INTRODUCTION
Stephen P. (father), the adoptive father of S.P. (the minor), appeals from the trial court’s order granting the petition of the adoptive mother of the minor, E.P. (mother), to terminate father’s parental rights to the minor under Family Code section 7827
We hold that father forfeited his contention concerning the application of sections 7850 and 7851 by failing to raise the issue in the trial court; there is an insufficient showing of ineffective assistance of counsel in connection with such forfeiture; in any event, father failed to demonstrate that sections 7850 and 7851 applied to mother’s petition; and if they did apply, father failed to show that he suffered prejudice from the trial court’s failure to order and consider the investigation and report required under those sections. We further hold that substantial evidence supports the trial court’s finding that terminating father’s parental rights was in the best interests of the minor, as well as the trial court’s implicit conclusion that no less drastic alternatives to termination were reasonably available. We therefore affirm the order terminating father’s parental rights.
FACTUAL AND PROCEDURAL BACKGROUND
A. Summary
Mother and father married and adopted the minor. Prior to the marriage, father suffered from mental illness, but took medication that allowed him to function normally. Shortly after mother and father adopted the minor, father
Mother also filed an initial petition to terminate father’s parental rights pursuant to section 7827.
Shortly after entering into the stipulation, father again refused to take his medication and his mental condition began to deteriorate, leading mother to reinstate her petition to terminate father’s parental rights. After the filing of the reinstated petition to terminate parental rights, the trial court appointed a psychologist and two psychiatrists to evaluate father’s mental condition. All of the experts reported that father was mentally disabled within the meaning of section 7827, and that if he continued to refuse to comply with medical treatment recommendations, he would remain disabled for the foreseeable future. At trial on the reinstated petition, the testimony of the experts was
B.-F
DISCUSSION
A. Standard of Review
In an analogous case in which parental rights were terminated under, inter alia, Civil Code former section 232, subdivision (a)(2),
The clear and convincing standard, however, applies in the trial court and is not a standard for appellate review. (Crail v. Blakely (1973)
B. Failure to Order and Consider Investigation and Report Under Sections 7850 and 7851
Father contends that sections 7850
Because father failed to raise any issue in the trial court concerning either a section 7850 investigation or a section 7851 report, we asked the parties to submit letter briefs on whether father forfeited on appeal his contentions premised on those sections. We conclude that father forfeited on appeal his contentions under sections 7850 and 7851.
The Supreme Court in Keener v. Jeld-Wen, Inc. (2009)
Father contends that the social worker’s investigation and report under sections 7850 and 7851 are not subject to “waiver”
The investigation and report under sections 7850 and 7851 are procedural and evidentiary requirements, much like the evidentiary statute at issue in Goddard, supra,
In this case, the trial court ordered examinations by and considered reports from two psychiatrists and a psychologist. It also appointed separate counsel for the minor and father, as well as a guardian ad litem for father. At no point, however, did father’s counsel suggest or imply that an additional investigation and a report from a licensed clinical social worker be ordered, much less suggest that such an investigation and a report were mandatory under sections 7850 and 7851. Had father’s counsel requested an investigation and a report, both the trial court and mother’s counsel would have had an opportunity to consider and respond to father’s request. Because father failed to afford the trial court and mother’s counsel that opportunity, he forfeited any issue under sections 7850 and 7851 on appeal.
In his letter brief, father also contends that if we conclude that he forfeited his contentions under sections 7850 and 7851, then he received ineffective assistance of counsel. But father concedes that such a claim is not cognizable on appeal unless the record affirmatively establishes the elements of that claim, citing In re Daisy D. (2006)
2. Applicability of Sections 7850 and 7851 to Mother’s Petition Under Section 7827
Even if father had not forfeited his contentions under sections 7850 and 7851, those sections do not apply to mother’s petition, which was brought under section 7827.
