This action was filed by plaintiff E.R. Squibb & Sons, Inc. (“Squibb”) under the Lanham Act, 15 U.S.C. § 1125(a) (1976), New York General Business Law § 368-d (McKinney 1968), and state common law. Jurisdiction is based on 15 U.S.C. § 1121 (1976), 28 U.S.C. §§ 1331 & 1338 (1976), and on principles of pendent jurisdiction. Squibb seeks injunctive and monetary relief against defendants Cooper Laboratories, Inc., and its subsidiary, Coopercare, Inc., (hereinafter referred to collectively as “Cooper”), for alleged trademark infringement and unfair competition arising out of Cooper’s marketing of a toothbrush under the name “Oral-B Right Angle.” Squibb has proved only minimal secondary meaning for its mark “ANGLE” for toothbrushes. It has not established that Cooper attempted in bad faith to profit at Squibb’s expense or to misappropriate the skill, expenditures, and labor Squibb invested in its ANGLE brush. Nor has Squibb demonstrated that Cooper’s actions create more than a negligible possibility of confusion among the buying public about the source of Cooper’s brush. Consequently, judgment is entered in favor of defendants.
Squibb is a large corporation that markets a wide variety of health care products. Since 1938, Squibb and its predecessor have sold toothbrushes that, unlike more customary brushes with straight handles, have a handle angled similarly to a dental mirror. This style was apparently new when Squibb’s predecessor introduced it. The angle in the handle purportedly permits “the brush portion to be seated firmly against the teeth in an exceptionally effective and convenient manner.” Affidavit of Gordon M. Price in Support of Plaintiff’s Motion for a Preliminary Injunction ¶ 4 (“Price Affidavit”). Squibb also sells a straight-handle toothbrush. It sells both the angle-handle and the straight-handle brushes in a variety of bristle styles. In packaging and promoting the angle-handle brush, Squibb has used prominently the word “ANGLE,” and in connection with the straight-handle brush Squibb has used the word “STRAIGHT” in an identical manner. Squibb has registered neither “ANGLE” nor “STRAIGHT” as trademarks. Although a sizeable number of Squibb’s ANGLE brushes have been sold over the years —30 million since 1956, 10 million since 1970 — the brush has never attained a large percentage of the toothbrush market. Its current market share is less than one-half of one percent. Price Affidavit at ¶ 6; Affidavit of Harris Goodman in Opposition to Plaintiff’s Motion for a Preliminary Injunction ¶2 & Ex. A (“Goodman Affidavit”).
Cooper also markets a variety of pharmaceutical products. For many years, it has manufactured and sold straight-handle toothbrushes in various bristle styles under several trademarks, most successfully under the registered trademark “Oral-B.” The Oral-B line is the best selling toothbrush line in the United States, currently holding approximately 19% of the market. Goodman Affidavit ¶ 2.
Over the past three years, angle-handle brushes have achieved widespread accept
In early 1981, in response to this rapid growth in consumer acceptance of angle-handle brushes, Cooper decided to market an angled version of its Oral-B brush. It contracted with a market research and testing company to evaluate its proposed angled brush, using as standards the leading angled brushes in the market, the Reach brush, and Lever Brother’s “DX” brush, which has a minimal angle in the handle but which cuts the brush portion itself on a slant. “Oral-B Right Angle” was selected as the name for Cooper’s brush after that name and several others, including “The Oral-B Brush,” “The Oral-B Professional,” and “The Oral-B Cleaner,” were compared for consumer response. Before the consumer tests, Cooper considered and rejected the name “The Oral-B Angle,” among other names. Cooper chose “Right Angle” after satisfying itself that the name suggested the “correct or proper” angle, rather than erroneously suggesting an angle of 90 degrees. Goodman Affidavit ¶ 6.
