delivered the opinion of the court:
In this permissive interlocutory appeal pursuant to Supreme Court Rule 306, the defendant, Consolidated Rail Corporation (Conrail), a Pennsylvania corporation, contends it was an abuse of discretion for the circuit court of Cook County to deny its motion to dismiss the Indiana plaintiffs negligence action on the basis of forum non conveniens before a retrial on the action commences in this jurisdiction. 166 Ill. 2d R. 306.
The accident at issue occurred in Indiana at approximately 3:37 p.m. on Saturday, September 20, 1997, when plaintiff Tracie D. Eads was riding in the front passenger seat of a 1989 Chevrolet Astro Van being driven by her friend, Donald L. Steiner. Like Eads, Steiner resided in Goshen, Elkhart County, Indiana. Steiner drove the van south on a two-lane, unpaved, gravel road, Elkhart County Road 31, to its juncture with train tracks owned and maintained by Conrail, approximately one-half mile north of Elkhart County Road 38. The rural, grade-level crossing was flanked by soybean fields and woods, and equipped with advance warning signs, crossbuck signs, and stop signs, but not automatic gates or flashing lights. There was conflicting witness testimony as to whether Steiner heeded the stop sign before driving into the path of an eastbound Conrail freight train. The train was approximately 100 miles from Chicago, returning to Toledo, Ohio, and its crew consisted of engineer Michael J. Schmidt, who resided in Sylvania, Ohio, and conductor Daniel R. Bailey, who resided in Wayne, Ohio. When the freight train struck Eads’ side of the van, she and Steiner were ejected from the vehicle. Ronald G. Denning was mowing a field near the crossing and Kendall Toole was busy working on a nearby home, and they hurried to the scene of the collision. The collision was investigated by deputies Michael Carich, Brian Holloman, and Deb Fulk, of the Elkhart County, Indiana, sheriffs department. Steiner died at the scene and Eads was transported to Goshen General Hospital, in Goshen, Elkhart County, Indiana, and then Parkview Trauma, in Fort Wayne, Indiana, for treatment of her injuries. All of Eads’ medical care was provided in Indiana. Her primary treating physician was Dr. Stephen Ribaudo, a physiatrist, whose office was in South Bend, Indiana. She was also treated by neurosurgeon Dr. Stephen Schroeder, of Fort Wayne, Indiana, Dr. Donald Graber, of Elkhart, Indiana, Dr. Mohammed Zeitoun, of Merrillville, Indiana, and Behavioral Psychological Family Services, of South Bend, Indiana. Eads has remained a resident of Elkhart County throughout these proceedings.
Eads filed a negligence action against Steiner’s estate in Elkhart County on February 27, 1998, and then a separate negligence action in Madison County, Illinois, on August 20, 1998, against Conrail and two of its employees. In the Indiana action, Eads alleged Steiner’s negligence was the sole cause of her injuries. In the Illinois action, Eads did not allege any negligence on the part of Steiner, train engineer Schmidt, conductor Bailey, or Schmidt and Bailey’s direct supervisors who were located in Elkhart County, Indiana, and Dear-born, Michigan. She did, however, name as defendants two Conrail employees who worked in Cook County, Milt Leppert and George Marx, and alleged these individuals negligently failed to properly train and supervise the train crew, negligently failed to evaluate the need for and order the installation of gates and lights at the crossing, and also negligently failed to order a speed reduction at the crossing.
On October 13, 1998, Conrail filed a notice of removal to the federal District Court for the Southern District of Illinois on the basis of diverse citizenship and an amount in controversy exceeding $75,000. See 28 U.S.C. § 1332 (2000). Conrail argued diversity existed because it was a resident of Pennsylvania and Eads was a resident of Indiana, and that Marx and Leppert’s Illinois residency should be disregarded because Eads had fraudulently joined the Cook County personnel as defendants solely for the purposes of jurisdiction. Conrail provided affidavits from Marx and Leppert indicating they had no direct supervisory authority over the crew. Eads, however, sought and obtained leave to add another defendant, Conrail employee John Ryan, an “Assistant Vice President of Operating Rules” working in Cook County, and then motioned to remand the case to Madison County. Eads’ motion was granted on December 15, 1998.
On January 13, 1999, Conrail filed what would be the first of four written or oral motions in the Illinois state courts that was based on the equitable doctrine of forum non conveniens. In this first motion, Conrail asked Madison County to dismiss Eads’ action so that it could be refiled in Indiana, because her residence, the accident site, most of the postoccurrence witnesses and all of the medical witnesses were in Indiana. Conrail argued that when Eads rejected her home county and home state, and filed her action in a jurisdiction that had no interest in its outcome, Eads demonstrated she was forum shopping. As an alternative, Conrail asked Madison County to transfer the case to Cook County because Madison County had a .congested docket and no arguable connection to the litigation, and the three individual defendants at least worked in Cook County. Nearly two years later, on November 29, 2000, Madison County granted Conrail’s alternative request to transfer the case to Cook County. In the meantime, the parties had proceeded with discovery.
