Duncan v. StateDuncan v. State
I
The appellant contends that the trial court erred in not requiring the prosecution to produce a case report prepared by the Alcohol Beverage Control Board (“ABC“) agent to whom he was allеged to have sold cocaine.
Prior to trial, the appellant filed a general “shot-gun” motion to produce, in response to which the trial court ordered the state to produce “all statements, documents, tangible objects, reports of examinations and tests or other items required under Alabama Rules of Criminal Procedure.” (Emphasis added.) In response, the State produced two “Alabama Uniform Incident/Offense Reports” prepared by Dothan police personnel and relating to the alleged cocaine sales by the appellant.
At trial, ABC Agent YeVonne Bedgood testified that she had purchased crack cocaine from the appellant on two occasions while working undercover in Dothаn during October 1988. During cross-examination, it was revealed that Agent Bedgood had prepared a case report concerning the instant offenses; that this report was in the possession of another ABC agent; and that, on the morning of the day the appellant‘s trial began, Agent Bedgood had asked [the other agent] for [the] case report so [she] could look over it.” The following then occurred:
“Q. [by defense counsel to Agent Bedgood]: Are you awarе that I filed a Motion for Production and Inspection and I‘m not really sure that I‘ve ever seen one of those reports?
“[Prosecutor]: Your Honor, I object. That‘s not discoverable material. The work product of the officer is not discoverable, although the State did provide [defense counsel] a copy of the police report from the Dothan Police Department. Even that was not discoverable.
“[Defense counsel]: Your Honor, I‘m nоt so sure that‘s necessarily not discoverable; and number two, like it‘s been said, I have been furnished with this and I haven‘t seen anything or know anything of the sort of any report that‘s been made by Ms. Bedgood, who happens to have been the arrеsting officer in this matter.
“[Prosecutor]: Your Honor, that is not true. She was not the arresting officer. She was the officer that made the buy.
“The Court: I sustain his objection. But I will, after you finish your cross, take a look at the case report, if there is one, and make a decision then. But I will sustain the objection.
“[Defense counsel]: That will be fine.”
(Emphasis added.)
The record is silent as to whether the trial judge reviewed Agent Bedgood‘s case report at the conclusion of her testimony. In any event, defense counsel did not mention the matter again during the State‘s case-in-chief. At thе close of the State‘s evidence, defense counsel made a general motion for judgment of acquittal. No specific grounds were stated in support of this motion and it was denied by the trial court. Immediately thereafter, thе prosecutor stated:
“Your Honor, if I may put on the record that I‘ve just given [defense counsel] a copy of the report written by Agent Bedgood. Even though the rules of disclosure does [sic] not require the State to do so, I provided him with those.”
Defense counsel made no reply to the prosecutor‘s statement and made no mention of Agent Bedgood‘s report at any time during the remainder of the trial.
Rule 18.1(e), A.R.Cr.P.Temp. (now
“Except as provided in (a) [concerning statements of the defendant], (b) [concerning statements of codefendants or accomplices], and (d) [concerning reports of examinations and tests], the discovery or inspection of reports, memoranda, witness lists, or other internal state documents made by the district attorney or his agents, or by law enforcement agents, in connection with the investigation or prosecution of the case, or of statements made by state witnesses or prospective stаte witnesses, is not authorized.”
Under this rule, and the trial court‘s discovery order which was restricted to material required to be produced under the rules of criminal procedure, the appellant was clearly not entitled to discover or inspect Agent Bedgood‘s report prior to trial. See also Bogan v. State, 529 So.2d 1029, 1031 (Ala.Cr.App. 1988). The fact that the State voluntarily produced the incident reports prepared by Dothan police personnel did not in any way require or obligate the State to also prоduce Agent Bedgood‘s case report prior to trial.
When Agent Bedgood testified, however, a different “rule of discovery” became applicable. Ex parte Pate, 415 So.2d 1140, 1144 (Ala. 1981). Once Agent Bedgood testified on direct examination, the appellant
“upon laying a proper predicate, [wa]s entitled to have the [trial c]ourt, at least, conduct an in camera inspection as outlined in Palermo v. United States, 360 U.S. 343, 79 S.Ct. 1217, 3 L.Ed.2d 1287 (1959). The trial court could determine initially (1) whether the [report] made by the [agent] before trial differed in any respects from statements made to the jury during trial, and (2) whether the [report] requested was of such a nature that without it the defendant‘s trial would be fundamentally unfair. Cooks [v. State, 50 Ala. App. 49, 276 So.2d 634, cert. denied, 290 Ala. 363, 276 So.2d 640 (1973)].”
Ex parte Pate, 415 So.2d at 1144. See also Bogan v. State, 529 So.2d at 1031.
Under
With its decision in Ex parte Pate, 415 So.2d 1140, the Alabama Supreme Court clearly adopted a variation of the Jencks Act. Johnson v. State, 555 So.2d 818, 822 (Ala.Cr.App. 1989), reversed on related grounds, Ex parte Johnson, 576 So.2d 1281 (Ala. 1991). See also Cooks v. State, 50 Ala. App. 49, 276 So.2d 634, cert. denied, 290 Ala. 363, 276 So.2d 640 (1973). We therefore deem it appropriate to apply federal сases interpreting the Jencks Act in deciding the present case.
