Drewey Aaron, a black man, was convicted in 1960 in an Alabama state court for the forcible rape of a white woman. His petition for a writ of habeas corpus herein alleges that he was charged and convicted by grand and petit juries which were unconstitutionally selected, and that he was denied a public trial. District Judge Frank Johnson denied Aaron’s application, finding that the failure to assert these issues in the state trial proceedings was a deliberate bypass of state remedies which precluded raising such issues by way of collateral attack. We affirm the denial of the writ for basically the same reasons set forth in Judge Johnson’s well-reasoned opinion appended hereto. However, we add some additional comments on each issue.
*686 I. Waiver of right to challenge the composition of grand and petit juries.
In the deposition of Aaron’s trial attorney, Solomon S. Seay, he stated that he knew that Alabama law at the time required a challenge to the composition of the jury roll, and that he recognized that failure to enter such a challenge constituted a waiver of that right. Moreover, he stated that the possibility of making such a challenge was discussed with his co-counsel, J. L. Chestnut, Jr., before a decision not to contest the jury composition was made. Seay Deposition at 14 — 15. While this would seem to be an “intentional relinquishment or abandonment of a known right or privilege” in the classic sense, Johnson v. Zerbst,
1. The dictum in
Goldsby
that white attorneys in the Deep South often sacrificed their black clients’ rights to be tried by a constitutionally selected jury out of fear of community opprobrium or social ostracism has been discredited by the en banc decision in
Winters.
See
2. Attorney Seay stated one of the reasons the jury selection procedure was not challenged was because the Circuit Judges in Montgomery County were members of the county’s Jury Supervisors, and he was unwilling to call the integrity of the judges into question by asserting racial discrimination on the part of those entrusted with drawing up the jury rolls. But the state trial judge, Eugene W. Carter, Jr., specifically asked Seay, prior to Aaron’s first trial, whether he intended to challenge the jury. Judge Carter stated he did so because he recognized that he would be obligated to recuse himself from the case should such a challenge be entered, because of his membership on the jury board. See
3. While Seay did state that one of the important factors which induced him not to enter a challenge to the jury was a fear of engendering community hostility that would only create the danger of his client’s being tried by an antagonistic jury, he also stated, “I thought I had a shot at the case,” i. e., that the defendant might be acquitted. Seay Deposition at 16. Thus, tactical considerations were a part of the decision not to challenge the jury selection procedures.
4. While appellant would portray his attorney as being disinclined to challenge
*687
the jury composition out of fear either that his future career would be jeopardized or that his client would be prejudiced, two factors (in addition to those discussed by Judge Johnson) prompt us to conclude otherwise. First, in 1961, only a year after Aaron’s second trial, attorney Seay did in fact challenge the composition of the jury in a case involving a black client. See
II. Waiver of right to a public trial.
Prior to the start of the second trial, the trial court, acting pursuant to Article VI, Section 169, Alabama Constitution of 1901, 1 ruled that certain persons be excluded from the trial. The prosecu-trix’ relatives, the defendant’s relatives, all those necessary to the conduct of the trial, other attorneys, defendant’s clergyman and the press were allowed in the courtroom; other members of the public were barred. Despite the exclusions, Aaron’s attorney stated: “I would say there were quite a few people there. I would say that three-fourths of the courtroom was full.” Seay Deposition at 23. Aaron’s attorneys did not challenge this action, as an objection to a similar order entered prior to the start of the first trial was addressed and dismissed by the Alabama Supreme Court. Nonetheless, Judge Johnson held that failure to object to the court’s action prior to the second trial constituted a waiver of Aaron’s right to a public trial.
