JOSEPH DUFFY v. STATE OF MARYLAND
Court of Appeals of Maryland
November 12, 1926
151 Md. 456
Decree affirmed, with costs to the appellee.
PARKE, J., dissents on the sole ground that he does not agree that the color scheme and markings of the cabs of the competing cab companies are so similar as to constitute unfair competition on the part of the appellant.
JOSEPH DUFFY v. STATE OF MARYLAND.
Criminal Law—Evidence—Experiment in Court Room—Cross-examination of Defendant—Charge of Other Crime—Polling of Jury.
The permitting of an experiment in the court room, such as “holding a watch on” a witness to determine his ability to estimate time, is within the discretion of the trial court, and its action in this regard will not be reviewed in the absence of a palpable abuse of discretion. p. 460
On a prosecution for robbery in a “near beer” saloon, a question asked of a witness for the State as to whether he could get whiskey in the saloon was properly excluded as irrelevant. p. 461
That the court allowed the detective who arrested appellant and his codefendant, while they were together, more than a month after the crime, to be asked if, when arrested, they explained why they were together, to which he answered that
A question asked of the same witness, whether he made any investigation as to a boy, not connected with the crime, who was with defendants when they were arrested, was properly excluded as irrelevant. p. 462
One accused of crime, testifying in his own behalf, may not be asked on cross-examination whether he has not been charged with some other crime, of which he has never been convicted. pp. 465-468
While, ordinarily, error in overruling an objection to a question is not cause for reversal where the question is not answered, or where the answer is negative or favorable to the appellant, there may be cases in which such an error may be prejudicial, as where the erroneous examination is so persistent and extended, or the question is so framed, as to amount to an accusation which is likely to create a prejudice in the minds of the jurors against the accused. p. 469
That the attorney for the State persisted in asking defendant whether he had not once been charged with larceny and then ordered to leave the city, even after the attorney was informed by the court that such questions were inadmissible unless there had been a conviction or an agreement by defendant to leave the city in order to secure a dismissal of the charge, constituted reversible error, as amounting to an assertion that there had been such an agreement or a conviction, which might have prejudiced the jury. pp. 469, 470
The court exercised a valid discretion in allowing defendant to be asked, on cross-examination, whether he had not at one time been known under another name, the fact that he had gone under a false name reflecting to some extent on his veracity, as well as serving to establish his identity. p. 470
On a prosecution under four separate indictments, defendant‘s request that the jury be polled in each case was properly complied with by the clerk in asking each juror, after he had heard the foreman announce the verdict in each case, whether the verdict of the foreman in each case was his verdict. p. 471
Decided November 12th, 1926.
Appeal from the Criminal Court of Baltimore City (DUFFY, J.).
Criminal proceeding against Joseph Duffy and another for robbery. From a judgment of conviction, defendant Duffy appeals. Reversed.
The cause was argued before BOND, C. J., PATTISON, URNER, ADKINS, OFFUTT, DIGGES, PARKE, and WALSH, JJ.
Harry W. Nice and Lindsay C. Spencer, with whom was Max Sokol on the brief, for the appellant.
John Hubner Rice, Assistant Attorney General, with whom were Thomas H. Robinson, Attorney General, and Herbert R. O‘Conor, State‘s Attorney for Baltimore City, on the brief, for the State.
OFFUTT, J., delivered the opinion of the Court.
At half past ten o‘clock at night on August 28th, 1925, four men were gathered in a near beer saloon conducted by Harry Adams at 116 East Pratt Street in Baltimore City. It had two rooms, a bar-room and a back room adjacent to it. The bar room was dimly lighted by a single gas jet, the back room was lighted by a “big globe,” and customers entered the saloon by a side door, the front door having been kept closed for about two years. One of the three men in the bar-room, Thomas Geraghty, had a glass of whiskey on the bar before him, Dougherty, the bartender, was behind the bar, and Morris Finn, the third man, was at the bar but not drinking.
The legal questions raised by the appeal are presented by eleven exceptions dealing with questions of evidence, and by the order of the court passed in each case overruling the motion to strike out the verdict, judgment and sentence therein.
