Introduction
Donald Karas (“Karas”) appeals from the judgment of the Circuit Court of the City of St. Louis in favor of John, Joe and Thomas Duerbusch (“Duerbusches”) awarding damages of $580,822.55 on their claim that Karas used undue influences to obtain survivor benefits from Marcella Karas (“Decedent”). Karas contends the trial court erred because: (1) insufficient evidence supported the judgment; (2) the trial court abused its discretion in allowing expert testimony; and (3) the trial court lacked jurisdiction to enter an amended judgment more than thirty (30) days after the entry of the final judgment. We affirm.
Facts and Proceedings Below
Decedent died intestate on September 22, 1996. Her sole heirs were three nephews John, Joe and Tom Duerbusch, the children of her predeceased brother. Following Decedent’s death, a probate estate opened in the Circuit Court of the City of St. Louis, which contained the two houses owned by Decedent. John Duerbusch was appointed personal representative of the estate. At the time of her death, Decedent also possessed a total of twenty-two separate bank accounts, 1,463 shares of Union Electric stock, a safe-deposit box and an annuity with Western-Southern Life Assurance Company. The accounts and investments had an aggregate value of approximately $1,161,279 and contained payable on death (“POD”) designations to Karas, her nephew through marriage. Following the opening of the probate estate, the Duerbusches filed a Petition to Discover Assets in the Circuit Court alleging among other things, that Karas used undue influence to obtain survivor benefits from Decedent.
In June 2006, the case proceeded to a jury trial. The Duerbusches argued that Decedent’s dependence upon Karas allowed him to exercise undue influence over the disposition of her accounts and investments. They asserted that Decedent had difficulty making financial and practical decisions on her own, having been raised as a “traditional-style” woman with a limited education, and depending upon various male relatives to assist her in her daily life. Once both her husband and brothers died, the Duerbusches argued, Decedent began to depend upon Karas to do everything from taking her to the store and the bank to assisting her around her home to making financial decisions.
The Duerbusches each testified that the Duerbusch family had a tradition of at
The Duerbusches also testified that while they repeatedly saw Decedent while growing up, she stopped attending family functions and began to spend more time with Karas and his family after her husband and brother died. Around this time, they noted, Decedent began to speak more and more about Karas, where she had not in the past, stating, “What would I do without Donnie?” Moreover, they noted, Karas began to run errands with Decedent and assist her around the house.
John Duerbusch testified that he had a close relationship with Decedent, who was his godmother. John stated that he began to visit and contact her more after her husband and brother had both passed away. On one occasion, he stated, Decedent asked him to come over to her house to fix clogged sinks, which were clogged because she had gone without hot water for six to eight months. John testified that, at one point, Decedent suggested that she ought to put his name on her accounts, but that he hesitated and suggested to her that they should wait and think about it. After that, Karas began taking her to the bank and John never took her again.
John further testified that in the year before Decedent died, Karas had far more contact with her than anyone else. John stated that very few people visited Decedent and Karas was at her house “all the time,” spending almost every night there until she passed away. According to John, once Karas became more involved, Decedent refused to go to the hospital when she became ill because she was afraid her house would be robbed while she was away. John also contended that Decedent allowed Karas to lock her inside her home when he left for periods of time because she was concerned about her safety. Lillian Duerbusch, the widow of Decedent’s cousin, testified that in August 1996, she had difficulty getting Decedent on the telephone and that when she went to visit Decedent at her home Karas acted as if he was going to block her from entering.
In addition to assisting with her shopping and necessary errands, Karas also assisted Decedent with health care, financial and legal matters. Towards the end of her life, Decedent developed problems with her legs, feet and breathing. Karas arranged for his doctor, Dr. Felder, to see Decedent in her home.
1
Debra Tesón, the nurse who provided home health care for Decedent, kept written notes regarding her daily neurological assessment, which describe Decedent’s recall as “poor after five minutes and states ‘I’m in such a dither with this new routine. I can’t retain it all.’” In the area of her notes entitled “Neurological,” Ms. Tesón also described Decedent as: “forgetful,” “flat affect,” “disorganized,” “depressed,” and “in
Decedent hired Karas’ attorney, who drafted a durable power of attorney for health care decisions naming Karas as attorney-in-fact and an additional document providing Karas authority to make decisions concerning Decedent’s real estate. Although Decedent had previously used her brother’s accountant, she began to employ Karas’ accountant to prepare her taxes.