Although it is clear that a person’s right to a public trial can be waived, see Singer v. United States,
Courts have differed over the propriety of excluding certain persons from criminal trials. Compare Tanksley v. United States, 9 Cir., 1944,
In this ease, some members of the public were admitted; the courtroom was at least three-fourths full; the transcript of the trial became public record. Particularly important is the fact that the news media were admitted. The published reports of the trial were lengthy and complete. The defendant’s relatives and clergyman were present to
*688
provide moral support and comfort to the accused. In sum, we find none of the secrecy of the proceedings which are condemned by the Sixth Amendment and In re Oliver,
Affirmed.
APPENDIX
Opinion of District Judge Frank M. Johnson, Jr.
OPINION
Drewey Aaron, a black man, was convicted 1 in 1960 in a state court in Alabama upon an indictment charging rape of a white woman, and a death sentence was imposed. Aaron petitions this Court for a writ of habeas corpus, 2 alleging numerous errors of constitutional dimension which he claims entitle him to relief. This Court, in its order filed on November 26, 1973, granted petitioner a hearing on three issues: first, whether petitioner effectively waived his right to grand and petit juries selected without regard to race; second, whether the grand and petit juries which indicted and convicted petitioner were unconstitutionally selected; and third, whether petitioner was denied his right to a public trial. The case is submitted upon the pleadings, briefs, affidavits, depositions, and stipulations filed in this case.
I. Applicable Law
As an initial matter, it is abundantly clear that a state may not constitutional
*689
ly require defendants to be tried to a jury from which citizens have been systematically excluded on account of their race. Peters v. Kiff,
Nevertheless, a defendant’s right to be tried by a jury constituted without regard to race is a right which may in certain circumstances be waived. In this respect, there are two distinct varieties of waiver which must be considered. The first is a procedural or fictitious waiver, which is a function of criminal procedure and not of constitutional law. Procedural waiver is deemed to have occurred when issues are not presented to the trial court at a specified time or in a specified manner. ABA Project on Standards for Criminal Justice, Post-Conviction Remedies 88 (Commentary) (Approved Draft, 1968) (hereafter cited as “Post-Conviction Remedies”). This doctrine of procedural waiver is recognized in criminal cases in the State of Alabama and in the federal courts.
3
In particular, a defendant in Alabama who does not present a timely and proper
4
challenge to the composition of the grand or petit jury is deemed under Alabama law to have waived that objection. Ex parte Seals,
There is, however, a second variety of waiver, one which is a matter of federal constitutional law. This
genuine
waiver involves an active, knowing choice, an intelligent and understanding decision to forego certain rights. Post-Conviction Remedies at 88 — 89. This form of waiver was defined in Johnson v. Zerbst as “an intentional relinquishment or abandonment of a known right or privilege.”
It might have been thought until recently that the defendant himself had to make a personal
Zerbst
waiver of his right to a constitutional petit jury. Fay v. Noia was quite vague concerning the proper party, whether the attorney or the defendant, to make these procedural choices, noting only that “[a] choice made by counsel not participated in by the petitioner does not automatically bar relief.” Fay v. Noia,
a constitutional objection to the composition of a grand or petit jury may be waived by an attorney without consultation with his client where there is “conscientious consideration of that course of action which would be best for his client’s cause”.
Winters v. Cook,
Here, Aaron’s counsel effected the procedural waiver of Aaron’s right to an indictment by and trial before properly constituted grand and petit juries. There are three groups of situations in which waiver by the attorney will not be binding upon the petitioner. The first group involves situations in which the lawyer has, through some personal fault or error, failed to give competent representation to the defendant. These are cases in which there is a showing of “fraud, or gross negligence or incompetence on the part of the defendant’s attorney.” Winters v. Cook,
the right to be indicted or tried by a constitutionally composed jury is not one of the rights traditionally considered so inherently personal that only the defendant may waive it.
