, amount to Texaco claimed that one wages,” In the district month’s pre judgment recover, interest

plaintiffs were not entitled and counsel fees in $5,000. the sum of “discharged though they had been even wages” had

. before one month’s “earned,” In they had con- this court, been because appellant first argues they that discharge, to the because sented release and mutual consent con- statutory by re- right had waived their tained in the shipping articles bars (cid:127)plaintiffs’ be- maining employ, in defendant’s claims. Conceding that such cases as Garrett, on application of the statute and S. S. “Stan- dard Bonici” v. facts was unconstitutional since Standard Oil Co. of New damage. Jersey, no tiffs had fact suffered F.2d (2d 1937), re- quire the heavily allegedly party Texaco relied relying on a seaman’s by release to binding plaintiffs, show the requisite state mind, January appellant when off the articles argues that these cases plaintiff time, each here because 1971. At “this is not a shipowner’s a column release at signature all but .a affixed Govern- pertinent part, 2. judge; provides: por- One witness testified before depositions tions of the of the other five were . And when the is ended ev- read into evidence. ery such seaman shall be entitled to the re- points emphasizes out that merit release.”3 in Garrett “Our historic na ship by not taken policy, legislative judi the release was tional cial,” both by “generally but a United States sought owner which has at the present safeguard rights,” including Commissioner contracts,” very terms document “wage “providing its summa shipowner but ry leases not remedies for breach.” 317 U.S. According appellant, the therefore, seamen. historic it upon the burden placing depth policy the roots of this is re im state of mind was flected in the extensive quota show Court’s was prima Story’s opinion and the release facie tion from Mr. Justice proper coercion, Gordon, in the absence fraud or Harden v. 11 Fed.Cas. valid proof. (Cir.Ct.Me.1823), as which offered no which enunciated the Garrett,5 *4 principles applied basic The it is fruitful whether not sure areWe specifically also refers Garrett sepa- as consent and release to consider of to the codification the liberal seamen’s allows Section concepts here. rate release rule in 46 which is in issue put to be “consent” the seaman’s quoted example note as an of the release claim and to his as a defense general “policy” the protecting of sea as evi- is offered by Texaco against “unjust men contracts, and unreasonable” ultimately The issue consent. of dence 246-47, 317 U.S. at the has to whether down comes 246. knowledge the seamen’s to show burden Finally, the Court in Garrett also re- With that acquiescence. and informed lied on Harmon v. United 59 F.2d argument mind, to Texaco’s we turn (5th 1932), quoting the fol- seamen’s regarding concepts general lowing opinion: from that here. not releases One who claims that a seaman has authority does of weight greater The signed away his to what rights in law regarding rule general the not confine is due him must prepared be to take injury personal releases seamen’s the sustaining burden of the release as shipowner’s claims a “by taken fairly with fully made compre- office,” appel as shipowner’s man in hended . seaman language of sweep claims.4 lant 317 U.S. at at 252. It is and the solicitude sois broad in Garrett Harmon, notable that the Fifth Cir- argument that an plain so for seamen cuit also observed that in admi rule limiting the traditional for cannot releases This rule of course ralty regarding rigidly ap- is most releases of plied discussion to clauses in shipping be sustained. articles 5. At 317 U.S. presence ous rules Section quoted en v. Gordon: Id. seaman notwithstanding mainder due incapable Brief They him . action with shown set aside admiralty; having of Coast Guard [seamen] for Defendant-Appellant under section 644 of this of the approval referred “the settlement 246-47, entering . justice jurisdiction wages any are . Provided emphatically release though into a valid such above, provides vari- following which shall official. require may upon of release Texaco, wages” in the further, from technically the wards the Court contract, title . by any Inc., Hard- good That then take' any tion is right situation able, inequitable. is that sion the court any ed tanto the proportion rights they young heirs, dealing wards with their courts of trustent with their trustees. by extraordinary judicial compensation undue are treated in the same on one entirely adequate privilege bargain ought advantage equity inequality bargain interpretation side, expects weaker guardians, for are accustomed which are not bargain, is . with their has been taken benefits on the in the every unjust And on to be to the diminution of party, part to be set aside as of ... material altera- and cestuis terms, and unreason- satisfied, and that expectancies, every manner, sacrifice of compensat- transaction If there is’ seamen. any other, occa- treat pro que as shipping com sea- rights to release under section purporting have, releases of claims of such advise them men did not missioner only their attention wages. and directed rights wage due and that to the basic 59 F.2d at 373. of their sec fully made aware were not is believe that there We therefore until consulted tion 594 treating no seaman’s basis for the record two weeks later. On