Lead Opinion
delivered the opinion of the Court.
Respondent confessed to stabbing a woman nine times after she refused to have sexual relations with him, and he was convicted of attempted murder. Before confessing, respondent was given warnings by the police, which included the advice that a lawyer would be appointed “if and when you go to court.” The United States Court of Appeals for the Seventh Circuit held that such advice did not comply with the requirements of Miranda v. Arizona,
Late on May 16, 1982, respondent contacted a Chicago police officer he knew to report that he had seen the naked body of a dead woman lying on a Lake Michigan beach. Respondent denied any involvement in criminal activity. He then took several Chicago police officers to the beach, where the woman was crying for help. When she saw respondent, the woman exclaimed: “Why did you stab me? Why did you stab me?” Respondent told the officers that he had been with .the woman earlier that night, but that they had been attacked by several men who abducted the woman in a van.
The next morning, after realizing that the crime had been committed in Indiana, the Chicago police turned the investigation over to the Hammond, Indiana, Police Department. Respondent repeated to the Hammond police officers his story that he had been attacked on the lakefront, and that the woman had been abducted by several men. After he filled out a battery complaint at a local police station, respondent agreed to go to the Hammond police headquarters for further questioning.
At about 11 a. m., the Hammond police questioned respondent. Before doing so, the police read to respondent a waiver form, entitled “Voluntary Appearance; Advice of Rights,” and they asked him to sign it. The form provided:
*198 “Before we ask you any questions, you must understand your rights. You have the right to remain silent. Anything you say can be used against you in court. You have a right to talk to a lawyer for advice before we ask you any questions, and to have him with you during questioning. You have this right to the advice and presence of a lawyer even if you cannot afford to hire one. We have no way of giving you a lawyer, but one will be appointed for you, if you wish, if and when you go to court. If you wish to answer questions now without a lawyer present, you have the right to stop answering questions at any time. You also have the right to stop answering at any time until you’ve talked to a lawyer.”843 F. 2d 1554 , 1555-1556 (CA7 1988) (emphasis added).1
Respondent signed the form and repeated his exculpatory explanation for his activities of the previous evening.
Respondent was then placed in the “lockup” at the Hammond police headquarters. Some 29 hours later, at about 4 p.m. on May 18, the police again interviewed respondent. Before this questioning, one of the officers read the following waiver form to respondent:
“1. Before making this statement, I was advised that I have the right to remain silent and that anything I*199 might say may or will be used against me in a court of law.
“2. That I have the right to consult with an attorney of my own choice before saying anything, and that an attorney may be present while I am making any statement or throughout the course of any conversation with any police officer if I so choose.
“3. That I can stop and request an attorney at any time during the course of the taking of any statement or during the course of any such conversation.
“4. That in the course of any conversation I can refuse to answer any further questions and remain silent, thereby terminating the conversation.
“5. That if I do not hire an attorney, one will be provided for me.” Id., at 1556.
Respondent read the form back to the officers and signed it. He proceeded to confess to stabbing the woman. The next morning, respondent led the officers to the Lake Michigan beach where they recovered the knife he had used in the stabbing and several items of clothing.
At trial, over respondent’s objection, the state court admitted his confession, his first statement denying any involvement in the crime, the knife, and the clothing. The jury found respondent guilty of attempted murder, but acquitted him of rape. He was sentenced to 35 years’ imprisonment. The conviction was upheld on appeal. Eagan v. State,
Respondent sought a writ of habeas corpus in the United States District Court for the Northern District of Indiana, claiming, inter alia, that his confession was inadmissible because the first waiver form did not comply with Miranda. The District Court denied the petition, holding that the record “clearly manifests adherence to Miranda . . . espe-
A divided United States Court of Appeals for the Seventh Circuit reversed.
The Court of Appeals denied rehearing en banc, with four judges dissenting from that order. App. to Pet. for Cert. A1-A2. We then granted certiorari,
In Miranda v. Arizona,
We have never insisted that Miranda warnings be given in the exact form described in that decision.
Miranda has not been limited to station house questioning, see Rhode Island v. Innis, supra (police car), and the officer in the field may not always have access to printed Miranda warnings, or he may inadvertently depart from routine practice, particularly if a suspect requests an elaboration of the warnings. The prophylactic Miranda warnings are “not themselves rights protected by the Constitution but [are] instead measures to in.sure that the right against compulsory self-incrimination [is] protected.” Michigan v. Tucker,
We think the initial warnings given to respondent touched all of the bases required by Miranda. The police told respondent that he had the right to remain silent, that anything he said could be used against him in court, that he had the right to speak to an attorney before and during questioning, that he had “this right to the advice and presence of a lawyer even if [he could] not afford to hire one,” and that he had the “right to stop answering at any time until [he] talked to a lawyer.”