On April 7,1981, Cooper’s attorney wrote to Squibb’s trademark counsel concerning possible use by Cooper of the name “Angle” for its new brush. On April 16, 1981, Squibb’s counsel informed Cooper’s lawyer that Squibb claimed common law trademark rights in “Angle” for toothbrushes and objected to Cooper’s proposed use. Believing that Squibb in fact had no valid rights in “Angle,” Cooper proceeded in October 1981 to market its Oral-B Right Angle Brush. Significant investments were made in advertising the product in November 1981, and the Oral-B Right Angle quickly assumed a small but growing share — now approximately 1.5% — of the toothbrush market. The evidence failed definitively to establish which companies or brands lost sales or market share as a result of the advent of the new product; but Squibb proved no loss in its sales.
On November 19, 1981, Squibb filed this suit, and on December 4, 1981, moved for a preliminary injunction against continued use by Cooper of the word “Angle” as part of its mark for the new brushes. Both sides presented numerous affidavits and exhibits in support and in opposition to the motion, as well as witnesses and further exhibits at a hearing. Pursuant to Fed.R.Civ.P. 65(a)(2), and with the consent of the parties, the hearing was consolidated with and treated as the trial on the merits.
The standard for unfair competition under the Lanham Act differs very little from that under New York law.
See Safeway Stores, Inc. v. Safeway Properties, Inc.,
Although at one time the law of unfair competition was limited to claims that one party had attempted to pass off his goods as those of another party, unfair competition is now held to encompass a broader range of unfair practices which may be generally described as a misappropriation of the skill, expenditures, and labor of another. “[0]ne cannot sell his product by misappropriating the good will of another through misleading the public into thinking that it is ‘sponsored’ by or derived from something else.” Yet, liability in this area for misimpression or misappropriation has been limited. For example, one can capitalize on a market or fad created by another provided that it is not accomplished by confusing the public into mistakenly purchasing the product in the belief that the product is the product of the competitor.
In assessing a claim of unfair competition predicated principally on trademark infringement, a court must first analyze plaintiff’s mark to determine the scope of protection to which it is entitled.
Parrot Jungle, Inc. v. Parrot Jungle, Inc.,
The lines separating these categories “are not always bright.”
Abercrombie & Fitch Co. v. Hunting World, Inc., supra,
Ultimately, whether a term is generic or descriptive as applied to a particular article should be resolved by reference to the policies for refusing any protection to some terms (deemed “generic”) and for allowing the possibility of some protection to' other terms (deemed “descriptive”). In Hunting World, the Second Circuit explained Congress’ rationale:
In the former case any claim to an exclusive right must be denied since this in effect would confer a monopoly not only of the mark but of the product by rendering a competitor unable effectively to name what it was endeavoring to sell. In the latter case the law strikes the. balance, with respect to registration, between the hardships to a competitor in hampering the use of an appropriate word and those to the owner who, having invested money and energy to endow a word with the good will adhering to his enterprise, would be deprived of the fruits of his efforts.
Abercrombie & Fitch Co. v. Hunting World, Inc., supra,
In this case, to confer a monopoly on the word “angle” would not confer a monopoly on the product by making it impossible to name competing products. Johnson & Johnson, for example, has had great success in selling its angled brush called “Reach,” which does not describe the shape of the handle but suggests a purported benefit of that shape. Plaintiff has not claimed an exclusive right to use the word “angle” descriptively, moreover, but only to its use in an identifying manner, that is, to its use as a trademark. Thus, Johnson & Johnson has been free to describe its product as “angled,” see Plaintiff’s Ex. HH, and, although it apparently has not yet done so commercially, as an “angle brush” or an “angle-handle toothbrush.” Cooper, too, would be free to use the word “angle” in its packaging and other advertising. It would therefore be able to name its angled brushes with some nondescriptive word and nevertheless succeed in conveying information sufficient to make clear to consumers the product’s form.
Yet, while the sale of angled brushes would not be rendered impossible were Squibb allowed the limited exclusivity of use it seeks, the sale of such brushes by competitors would be significantly hampered by extending even such partial protection. The evidence shows that “angle” is not simply one of a number of interchangeable adjectives to describe toothbrushes with handles that are not straight. Instead, “angle” has become the common description of this category of toothbrush.
