Dziokonski v. BabineauDziokonski v. Babineau
Lead Opinion
These appeals require us to reexamine the question whether a person who negligently causes emotional distress which leads to physical injuries may be liable for those injuries even if the injured person neither was threatened with nor sustained any direct physical injury. At the heart of the plaintiffs’ claims is the argument that this court should abandon the so called “impact” rule of Spade v. Lynn & Boston R.R.,
These appeals, transferred here on our own motion, come to us following the allowance of the defendants’ motions to dismiss for failure to state claims on which relief can be granted. Mass. R. Civ. P. 12 (b) (6),
On October 24, 1973, Norma Dziokonski, a minor, alighted from a motor vehicle, used as a school bus, on Route 117 in Lancaster.
The complaint filed by the administratrix of the estate of Lorraine Dziokonski (Mrs. Dziokonski) alleges that Mrs. Dziokonski was the mother of Norma and that she “lived in the immediate vicinity of the accident, went to the scene of the accident and witnessed her daughter lying injured on the ground.” Mrs. Dziokonski “suffered physical and emotional shock, distress and anguish as a result of the injury to her daughter and died while she was a passenger in the ambulance that was driving her daughter to the hospital.” This complaint alleges one count for wrongful death and one count for conscious suffering against each of the three defendants.
The complaint filed by the administratrix of the estate of Anthony Dziokonski (Mr. Dziokonski) alleged the facts previously set forth and added that he was the father of Norma and the husband of Mrs. Dziokonski. Mr. Dziokonski “suffered an aggravated gastric ulcer, a coronary occlusion, physical and emotional shock, distress and anguish as a result of the injury to his daughter and the death of his wife and his death was caused thereby.” This complaint similarly alleged a count for wrongful death and one count for conscious suffering against each of the three defendants.
We start with an analysis of Spade v. Lynn & Boston R.R.,
We acknowledged that fright might cause physical injury and that “it is hard on principle” to say why there should not be recovery even for the mental suffering caused by a defendant’s negligence. Id. at 288. The court concluded, however, that “in practice it is impossible satisfactorily to administer any other rule.” Id. We noted that recovery for fright or distress of mind alone is barred and, that being so, there can be no recovery for physical injuries caused solely by mental disturbance. Id. at 290. It was said to be unreasonable to hold persons bound to anticipate and guard against fright and its consequences and thought that a contrary rule would “open a wide door for unjust claims.” Id.
Subsequent Treatment of the Spade Rule in Massachusetts.
In Smith v. Postal Tel. Cable Co.,
Consistently and from its inception, the Spade rule has not been applied to deny recovery where immediate physical injuries result from negligently induced fright or emotional shock. Thus, recovery has been allowed “[wjhen the fright reasonably induces action which results in external injury.” Cameron v. New England Tel. & Tel. Co.,
Moreover, recovery for emotionally based physical injuries, sometimes described as “parasitic claims,” has been allowed in tort cases founded on traditional negligent impact. Driscoll v. Gaffey,
We have declined to apply the Spade rule to workmen’s compensation claims. See Fitzgibbons’s Case, 374 Mass.
We have never applied the Spade rule to bar recovery for intentionally caused emotional distress. The Spade opinion itself recognized that the result might be different if the defendant’s conduct had been intentional and not negligent. Spade v. Lynn & Boston R.R., supra at 290. White v. Sander,
The George case involved allegations that, in their debt collection practices, the defendants intentionally caused emotional distress to the plaintiff and, as a result, her health deteriorated and she suffered two heart attacks. We held that “one who, without a privilege to do so, by extreme and outrageous conduct intentionally causes severe emotional distress to another, with bodily harm resulting from such distress, is subject to liability for such emotional distress and bodily harm.” Id. at 255. We expressly left open the question now before us, whether there could be liability for negligent conduct causing emotional distress resulting in bodily injury.