In our view, the Court of Appeals misapprehended the effect of the inclusion of “if and when you go to court” language
Respondent relies, Brief for Respondent 24-29, on language in California v. Prysock, where we suggested that Miranda warnings would not be sufficient “if the reference to the right to appointed counsel was linked [to a] future point in time after the police interrogation.”
The Court of Appeals thought it necessary to remand this case for consideration of whether respondent’s second statement was tainted by the first warnings. Id., at 1557-1558. In view of our disposition of this case, we need not reach that question.
It is so ordered.
Notes
The remainder of the form signed by respondent provided:
“I, [Gary Eagan,] have come to the Detective Bureau of the Hammond, Indiana Police Department, of my own choice to talk with Officers ... In [sic] regard to an investigation they are conducting. I know that I am not under arrest and that I can leave this office if I wish to do so.
“Prior to any questioning, I was furnished with the above statement of my rights.... I have (read) (had read to me) this statement of my rights. I understand what my rights are. I am willing to answer questions and make a statement. I do not want a lawyer. I understand and know what I am doing. No promises or threats have been made to me and no pressure of any kind has been used against me.”
The majority of federal and state courts to consider the issue have held that warnings that contained “if and when you go to court” language satisfied Miranda. See Wright v. North Carolina,
On the other hand, a minority of federal and state courts, including the Seventh Circuit in this case, have held that “if and when you go to court” language did not satisfy Miranda. See United States ex rel. Williams v. Twomey,
Petitioner does not argue, and we therefore need not decide, whether Stone v. Powell,
For example, the standard Miranda warnings used by the Federal Bureau of Investigation provide as follows:
“Before we ask you any questions, you must understand your rights.
“You have the right to remain silent.
“Anything you say can be used against you in court.
“You have the right to talk to a lawyer for advice before we ask you any questions and to have a lawyer with you during questioning.
“If you cannot afford a lawyer, one will be appointed for you before any questioning if you wish.
“If you decide to answer questions now without a lawyer present, you will still have the right to stop answering at any time. You also have the right to stop answering at any time until you talk to a lawyer.” Brief for United States as Amicus Curiae 1-2, n. 1.
In federal court, the defendant’s initial hearing, at which counsel is appointed, may occur before the filing of the indictment or information. Fed. Rules Crim. Proc. 5(a), (e).
At oral argument, the United States said that the federal law enforcement officials do not use this language in order to avoid “unnecessary litigation.” Tr. of Oral Arg. 16.
In Miranda, the Court stated that the FBI’s then-current practice of informing suspects “of a right to free counsel if they are unable to pay, and the availability of such counsel from the Judge,”
Respondent argues that the second set of Miranda warnings he received were deficient. Brief for Respondent 38-40. These specific warnings have been upheld by the Seventh Circuit, Richardson v. Duckworth,
Concurrence Opinion
with whom Justice Scalia joins, concurring.
I concur in The Chief Justice’s opinion for the Court. I write separately to address an alternative ground for decision in this case which was raised, but not relied upon, by the District Court. In my view, the rationale of our decision in Stone v. Powell,
Over seven years ago respondent stabbed a woman nine times after she refused to have sexual relations with him. Claiming that he had innocently discovered the body, respondent led Chicago police to the woman, who, upon seeing respondent, immediately identified him as her assailant. Respondent was twice informed of his rights and questioned by detectives. The first time he gave an exculpatory statement indicating that he had been attacked by the same persons who had assaulted the victim. In the second interview, respondent confessed to the stabbing. He then led police to the knife he had used and to several items of his clothing which were found near the scene of the assault. Respondent sought suppression of both his statements and the knife and clothing on the ground that the warnings he was given were inadequate under Miranda v. Arizona,
In 1986, respondent filed this petition for federal-habeas corpus under 28 U. S. C. §2254. He raised the same Mi-■ randa claim which had been fully litigated in, and rejected by, the state courts. The District Court noted the possibility that respondent’s claim might not be cognizable on federal habeas under our decision in Stone v. Powell, but indicated that “[f ]or present purposes that issue remains to be solved by the Supreme Court or this Circuit.” App. to Pet. for Cert. A-50. The District Court found no evidence of “coer
II
In Stone v. Powell this Court held that claims that probative evidence should have been excluded at trial because of police conduct alleged to have violated the Fourth Amendment would not be entertained in a federal habeas proceeding where a full and fair opportunity to litigate the claim had been made available in the state courts. The Stone Court noted that the exclusionary rule “ ‘is a judicially created remedy designed to safeguard Fourth Amendment rights gener