On June 18, 2002, Conrail filed its second forum non conveniens motion, which was based on its recent discovery of the negligence action that was pending in Indiana against Steiner’s estate. The grant or denial of a forum non conveniens motion is a discretionary ruling (Ferguson v. Bill Berger Associates, Inc.,
On January 9, 2004, Eads’ Illinois action against Conrail and its Cook County personnel proceeded to trial before Cook County circuit court judge James M. Varga. Judge Varga first conducted approximately five full days of proceedings in his chambers addressing the parties’ motions in limine and determined that the law of Indiana (the site of the accident) would control what was presented to the jury and the substance of the jury instructions. On January 21, 2004, after all the pretrial motions had been resolved and it was time to select a jury, Eads orally dismissed the three individual defendants from the case. Conrail immediately renewed its forum non conveniens motion, characterized Eads’ inclusion of the individual defendants as a “sham” and a “ruse” and stated that dismissing them at the last possible opportunity made it “crystal clear [they were] kept in the case solely to keep the case in Cook County and Illinois [when it] should be tried in Indiana [along with the claim against Steiner’s estate].” Eads countered that she had a “good faith basis” for bringing negligent supervision claims against the Illinois employees in Illinois, that her reason for dismissing them was privileged, and that she had “expended the resources to be here” and was “ready for trial today.” Judge Varga acknowledged that Conrail had repeatedly challenged whether it was appropriate for Eads to litigate her damages in Illinois state court. He indicated he was denying Conrail’s third forum non conveniens motion, however, since Cook County taxpayers had already “invested so much [judicial] time and effort and resources” over the preceding three years or so, and the litigants were indicating they needed just five days with a jury to conclude the case. “[T]he bottom line,” he concluded, “is, just finish it.”
At trial, Eads relied on the testimony of eight individuals, including herself, to prove her case. Denning was the neighbor who left the field he was mowing to come to the scene of the accident. Denning was in the process of moving to Michigan when the accident occurred in 1997, and he traveled from his home in Edwardsburg, Michigan, to testify at the Cook County trial in January 2004. The jury also heard from Schmidt, of Ohio, who was the train’s engineer, and Rory Cauffman, of Osceola, Indiana, who was the Conrail senior claims agent who investigated the accident. Dr. William Berg, an engineer, came from Madison, Wisconsin, to testify for Eads as an expert witness. The jury viewed the videotaped depositions of Eads’ physiatrist Ribaudo and neurosurgeon Schroeder, who practiced medicine in South Bend and Fort Wayne, Indiana, respectively, and Steven Hull, an engineering services manager with the Indiana Department of Transportation (INDOT), living in Indianapolis, Indiana. Eads also testified, and, as noted above, Eads was and is a resident of Elkhart County.
Conrail’s eight witnesses included Toole, of Elkhart County, Indiana, who was working on a home near the railroad crossing and came to the accident scene shortly after Denning. Toole, however, did not travel from Indiana to the Illinois courtroom; his deposition testimony, which the parties had stipulated would be admissible at trial, was read to the jury. The testimony of sheriffs deputy Holloman of Elkhart County, Indiana, and of neurologist Marc A. Levin, of Munster, Indiana, who performed an “independent medical examination,” was conveyed to the jury by videotape. Conrail also called train conductor Bailey of Ohio, Conrail employee Lyle Dohse of Elkhart, Indiana, retired Conrail employee Richard Cantwell of Jacksonville, Florida, Raymond Brach, a traffic engineer residing in South Bend, Indiana, and Bernard Morris, a rail safety expert, who traveled from Springfield, Illinois.
Although Eads told the jury her damages exceeded $7 million and the jury decided the case in her favor, it awarded Eads only $2,500. The jury rejected her claims for disfigurement, loss of a normal life, pain and suffering, and emotional distress, but determined Eads incurred $107,000 in medical expenses and suffered lost wages totaling $143,000. In accordance with Indiana law, the jury reduced Eads’ damages to $2,500, after finding she was not contributorily negligent, but that 99% of the negligence was attributable to Steiner and 1% of the negligence was attributable to Conrail.
Judge Varga granted Eads’ subsequent motion for a new trial on all issues. The hearing transcript suggests the judge focused on the fact that the jury’s decision to award medical expenses, which included pain management and mental health care, was inconsistent with the jury’s rejection of any damages for pain and suffering, and emotional damages.
Next, Conrail filed its fourth motion to dismiss on the grounds of forum non conveniens, which is the motion at issue in this appeal. On June 6, 2005, a different judge of the circuit court, Michael J. Hogan, denied Conrail’s renewed motion after finding that the reasons Judge Varga cited for denying Conrail’s oral motion to dismiss the case while midway through the trial still existed. Judge Hogan specified that there was “no new matter or new [case] law” warranting a different result. Eads’ case has not been given a new trial date and will remain on the Cook County circuit court’s appellate stay calendar pending the conclusion of this appeal from Judge Hogan’s ruling.