On December 14, 15, and 18, 1995, Kar-as took Decedent to Magna Bank, Roosevelt Bank, Pulaski Bank, Boatmen’s Bank and Union Electric. 2 During those three days, Decedent made all of her accounts — including her Union Electric stock — payable on death to Karas. In addition, Decedent titled one of her accounts jointly with Karas so that he could use the account to pay for her bills, medicine and groceries. 3 In June 1996, Decedent closed two of her Roosevelt accounts and used the proceeds to purchase an annuity from Western-Southern Life Assurance Company. She listed Karas as the beneficiary after Karas spoke to a representative at the bank about the annuity. In spite of these transfers, Decedent told Mrs. Duer-busch, Mrs. Gonzalez and John Duerbusch that she wanted to split her assets between Karas and John Duerbusch. John Duerbusch testified that approximately ten days before she died, Decedent told him that she did not intend for Karas to become the owner of her property but that she wanted to use her property to take care of both John and Karas and that Karas knew her wishes.
John testified that on the night Decedent died, Karas came to his home and told him that he would pay his home mortgage because Decedent would have wanted him to do it. John asked Karas about the rest of the money but Karas stated that they would talk about it later and immediately left. Approximately one week later, Karas closed all of Decedent’s accounts, filed a claim for the proceeds of the annuity and transferred the title on the stock to his name. Prior to closing the accounts, Karas purchased twenty-four death certificates, the exact number of accounts and investments that Decedent possessed. Following the closing of the accounts and the re-titling of the investments, Karas received approximately $1,161,279 from Decedent’s accounts and investments.
Dr. Sean Yutzy, a forensic psychiatrist testifying on behalf of the Duerbusches, opined that Decedent had been at a substantial risk of undue influence at the time she granted Karas survivorship benefits. In so concluding, Dr. Yutzy relied on Decedent’s long-standing history of dependency, upbringing, lack of education, failure to learn how to drive, tendency to procrastinate, ill health, and “unusual behaviors.” 4
In addition, the friends stated that Decedent had expressed gratitude towards Karas for his assistance and kindness to her and frustration with John and his brothers for not coming to visit her. These witnesses concluded that Decedent had granted Karas survivorship benefits because he was good to her, taking her places and cooking for her, and was the only person helping her. The friends described the assistance Karas provided as including gardening, housecleaning, cooking, washing, and shoveling snow for Decedent and her neighbors. Finally, the friends testified that Karas cared for Decedent as she became ill, initially spending the night occasionally in case she needed help or became severely ill and later regularly spending the night as her health declined.
Following closing arguments, the jury returned a verdict finding that Karas had exercised undue influence over Decedent and awarded the Duerbusches $580,822.55 in damages. Thereafter, the Duerbusches filed a Motion to Reopen Judgment to Grant Additional Relief, in which they asked the trial court to: (1) impose a constructive trust upon the proceeds of the property Karas obtained through undue influence; and (2) order Karas to return the proceeds in the amount of the judgment to the Duerbusches and Decedent’s estate. The trial court amended the Judgment and imposed a constructive trust upon the proceeds of Decedent’s property. Karas appeals.
Standard of Review
A motion for Judgment Notwithstanding the Verdict (“JNOV”) challenges the submissibility of a plaintiffs case.
Brown v. Bailey,
We review the admission or exclusion of expert evidence for manifest abuse of discretion.
Twin Chimneys Homeowners Ass’n v. J.E. Jones Const. Co.,
Analysis
A. Sufficiency of the Evidence
In his first point, Karas contends the trial court erred in denying his Motion for JNOV because: (1) the trial court applied the incorrect standard in determining whether to grant or deny the motion for JNOV, (2) the Duerbusches proffered insufficient evidence to create a presumption of undue influence, and (3) the Duerbusch-es otherwise failed to adduce sufficient evidence of undue influence.
When reviewing a motion for JNOV, the trial court analyzes whether the plaintiff made a submissible case.
Brown,
Karas contends that for the trial court to submit the case to the jury, the Duer-busches had to offer clear, cogent and convincing evidence of undue influence and accordingly when the trial court considered the JNOV, it likewise was required to apply a clear, cogent and convincing standard to assess the propriety of submissibility. In response, the Duerbusches argue that Karas waived this argument by failing to object to the burden of proof instruction during the instruction conference or tender an alternative burden of proof instruction setting forth the clear, cogent and convincing standard. Karas asserted his view that the trial court was required to assess submissibility using a clear, cogent and convincing evidence in his motions for directed verdict, JNOV, and new trial. Thus, to the extent that Karas is challenging the standard the trial court should have applied in assessing the motion for JNOV, we do not believe that he failed to preserve this issue.
In arguing that the trial court should have used a clear, cogent and convincing standard in determining the motion for JNOV, Karas primarily relies upon a case from the Western District,
Mace v. Loetel,
Karas also argues that the trial court erred in denying his JNOV motion because the record contained insufficient evidence to give rise to a presumption of undue influence. Undue influence occurs when a party in a position of trust induces the other, by “active conduct”, to provide a substantial benefit through the transfer of property.