attorney differently from his wage aof claim us, findings were not clear before claim, injury personal lease of a addition, plaintiffs ly erroneous. regardless of the same the test remains eonced paid claim released or the nature of the the caution due, edly making pertinent whom, where, the release place or before adequacy that “The in Garrett also, Alcoa g., Young e. v. signed. See the nature consideration Corsair, (S.D.Ala.1960); F.Supp. to the legal available advice Co., 1958 v. S. S. Gonzales Isthmian the re time of at the (E.D.Pa.1957); O’Connor A.M.C. 97 appraisal to an lease are relevant Co., 1952 Panama A.M.C. Canal understanding.” Norris, The Law of (N.Y.Mun.Ct.); 1 the district We hold at 252. Seamen, It is 501—21: true §§ concluding no error in judge committed release on the precise the effect of a did not the release under Garrett wage claim made here under seaman’s claims here.7 *5 discussed,6 rarely but we section 594 is Finally, Judge Motley inde see a different standard no reason for pendently applied the standard of 46 Appellant cites apply this situation. 597, see note 2 supra, setting U.S.C. § Export Isbrandtsen Jones v. American Lines, Inc., aside the “ostensible mutual consent.” (S.D.N.Y. F.Supp. 345 285 States, v. See Brown United 283 F. 425 1968),for releas proposition (N.D.Cal.1922). already We have indi coer absent fraud or es here were valid cated that this the test standard and Jones, cion. In court did not discuss be applied to generally seamen’s releases authority, and the Garrett line are We substantially the do not same. distinguishable case is because factually agree with Texaco that the release can actually had a claim employer there set aside under this section if up against given which was plaintiffs can show fraud coercion. event, any the mutual In release. Lucas, Pacific Mail S. Co. v. 258 S. the extent the case stands 266, 308, 614 (1922); 42 66 L.Ed. S.Ct. proposition re the considerations 376, Lykes, Cox v. 237 N.Y. 143 N.E. 226 to a ferred to in do not Garrett (1924). 597 allows district Section seaman’s of a claim under section court “for good to set aside the release 594, we agree. not would take shown . Turning to those considerations, justice require.” action the district court found that the shipping trict court concluded that on these facts articles to which fixed their it was claim plaintiffs’ unfair signatures did not mention rights we will not disturb that decision. (N.D.Cal. 6. Brown v. F. 425 283 sure rights, and “would consult 1922). with attorneys about this beef.” addition, plain- there was from the Relying primarily language tiffs, of the re- by Judge on Motley, they were lease and a letter sent three of the not signing informed that the releases would tiffs, dissenting our give brother believes that Texa- up rights, 594 they nor did intend to do co However, “met so, its burden.” the release comprehend nor did this would does not mention claim under § 594. And be the signatures. effect of their Under the clear, the letter makes circumstances, the sentence immedi- the decision as to whether Tex- ately following portion quoted in the dis- aco had clearly “met its burden” was one for sent, representatives the union un- were the trier of fact. depositions the eve of trial ther until II even then it did not submit motion. to appellant’s We turn now discovery is within management arguments. maining It not clear court. the discretion of the trial On this appellant whether still claims that dilatoriness, record defendant’s immediately up for the signing coastwise find no that discretion. abuse of voyage, plaintiffs rights waived their un objects to the Finally, appellant On assumption der section 594.8 interest prejudgment award point pressed, is still we note counsel The former within the fees. agreement analysis our with and, discretion of the district Lunquist Judge Thomsen in v. S. S. Sea record, unobjectionable. Lun F.Supp. 663, Maryland, train 665 — 66 Maryland, quist v. S. S. Seatrain (D.Md.1973),that to find such a waiver 666; see also Van F.Supp. Niev there must be “an relinquish intentional elt, Goudriaan Co.’s Stoomvart Maat 594, ment” of the section or analogous, schappij, Cargo Tankship v. & N. V. right. Judge Motley Since found that Management 421 F.2d Corp., fully informed of (2d 1970). The award statute, under that signing fees, however, requires more discussion. on for a new was not a waiver. apparently The district court relied on See v. also Newton Gulf Oil Corp., 180 awarding two lines of cases in fees: (3d Cir.), denied, F.2d 491 cert. 340 U.S. of the party those which the success (1950); 95 L.Ed. 598 class, others in his lawsuit benefits Neil v. Corp., Gulf 101 F.Supp. Oil Cole, g., e. Hall v. 412 U.S. (E.D.Pa.1951). (1973); and those in L.Ed.2d clearly argue, does predicated award was on de however, that the immediate faith, Vaughan g., fendant’s e. bad voyage demonstrates sec for a new Atkinson, here, applied is unconstitu tion if judge The district (1962). L.Ed.2d 88 *6 that since these theory tional. purpose also “the basic of upon relied damages, an award plaintiffs suffered no gener- aid ... § 594 denies Texaco due under section impecunious justify ally seamen” protection of the process and the “the average otherwise award because is without merit and is The claim laws. forego forced to might in the of adequately discussed the reason of reluctance legal remedy by court.

