*1 169 thought they cannot be to be behav- and so setting, as businessmen.6
ing, DRUG PLASTICS & GLASS
CO., INC., Petitioner,
B. v. NATIONAL LABOR RELATIONS alternatively Appellants invoke the BOARD. exception “noncommercial tort” to the FSIA. No. 93-1013. exception, codified at 28 U.S.C. 1605(a)(5), foreign provides that a state Appeals, United States Court any “in shall not be immune ease which District of Columbia Circuit. money damages sought against foreign are personal injury occurring state for 9, Argued May 1994. and caused the tortious act United States 5, Aug. Decided 1994. ” foreign omission of that state.... exception requires have held injury act as well as the
both the tortious Persinger occur the United States. See Iran, 835, Republic Islamic (D.C.Cir.1984).7 Appellants criticize that opinion, bound it. but we are of course dispute that There is no the tortious actions appellants complain of which occurred Accordingly, the noncommercial Lebanon. grant exception tort of immu FSIA’s nity inapplicable. reasons, foregoing judgment
For the
court is
the district
affirmed.
So ordered.
We, therefore,
added),
(emphasis
might
need not decide whether there
statement
conduct,
were "direct effects” in the United States.
imply that the tortious
as well as the
injury, must occur within the United States. The
Supreme
apparently
7. The
Court
reached the
Court, however, might simply have relied on the
Argentine Republic
same result in
v. Amerada
concluding
grounds
location of the attack as
for
683,
Shipping Corp., 488 U.S.
Hess
"injury”
occurred outside the United
(1989), although
appearing on the briefs was Paul Eisenhart, Philadelphia, PA. Frank J. DC, аppearance. Washington, entered Habenstreit, Attorney, National David S. DC, Board, Washington, ar- Labor Relations respondent. appear- gued the cause for Also Sher, Acting were Linda ing on the brief Counsel, A. Arm- Aileen Associate Gen. Counsel, Lin- strong, Deputy Associate Gen. Dreeben, Atty., Supervisory and Deborah da Attorney, Shrager, E. National Labor Rela- Board, Washington, DC.
MIKVA, Judge, Before: Chief ROGERS, Judges. Circuit
SENTELLE Judge Opinion for the Court filed Chief MIKVA. Judge
Dissenting opinion filed Circuit SENTELLE.
MIKVA, Judge: Chief employer challenges An an order of the (“Board”) Relations Board National Labor finding employer that the committed unfair alleges practiсes. Petitioner General Counsel’s exceeded the scope allegations contained in the Un- allegations in ion’s and that the complaint were therefore time-barred under of the National Labor Relations Act (“NLRA”). “significant think a factual relationship” exists between the con- duct and the additional conduct deny petition We therefore for review and enforce the Board’s order full.
I. BACKGROUND (“Drug Inc. Drug Plastics & Glass Plastics”), plastic bottles a manufacturer Boyertown, Pennsyl- and other containers (and vania, subject an incipient was the unsuccessful) organizing campaign union, July early 1991. On Cork, Rubber, United Linoleum and Plastic (“Un- America, Workers of District No. ion”), practice charge filed an unfair labor Board. That read as follows: with the unjustly Finkbiner, III, ter- Philadelphia, The above named Aaron C.F. PA, Allen Rich Matthews because argued petitioner. Also minated the cause testimony presented eral Counsel that Allen support activities his Union personally present Matthews was at all of plant. named in the above effort Union events, exception with the sole of Bill these discharged on Allen Rich Matthews statements. Mellen’s April or around *3 respеct discharge to the unlawful al- With charge, the Board’s Gener- Pursuant to the Union, legation originally charged by the investigation. an On conducted al Counsel Drug responded that Allen Mat- Plastics 30, 1991, Counsel September the General properly thews was fired for cause. As to alleging violations of complaint, issued 8(a)(1) complaint, § in the the the 8(a)(3) 8(a)(1), §§ and 29 U.S.C. NLRA present- company general issued a denial and (1), 158(a)(3), discharge of Allen §§ in the allega- ed the affirmative defense that the 8(a)(1) Matthews, alleging § viola- and also tions should be dismissed under NLRA designed to discour- for other cоnduct tions 10(b) scope because exceeded the of relevant age organizing campaign. The the charge com- the and were time-barred. The of the NLRA read: sections any testimony pany present did not to refute (a) practice for be an unfair labor It shall 8(a)(1) allegations. the substance of the employer— an 1992, March, hearing in an ALJ After (1) with, restrain, or coerce to interfere in the found the rights employees in the exercise sufficiently relationship to those bore a close 7,§ in 29 U.S.C. guaranteed [NLRA satisfy requirements in the the 157]; NLRA. He then found that the hаd committed violations of (3) or regard in to hire discrimination 8(a)(1) in the of Tim Matthews’ and form employment any term or con- tenure of threats, plant closure Bill Fred Beisicker’s employment encourage or dis- dition of threat, discharge Forte’s Mellen’s and Glenn organi- courage membership in grievances and threat of sur- solicitation zation. remaining The ALJ dismissed the veillance. (3). 158(a)(1), §§ 29 U.S.C. Finding (1) discharged good Matthews was for complaint alleged that Alen Specifically, the President, Forte, cause, also dismissed the unlawful the ALJ Drug Plastic’s Vice Glenn discharge allegation. The Board affirmed complaints and employees’ had solicited full, findings including the de- knew the ALJ’s grievances, informed them that he union, the com- promised and termination that the there was talk about a plaint properly related to those improved and conditions of em- were them terms review, (2) petitions charge. Drug Plastics ployment; Vice President John Assistant cross-applies for enforcement. employees repri- with and the Board Rogers had threatened cards; they signed authorization sals if (3) had threatened President Fred Beisicker II. DISCUSSION plant in the event of employees with closure is whether The issue for our review (4)
unionization;
Supervisor Tim Matthews
8(a)(1)
properly
violations
plant
employees with
had also threatened
charge al-
The Union’s
(5)
closure;
Supervisor Bill
told
Mellen had
(1)
§§
leged only
and
a violation
employees’
union activities
an
arising
firing of Alen Matthews.
from the
being
and
and discussions were
monitored
complaint,
allegation reappeared
discharge
employee if
had threatened to
ultimately
it after a
dismissed
but
(6)
activity;
compa-
engaged in union
he
discrediting
hearing on the merits and after
(7)
increase;
ny
wage
had instituted a
by the
testimony
presented
of witnesses
employee,
company
had
General Counsel.
support for
because of his
Allen
n
(1),
Union,
held that the Gen-
Supreme
§§
Court has
in violation of
precise
not bound
original charge.
Before the
eral Counsel is
as
(“ALJ”),
fashioning
the com-
Judge
Law
the Gen-
Administrative
contents
(1989)
52,
173
they
B. Factual Relatedness
theory; whether
arose
legal
or similar
sequence
factual situation
from
alleges that all of the
The Board
events;
respondent
whether the
part
single
violations were
effort to halt
or similar defenses
raise the same
organizing campaign
early
a union
as to those
such,
closely
As
were all
related to each
Redd-I,
Inc.,
1115,
290 N.L.R.B.
other,
firing of
and to the
Allen Matthews
(1988).
Chevron,
(another
we are bound
Under
part
1118
of the same anti-union cam-
interpre-
years,
accept
permissible
paign).
test as a
recent
the Board consis-
this
10(b).
U.S.A.,
tently
“continuing
has held
cam-
Inc. v.
tation of
Chevron
paign”
provе
rationale can be sufficient to
Council, 467 U.S.
Resources
Natural
Defense
Management
factual relatedness. See Waste
842-43,
2778, 2781-82,
837,
81
308 N.L.R.B.
50 & n.
Santa Clara
(1984).
that,
note
at least in
L.Ed.2d 694
Inc.,
(1992);
Loaf,
The Well-Bred
prong of the
present
the second
(1991); Harmony
n. 1
N.L.R.B.
relatedness —is
Redd-I
test —factual
Corp.,
n. 6
301 N.L.R.B.
579 &
the most
most contentious and has caused
precedents.
We address
respect,
meaning-
confusion
our
In this
our case differs
NLRB,
prongs
fully
Galloway
in turn.
of the three
from G.W.
Co.
each
*5
(D.C.Cir.1988), in
F.2d 275
which this Court
relationship
found an insufficient factual
be-
Legal Theory
A
alleged
tween
conduct and conduct
complaint.
Galloway,
in
the union’s
the
alleged solely
The Union’s
charge alleged
employer discharged
that the
8(a)(3)
(1),
§§
and
while the com
violation of
protected
engaging
activi-
8(a)(1)
§
plaint alleged
violations.
additional
complaint
ties. The
Counsel’s
made
General
nothing
the Board has held
But that is
new:
instead,
allegation;
alleged only
it
no such
consistently that
the same
squarely and
impermissibly
employer
had
threat-
applies
“closely
standard
when these
related”
strikers with termination.