Although little direct evidence of the public’s understanding of the term was presented, Cooper has shown that “angle” is a generic term for a certain dental instrument called the “prophy angle.” Ex. E to Goodman Affidavit. Like the brushes at issue here, the prophy angle is angled to facilitate its use in the mouth. The term is therefore susceptible to taking on a generic meaning among dentists and other dental professionals who are indisputably an important part of and shape the toothbrush market. Moreover, the record demonstrates widespread use of “angle” in the industry to describe this category of goods. It is true that, unlike the plaintiff in
Reese Pub. Co. v. Hampton Int'l. Commun., Inc.,
Where a term is commonly descriptive of a category of goods, extending any protection to the first user, except against intentionally predatory conduct by a competitor under state law, may be improper. The law encourages coining by merchants of pneumonic devices that will identify their products and permit goodwill to attach to them. But it does not encourage the use of the common names of products because to do so would confer an unfair advantage oh the first entrant. The policy against permitting preemptive use of common names is strong, and has in some cases warranted the invalidation of marks that originally were even fanciful or suggestive, but which over time, due in large part to the first user’s own efforts, became the household word for the product.
See e.g., Bayer Co. v. United Drug Co., supra,
Because Squibb has not registered “ANGLE” as a trademark, it bears the burden of proving that it is not generic as applied to the products at issue.
Reese Pub. Co. v. Hampton Int'l. Comm. Inc., supra,
Even if the term is not generic, however, Squibb has failed to establish that “angle” “is somewhat more suggestive than descriptive.” Squibb Memorandum at 15. Websters Third New International Dictionary defines “angle” as “the figure formed by two lines diverging from the same point or by two surfaces diverging from the same line.” Therefore, no “imagination, thought and perception” is required to “reach a conclusion as to the nature of the goods”; Squibb’s brush handles form an angle. As the descriptive use of the term by Squibb, Johnson & Johnson, and Cooper attests, “angle” “forthwith conveys an immediate idea of the ingredients, qualities or characteristics of the goods.”
Stix Products, Inc. v. United Merchants and Manufactures, Inc.,
The following factors are relevant in determining whether a mark has obtained secondary meaning:
(1) the duration of plaintiff’s exclusive use of its mark, (2) the nature and extent of plaintiff’s advertising and promotion of its mark, (3) the extent to which plaintiff’s business has, other than by its own efforts, come to the attention of the consuming public, (4) plaintiff’s patronage record, and (5) defendants’ conscious copying of plaintiff’s mark.
Parrot Jungle, Inc. v. Parrot Jungle, Inc., supra,
Squibb’s evidence suggests at most a small measure of secondary meaning, arguably entitling ANGLE to a very narrow range of protection.
See McGregor-Doniger Inc. v. Drizzle, Inc., supra,
Indeed, Squibb’s promotional efforts in the years preceding 1970 seem to have nullified any chance it might have had to generate origin-identification with its descriptive mark. In some of the few old advertisements offered by Squibb to establish its advertising efforts the ANGLE brush is included as subordinate in importance to the principal products promoted, “Squibb Tooth Powder,” or “Squibb Dental Creme.” Ex. J to Price Affidavit; Ex. BB to Burckhardt Affidavit. In others, although the ANGLE brush is the principal product promoted, the most prominent trademark displayed — and therefore the primary origin-indicating mark — is the far stronger house-mark, “Squibb,” not “ANGLE” itself. Exs. E, K & L to Price Affidavit. Moreover, the packaging itself — Squibb’s only promotional device since 1970 — although making “ANGLE” its most prominent feature, is not calculated to generate source-identification by the public. While the housemark, and several of the bristle styles, bear indications that those words are trademarks, “ANGLE” is accompanied neither by the customary “R” nor “TM.” It appears in precisely the same style as the word “STRAIGHT” on Squibb’s straight-handle brushes, which would often appear side-by-side with the angled brushes on druggists’ shelves. And although Squibb unabashedly maintains it has trademark rights in the word “STRAIGHT,” it is highly unlikely that consumers consider that very common, purely descriptive word to indicate origin. The impression given by the two brushes in tandem is that “STRAIGHT” and “ANGLE” are merely descriptive, indicating the different handle styles of the brushes inside. This is also the impression given by the price lists provided to retailers, listing the various “angle handle” and “straight handle” brushes available at wholesale. Given this promotional history, and Squibb’s consistently descriptive use of “angle” in its advertising copy, “there would be no apparent reason for a consumer to assume” that every brush bearing the word “angle” is marketed by, sponsored by, or associated with Squibb.