3. Prejudice
Even if sections 7850 and 7851 applied to mother’s petition, father has failed to demonstrate how the absence of a licensed clinical social worker’s investigation and report prejudiced him in this case. Instead, he argues that the trial court’s failure to order such an investigation and report was legal error that is reversible per se. But the two cases upon which father relies—In re Linda W. (1989)
“[T]he presumption in the California Constitution is that the ‘improper admission or rejection of evidence . . . or . . . any error as to any matter of procedure,’ is subject to harmless error analysis and must have resulted in a ‘miscarriage of justice’ in order for the judgment to be set aside. (Cal. Const., art. VI, § 13.) Code of Civil Procedure section 475 contains similar language: ‘The court must, in every stage of an action, disregard any error, improper ruling, instruction, or defect, in the pleadings or proceedings which, in the
Because father has failed to demonstrate how he was prejudiced by the trial court’s failure to order and consider a section 7850 investigation and a section 7851 report, he has not shown reversible error. Moreover, based on the evidence of father’s mental condition, including mother’s testimony and the reports and testimony of the experts, there was no reasonable probability that father would have obtained a different result if the trial court had also considered a licensed clinical social worker’s investigation and report.
C. Substantial Evidence
Instead of focusing on the applicable standard of review—the substantial evidence standard—father makes policy-based arguments to the effect that termination of parental rights generally must be accompanied by adoption and that public policy disfavors terminating parental rights in cases such as this in which no adoption was contemplated. Even if father’s public policy contentions are correct, he nevertheless concedes that parental rights can be terminated, even if no adoption is contemplated, albeit, he says, only in rare or exceptional circumstances. Thus, the question in this case remains whether there was substantial evidence to support the factual findings underlying the trial court’s order terminating parental rights.
Applying the substantial evidence test to the evidentiary record, we conclude that the trial court’s findings were factually supported. Under section 7827, the trial court was required to find that father was mentally disabled— unable to care for and control the minor—and that his disability was likely to remain so in the foreseeable future. The trial court made both required findings, and father does not appear to contest the sufficiency of the evidence as to either of those findings.
Instead, father suggests that the trial court failed to make specific findings as to whether, notwithstanding father’s disability, termination of his parental rights was in the minor’s best interests.
D. Less Drastic Alternatives
Father’s final contention is that the trial court was required to make express findings that no less drastic alternative to termination of parental rights was available. According to father, because the trial court failed to consider less drastic alternatives, the order terminating parental rights must be reversed.
In In re Cody W. (1994)
The court in In re Cody W., supra,
Father does not argue that the trial court should have considered further medical or social services for him to rehabilitate and reunify him with the minor. Instead, he suggests that the trial court should have considered preserving the status quo—i.e., sole custody of the minor vested in mother with no visitation rights for father—based on the speculative hope that father might someday comply with his required treatment and medication regimens and thereafter demonstrate his ability to reunify with the minor at some unspecified level. The trial court expressly found, however, that it was “extremely likely” that father would continue to be mentally disabled for the foreseeable future, a finding that implicitly rejected any alternative based on father’s future recovery. Moreover, there was substantial evidence that supported a reasonable inference that father had been afforded fair opportunities to comply with his required medical treatment and that he repeatedly failed to do so.
Father also suggests that the trial court was required to consider father’s Social Security survivor benefits, as well as his potential inheritance from his parents, as reasons for not terminating parental rights. According to father, if either he or his parents died prior to the minor reaching adulthood, the minor would be entitled to financial benefits that would be unavailable to him if father’s parental rights were terminated. But, there was no evidence that would support an inference that either father or his parents were likely to die prior to the minor reaching adulthood, nor does the record contain any evidence as to the potential amounts of such survivor benefits or the inheritance. Even if a potential inheritance or benefits could be of significance, absent such evidence, the trial court was not required to consider father’s speculative notions in support of his arguments for an alternative that he says would be less drastic than termination of parental rights. We conclude that there was substantial evidence supporting an implicit finding that less drastic alternatives to termination of parental rights were not available.
The order terminating parental rights is affirmed. Each party is to bear his or her own costs on appeal.
Turner, P. J., and Kriegler, J., concurred.
Appellant’s petition for review by the Supreme Court was denied May 22, 2013, S209505.
Notes
All further statutory references are to the Family Code unless otherwise indicated.