The question of liability for intentionally or recklessly caused severe emotional distress in the absence of bodily harm came before us in Agis v. Howard Johnson Co.,
Although many industrial States initially required some impact as a basis for liability for physical harm resulting from fright, that rule has been abandoned in more recent times to the point where it has been said that “the courts which deny all remedy in such cases are fighting a rearguard action.” W. Prosser, Torts § 54, at 333 (4th ed. 1971). As we have already indicated, we think the Spade rule should be abandoned. The threat of fraudulent claims cannot alone justify the denial of recovery in all cases.
Recovery for Injuries Arising from Concern over Harm to Another.
The abandonment of the Spade rule is only the beginning in the process of determining whether the complaints in these cases state valid claims for relief. The typical case involving physical harm resulting from emotional distress concerns a person who was put in fear for his own safety as a result of alleged negligence of the defendant. Here, neither Mr. nor Mrs. Dziokonsld was threatened with direct, contemporaneous injury as a result of the negligence of any defendant. Thus, we must consider the extent to which any defendant in this case may be held liable to the father or the mother, each of whom sustained physical injuries as a result of emotional distress over injuries incurred by their child.
The weight of authority in this country would deny recovery in these cases. W. Prosser, Torts § 54, at 333 (4th ed. 1971). Annot.,
The arguments against imposing liability for a parent’s injuries from shock and fear for his child have been stated clearly and forcefully in numerous opinions. See, e.g., Tobin v. Grossman,
Until 1968, the nearly unanimous weight of authority in this country denied recovery for emotionally based physical injuries resulting from concern for the safety of another where the plaintiff was not himself threatened with contemporaneous injury. W. Prosser, Torts § 54, at 334 (4th ed. 1971). There was support for recovery where the plaintiff was himself threatened with direct bodily harm because of the defendant’s conduct. This rule, known as the zone of danger test, is expressed in Restatement (Second) of Torts § 313 (2) (1965). It denies recovery for bodily harm “caused by emotional distress arising solely from harm or peril to a third person, unless the negligence of the actor has otherwise created an unreasonable risk of bodily harm to the . . . [plaintiff].” Id. This Restatement rule was recommended with reluctance by the Reporter (Dean Prosser) and the advisers (Restatement [Second] of Torts 9-11 [Tent. Draft No. 5, I960]), but the recommendation was thought to be compelled by the absence of then recent authority in support of a contrary view. Id. As a result of adding § 313 (2), a caveat appearing in the first Restatement of Torts was deleted. That caveat had left open the question whether a person might be liable “to the parent or spouse who witnesses the peril or harm of the child or spouse and thereby suffers anxiety or shock” causing bodily harm to the parent or spouse. Restatement of Torts § 313, at 851 (1934).
In 1968, the Supreme Court of California, by a divided court (four to three), broke the solid ranks, overruled its decision in Amaya v. Home Ice, Fuel & Supply Co.,
Some tendency toward allowing recovery seems to be developing. The Supreme Court of Rhode Island has reached the same conclusion as the California Supreme Court in Dillon v. Legg, on substantially similar facts. D’Ambra v. United States,
It is not argued seriously here, nor has it been regularly a basis for decisions denying liability, that the threat of fraudulent claims requires the adoption of a rule denying recovery to a parent who sustains physical harm from distress over peril to his child. See, e.g., Tobin v. Grossman, 24
The fact that the causal connection between a parent’s emotional response to peril to his child and the parent’s resulting physical injuries is difficult to prove or disprove cannot justify denying all recovery. No one asserts, and we have never claimed, that physical reactions to emotional responses do not occur. See Spade v. Lynn & Boston R.R.,
With these considerations in mind, we conclude that the allegations concerning a parent who sustains substantial physical harm as a result of severe mental distress over some peril or harm to his minor child caused by the defendant’s negligence state a claim for which relief might be granted, where the parent either witnesses the accident or soon comes on the scene while the child is still there. This conclusion is not inconsistent with opinions of the highest courts in California (Dillon v. Legg,
On this premise, we think it clear that the complaint concerning Mrs. Dziokonski states a claim which withstands a motion to dismiss. The allegations of the complaint concerning Mr. Dziokonski, however, are far more indefinite. We do not know where, when, or how Mr. Dziokonski came to know of the injury to his daughter and the death of his wife. We do not have a clear indication of the relationship of his discovery of this information to any mental distress and physical injury he sustained. We cannot say, as matter of law, that, within the scope of the allegations of the complaint concerning Mr. Dziokonski, there are no circumstances which could conceivably justify recovery. Consequently, we conclude that neither of the complaints should be dismissed for failure to state a claim.