Id. at 276-
ened
Act are involved. Nickles
two sections of the
аlleged
link
threats
77. No facts were
the
Indiana,
Bakery
296 N.L.R.B.
928
employee’s discharge, or to link the
to the
(1989).
proof
Frequently,
the
of anti-union
strike)
(which
discharge
occurred before the
8(a)(3)
§a
viola
required
animus
to establish
Id. at 278 & n. 21.
to the strike itself.
promises
tion will consist of threats
emphasized that
Accordingly, in that case we
8(a)(1).
§
by themselves violate
See Van
threats,
alleged,
discharge and
as
were
the
Crotty
N.L.R.B.
900
Dyne
by
continuing campaign Gallo-
“part
not
at 281. See also
way against the union.” Id.
at
n. 7
argument
Bakery,
296 N.L.R.B.
That is the General Counsel’s
Nickles
atypical
(describing Galloway
“a rather
legal theory
as
case: the
for the violations
this
reason).
Indeed,
8(a)(3)
situation” for this
Gallo-
alleged
is
because the
viola
similar
distinguishes
from other
way explicitly
cases
of,
sought
proved
out
and is
to be
tion arises
continuing
anti-union
8(a)(1).
circuits that did find
(in
part),
that violates
conduct
significantly
facts
more
campaign
particularly
connection is
the
—and
Galloway,
ones here.
attenuated than the
Matthews,
Allen
the fired em
clear because
alia,
(citing,
n. 41
inter
bined to
Plasties “was
*6
to,
Thus,
complaint.
even referred
disposed
discharge
to
union adherents.”
found,
he
no
“there was
factual connection [in
These facts constitute credible
Nippondenso
because there was
]
no evi-
continuing campaign by Drug
Plastics to
concerning
discharge.”
dence
the
In our
discourage
with
unionization. Faced
similar
course,
of
the General Counsel did al-
allegations,
consistently ap-
the Board has
lege
charged
complaint;
the
conduct in the
proved
in a
their inclusion
Waste
and,
employee
because the same
who was the
2;
Management,
One
us
In
case
some
U.S.A, Inc.,
Nippondenso Mfg.
299 N.L.R.B.
today
We do not hold
a
that
failure to
(1990),
allega-
allege
the Board held that
charged
always
the
the
requires
conduct
supporting
“continuing campaign
a
to
contrary,
dismissal of the
On the
discourage organization” theory were insuffi-
the Board and аt least one circuit have held
cient
allegations factually
to establish a close connection
that
between
related to the
complaint allegations.
may
the
and the
be
included
the
(“[Ajpart
charged
Id. at 545-46
from their relation-
if
even
is not.
conduct
See
ship
organizing
50;
campaign,
Management,
the Waste
308 N.L.R.B. at
NLRB
Disposables,
and those set forth
v. Rex
(5th Cir.1974).
arise from different factual
589-91
we need not
While
circumstances.”).
opin-
today,
In its more recent
decide that issue
we do observe that it
ions,
sought
distinguish
the Board has
is reasonable for the Board tо look to wheth-
Nippondenso, essentially confining
that ease
er the
conduct was
Management,
to its facts.- See Waste
as some evidence of “close related-
Indeed,
suspect
N.L.R.B. at
precisely
50 n. 5.
ness.”
that
is
what this
—and
attorney
Board’s
Galloway,
all but conceded at oral
court did in
ject to all but one of the
bolsters, but is not
complaint significantly
review and en-
deny
petition
Here,
of,
holding.
Board
our
dispositive
Drug Plastics
Board’s
force the
order.
part of an
alleged violations that were
has
8(a)(1) violations,
to have committed
found
single ongoing effort to halt
employer’s
complaint and
alleged
were
which
such, they
campaign; as
organizing
in the
closely related
were
to
and to the
closely
to
related
each
charge.
Thus, Allen
alleged
charge.
alleged vio-
during those
presence
Matthews’
Enforced.
secondary to our conclusion
is
lations
sufficiently
the General Counsel’s
dissenting:
SENTELLE,
Judge,
Circuit
alleged in the
employer’s conduct
tie the
depends on the
case
The decision
al-
separate employer conduct
charge to the
10(b)
application of section
construction
focus is
complaint. The court’s
leged in the
Act
Labor Relations
the National
employee, but
on Allen
(“NLRA”
“Act”),
U.S.C.
of the em-
on the factual relatedness
rather
that section
part of
The relevant
charge and
alleged in the
ployer conduct
reads:
any person
charged that
it is
Whenever
Similar
C.
any such
engaging in
engaged
Defenses
in or
has
is
... shall
Board
practice, the
unfair labor
Drug
chose not
Finally, although
Plastics
served
cause to be
power to issue and
have
against the
to defend
upon
person
complaint stating
ring
such
more than six
filing
months before the
Provided,
respect
charges in that
...
complaint.1
of the
upon any
shall issue based
no
hearing,
After a
an Administrative Law
practice occurring
unfair
more than
(“ALJ”)
Judge
opinion
May
issued
dated
filing
prior
six
to the
of the
months
20, 1992. The
ALJ found that on the
copy
with the Board and the service of a
Matthews was
because he
thereof....
