OPINION
We again confront the interplay of excessive force and qualified immunity in a case in which a mentally disturbed individual suffers serious injuries as a result of an encounter with police officers. Once again, we reverse the grant of summary judgment in favor of the officers and remand for a trial on the merits. Three Anaheim police officers determined that Brian Drummond, who was unarmed and mentally ill, should be taken to a medical facility for his own safety, but the manner
I. BACKGROUND
On March 25, 1999, Brian Drummond’s fiancee Olivia Graves called the Anaheim police. Drummond, who had a history of mental illness (bipolar disorder and schizophrenia), had run out of medication and was hallucinating and paranoid. Graves asked the police to help her take Drum-mond to the hospital to receive medical assistance.
Four Anaheim police officers responded to Graves’s call; among them were Kristi Valentine, a rookie, and Christopher Ned, her training officer. The officers determined that Drummond was not a danger to himself or others — the criteria for an involuntary psychiatric detention under Cal. Welp. & Inst. Code § 5150. The officers therefore refused to take him into custody, for transport or otherwise. Graves alleges that the officers were “not very professional,” and were “joking around” throughout the encounter. Later, Drummond voluntarily accompanied Graves to a medical facility to obtain the lithium that had been prescribed for him, but he had neither medical insurance nor enough money with him to obtain the drugs and left without them.
The next night, the Anaheim police were again called to help protect Drummond; his neighbor, David Kimbrough, called the police because he was afraid that Drum-mond was going to hurt himself by darting into traffic. Officers Ned, Valentine, and Brian McElhaney, responding to the call, found Drummond in a 7-Eleven parking lot; Ned and Valentine recognized him as the subject of the call from the night before. Drummond, who was unarmed, was hallucinating and in an agitated state, and the officers called for an ambulance to transport him to a medical facility, pursuant to § 5150. Before the ambulance arrived, however, the three officers decided to take him into custody, “for his own safety.”
Independent eyewitnesses saw Officer Ned “knock Drummond to the groundf,] where the officers cuffed his arms behind his back as Mr. Drummond lay on his stomach.” Although Drummond offered no resistance, McElhaney “put his knees into Mr. Drummond’s back and placed the weight of his body on him. [Ned] also put his knees and placed the weight of his body on him, except that he had one knee on Mr. Drummond’s neck.”
Drummond weighed only 160 pounds at the time of the incident; although there is no indication of McElhaney’s weight in the record, Ned weighed approximately 225 pounds at the time. With the two officers leaning on his neck and upper torso, Drummond soon fell into respiratory distress. Two eyewitnesses verified that “Mr. Drummond repeatedly told the officers that he could not breathe and that they were choking him. He also told them
Approximately twenty minutes after Drummond was taken down, Officer Gregory Sawyer arrived at the parking lot. The officers then obtained a “hobble restraint,” which they used to bind Drum-mond’s ankles.
Although Drummond was revived approximately seven minutes after losing consciousness, he sustained brain damage and fell into a coma. He is now in a “permanent vegetative state.”
Drummond’s medical expert, Dr. Sunil Arora, is the Medical Director of the Neurological Care Unit at the Community Hospital of San Bernadino, and one of Drummond’s treating physicians. Arora submitted a declaration stating that, to a reasonable medical probability, Drummond “suffered a cardiopulmonary arrest caused by lack of oxygen to his heart. The lack of oxygen ... was caused by his inability to breathe caused by mechanical compression of his chest wall such that he could not inhale and exhale in a normal manner. [Arora believes] that this occurred when [Drummond] was facet-] down on the ground and the police officers set upon his back preventing the anterior wall of his chest from expanding.”
Drummond filed a complaint in the district court. The complaint named as defendants the city of Anaheim, the Anaheim police department and its police chief, and the individual officers who responded to the March 26 call; it alleged federal claims for violations of- §§ 1981 and 1983, and state claims for assault and battery, negligent use of force, negligent hiring and training, and intentional infliction of emotional distress. The defendants moved for summary judgment, which the district court granted, finding both that there was no constitutional violation by any defendant, and that even if there were a violation, the law was not sufficiently clearly established that a reasonable officer would have known the conduct to be unconstitutional. As a result, the court held that all defendants were entitled to qualified immunity as a matter of law. The court also granted summary judgment in favor of the defendants as to Drummond’s state claims, holding that each such claim depended on the showing of a constitutional violation. Drummond timely appealed.