Although defense counsel did not make a specific request to inspect Agent Bedgood‘s case report, compare Ex parte Johnson, 576 So.2d at 1284, it is clear from the portion of the transcript quoted above that the trial court understood that that was the action desired. Accordingly, we find that this issue was preserved for appellate review. See Lewis v. United States, 340 F.2d 678, 682 (8th Cir. 1965) (“no ‘ritual of words’ is required to invoke the Jencks Act“); Ogden v. United States, 303 F.2d 724, 733 (9th Cir. 1962), cert. denied, 376 U.S. 973, 84 S.Ct. 1137, 12 L.Ed.2d 86 (1964) (while ” ‘[n]o ritual of words’ is required, . . . the defendant must plainly tender to the Court the question of the producibility of the document at a time when it is possible for the Court to order it produced, or to make an appropriate inquiry“).
It is clear that, under Ex parte Pate, once Agent Bedgood testified and defense counsel indicated that he wished to inspect her case report, the appellant was entitled, at a minimum, to have the trial court examine the report in camera. Consequently, the trial court erred in requiring defense counsel to complete his cross-examination of Agent Bedgood without the minimum in camera review of her case report. Leach v. United States, 320 F.2d 670, 671 (D.C. Cir. 1963). However, in this case defense counsel stated that such a course of action “would be fine.” Furthermore, any error in this regard is subject tо harmless error analysis. See Rosenberg v. United States, 360 U.S. 367, 371, 79 S.Ct. 1231, 1234, 3 L.Ed.2d 1304 (1959); United States v. LaRocca, 219 F. Supp. 53, 58 (W.D.Mo. 1963), affirmed, 337 F.2d 39 (8th Cir. 1964).
At the close of his case-in-chief, the prosecutor provided defense counsel with a copy of Agent Bedgood‘s report. The appellant does not argue that he received the report “too late in the trial to serve his interests” nor does “he indicate in any way how he might possibly have been harmed by the delay.” United States v. Haldeman, 559 F.2d 31, 77-78 (D.C. Cir. 1976), cert. denied, 431 U.S. 933, 97 S.Ct. 2641, 53 L.Ed.2d 250 (1977). See also id., nn. 111 and 112. In fact, the appellant has not even alleged that this report, which is not a part of thе record before this Court, contained information which would have assisted him in his cross-examination of Agent Bedgood. Furthermore, after receiving the report, the appellant did not seek to recall Agent Bedgood. See United States v. Guerra, 334 F.2d 138, 142 (2d Cir.), cert. denied, 379 U.S. 936, 85 S.Ct. 337, 13 L.Ed.2d 346 (1964) (whеre Jencks Act materials were provided in an untimely manner, the defendant‘s failure to recall the witness precluded him from asserting on appeal that “the delay in production worked to his disadvantage“). Cf. United States v. Pope, 574 F.2d 320, 327 (6th Cir.), cert. denied, 436 U.S. 929, 98 S.Ct. 2828, 56 L.Ed.2d 774 (1978) (where trial court allоwed witness to be recalled, error occasioned by late production of the witness‘s statement was rendered harmless). Instead, after the interchange quoted above, defense counsel resumed cross-examination of Agent Bedgood and never again mentioned the matter of her case report. Under the circumstances of this case, the trial court‘s error in denying the appellant access to this report was undoubtedly harmless. Leach v. United States, 320 F.2d at 672; Rule 45, A.R.App.P.
Moreоver, defense counsel clearly acquiesced in the trial judge‘s plan to hold an in camera review of the case report after cross-examination of Agent Bedgood and “is now estopped to complain of any alleged insufficiency of that action. Cf. Phillips v. State, 527 So.2d 154, 156 (Ala. 1988) (‘a defendant cannot by his own voluntary conduct invite еrror and then seek to profit thereby‘).” Lochli v. State, 565 So.2d 294, 299 (Ala.Cr.App. 1990).
II
The appellant asserts that the trial court erred in imposing sentence upon him without allocution.
It is without dispute that, prior to sentencing a defendant convicted of a felony, “the sentencing court must ask the convicted person if he has anything to say as to why the sentence of law should not be imposed upon him.” Ex parte Anderson, 434 So.2d 737, 737-38 (Ala. 1983). Accord, Rule 8(b)(1), A.R.Cr.P.Temp. (now
“It is well settled that recitals in the judgment [entry] import absolute verity, unless contradicted by other portions of the record.” Harper v. City of Troy, 467 So.2d 269, 272 (Ala.Cr.App. 1985); Traylor v. State, 466 So.2d 185, 188 (Ala.Cr.App. 1985). In this case, the judgment entries are contradicted by the court reporter‘s transcript. Where such a conflict exists, this Court must “remand th[e] cause to the trial court with directions to resolve the conflict and determine if a proper allocution did in fact occur.1 If there was no allocution, the trial court is directed to conduct a new sentencing hearing in which a proper allocution is prоvided.” Ebens v. State, 518 So.2d 1264, 1269 (Ala.Cr.App. 1986) (footnote added), followed in Maul v. State, 531 So.2d 35, 36 (Ala.Cr.App. 1987). The trial court is further directed to make a return to this Court showing that it has complied with these instructions within 60 days from this date.
REMANDED WITH DIRECTIONS.
All Judges concur.