Of these four men, Dougherty, who had been pardoned after he had served twelve and a half years of a fifteen-year sentence for “murder,” was first called. He said that the men were in the room about fifteen minutes, and that while he did not remember their “head-gear,” he did remember their faces. He further said that after the robbery he had gone to police headquarters, where he was shown three or four photographs, among which was one of Cleary, which he identified. Another witness had already described the bar-room as being forty feet long, with a small light “in the bar,” and counsel for the appellant, for the purpose of discrediting Dougherty‘s testimony, by showing that he did not have sufficient time to positively identify Duffy in the dimly lighted room, offered to test his ability to gauge time by “holding a watch on” him. The court refused to permit that, and that ruling is the subject of the first and second exceptions. Experiments of the same general character as that proposed are frequently permitted, and may at times be helpful in testing the ability of a witness to estimate time or distance, and may properly be admitted for that purpose, but whether they shall or shall not be permitted is manifestly within the discretion of the trial court, and in the absence of evidence of a palpable abuse of that discretion, it will not be reviewed.
Morris Finn, a witness for the State, had testified that, when the robbery occurred, Geraghty had a glass of whiskey in front of him, but said that he had never himself “bought
Detective Mahaffey, of the Philadelphia police force, testified that he arrested Cleary, Duffy, and John Caput, together in the same automobile. He was then asked this question: “Outside of denying that they had committed this crime, they did not give you any explanation of how they happened to be together or anything else, did they?” An objection to that question was overruled, and the witness answered: “I didn‘t ask them why they were together.” He was then asked, “But they didn‘t give you any explanation as to that?” An objection to that question was also overruled, and the witness answered: “They said they did not do it, and that was all.” These rulings are the subject of the fourth and fifth exceptions. The form of these questions was highly objectionable, but as no point was made of that in the trial court it will not be considered here. Aside from that objection, these rulings appear to be free at least from reversible error. It is true that the materiality of the questions was rather remote, because no definite inference of Duffy‘s guilt or innocence of the crime of which he was convicted could be drawn from the mere fact that he was in Cleary‘s company more than a month after the crime was committed, and the fact that Duffy gave no explanation of that association to Mahaffey when he was arrested proved nothing. But the fact was that he was with Cleary at that time, and when Mahaffey was examined there was nothing in the record to show why he was with him, and Mahaffey‘s answers certainly could not have injured the appellant, because he only stated what the jury in the absence of any evidence on the point must have inferred. That is, if no explanation of the fact that Duffy and Cleary were together had
Following the questions referred to in the preceding exceptions, Mahaffey was asked: “Did you make any investigation as to this boy, Caput?” An objection to that question was sustained, and that ruling is the subject of the sixth exception. This question was wholly irrelevant. No one had connected Caput in any way with the crime for which the appellant was convicted, and whether Mahaffey had or had not investigated him was collateral to any issue in the case. The appellant contends that he had the right to show the reputation of Caput, if it was good, to neutralize any inference which might be drawn from appellant‘s association with Cleary, whose reputation was thought to be bad. If the general reputation of Caput had been a relevant fact in the case, which it was not, there is nothing in the record to indicate that appellant proposed to show what it was, and the question itself bears no inherent indicia of any such intent.
Duffy‘s defense was an alibi. He testified that he was a waiter employed in an Atlantic City hotel, and that he was in Atlantic City at the time the robbery occurred. He was corroborated by Mrs. Katherine Travis, wife of a Philadelphia detective, who said that she and her husband, who knew him quite well, met Duffy in Cohen‘s drug store in Atlantic City, after eight o‘clock P. M. on Friday, August 28th, 1925; David Harris, proprietor of the restaurant where Duffy worked, who said that he was at work there at ten thirty o‘clock on the same evening; George Stoess, who kept the hotel in Atlantic City where Duffy boarded, who testified that he saw him there in base ball clothes as late as six o‘clock on the same evening; Charles Cohen, who keeps a drug store in Atlantic City, who said that on the same evening, some time after eight o‘clock, he saw Duffy
“Now, on October the eighteenth, 1917, you were charged with the larceny of an automobile— (By Mr. Nice) Now, don‘t you answer that, and Mr. Moser, unless there was a conviction, don‘t you ask him that. (By the Court) I can‘t tell what the question is unless it is completed. Of course, Mr. Moser, it is not proper for you to make a statement as to a charge that was merely made against him and in which there was no conviction. If you know that there was no conviction tell us. He says there was not. If you have got nothing to prove that there was, then it should not be asked. (By Mr. Moser) No, sir. All we have is just this. (By Mr. Nice) They have got a lot of stuff that is sent around the country by the different police departments, if your Honor please, and there is no conviction and you know it, Mr. Moser, that there is no conviction against this man. (By the Court) Now, ask him a question that was not predicated on the fact that a charge was made against him of stealing an automobile. Question by Mr. Moser: Q. Well, now did you or did you not steal an automobile in Philadelphia on or about October 18th,