See American Footwear Corp. v. General Footwear Co., supra,
Squibb’s patronage record also fails to support its claim of strong secondary meaning. Although it has sold millions of toothbrushes over the last quarter-century, its sales of ANGLE have never amounted to a significant portion of the market. Its current share is less than one-half of one percent, placing it far below the leading brands, Oral-B with approximately 19%, Reach with approximately 17%, and Pepsodent Adult with approximately 15%. Moreover, the letters from consumers on which Squibb relies, although reflecting that some of Squibb’s customers are very loyal and do prefer Squibb’s ANGLE brushes to those of competitors, do not support an inference that “ANGLE” itself is considered to indicate source. Virtually every letter uses the housemark to name the brush, referring to it for example as the “Squibb Angle Toothbrush” or the “Squibb Angle Type.” Many use “angle” only in combination with the names of particular bristle styles, such as the “Angle Hard,” the “Squibb 1600 firm angle,” the “Squibb 1600 Angle (gentle),”
On the basis of the evidence presented, although “ANGLE” may have achieved some minimal secondary meaning with some consumers, the housemark “SQUIBB” is by far the primary indication of source. “ANGLE” is considered by the public as principally descriptive of the shape of the handle, and thus indicative of one particular style of Squibb brush.
Squibb argues, however, that it has established bad faith predatory conduct on the part of Cooper, which gives rise to a presumption of secondary meaning,
RJR Foods, Inc. v. White Rock Corp.,
Squibb has no other evidence suggesting a purpose on Cooper’s part to confuse the public as to the source of its brush or to associate its brushes with Squibb.
Flexitized, Inc. v. National Flexitized Corp.,
Rather than intending to misappropriate — or even to appropriate — Squibb’s market share, Cooper’s intent in marketing “Oral-B Right Angle” was, as Mr. Goodman testified, to cut into Reach’s rapidly growing market share. “Right Angle” was selected because it described the shape of the handle — the same basic shape as Reach’s— and to suggest that Cooper’s angled brush was the “right” one to buy. Cooper chose “angle” to maximize the likelihood that Reach customers who preferred the angle shape would buy Cooper’s angle brush, to make clear the difference between its new brush and its popular straight-handle brushes, and to minimize the possibility that Oral-B straight-handle users would switch, thus eroding Cooper’s own straight-handle share. Further evidence of Cooper’s good faith appeared at trial, when it agreed to further distinguish its brush from Squibb’s by enlarging its housemark on its packaging. Instead of being slightly smaller than the words “Right Angle,” Cooper has agreed hereafter to display “Oral-B” in lettering of the same size as “Right Angle.”
Despite the weakness of its mark, since Squibb has demonstrated some secondary meaning, it might be entitled to some appropriate relief were a likelihood of confusion demonstrated, even in the absence of bad faith.
A. T. Cross Co. v. Jonathan Bradley Pens, Inc., supra,
(1) The public will mistakenly believe that Right Angle toothbrushes are ANGLE toothbrushes bearing a slightly different brand name and perhaps being an improved version.
(2) The public, if it notices the difference in the brand name, will believe that there is a corporate association or sponsorship relationship between Squibb and Cooper.
(3) Consumers may inadvertently or carelessly pick-up Right Angle toothbrushes when they intend to buy ANGLE toothbrushes.
(4) Toothbrushes frequently are recommended by dentists to their patients, and consumers will have an imperfect recollection of the recommended brand.
(5) Some unscrupulous retailers will pass-off Right Angle toothbrushes to inattentive consumers requesting ANGLE toothbrushes, because they may make a larger profit on the sale of Right Angle toothbrushes.