Estate of Gross,
In determining whether sufficient evidence supports a presumption of undue influence, we apply a case-by-case analysis because the exercise of undue influence is often proved by circumstantial evidence.
Id.
“Persons exerting undue influence will do so in as subtle, furtive, indirect and elusive a manner as possible and such influence may therefore be shown indirectly by the reasonable and natural inferences drawn from the facts and circumstances proved.”
Estate of Gross,
To establish the first prong of the undue influence presumption, a plaintiff must show a confidential or fiduciary relationship.
Estate of Gross,
Here, Karas not only assisted Decedent around the house and with her shopping and errands, but also actively helped her in almost every area of her life. She discussed everything with Karas before making any decisions and relied upon his advice. Karas referred her to his accountant, lawyer and doctor, all of whom assisted her in making medical, legal and financial decisions. Decedent told several of her friends how Karas provided her with investment advice. Moreover, she changed one of her checking accounts and her safe deposit box to list Karas as a joint owner. Decedent trusted and relied upon Karas for comfort, companionship and daily care. In addition, she gave him a power of attorney over her health and real estate decisions, both of which he actively used. At the end of her life, Karas and his family were the only people who saw her. Accordingly, the evidence was sufficient for the jury to find that Karas and Decedent had a confidential relationship.
To establish the second prong of the undue influence presumption, a plaintiff must show that the fiduciary obtained a benefit from his or her position of trust.
Finally, to establish the third prong, a plaintiff must proffer some additional evidence from which undue influence may be inferred. Goldschmidt, 215 5.W.3d at 221. This includes the physical condition of the asset holder as well as “evidence that the fiduciary has the power to influence the holder of the assets, the opportunity to do so, and if the disposition of property was a changed course of action.” Id. Missouri courts view the amount of evidence necessary to satisfy this prong liberally. Id. No one fact is determinative and our courts have found active procurement under numerous factual scenarios. Id. For example, in In re Estate of Goldschmidt, we found that the plaintiff had proffered sufficient evidence of active procurement when, prior to granting survivorship benefits, the decedent trusted the defendant with her financial documents, including bills, tax and insurance documents and a key to her safe-deposit box. See Id. Moreover, we found the fact that the decedent was blind and relied upon the defendant to drive her places, including the bank, relevant in assessing active procurement. Id. Here, similarly the record illustrates that Decedent was in ill-health and at times bedridden. Unable to drive, she relied upon Karas to drive her to various places, including the banks and the company in which she held stock.
Karas argues that, assuming arguendo, the record contained sufficient evidence to establish that he had the power and opportunity to influence Decedent, the record does not support a determination that Decedent’s disposition of her property was a changed course of action because she did not have a will or other arrangement for her property upon her death.
The distinction drawn by Karas is unpersuasive. We have previously held that creating a POD account when the beneficiary would otherwise receive nothing is, in and of itself, a changed course of action.
Goldschmidt,
As in Goldschmidt, we determine that there is sufficient evidence in the record that: (1) Decedent and Karas had a confidential relationship; (2) Karas received a benefit; and (3) there is additional evidence which supports an inference of undue influence. Accordingly, the trial court did not err in refusing to grant the motion for JNOV. Point denied.
B. Admissibility of Expert Testimony
In his second point, Karas contends the trial court abused its discretion in admitting the testimony of Dr. Sean Yutzy because: (1) his opinion invaded the province of the jury; (2) his conclusion improperly bolstered the credibility of contested assertions provided solely by the Duerbusch family; and (3) his opinion was based upon psychological profiling. 6
Karas contends that the testimony of Dr. Yutzy invaded the province of the jury because it was not based on specialized knowledge but upon a commonplace inference of which the jury was equally capable.
Section 490.065.1 provides:
In any civil action, if scientific, technical or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training, or education may testify thereto in the form of an opinion or otherwise.
Thus, if a witness utilizes and applies “scientific, technical, or other specialized knowledge,” the testimony is properly that of an expert.
Vittengl v. Fox,
It is well-settled that evidence of a decedent’s physical and mental condition is admissible as proof of her
“susceptibility
to the persuasion of undue influence.”
Salisbury v. Gardner,
2. Improper bolstering
Karas argues that the trial court abused its discretion in admitting Dr. Yut-zy’s testimony because his testimony was primarily an extended commentary endorsing the credibility of the Duerbusches evidence and was inadmissible because it improperly bolstered the credibility of their witnesses.
Generally, expert testimony that relates to the credibility of a witness is inadmissible.