The only apparent purpose of the questions was to place before the jury the insinuation that the defendant had been charged before a police inspector with the larceny of an automobile, although the court had warned counsel that such evidence was improper. The question then is, Was it permissible for the State on the cross-examination of the defendant to ask him whether he had been charged before a police officer with a crime of which he had not been convicted, and whether he had agreed to “leave town” rather than face a hearing on that charge? There are few legal topics in which there is so wide a variety and so sharp a conflict in the decisions of American courts, as the limits to which cross-examination may be pushed in searching out and exploiting every incident in the past life of a defendant who testifies in his own behalf in a criminal prosecution. Wigmore in referring to that conflict says: “The state of the law upon the foregoing topics illustrates the truth (not as often judicially appreciated as it ought to be) that there are half a hundred independent jurisdictions within our boundaries, and that it is impossible to make use of all the rulings as though they were valid precedents for every jurisdiction. The shuttlecock citation of decisions, backward and forward, in and out of their proper jurisdictions, has done much to unsettle and to confuse the law. The greatest judicial service that can be rendered today is to keep the line of precedents clear and inflexible in each jurisdiction. In general,
Underhill on Criminal Evid., par. 61, states that one accused of crime testifying in his own behalf may be asked on cross-examination concerning a “previous arrest, or indictment, or his conviction of a felony,” but not only are the cases cited in support of that conclusion in conflict, but Jones, in his work on Evidence, states that “on principle it would seem that such evidence should be excluded, and by the weight of authority it is held inadmissible.” Jones on Evid., par. 838. And in
In this state, in Smith v. State, 64 Md. 15, it was held that a witness might be asked on cross-examination whether he had ever been “confined in the Baltimore City Jail.” The trial court permitted the question, but informed the witness that she was not obliged to answer it, and that ruling was affirmed on appeal. But in McLaughlin v. Mencke, 80 Md. 83, the question in the Smith case, supra, was treated as equivalent to asking the witness if she had not been convicted of a crime, because the court said of that case: “But it is contended that conceding (and this concession is necessary since the ruling in Smith v. State) that even if the appellee had the right to show the witness had been convicted, it was error not to produce the best evidence thereof, viz., the record of conviction. In Guy v. State, 90 Md. 29, it was said that an accused person testifying in his own behalf in a criminal prosecution is subject to cross-examination, “as other witnesses,” and that he may be examined as to any matter “pertinent to the issue on trial.” In Bonaparte v. Thayer, 95 Md. 548, there was an attempt to impeach the credibility of a witness by proof that he had been indicted in the criminal court, but not convicted, and in dealing with that question this Court said: “It is unquestionably a misfortune for a man to be indicted, but that fact alone is not always equivalent to guilt. An entirely innocent person may be the victim, and it would be a gross injustice to permit what is only a charge of misconduct to be used to the prejudice, if not the ruin, of his good character. Especially would this be so, in a case
Applying the rule which, upon the authority of these cases, is in force in this state, that one accused of crime, testifying in his own behalf, may not be asked on cross-examination whether he had not been previously charged with some other crime of which he had never been convicted, to the two questions involved in the seventh and eighth exceptions, they were unquestionably improper and they should not have been allowed. It is argued, however, that the answers to these two questions were of such a “negative and harmless character” that the defendant could not have been injured. In respect to that question the case is strikingly analogous to that of McAllister v. State, supra, in which this Court said: “It is urged that the answer of the witness prevented the questions from being harmful. With this we cannot agree. The questions, extending over six or seven pages of the record, with minute details (
The traverser was also asked whether he had not at one time been known under the name of Joseph Harris. An objection to that question was overruled, and that ruling is the subject of the ninth exception. The witness was under cross-examination, and the fact that he had gone under a false name may have reflected to some extent upon his veracity and was admissible for that purpose, as well as to establish his actual identity, and the court exercised a valid discretion in permitting the question.
The tenth exception is not involved in this appeal, and the eleventh is without merit and was not pressed in this court, and these exceptions need not therefore be considered.