II. DISCUSSION
Drummond contends that the district court erred in finding qualified immunity on behalf of the city and its police officers.
Due in part to the volume of excessive force cases in this circuit, the legal framework for evaluating such cases is, by now, straightforward.
In order to decide whether state officers are entitled to qualified immunity, Saucier [v. Katz,533 U.S. 194 ,121 S.Ct. 2151 ,150 L.Ed.2d 272 (2001),] instructs that we must first determine whether, “[t]aken in the light most favorable to the party asserting the injury ... the facts alleged show [that] the officer’s conduct violated a constitutional right.” Saucier, [533 U.S. at 201 ,121 S.Ct. 2151 ]. “[I]f a violation could be made out on a favorable view of the parties’ submissions, the next, sequential step is to ask whether the right was clearly established ... in light of the specific context of the case” such that “it would be clear to a reasonable officer that his conduct was unlawful in the situation he confronted.” Id.
Headwaters Forest Defense v. County of Humboldt,
A. The Alleged Conduct Violated the Constitution
Following Saucier, we first determine whether, on the facts offered in support of Drummond’s claim, the Anaheim officers’ conduct violated the constitutional prohibition against the use of excessive force. As we have explained:
A Fourth Amendment claim of excessive force is analyzed under the framework set forth by the Supreme Court in Graham v. Connor, [490 U.S. 386 ,109 S.Ct. 1865 (1989)]. That analysis requires balancing the “nature and quality of the intrusion” on a person’s liberty with the “countervailing governmental interests at stake” to determine whether the use of force was objectively reasonable under the circumstances. [Id. at 396,109 S.Ct. 1865 .] Determining whether a police officer’s use of force was reasonable or excessive therefore “requires careful attention to the facts and circumstances of each particular case” and a “careful balancing” of an individual’s liberty with the government’s interest in the application of force. Id.; see Deorle v. Rutherford,272 F.3d 1272 , 1279-81 (9th Cir.2001). Because such balancing nearly always requires a jury to sift through disputed factual contentions, and to draw inferences therefrom, we have held on many occasions that summary judgment or judgment as a matter of law in excessive force cases should be granted sparingly. See, e.g., Liston v. County of Riverside,120 F.3d 965 , 976 n. 10[ (9th Cir.1997)] (citing several cases). This is because police misconduct cases almost always turn on a jury’s credibility determinations. This case is no different.
Santos v. Gates,
1. The Severe Nature of the Force Applied
“We first assess the quantum of force used to arrest [the plaintiff] by considering ‘the type and amount of force inflicted.’ ” Deorle,
2. The Minimal Need for the Force
“[F]orce, [even if] less than deadly, is not to be deployed lightly. To put it in terms of the test we apply: the degree of force used by [the police] is permissible only when a strong government interest compels the employment of such force.” Deorle,
In Graham, the Supreme Court specified that the government interest in safely effecting an arrest must be “examined in light of the ‘severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, and whether he is actively resisting arrest or attempting to evade arrest by flight.’ ” Santos,
Applying the Graham factors to the physical restraint of Drummond, we note first that no underlying crime was “at issue” — the police had become involved solely because a neighbor was worried that Drummond was acting in an emotionally disturbed manner and might injure himself. Second, while Drummond may have represented a threat (to himself or possibly others) before he was handcuffed — an action that he does not claim was in itself an excessive use of force — after he was “knock[ed] ... to the ground where the officers cuffed his arms behind his back as [he] lay on his stomach,” a jury could reasonably find that he posed only a mini
Furthermore, we have held that a detainee’s mental illness must be reflected in any assessment of the government’s interest in the use of force:
The problems posed by, and thus the tactics to be employed against, an unarmed, emotionally distraught individual who is creating a disturbance or resisting arrest are ordinarily different from those involved in law enforcement efforts to subdue an armed and dangerous criminal who has recently committed a serious offense. In the former instance, increasing the use of force may, in some circumstances at least, exacerbate the situation; in the latter, a heightened use of less-than-lethal force will usually be helpful in bringing a dangerous situation to a swift end. In the case of mentally unbalanced persons, the use of officers and others trained in the art of counseling is ordinarily advisable, where feasible, and may provide the best means of ending a crisis. ... Even when an emotionally disturbed individual is “acting out” and inviting officers to use deadly force to subdue him, the governmental interest in using such force is diminished by the fact that the officers are eon-fronted, not with a person who has committed a serious crime against others, but with a mentally ill individual. We do not adopt a per se rule establishing two different classifications of suspects: mentally disabled persons and serious criminals. Instead, we emphasize that where it is or should be apparent to the officers that the individual involved is emotionally disturbed, that is a factor that must be considered in determining, under Graham, the reasonableness of the force employed.