State v. Tyra,
3. Psychological profíling
Karas asserts the trial court erred in admitting Dr. Yutzy’s testimony because it amounted to “psychological profiling,” which, he contends, is heavily disfavored by our courts. Specifically, Karas argues that Dr. Yutzy took “certain features of [Decedent’s] background, age, sex, partial dependency, and conclude[d] that these factors place[d] her in a category of persons who have a propensity to be susceptible to undue influence.” Karas maintains that, “profiling as to the foibles of the elderly should enjoy no greater acceptance than sex offender profiling or racial profiling.”
In contending that Dr. Yutzy’s application of forensic psychiatry amounted to profiling, Karas relies upon
Vittengl v. Fox,
Vittengl is inapposite. Here, unlike Vit-tengl, Dr. Yutzy’s testimony regarding Decedent’s susceptibility to undue influence went to a fact directly at issue in the case and evidence of her mental condition was highly relevant to proving that fact. As opposed to the expert’s testimony in Vit-tengl, Dr. Yutzy applied specialized knowledge and generally accepted techniques to reach an opinion to a degree of medical certainty. Finally, unlike Vittengl, Dr. Yutzy did not create a generalized picture of an average person at risk of undue influence and apply the picture to Decedent. Instead, Dr. Yutzy testified solely regarding his understanding of Decedent’s documented physical and mental condition and analyzed whether her particularized condition affected her ability to act on her own and in the face of Karas’ alleged influence. Point denied.
B. Amended Judgment
In his third point, Karas contends the trial court erred in entering an amended judgment more than thirty (30) days after the entry of the final judgment because the amended judgment was premised on a basis other than one contained in
Rule 75.01 provides that the trial court retains jurisdiction for the thirty-day period after the entry of judgment and “may, after giving the parties an opportunity to be heard and for good cause, vacate, reopen, correct, amend, or modify its judgment within that time.” However, the trial court retains jurisdiction for up to ninety days if a party files an authorized after-trial motion, such as a motion for new trial. Rule 81.05(a)(2);
Taylor v. United Parcel Service, Inc.,
Here, the trial court entered the judgment on August 2, 2006. On August 23, 2006, Karas filed a motion for new trial. On September 1, 2006, the Duerbusches also filed a motion to reopen judgment to grant additional relief, asking the trial court to amend the judgment. On October 12, 2006, the trial court entered an order denying Karas’ motion for new trial and granting the Duerbusches’ motion, entering an amended judgment imposing a constructive trust over the proceeds of the accounts and investments owned by Decedent at the time of her death.
Karas seems to contend that the motion to reopen was not an authorized after-trial motion. Even if it is not, the motion for new trial filed by Karas is certainly an authorized after-trial motion. Id. Therefore, the trial court’s jurisdiction over the judgment was extended for ninety additional days “from the date the last timely motion was filed.” Rule 81.05(a)(2). Because the amended judgment was entered within ninety days from the date the last timely authorized after-trial motion was filed, the trial court had jurisdiction to amend the judgment. Whether or not the trial court properly amended the judgment is a different question than whether the court had jurisdiction to do so. Karas’ point only challenges whether the trial court had jurisdiction to amend the judgment. Point denied.
Conclusion
The judgment of the trial court is affirmed.
Notes
. Dr. Felder diagnosed Decedent with congestive heart failure, with a possible history of myocardial heart attack and treated her in her home with the assistance of a home health care nurse and nurses' aid. At the time he treated her, Dr. Felder lacked admitting privileges at any area hospital, had a limited medical license and was on probation with Missouri Board of Healing Arts ("MBHA”). Dr. Felder did not send any written bills to Decedent, but received cash payment from Karas. At the time of trial, the MBHA had revoked his license to practice medicine.
. Each bank held accounts that Decedent had inherited from her brother Bill or sister Loretta and were titled jointly in the name of Decedent and either Bill or Loretta. Following Bill and Loretta’s death, the only activity on the accounts was the interest paid by the bank.
. At one point, Decedent lost the checkbook and had to close the account and re-open it under a new account number. At that time, approximately a month and a half before she died, the account contained $67,800. At the time Karas closed the account two months later, the account contained $26,900. Beyond funeral costs and living expenses, Karas could not recall how the remaining money had been spent.
.Among her "unusual behaviors,” Dr. Yutzy cited the fact that Decedent lived without hot water for months, refused to leave her home for fear of it being robbed while she was gone, refused to change the furnishings or
. However, at least one of her fellow Steam Club members believed that Decedent had some difficulty in keeping up with the accounts and seemed confused in the last six months of her life. Moreover, almost none of the friends saw Decedent during this time, because her attendance at Steam Club meetings decreased significantly.
. As an initial matter, the Duerbusches contend that Karas waived his point by failing to object when Dr. Yutzy testified. Prior to trial, Karas objected to Dr. Yutzy’s testimony by way of a Motion in Limine, which the trial court denied. Prior to Dr. Yutzy’s testimony,