“supported and assisted
the Union
today,
imposed
Until
this section
two limitа-
paltry
evidence is
op.
to nonexistent.” ALJ
authority;
today,
tions on Board
after
I am
Instead,
at 11.
he found that Matthews was
imposes any
not sure that it
in this Circuit.
legitimate
reasons,
disciplinary
fired for
most
First,
applied
statute on
its face and as
particularly that
smoking
pro-
he was
near
prior
“obliges
circuit law
[the
Board]
drug manufacturing
duction in
in violation of
may
await a
before it
initiate an
“extraordinary steps”
Drug
investigation
complaint.”
or issue a
G.W.
took
products
to insure that its
were “free
NLRB,
Galloway
v.Co.
However,
from contamination.”
(D.C.Cir.1988). The second limitation is аd-
also
found that
Plastics had committed
junct
only may
to the first. Not
the Board
six
other acts
not issue a
filing
without the
None
those acts were
to have
“no
but
shall issue based
involved Allen Rich Matthews. None were
upon any
practice occurring
unfair labor
charge.
mentioned in the
None occurred
prior
filing
more than six months
of within six
filing
months of the
of the com-
”
charge....
todays opinion,
Under
plaint.2, That would seem to me to end the
exception
statute is re-written to add an
inquiry
writing
and were I
opinion
reading:
the limitations
“these limitations do Court,
dissent,
rather than a
I
stop
would
apply
repre-
where an
or his
there.
timely
utterly
sentative files a
but
meritless
plain
Under the
words of the Act and
charge that some other unrelated unfair la-
under our
in Galloway,
decision
the Board
practice
bor
has occurred.” As this new
authority
investigate
has no
uncharged
qualification on the limitations writes them
Granted,
conduct.
rigidly
Board is not
existence,
out
contrary
and is
existing
bound to
language
the exact
law,
circuit
respectfully
I
dissent.
Supreme
recognized
Court has
“that the
I
briefly
restate the factual back-
precluded
Board is not
dealing
from
adе
ground
by my colleagues
offered
in the ma-
quately with
practices
unfair labor
which are
11,1991,
jority.
July
represen-
On
the union
related to
those
“Charge Against
tative
Employer”
filed
grow
which
out of them
proceeding
while the
alleging, in toto:
pending
before the Board.” NLRB v.
employer unjustly
The above named
ter-
Milling
301, 309,
Fant
360 U.S.
*8
minated Allen Rich Matthews because of 1179, 1184,
(1959) (internal
fers each mention nor consistent antiunion majority apparently purpose The reasons that controlling; ees.” should be for at least employee, anything since Matthews was always the latter can be and I would sufficiently closely involving employees was suppose jurisdiction the Board’s should be language related to come within the of Font. by tested the General Counsel’s only support Fant not this con- Not proof.” rather than his at Id. 747. struction, Galloway compels our decision Indeed, сontinuing anti-union animus contrary result. always alleged. though can be Even here it Galloway strikingly parallel to The case is not, my colleagues supplied have it for case, present as in this facts. that the General Counsel and have held it suffi- one, practice charge the unfair labor Therefore, cient. I would not. I dissent. improper firing specific employee protected activity. com- The Board’s
plaint allegations concerning general added activity by
anti-union against employees plant. its at the same the claim of relatedness was one,
stronger
questionable
than this
as the
only
day
allegatiоns concerned events
one
firing alleged
earlier than the
NORTHERN STATES POWER COMPA
specifically
held:
(MINNESOTA),
NY
Northern
States
It cannot be that
in a
Company (Wisconsin),
Power
Petition
having
and a
no more
com-
ers
they
mon than that
concern the same em-
ployer and occur at the same location are
10(b).
sufficiently
satisfy
related to
Section
FEDERAL ENERGY REGULATORY
Galloway,
majority full read the sentence
quoted
part by
them from the dissent of
*9
then-Judge Stevens in NLRB v. Braswell
Lines, Inc.,
Freight
Motor
company, or even the same executive of that
company, was involved both transactions supply should be sufficient to the nexus.” tellingly, More he noted that “neither un-