In Stone, we found that application of the exclusionary rule to Fourth Amendment violations on federal habeas was likely to have only marginal effectiveness in deterring police misconduct, while offending important principles of federalism and finality in the criminal law which have long informed the federal courts’ exercise of habeas jurisdiction. In my view, this same weighing process leads ineluctably to the conclusion that the suppression remedy should not be available on federal habeas where the state courts have accorded a petitioner a full and fair opportunity to litigate a claim that
The Fifth Amendment guarantees that “[n]o person . . . shall be compelled in any criminal case to be a witness against himself.” The Amendment has its roots in the Framers’ belief that a system of justice in which the focus is on the extraction of proof of guilt from the criminal defendant himself is often an adjunct to tyranny and may lead to the conviction of innocent persons. Thus, a violation of the constitutional guarantee occurs when one is “compelled” by governmental coercion to bear witness against oneself in the criminal process. See Colorado v. Connelly,
The Miranda rule is not, nor did it ever claim to be, a dictate of the Fifth Amendment itself. The Miranda Court implicitly acknowledged as much when it indicated that procedures other than the warnings dictated by the Court’s opinion might satisfy constitutional concerns, see Miranda,
“[Fjederal habeas review itself entails significant costs. It disturbs the State’s significant interest in repose for concluded litigation, denies society the right to punish some admitted offenders, and intrudes on state sovereignty to a degree matched by few exercises of federal judicial authority.” Harris v. Reed,489 U. S. 255 , 282 (1989) (dissenting opinion).
Indeed, within weeks after our decision in Miranda, we declined to apply that decision retroactively to state prisoners on federal habeas, noting that the Miranda rule was unrelated to the truth seeking function of the criminal trial, and that its application on federal habeas “would require the retrial or release of numerous prisoners found guilty by trustworthy evidence.” Johnson v. New Jersey,
Justice Marshall’s dissenting opinion accuses me of exhibiting “a profound distaste for Miranda,” post, at 224, in suggesting that the rationale of Stone v. Powell should be applied to Miranda claims on federal habeas review. It is not a sign of disrespect for a particular substantive rule to refuse to apply it in a situation where it does not serve the purposes for which it was designed. Our jurisprudence has long recognized a distinction between direct and collateral review, and I am not the first Justice of this Court to suggest that prophylactic rules should be treated differently in collateral proceedings than on direct review. See, e. g., Greer v. Miller,
The dissent’s charges of “judicial activism” and its assertion that “Congress has determined” that collateral review of claims like those at issue in this case outweighs any interests in bringing a final resolution to the criminal process, see post, at 222, 228, ring quite hollow indeed in the context of the federal habeas statute. The scope of federal habeas corpus jurisdiction has undergone a substantial judicial expansion, and a return to what “Congress intended” would reduce the scope of habeas jurisdiction far beyond the extension of Stone v. Powell to Miranda claims. See Kuhlmann v. Wilson,
While the State did not raise the applicability of Stone v. Powell to respondent’s Miranda claim below or in its petition for certiorari, there is language in Stone which suggests that the bar it raises to relitigation of certain claims on federal habeas is jurisdictional or quasi-jurisdictional in nature.
Dissenting Opinion
with whom Justice Brennan joins, and with whom Justice Blackmun and Justice Stevens join as to Part I, dissenting.
The majority holds today that a police warning advising a suspect that he is entitled to an appointed lawyer only “if and when he goes to court” satisfies the requirements of Miranda v. Arizona,
I
In Miranda, the Court held that law enforcement officers who take a suspect into custody must inform the suspect of, among other things, his right to have counsel appointed to represent him before and during interrogation:
*215 “In order fully to apprise a person interrogated of the extent of his rights , it is necessary to warn him not only that he has the right to consult with an attorney, but also that if he is indigent a lawyer will be appointed to represent him. Without this additional warning, the admonition of the right to consult with counsel would often be understood as meaning only that he can consult with a lawyer if he has one or has the funds to obtain one. The warning of a right to counsel would be hollow if not couched in terms that would convey to the indigent — the person most often subjected to interrogation — the knowledge that he too has a right to have counsel present. As with the warning of the right to remain silent and of the general right to counsel, only by effective and express explanation to the indigent of this right can there be assurance that he was truly in a position to exercise it.”384 U. S., at 473 (footnotes omitted).