Section 7827 provides in pertinent part: “(a) ‘Mentally disabled’ as used in this section means that a parent or parents suffer a mental incapacity or disorder that renders the parent or parents unable to care for and control the child adequately, [ft] (b) A proceeding under this part may be brought where the child is one whose parent or parents are mentally disabled and are likely to remain so in the foreseeable future, [ft] (c) Except as provided in subdivision (d), the evidence of any two experts, each of whom shall be a physician and surgeon, certified either by the American Board of Psychiatry and Neurology or under Section 6750 of the Welfare and Institutions Code, a licensed psychologist who has a doctoral degree in psychology and at least five years of postgraduate experience in the diagnosis and treatment of emotional and mental disorders, is required to support a finding under this section. In addition to this requirement, the court shall have the discretion to call a licensed marriage and family therapist, or a licensed clinical social worker, either of whom shall have at least five years of relevant postlicensure experience, in circumstances where the court determines that this testimony is in the best interest of the child and is warranted by the circumstances of the particular family or parenting issues involved.”
See footnote, ante, page 983.
Civil Code former section 232, subdivision (a)(2) permitted a trial court to terminate parental rights if the court found by clear and convincing evidence that (1) the child had been neglected or cruelly treated, (2) the child had been a dependent of the juvenile court under Welfare and Institutions Code section 300, and (3) the child had been out of the parents’ custody for one year. (In re Victoria M. (1989)
Section 7850 provides as follows: “Upon the filing of a petition under Section 7841 [to terminate parental rights], the clerk of the court shall, in accordance with the direction of the court, immediately notify the juvenile probation officer, qualified court investigator, licensed clinical social worker, licensed marriage and family therapist, or the county department designated by the board of supervisors to administer the public social services program, who shall immediately investigate the circumstances of the child and the circumstances which are alleged to bring the child within any of the provisions of Chapter 2 (commencing with Section 7820).”
Section 7851 provides as follows: “(a) The juvenile probation officer, qualified court investigator, licensed clinical social worker, licensed marriage and family therapist, or the county department shall render to the court a written report of the investigation with a recommendation of the proper disposition to be made in the proceeding in the best interest of the child, [ft] (b) The report shall include all of the following: [ft] (1) A statement that the person making the report explained to the child the nature of the proceeding to end parental custody and control, [ft] (2) A statement of the child’s feelings and thoughts concerning the pending proceeding, [ft] (3) A statement of the child’s attitude towards the child’s parent or parents and particularly whether or not the child would prefer living with his or her parent or parents, [ft] (4) A statement that the child was informed of the child’s right to attend the hearing on the petition and the child’s feelings concerning attending the hearing, [ft] (c) If the age, or the physical, emotional, or other condition of the child precludes the child’s meaningful response to the explanations, inquiries, and information required by subdivision (b), a description of the condition shall satisfy the requirement of that subdivision, [ft] (d) The court shall receive the report in evidence and shall read and consider its contents in rendering the court’s judgment.”
“As the United States Supreme Court has clarified, the correct term is ‘forfeiture’ rather than ‘waiver,’ because the former term refers to a failure to object or to invoke a right, whereas the latter term conveys an express relinquishment of a right or privilege. [Citations.] As a practical matter, the two terms on occasion have been used interchangeably. [Citations.]” (In re Sheena K. (2007)
For the pertinent text of section 7827, see footnote 2, ante.
Section 7822 authorizes a petition to terminate parental rights when a child has been abandoned by his or her parent or parents; section 7823 authorizes such a petition when a child has been neglected or cruelly treated by his or her parents; section 7824 authorizes such a petition when a child’s parent or parents suffer a disability because of alcohol or controlled substances; section 7825 authorizes such a petition when a child’s parent or parents have been convicted of a felony of such a nature so as to prove the unfitness of the parent or parents; and section 7826 authorizes such a petition when a child’s parent or parents have been declared by a court of competent jurisdiction to be developmentally disabled or mentally ill.
The minor advocated for the termination of father’s parental rights in the trial court, and he does not join in father’s appeal.