Deorle,
3. Balancing the Severe Force Against the Minimal Need
Ultimately, our duty to balance the officers’ substantial application of force against the government’s less-than-overwhelming interest in that force amounts to determining whether the force employed was “greater than is reasonable under the circumstances.” Santos,
The officers — indeed, any reasonable person — should have known that squeezing the breath from a compliant, prone, and handcuffed individual despite his pleas for air involves a degree of force that is greater than reasonable. In this case, it is even more striking that the officers had been specifically warned of the extreme danger of this sort of force. Not only was there ample publicity in Southern California regarding similar instances of asphyxiation as a result of the use of similar force in the months before the incident, see $650,000 Settlement OKd in Inmate Death, L.A. Times, Feb. 24, 1999, at B4; Supervisors Asked to OK $2.5 Million to Settle Suits, L.A. Times, Feb. 2, 1999, at Bl; but, more important, the Anaheim police department had issued a training bulletin in April of 1998 specifically warning officers that “when one or more [officers] are kneeling on a subject’s back or neck to restrain him, compression asphyxia can result [‘t]hat may be a precipitating factor in causing death.’ ” Anaheim Training Bulletin # 98-14 (Apr.1998). Although such training materials are not dispositive, we may certainly consider a police department’s own guidelines when evaluating whether a particular use of force is constitutionally unreasonable. As the Fifth Circuit stated, “it may be difficult to conclude that the officers acted reasonably if they performed an action that had been banned by their department or of whose dangers in these circumstances they had been warned.” Gutierrez v. City of San Antonio,
B. The Constitutional Violation Was Clearly Established
Because we hold that Drummond’s factual allegations, if true, establish a constitutional violation, we must proceed to the second step in the qualified immunity analysis: whether the law was clearly established such that a reasonable officer would have known that the conduct alleged was unlawful. The Supreme Court has stated that officers are “shielded from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald,
“ ‘[I]n the absence of binding precedent, a court should look to whatever decisional law is available to ascertain whether the law is clearly established’ for qualified immunity purposes, ‘including decisions of state courts, other circuits, and district courts.’ ” Malik v. Brown,
[Officials can still be on notice that their conduct violates established law even in novel factual circumstances.... [T]he salient question that the Court of Appeals ought to have asked is whether the state of the law [at the time of the alleged wrong] gave respondents fair warning that their alleged treatment of [the petitioner] was unconstitutional.