Miranda mandated no specific verbal formulation that police must use, but the Court, speaking through Chief Justice Warren, emphasized repeatedly that the offer of appointed counsel must be “effective and express.” Ibid.; see also id., at 476 (only a “fully effective equivalent” of the warnings described will pass muster); id., at 444 (requiring “other fully effective means”); id., at 467 (requiring alternative that is “at least as effective”); id., at 490 (stating that “Congress and the States are free to develop their own safeguards for the privilege [against self-incrimination], so long as they are fully, as effective as those described above”). A clear and unequivocal offer to provide appointed counsel prior to questioning is, in short, an “absolute prerequisite to interrogation.” Id., at 471.
In concluding that the first warning given to respondent Eagan, quoted ante, at 198, satisfies the dictates of Miranda, the majority makes a mockery of that decision. Eagan was initially advised that he had the right to the presence of counsel before and during questioning. But in the very next
In lawyerlike fashion, The Chief Justice parses the initial warnings given Eagan and finds that the most plausible interpretation is that Eagan would not be questioned until a lawyer was appointed when he later appeared in court. What goes wholly overlooked in The Chief Justice’s analysis is that the recipients of police warnings are often frightened suspects unlettered in the law, not lawyers or judges or others schooled in interpreting legal or semantic nuance. Such suspects can hardly be expected to interpret, in as facile a manner as The Chief Justice, “the pretzel-like warnings here — intertwining, contradictory, and ambiguous as they
Even if the typical suspect could draw the inference the majority does — that questioning will not commence until a lawyer is provided at a later court appearance — a warning qualified by an “if and when” caveat still fails to give a suspect any indication of when he will be taken to court. Upon hearing the warnings given in this case, a suspect would likely conclude that no lawyer would be provided until trial. In common parlance, “going to court” is synonymous with “going to trial.” Furthermore, the negative implication of the caveat is that, if the suspect is never taken to court, he “is not entitled to an attorney at all.”
“[The suspect] is effectively told that he can talk now or remain in custody — in an alien, friendless, harsh world— for an indeterminate length of time. To the average accused, still hoping at this stage to be home on time for dinner or to make it to work on time, the implication that his choice is to answer questions right away or remain in custody until that nebulous time ‘if and when’ he goes to court is a coerced choice of the most obvious kind.” Dickerson v. State,276 N. E. 2d 845 , 852 (Ind. 1972) (DeBruler, J., concurring in result) (finding inadequate a warning identical to the one in this case).
See also United States ex rel. Williams, supra, at 1250; Schade v. State,
The majority’s misreading of Miranda — stating that police warnings need only “touc[h] all of the bases required by Miranda,” ante, at 203, that Miranda warnings need only be “reasonably ‘conve[yed]’ ” to a suspect, ibid, (citation omitted), and that Miranda warnings are to be measured not point by point but “in their totality,” ante, at 205 — is exacerbated by its interpretation of California v. Prysock,
In reaching this result, the Prysock Court pointedly distinguished a series of lower court decisions that had found inadequate warnings in which “the reference to the right to appointed counsel was linked with some future point in time.” Id., at 360. In United States v. Garcia,
It poses no great burden on law enforcement officers to eradicate the confusion stemming from the “if and when” caveat. Deleting the sentence containing the offending language is all that needs to be done. See United States v. Cassell,
Under Article III of the Constitution, Congress — not this Court — determines the scope of jurisdiction of the inferior federal courts. Congress is undoubtedly aware that federal habeas review of state criminal convictions might disserve interests of comity and finality and might make the enforcement of state criminal laws more difficult. Congress has determined, however, that the individual’s interest in vindicating his federal rights in a federal forum outweighs these concerns. Federal courts, not state courts, thus have the “last say.” Brown v. Allen,
That Justice O’Connor’s position is driven by general hostility toward collateral review of state court judgments is apparent. She writes:
“[L]ower federal courts often sit in ‘review’ of the judgments of the highest courts of a state judicial system. This situation has always been a flashpoint of tension in the delicate relationship of the federal and state courts, and this exercise of federal power should not be undertaken lightly where no significant federal values are at stake. Perhaps most troubling is the cost to society in the efficient enforcement of its criminal laws. Excluding probative evidence years after trial, when a new trial may be a practical impossibility, will often result in the release of an admittedly guilty individual who may pose a continuing threat to society.” Ante, at 211 (concurring opinion).