As noted above, a circuit court judge has broad discretion to grant or deny a motion to dismiss on the grounds of forum non conveniens. Ferguson,
Forum non conveniens is an equitable doctrine “founded in considerations of fundamental fairness and sensible and effective judicial administration.” Adkins v. Chicago, Rock Island & Pacific R.R. Co.,
The doctrine of forum non conveniens is equally applicable in an interstate or an intrastate context. Lambert v. Goodyear Tire & Rubber Co.,
Also pertinent here is that when a plaintiff pursues a foreign forum despite a motion to dismiss, the plaintiff is taking on a calculated risk of reversal on appeal — forum non conveniens motions have been granted by reviewing courts even after claims have been tried to verdict. Lowe v. Norfolk & Western Ry. Co.,
The public interest factors that are relevant in a forum non conveniens analysis include the administrative difficulties which result “when litigation is piled up in congested centers instead of being handled at its origin,” “a local interest in having localized controversies decided at home,” and that it is unfair to burden citizens in an unrelated forum with jury duty. McClain v. Illinois Central Gulf R.R. Co.,
An additional public interest factor is the appropriateness of having the case heard in a forum familiar with the state law that governs the case. Ferguson,
Relevant private interest factors include “accessibility of sources of proof, availability of witnesses, availability of compulsory service of process to compel the appearance of unwilling witnesses, costs of obtaining witnesses, viewing the premises in question, if appropriate, convenience of the parties, and ‘ “all other practical problems that make trial of a case easy, expeditious and inexpensive.” ’ ” Ferguson,
Also relevant to the analysis is the plaintiffs choice of forum. “ ‘A plaintiff is given the right to select the forum, and unless the public and private interest factors strongly weigh in favor of transfer, a plaintiffs choice of forum will rarely be disturbed.’ ” Ferguson,
Before analyzing the facts of the case in light of these principles, we must address Eads’ preliminary arguments. Eads contends Illinois requires a defendant to demonstrate that “new matter, new parties, or new causes of action or theories [have been] brought forth in an amended complaint” (Ellis v. AAR Parts Trading, Inc.,
We are not persuaded by Eads’ argument because it is a misstatement of the law of this jurisdiction and a mischaracterization of the pertinent facts. The quote from Ellis which Eads relies upon concerns the specific facts of that proceeding, and it was not a general pronouncement about Illinois law. Ellis,
Eads is also arguing that Conrail’s repeated forum motions and this appeal defy “common sense,” because the lawsuit was transferred from Madison County, Illinois, to Cook County, Illinois, at Conrail’s request. Eads contends that because Conrail chose the current forum, the equities weigh strongly in her favor and should persuade us to reject Conrail’s appeal. We are not persuaded by this additional argument because the gist of Conrail’s first forum non conveniens motion was to dismiss Eads’ Illinois action so that it could be refiled in Indiana, where the plaintiff resided, where the accident at issue occurred, and where most of the relevant evidence was located. Conrail only asked in the alternative to be transferred to Cook County, due to the congestion of the Madison County court system, its lack of any known connection to the litigation, and the fact that to some extent Cook County had a connection to the litigation because, at the time, three individuals working in Cook County had been named as defendants. The fact that it took nearly two years for the motion to be heard in Madison County and that the request was granted are indications to us that Madison County’s system was truly more congested than Cook County’s. See also Bland v. Norfolk & Western Ry. Co.,
We first find that Eads’ forum choice is entitled to little deference because she was not a resident of Illinois when she filed suit and she has not been a resident of Illinois during any of the proceedings. McClain,
The relevant private interest factors also strongly weigh in favor of dismissing Eads’ action from Illinois. Turning first to the “accessibility of sources of proof” (Ferguson,
Most of the corresponding witnesses are in Indiana, not Illinois, or are in closer physical proximity to Indiana than Illinois, and, therefore, would be less inconvenienced if trial took place in Indiana. Ferguson,
We have disregarded the jury’s potential need to view the accident scene, because neither party is arguing a jury visit is appropriate (Ferguson,
Finally, with respect to any “practical problems” that make trying a case “easy, expeditious and inexpensive” (Ferguson,
After considering the parties’ arguments and the relevant public and private interest factors, we conclude that there is no connection between Illinois and Eads’ pending tort claim against Conrail and that the totality of circumstances strongly favors Indiana instead of Illinois as the appropriate forum to resolve the claim. We find, accordingly, that the circuit court’s denial of Conrail’s fourth motion to dismiss on forum non conveniens grounds was an abuse of discretion. The ruling at issue is reversed and the cause is remanded with directions to the circuit court to grant Conrail’s motion to dismiss Eads’ action. Pursuant to Supreme Court Rule 187(c)(2), the trial court’s dismissal order is contingent upon Conrail agreeing to waive the statute of limitations as a defense and agreeing to accept service of process in Indiana. 134 Ill. 2d R. 187(c)(2).
Reversed and remanded with directions.
CAHILL, PJ., and GORDON, J., concur.