Hope v. Pelzer,
Viewing the evidence in the light most favorable to Drummond, we conclude that the officers had “fair warning” that the force they used was constitutionally excessive even absent a Ninth Circuit case presenting the same set of facts. The officers allegedly crushed Drummond against the ground by pressing their weight on his neck and torso, and continuing to do so despite his repeated cries for air, and despite the fact that his hands were cuffed behind his back and he was offering no resistance. Any reasonable officer should have known that such conduct constituted the use of excessive force. Moreover, not only did local newspaper publicity less than two months before the incident publicize cases of compression asphyxia, see supra at 1059, and not only did prior federal cases describe the dangers of pressure on a prone, bound, and agitated detainee, see Swans v. City of Lansing,
The force allegedly employed by the officers was certainly not warranted, and reasonable officers would clearly have known that it was not. We need no federal case directly on point to establish that kneeling on the back and neck of a compliant detainee, and pressing the weight of two officers’ bodies on him even after he complained that he was choking and in need of air violates clearly established law, and that reasonable officers would have been aware that such was the case. Cfi LaLonde,
C. Drummond’s Other Claims
In addition to the excessive force claims against the individual officers, Drummond alleged claims under 42 U.S.C. § 1983 against the city of Anaheim and its police department, and several state law claims against both the city and the individual officers. The district court held that a finding of excessive force was necessary, if not sufficient, to permit recovery on each of these claims. Because it determined that the force at issue here was not excessive, it granted summary judgment on Drummond’s remaining claims in favor of the defendants. See Robinson v. Solano County,
As we hold, supra, the district court erred in its predicate judgment that the facts alleged do not support a finding of a constitutional violation; it therefore erred in granting summary judgment against Drummond on his remaining claims. Because none of the parties has briefed on appeal any issue involving the remaining claims, we decline to exercise our discretion to determine whether we would affirm the district court on other grounds with respect to any of them. See Coszalter v. City of Salem,
III. CONCLUSION
Police officers were called to take a mentally ill individual into custody for his
Under the circumstances, we hold that the force allegedly employed was, if proven, constitutionally excessive. The force was not only severe, but it was also, on the facts asserted, wholly unwarranted. We further conclude that any reasonable officer would have understood such force to be constitutionally excessive. We therefore reverse the court’s grant of summary judgment in favor of the individual officers on the § 1983 claims and remand for further proceedings. Because the district court’s grant of summary judgment on Drummond’s remaining claims was predicated entirely on its erroneous conclusion regarding the excessive force issue, we vacate the remainder of the district court’s judgment and remand those claims as well for further proceedings consistent with this opinion.
REVERSED in part, VACATED in part, AND REMANDED.
Notes
. Because we review a grant of summary judgment, we view the evidence in the light most favorable to Drummond, the nonmoving party, and accept the version of all disputed facts most favorable to him. See Robi v. Reed,
. The record does not disclose whether the three officers initially responding to the call had the hobble restraint in their cruisers, or whether Sawyer brought it with him.
. Of course, a city may not assert a defense of qualified immunity; only individual defendants may do so. See Owen v. City of Independence,
. Despite the deadly history of this type of force, it is not clear whether the force allegedly applied in this case constitutes "deadly force” under Tennessee v. Gamer,
“In this circuit, under Gamer, 'deadly force is that force which is reasonably likely to cause death.' ” Monroe,
. Although this evidence — the summary of an interview conducted by a district attorney's investigator — may have been inadmissible hearsay, the defendants did not object below and have therefore, for purposes of this appeal, waived any objection. See, e.g., Pfingston v. Ronan Eng’g Co.,
. Drummond also presented the declaration of David Dusenbury, the former Deputy Chief of the Long Beach Police Department, who has thirty years of experience as a police officer. Because Dusenbury's declaration is not necessary to establish a substantial question of material fact as to whether the officers’ conduct was excessive under the circumstances, we need not decide whether Dusenbury would qualify as an expert witness at trial. Nevertheless, we note that after considering a comprehensive set of materials, Dusenbury concluded that:
reasonable police officers could not believe that they were acting appropriately [for reasons which include] the facts that there were which include] the facts that there were numerous and egregious violations of numerous and egregious violations ofstandard police practice, violations of a number of Anaheim's own policies and procedures, the numerous protestations of Mr. Drummond witnessed by at least two independent witnesses that he was unable to breathe, the fact that he was not being stopped for a serious crime but because of his mental disturbance, the fact that after he was cuffed he presented little objectively reasonable threat of flight or to the safety of the officers, and the cavalier, perhaps malicious, attitude of the officers reflected by the fact that, if true, they were laughing a[t] Drummond during the incident. Further, ... Anaheim's Police Department had [a] longstanding policy for many years before the incident which warned of putting arres-tees in Drummond's state at risk of respiratory failure.
. The defendants rely primarily on two cases to show that it would not have been clear to the Anaheim officers that their conduct was constitutionally unreasonable. In Estate of Phillips v. City of Milwaukee,
Neither Phillips nor Price affects our conclusion that the Anaheim officers had "fair warning” that the force employed in this case was constitutionally excessive. The pressure allegedly applied here — two officers leaning their weight on Drummond’s neck and torso for a substantial period of time — was far greater than that applied in either case above. See Phillips,
. We note that given the issue of Monell liability and Drummond's negligent hiring and training claims, the defenses of the individual officers and the municipal entities present the possibility for a conflict of interest if these parties continue to be represented by the same counsel. We leave the appropriate resolution of these claims to the district court on remand.