Whether there is a likelihood of confusion is essentially a factual matter, but a number of factors guide the fact-finding process.
RJR Foods, Inc. v. White Rock Corp., supra,
(1) the strength of the plaintiff’s mark;
(2) the defendant’s purpose in adopting its mark;.
(3) the degree of similarity between the marks;
(4) the degree of similarity between the products;
(5) the competitive proximity of the products;
(6) actual confusion; and
(7) the degree of care likely to be exercised by consumers.
Grotrian, Helfferich, Schulz, Th. Steinweg Nachf. v. Steinway & Sons, supra,
Squibb emphasizes that the two products are in direct proximity in the market, competing for essentially the same retailers and ultimate consumers. Both products are angle-handle brushes. Although the suggested retail prices of the two brushes are significantly different — Cooper’s brush bearing a suggested price approximately a dollar higher than Squibb’s— the wholesale prices are only pennies apart and retailers are free to charge whatever price they see fit. Squibb also argues that the likelihood of confusion is enhanced by the buying habits of the public. Toothbrushes are a low cost item, and shoppers are unlikely to linger in purchasing them; “impulse” may play a lesser role in toothbrush purchases than in purchases of adult magazines,
see Playboy Enterprises, Inc. v. Chuckleberry Pub. Co., supra,
An appraisal of all the relevant factors establishes, however, that no likelihood of confusion has been proved. “The strength of a mark refers to its distinctiveness, ‘or more precisely, its tendency to identify the goods sold under the mark as emanating from a particular, although possibly anonymous, source.’ ”
Playboy Enterprises, Inc. v. Chuckleberry Pub. Co., supra
Further, the marks at issue and the overall appearance of the two products are quite different. “[W]here common words of the English language are used as trademarks a slight difference may sometimes be sufficient to avoid confusion,” particularly where, as here, plaintiff’s mark is weak.
Playboy Enterprises, Inc. v. Chuckleberry Pub. Co., supra,
Squibb argues on the basis of
W. E. Bassett Co. v. Revlon, Inc., supra,
Cooper has also chosen a trade dress entirely dissimilar from Squibb’s. Squibb usually sells its brushes in hard plastic packages; Cooper uses only cardboard packages, with a photograph of its brush — which is strikingly different in appearance from Squibb’s. While “Angle” appears on Squibb’s packages in all block, capital letters, “Right Angle” appears with only the initial letters capitalized and all the letters appear in a typeface distinguished by curved rather than straight-line letters. On Squibb’s packages, “ANGLE” is printed diagonally, slanting upward from left to right if the package is held, as it is meant to be, vertically; Cooper’s “Oral-B Right Angle” is printed parallel to the top of the box, if the package is held, as it is meant to be, horizontally. Differences in typeface of the two marks, although not dispositive, are a proper factor in judging the likelihood of confusion, and the overall context in which the marks generally appear is of basic significance to the overall impression made on the public.
E.g., RJR Foods, Inc. v. White Rock Corp., supra,
Finally, although instances of actual confusion are difficult to prove and are unnecessary to establish a likelihood of confusion, Squibb admittedly has failed to show even a single instance of actual confusion.
McGregor-Doniger, Inc. v. Drizzle, Inc., supra,
SO ORDERED.
Notes
. Squibb, in a footnote to its brief, charges that “Cooper’s use of RIGHT ANGLE in association with a toothbrush not having a 90° angle anywhere constitutes a false description under section 43(a) of the Lanham Trademark Act, 15 U.S.C. § 1125a.” Memorandum in Support of Plaintiffs Motion for a Preliminary Injunction at 22 n.* (Plaintiff’s Memorandum). The argument is baseless given (1) the evidence from the study done for Cooper that a 90° angle is suggested only to 12-16% of the public, see Ex. D. to Goodman Affidavit, (2) Cooper’s clear intent that “Right” suggests “correct or proper,” a common meaning of the word, and (3) a total lack of proof suggesting that to the extent certain consumers would be confused Cooper is benefited or Squibb injured, and sufficient proof indicating that Cooper would not be benefited.