Id. at 180. Third, and most pertinent to this case, the waiver by an attorney may be held invalid and not binding upon his client if counsel was forced to make what is termed a “grisly choice.” 5 The “grisly choice” theory first appeared as an exception to the concept of “deliberate by-pass” in the law applied in habeas corpus cases. The deliberate by-pass rule first appeared in Fay v. Noia:
If a habeas applicant, after consultation with competent counsel or otherwise, understandingly and knowingly forewent the privilege of seeking to vindicate his federal claims in the state courts, whether for strategic, tactical, or any other reasons that can fairly be described as the deliberate by-passing of state procedures, then it is open to the federal court on habeas to deny him all relief if the state *691 courts refused to entertain his federal claims on the merits
However, while a strategic decision upon trial may be a deliberate by-pass and thus an effective waiver, courts have attempted to make a distinction between a strategic waiver and what is termed a “grisly choice,” a phrase excerpted from Fay v. Noia,
The United States Court of Appeals for this circuit noted some two years after Aaron’s second conviction that an attorney in a Southern setting faces at least a “Hobson’s choice,” 7 when he is deciding whether to challenge the composition of a trial jury. While in doing so he would be pursuing his client’s undoubted constitutional right, there would be the strong possibility of serious prejudice to the defendant:
If the segregation policy in a county is so strong that Negroes are systematically excluded from the jury system, community hostility would be generated against any “troublemaker” who would attempt to upset the all-white make-up of the jury system. Such hostility would directly affect the Negro defendants.
Whitus v. Balkcom,
the doctrine of fictitious waiver is unacceptable when the state compels an accused person to choose between an unfairly constituted jury and a prejudiced jury . . .We hold that the State could not constitutionally require the petitioners to make a guess and a gamble between two evils.
Id.
at 510. The Supreme Court in Henry v. Mississippi approvingly cited
Whitus
as an exceptional circumstance involving a grisly choice.
Formerly, it appeared that a court might have the power to
take judicial notice that white lawyers in this circuit almost always will sacrifice their Negro clients’ rights to be tried by a constitutionally selected *692 jury out of a fear of community opprobrium or social ostracism.
Winters v. Cook,
II. Findings of Fact
Soon after petitioner’s arrest, his wife approached Solomon S. Seay, Jr., Esq., a black attorney in Montgomery. After initially suggesting to Mrs. Aaron that she retain more experienced trial counsel, Mr. Seay agreed to take the case. Mr. Seay associated J. L. Chesnut, Esq., a young black attorney from Selma.
Aaron’s attorneys declined to challenge the jury selection system at either trial. They testified on deposition in this case that their primary reason for failing to challenge the jury selection system was fear of prejudicing the jury and the court against their client.
While such a decision at Aaron’s first trial might arguably have been a “grisly choice,” a point which this Court need not decide, the first trial resulted in conviction. After reversal, it should have been apparent to the attorneys that since the waiver in the first trial had been of little benefit (the verdict being one of conviction), the value accruing to the client by their passive policy was gossamer at best. At least at that point, after the experience of one conviction, the attorneys’ failure to attack the composition of the grand and petit juries became a deliberate by-pass and not a grisly choice. Therefore Aaron must remain bound by the choice made by counsel at the trial of his case.
It is therefore unnecessary to decide whether the jury system as it operated at the time of Aaron’s second conviction was unconstitutional.
III. Public Trial
Petitioner contends that he was, during his second trial, denied his constitutional right to a public trial. At trial, attendance was restricted to relatives, counsel, a minister, court officials and newspapermen.
The Sixth Amendment to the United States Constitution guarantees to an accused the right to a “public trial.” This limitation operates upon the states by virtue of its incorporation into the due process clause of the Fourteenth Amendment. In re Oliver,
At petitioner’s second trial, the courtroom was, according to the testimony of Mr. Seay, about three-quarters full and contained several of Aaron’s friends. The trial judge excluded all save a very few specifically-allowed spectators. Mr. Seay testified that he did not object at the second trial since he had objected and had been overruled at the first trial and the trial court had been affirmed on that point.