the district to undertake competent of cases.” also claims that the dis Texaco decision, After the district court’s discovery by unduly restricted trict Alyeska Pipeline Supreme decided Court deposi to take the denying its motion Society, Service Co. v. The Wilderness regarding their of all tions 421 U.S. L.Ed.2d at the time of the al “state of mind” (1975). case, the Court held In that consent. The motion leged release and of counsel unjustified an award fees to trial and after long was made before unsuccessfully groups attempt- that had plaintiffs. At deposed two Texaco had of the Alaska ed to restrain construction time, defendant judge permitted that Appeals for the pipeline. The Court shipping commissioner depose ap- District Circuit had of Columbia representative on board and the union on the principle theo- proved such fees provided that sign-off, but ship at each acted that had as a ry groups thereafter, will rule on the “the court general” attempting “private attorney deposi necessity taking further “statutory rights of all citi- to vindicate years the almost two tions.” In followed, 1028-31. The zens.” 495 F.2d at Su- fur- defendant failed to ask for apply, course, 8. This sign voy- would not a new to the six on for who did age. reversed, rejecting “pri preme MOORE, Court Circuit Judge (concurring exception to the attorney general” vate dissenting): allow refusing rule general American I would reverse on ground that the However, the ex attorneys’ fees. Court releases recovery under vitality the continued pressly affirmed I do not believe Texaco § v. At Cole, Vaughan Hall prove required should have been state kinson, at supra. U.S. 258 — mind, since the releases were S.Ct. 1612. presence of a Commis- earlier Citing Alyeska the Court’s represented sioner and the seamen were Rich v. Industrial decision in F. D. Co. supervised a union official who Co., Lumber 417 U.S. sign-off procedures and who was also in (1974), appellant L.Ed.2d 703 with union headquarters. contact must aside. the fee award be set However, even if state of mind were Judge Motley clearly says that properly required proven, to be attorney general private relied First, met its burden. I do not believe awarding counsel theory in fees because wording release can be aver- pointed she out otherwise “the interpreted as excluding 594. The re- § age might pursue seaman” not be able to lease of “all spoke wages” claims for legal remedies. 594; specifically did not invoke how- § Alyeska, In view of we believe ever, testimony clearly Boland’s demon- that the district court should reconsider strated both that the seamen were well the fee To the dis award. extent aware of their under 594 and § trict court on the ef regarded 594 as a claim for § seamen,” “impecunious forts to aid understanding all within their open question award is at least word. the men’s understanding Given statute, Alyeska. under We are not sure that interpretation of the think rely private the district did term “all judge wages” (i. claims for did, theory, e., attorney general through but if she all claims whether earned ac- impermissible. More otherwise) would now be tual man-hours of work or en- over, explanation in view the the compassed days’ pay the 30 penalty pro- line F. common benefit of cases in D. vided for Co., Rich Second, voluntarily these seamen “shifting as a of fees .' .to knowingly supervision entrusted the spread proportionately among the cost representative, class,” see members of the benefited patrolman, very it whose function was Alyeska, 257— that the ration- procedures. patrol- to oversee such That *7 sure we are not lawyer man Mauricio was is not a imma- Cole, supra, applies ale of Hall v. here terial; clearly rep- he was authorized to hand, either. On the other if the district moreover, and, men he resent was court, Atkinson, Vaughan v. relying on knowledgeable probably the most and supra, would have awarded counsel fees to so. competent individual Under Tex- solely based on the recalcitrance of the circumstances it is inconceivable to failing aco in the sums pay due “duped”; me to claim the men were here, questions might tiffs not be the letter my conclusion reinforced relevant. Accordingly, remand which Boland and several other. seamen issue of counsel fees to the district court stating headquarters sent to union Alyeska and to consider the effect Brother met Patrolman Maurice award, if make clear the one basis vessel at time of . payoff is appropriate. Agent consulted with D. George S. affirmed, Judgment except on the is- about whether or not this unlicensed fees, sue of counsel as to the case crew the TEXACO ILLINOIS were is remanded. thirty days penalty pay. entitled to gave George Brother . But beef there was no America, UNITED STATES of pay- possibly penalty pay would Plaintiff-Appellee, p. atB Exhibit (Defendant’s able. 210a) pro- oral regarding Miguel Angel BALLESTEROS-ACU- unpersuasive.

test is inconsistent NA, Defendant-Appellant. Commissioner, presumably No. 75-2464. there disinterested, attested made; suggests letter Boland’s none Appeals, Court of States none; and in view of the there Ninth Circuit. official, presence Dec. sign-off, it is difficult supervision that, any in- there been had believe have Mauricio would tention protest, necessary

neglected to make accepted notations on

commonly

sign-off articles. I depositions, As for the dearth that, might

agree defendant’s However, have more persevering. been Bo- obviously delegated

since the men to act them and

land Mauricio views, un-

express it does not seem views men’s to determine

reasonable repre- their chosen from the actions of Chladek, who sentatives. Even seaman not even read the that he had

stated release, the dele- unequivocally that

said Boland, aI.) e., et in com-

gates (i.

plete meetings, and charge of seamen’s question au- apparently did not

thority arrange the it was out.

manner in which carried attor- respect

With award of fees,

ney’s in the remand. concur

Case Details

Case Name: Earl B. Lewis v. Texaco Inc.
Court Name: Court of Appeals for the Second Circuit
Date Published: Dec 9, 1975
Citation: 527 F.2d 921
Docket Number: 233, Docket 75-7233
Court Abbreviation: 2d Cir.
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