Judgments reversed.
Notes
The counts against Pelletier and Kroll allege that Norma was a minor at the time of the accident (October 24, 1973), although her age is not
Neither complaint involves any claim on behalf of Norma for her own injuries. We do not know whether an action has been brought by or on behalf of Norma, nor whether the circumstances are such that under the no-fault law (St. 1970, c. 670), she has no enforceable claim against any defendant. G. L. c. 231, § 6D. See Pinnick v. Cleary,
We also reserved the question, which we need not answer here, whether there could be liability for negligently caused distress without resulting bodily injury. Id.
We left open the question of liability for mental anguish or emotional distress without physical injuries in McDonough v. Whalen,
Many injuries caused by negligence are the result of the operation of motor vehicles. General Laws c. 231, § 6D, inserted as part of our “no-fault” law (St. 1970, c. 670, § 5), permits recovery of “damages for pain and suffering, including mental suffering associated with . . . [bodily] injury” arising out of the operation or use of a motor vehicle within the Commonwealth only if certain physical injuries (including death) are involved or if certain reasonable and necessary medical and other expenses exceed $500. It may be that by its terms G. L. c. 231, § 6D, imposes its own restraints on fraudulent, frivolous, or minor motor vehicle tort claims where there is no impact. Even if it should not be read as imposing a limitation on recovery for emotionally based physical injuries, it may provide a reasonable guide in determining whether a physical injury is sufficiently substantial so as to justify recovery for negligently caused, emotionally based physical harm.
Mr. Dziokonski’s injuries are alleged to be the product of his distress over learning of his daughter’s injuries and of the death of his wife.
In Krouse v. Graham,
Keating, J., dissenting alone in Tobin v. Grossman, supra at 620-621, urged that there was no reason to place any restraints on reasonable foreseeability where there was “stringent evidence of causation and of actual injury.”
The Supreme Court of Hawaii may be read to have gone further than other courts. However, that court has denied recovery to one who was not
In each of these cases, however, the plaintiff witnessed the accident.
Dissenting Opinion
(dissenting). Although I am in full agreement with the court in its conclusion that Spade v. Lynn & Boston R.R.,
It is my view that liability for negligently causing emotional distress that results in physical injury should be
The Restatement of Torts § 313 (1934) specifically proposed no rule regarding recovery for emotional distress and resulting physical injury by a parent or spouse who witnessed the injury-causing negligent act. That section provided in part: “ Caveat: The Institute expresses no opinion as to whether an actor whose conduct is negligent as involving an unreasonable risk of causing bodily harm to a child or spouse is liable for an illness or other bodily harm caused to the parent or spouse who witnesses the peril or harm of the child or spouse and thereby suffers anxiety or shock which is the legal cause of the parent’s or spouse’s illness or other bodily harm.” Id. at 851.
Although a parent was involved in the present cases, I believe the rule should apply similarly if a spouse or other close relative witnessed negligent conduct and injury.
This was also apparently the view of a significant number of members of the American Law Institute who participated in the drafting of the Restatement (Second) of Torts (1965), since the Reporter’s notes to § 313 state that “the feeling of a number of those present at the Institute meeting, [was] that the situation of a mother who sees her child negligently killed before her eyes is one in which recovery would be justified.” Restatement (Second) of Torts Appendix § 313, Reporter’s notes at 11 (1966). The narrower position actually taken by the Institute in § 313 was in accordance with what it believed to be the “heavy weight of authority” at the time. Id.