See
Aaron v. State,
This exclusion was accomplished pursuant to the Alabama Constitution, which provides in part that “[i]n all prosecutions for rape and assault with intent to ravish, the court may, in its discretion, exclude from the courtroom all persons, except such as may be necessary in the conduct of the trial.” Ala.Const. § 169 (1901) (emphasis added).
*693 It is not necessary in this case to decide whether the Alabama Constitutional provision is unconstitutional on its face or as applied. Petitioner’s counsel were aware of the need to assert his constitutional right to a public trial; they did so at the first trial and pressed the point on appeal. Their failure to assert this right at the second trial can only be termed a deliberate by-pass. Therefore, Aaron is not entitled to habeas corpus relief on this point.
Notes
. Section 169 provided:
In all prosecutions for rape and assault with intent to ravish, the court may, in its discretion, exclude from the courtroom all persons, except such as may be necessary to the conduct of the trial.
The provision was repealed in 1973.
. Aaron was first convicted in the state circuit court in Montgomery, Alabama, in 1959. His conviction was reversed by the Alabama Supreme Court in 1960 upon an evidentiary error. Aaron v. State,
. Aaron filed his original petition in this Court on February 15, 1965. This Court on that date issued a stay of execution and stayed further proceedings to allow Aaron to present further matters to the state courts. On May 17, 1966, after leave obtained from the Supreme Court of Alabama, Aaron petitioned the state trial court for a writ of error coram nobis, which was dismissed by the trial court. That dismissal was reversed by the State Supreme Court to allow Aaron to obtain a hearing in the trial court on
Wither-spoon
issues. Aaron v. State,
. Rule 12(b)(2) of the Federal Rules of Criminal Procedure establishes the fictitious waiver rule in federal courts:
Defenses and objections based on defects in the institution of the prosecution . may be raised only by motion before trial Failure to present any such defense or objection as herein provided constitutes a waiver thereof, but the court for cause shown may grant relief from the waiver.
In Davis v. United States,
This Court views Alabama law on this point as holding that, once a right is “waived” procedurally, it is permanently waived according to state law. The Constitution requires that in certain instances, for instance where a “grisly choice” [discussed infra] may be proved to have been required, any procedural waiver rule must implicitly contain a requirement that the waiver be set aside “for cause shown.” In Davis, cause simply was not shown.
. In Alabama criminal practice, the formation of the trial venire is properly attacked by a written motion to quash the venire, while the method of attacking the composition of the grand jury has been both plea in abatement or motion to quash the indictment. M. McGee, Alabama Criminal Practice 201-02 (1969).
. The recent case of Winters v. Cook does not reach the issue of the “grisly choice”:
[W]e need not reach the petit jury issue either. Winters’ counsel never faced this choice. His decision to use the potential of raising such an objection to assure his client safe passage past the hazard of a death sentence obviated any need to make the “grisly choice” as to the jury he did not face.
. Noia’s grisly choice, it will be recalled, was between resting content with a life sentence or appealing and taking a chance of execution’ upon retrial and conviction.
. The term “grisly choice,” as a legal term of art, did not come into use until 1963, in Fay v. Noia.
. Hamilton v. Watkins,
. Developments in the Law — Federal Habeas Corpus, 83 Harv.L.Rev. 1038, 1108 (1970); Note, Criminal Waiver: The Requirements of Personal Participation, Competence and Legitimate State Interest, 54 Cal.L.Rev. 1262, 1270 (1966); Note, 16 Ala.L.Rev. 117, 121 (1963) (case note discussing one of Aaron’s appeals).
. The idea that courts could take judicial notice of the existence of a grisly choice apparently rose from Goldsby, in which the Court held that
[a]s Judges of a Circuit comprising six states of the deep South, we think that it is our duty to take judicial notice that lawyers residing in many southern jurisdictions rarely, almost to the point of never, raise the issue of systematic exclusion of Negroes from juries.
United States ex rel. Goldsby v. Harpole,