This logic sweeps within its broad compass claims far beyond those based on Miranda. Once the specter is raised that federal habeas review may lead to the release of guilty criminals, it is difficult to imagine any non-guilt-related claim that would be worthy of collateral protection. What Justice O’Connor ignores is that Congress believed that defendants have rights, often unrelated to guilt or innocence, that are worthy of collateral protection despite the apparent costs to society. Thus, in Rose v. Mitchell,
It is not only disapprobation for federal habeas review that pervades Justice O’Connor’s concurring opinion, but also a profound distaste for Miranda. How else to explain the remarkable statement that “no significant federal values are at stake” when Miranda claims are raised in federal habeas corpus proceedings? Ante, at 211 (concurring opinion) (emphasis added). But irrespective of one’s view of the merits of Miranda, the critical point is that Miranda is still good law. With few exceptions, prosecutors in state courts may not introduce statements taken from a criminal suspect in violation of his Miranda rights. If a state trial court permits the introduction of such statements, federal constitutional error has been committed. Unless the defendant’s conviction is reversed, he is indisputably being held “in violation of the Constitution... of the United States.” 28 U. S. C. § 2254(a). This is true whether the defendant challenges the introduction of the statements on direct appeal or on collateral review, for the federal violation does not “suddenly vanis[h] after the appellate process has been exhausted.” Stone,
Even assuming that Stone was correctly decided, and that the question is therefore whether the benefits of the suppression remedy for Miranda violations on federal habeas outweigh its costs, I would still reject Justice O’Connor’s conclusion that “the scales appear ... to tip further toward finality and repose in this context than in Stone itself. ” Ante, at 209 (concurring opinion). In Stone, Justice Powell did not rest his “cost” analysis solely on the fact that the exclu
Justice O’Connor’s extension of Stone overlooks another difference between claims based on the exclusionary rule and claims based on Miranda. According to the Stone majority, the primary justification for the exclusionary rule is the deterrence of police misconduct.
Justice O’Connor attempts to elide this distinction by advocating that only “nonconstitutional” Miranda claims be barred on federal habeas. Ante, at 212 (concurring opinion). By this she presumably means those claims that are based on so-called “voluntary statements.” Oregon v. Elstad,
Even if it were possible to identify a class of “nonconstitu-tional” Miranda claims, there will be little gained in attempting to extend Stone to these claims. It is simply not possible to know in advance which habeas petitioners raising Miranda claims will have their statements found “voluntary” and which will not. Federal habeas courts therefore will be obligated to inquire into the nature of each habeas petitioner’s Miranda claim before deciding whether Stone should apply. Moreover, many habeas petitioners will have coupled their Miranda claims with traditional involuntariness claims based on the Due Process Clause, thereby making such inquiries inevitable. See Cardwell v. Taylor,
In any event, I vehemently oppose the suggestion that it is for the Court to decide, based on our own vague notions of comity, finality, and the intrinsic value of particular constitutional rights, which claims are worthy of collateral federal re
Numerous courts have found inadequate police warnings containing an “if and when” caveat or its equivalent. See ante, at 201, n. 2; see also, e. g., United States v. Cassell,
Nothing in Miranda v. Arizona,
The Solicitor General, emphasizing the words “after police interrogation,” reasons that Prysock “does not condemn warnings that simply link the appointment of counsel to some future event.” Brief for United States as Amicus Cíiriae 18. This argument is spurious. Nothing in the warnings given in Garcia or Bolinski explicitly linked the appointment of counsel to a future event occurring after interrogation, yet the Prysock Court still cited those decisions with approval. Indeed, the basic problem with the warnings in those cases (and the warning in this ease) is that a suspect would etroneously believe that appointment of counsel would be delayed until after interrogation. See United States v. Contreras,
“With no analysis whatsoever, the majority also holds that the second set of warnings read to Eagan and included in a waiver form that he signed prior to his second interrogation, quoted ante, at 198-199, “plainly comply with Miranda.” Ante, at 205, n. 8. This proposition is subject to dispute given the presence of the “of my own choice” language. See Sotelo v. State,
Justice O’Connor attempts to justify raising this issue by claiming that Stone has a jurisdictional component. See ante, at 212 (concurring opinion). That is not so. Whatever faint allusions to jurisdiction Justice Powell may have made on page 482 of his Stone opinion, he made crystal clear later in the opinion that “[o]ur decision does not mean that the federal court lacks jurisdiction over ... a [Fourth Amendment] claim.” 428 U. S., at
To paraphrase Justice Brennan:
“[A]ll of the ‘costs’ of applying [Miranda] on habeas should already have been incutred at the trial or on direct review if the state court had not misapplied federal constitutional principles. As such, these ‘costs’ were evaluated and deemed to be outweighed when [the Miranda requirements were] fashioned. The only proper question on habeas is whether federal courts, acting under congressional directive to have the last say as to enforcement of federal constitutional principles, are to permit the States free enjoyment of the fruits of a conviction which by definition were only obtained through violations of the Constitution as interpreted in [Miranda].” Stone,