This brings us to the motion to strike out the verdict, judgment and sentence in each of the cases against the appellant. The motion as filed was based upon four propositions, (1) that the court “instructed the jury and directed them as to their verdict out of the presence of the defendant and while the defendant was under the custody of the sheriff
The question presented by the second objection is free from difficulty. When the jury had agreed upon a verdict, they were brought into the court room, and the foreman, reading from a paper or memorandum, announced the verdict in each case. The defendant then asked that the jury be polled in each case. The clerk thereupon “proceeded to ask each juror his verdict on the various indictments.” After he had taken the verdict of the foreman, under the instruction of the court, in polling the other jurors, in each case, he used this formula: “You have heard the verdict of your foreman; is his verdict your verdict?” It is not clear what the objection to this procedure is. It is not said that each juror was not polled in each case, and the form used has been familiar in the practice and procedure in the courts of this state for many years, and appears to be generally recognized as sufficient. 16 C. J. 1099. The defendant contends that “the court erred in directing the clerk to ask each member of the jury whether the verdict of the foreman was that of the juror so questioned, when, as a matter of fact, the foreman had pronounced not one verdict, but four separate verdicts.” But if each juror had heard the foreman announce the verdict of the jury in each of the four cases, and was asked whether the verdict of the foreman in each case was his verdict, and the record appears to establish that, the force of that objection is not apparent. Without further reference to it, it is sufficient to say that we find no error in that procedure.
The appellant contends that in thus instructing the jury as to their verdict out of the presence of the traverser the court committed reversible error, even though injury resulting from that procedure is not shown. The State, however, contends, if we understand its position, that while the rule at common law was that the accused must always be present
In disposing of an objection to the action of the trial court, the Supreme Court of Washington, after referring to constitutional and statutory provisions in force in that state requiring the presence of the accused in criminal prosecutions, said: “These are rights that pertain to the accused at every stage of the trial when his substantial rights may be affected—the giving to the jury special instructions during the period of their deliberations being no exception—and
The precise question does not appear to have arisen in this state, and is, to some extent, one of first impression, although there are in several cases expressions which are not without force in determining it. In State v. Glenn, 54 Md. 572, and Danner v. State, 89 Md. 220, it was held that article 5, Declaration of Rights, which declares that the people of this state are “entitled to the common law of England, and the trial by jury, according to the course of that law” applies to criminal prosecutions, and as we have pointed out, at common law, in all criminal prosecutions for felonies, such as those charged in the indictments in these cases, there could be no valid trial or judgment unless the accused were present at every stage of the trial. In Wheeler v. State, 42 Md. 563, upon which the State mainly relies, it was held that that privilege was not violated by the act of the trial court in sending to the jury room at the request of the jury a statement of law. But in that case the statement was made and the communication from the jury was received in open court, presumably in the presence of counsel for both sides, and in the presence of the accused, for his counsel stated to the court that he, the accused, desired the jury to be instructed in accordance with a prayer which was then read to the court. There was no suggestion that the instruction given the jury was not known to the traverser before it was sent, or that it was not a correct statement of the law, and the question before us was not referred to at all. And the offense for which the accused was tried in that case was not a felony, but a misdemeanor, and in State v. Glenn, supra, it was held that the declaratory principles, such as that quoted, found
As we have stated, these cases are not sufficiently in point to control the question before us, but upon the general weight of authority, to preserve the integrity of the constitutional provisions to which we have referred, in our opinion, it would be unsafe to sanction the procedure followed in this case. It is true that the court certifies that the instructions, given in the absence of the prisoner, were the same as those given in his presence, but it also appears that the jury did not understand the instructions given in his presence, or they would not have asked for further instructions. What those instructions were, or what was written on the memorandum which guided the foreman in announcing the verdicts, does not appear in the record. It may be that it was a mere form of verdict and that it did not injure the defendant, but in dealing with an absolute constitutional right, the citizen ought not to be at the mercy of speculation as to whether the violation of it did or did not injure him. Since the jury did not understand the instructions as first given, it may have been that the prisoner, if present, when they were instructed a second time, would have asked that they be made clearer, or he may have objected to their form. They covered fourteen separate counts contained in four indictments, and they related, so far as he was concerned, to the most vital thing in the case, the verdict of the jury. If we held that under such circumstances he had no right
After careful consideration of the question and the authorities, in our opinion, the instruction of the jury as to the form of their verdict was a part of the trial, and in giving it during the involuntary absence of the prisoner, while he was in custody of the police, the court erred, and injury must be attributed to that error.
For these reasons the judgment appealed from will be reversed and the case remanded for a new trial.
Judgment reversed and case remanded for a new trial.
URNER, J., dissents.
BOND, C. J., dissents from so much of the opinion as deals with the motion to strike out the verdict, judgment and sentence.
