*1405 ORDER GRANTING PLAINTIFFS’ MOTION TO REMAND AND DISMISSING DEFENDANT’S MOTION TO DISMISS FOR LACK OF JURISDICTION
The above-entitled matter having come before the Court upon the Plaintiffs’ Motion to Remand and the Defendant’s Motion to Dismiss, and the Court having reviewed the materials on file herein both in support of and in opposition to, having heard oral argument, and being fully advised in the premises, FINDS and ORDERS as follows:
Background
The plaintiffs in this suit were both managerial employees of the defendant newspaper. In conjunction with the defendant’s efforts in opposing the unionization of the newspaper’s editorial department at an upcoming election, the newspaper enlisted the support of all of its managerial employees in advocating against unionization. The defendant demanded that the managerial staff, including the plaintiffs, wear campaign buttons opposing unionization.
Plaintiffs initially agreed to wear the buttons, but then advised the defendant that they would no longer wear them because they did not agree with the defendant’s anti-unionization stance. The defendant admonished the plaintiffs that they were required to carry out and support management policy, which included wearing the buttons. The plaintiffs refused to comply, and on October 16, 1993, the defendant suspended them indefinitely without pay. ■ One month later, on November 16, 1993, the plaintiffs were fired.
The next day, they initiated the present lawsuit in Wyoming state district court, alleging that they were wrongfully terminated in violation of public policy, a recognized tort under Wyoming law.
See Allen v. Safeway Stores, Inc.,
The defendant subsequently filed a notice of removal in this Court, alleging that the complaint implicated the First Amendment to the United States Constitution and that the case was therefore within this Court’s original jurisdiction pursuant to 28 U.S.C. § 1331 (1988), the general federal question statute. 1 In addition, the defendant filed a motion to dismiss the complaint under Rule 12(b)(6). The plaintiffs opposed the motion to dismiss, and also filed a timely motion to remand the case to state court 2 on the grounds that this case was not within this Court’s original federal question jurisdiction and therefore was improperly removed.
The case is presently before the Court on the motion to dismiss as well as the motion to remand. For reasons set forth below, the Court concludes that the motion to remand is proper. This conclusion necessarily deprives this Court of subject matter jurisdiction to hear the motion to dismiss, and therefore, that motion must be dismissed.
Discussion
At the outset, it is important to recognize what the complaint in this case does
not
allege. The plaintiffs have not brought suit, nor could they, as either a § 1983 civil rights suit or as a so-called
“Bivens
” action.
3
This is because of the most fundamental principle of constitutional law, which is that the Constitution only protects against the abridge
*1406
ment of constitutional rights by a governmental entity and has no application when the defendant is a private party.
See, e.g., Hudgens v. NLRB,
As Justice Holmes once noted, “the party who brings suit is master to decide what law he will rely upon[.]”
The Fair v. Kohler Die & Specialty Co.,
A. Removal Jurisdiction
The original jurisdiction of the federal district courts encompasses both diversity and federal question jurisdiction.
See
28 U.S.C. §§ 1331,1332(1988). Of course, state courts have power, in the constitutional sense,
e.g., Howlett v. Rose,
By statute, however, Congress has provided litigants with the power to remove a civil action brought in state court to federal court, even though the state court is fully competent to decide issues of federal law, so long as the case comes within the original jurisdiction of the federal courts such that it could have been brought in federal court
ah initio. See
28 U.S.C. § 1441(e) (1988);
see also Franchise Tax Board v. Construction Laborers Vacation Trust,
Consistent with this policy of strictly construing removal jurisdiction, federal courts have held that the party attempting to remove the case to federal court bears the burden of affirmatively establishing that subject matter jurisdiction exists. See,
e.g., Wilson v. Republic Iron & Steel Co.,
the fair presumption is (not as with regard to a court of general jurisdiction, that a cause is' within its jurisdiction unless the contrary appears, but rather) that a cause is without its jurisdiction, until the contrary appears.
Id.
at 10. One final reason why removal jurisdiction must be narrowly construed is because it permits the defendant to preempt the plaintiffs choice of forum.
See Doe v. Allied-Signal, Inc.,
Having set forth the basic principles that govern the removal of an action to federal court, this Court must now determine whether the case at bar falls within the original jurisdiction of this Court, a federal district court. If it does not, then the case has been improperly removed and must be remanded back to state court for a lack of jurisdiction.
B. Federal Question Jurisdiction
1. Limited Jurisdiction
It is a fundamental principle that the federal courts are courts of limited jurisdiction.
See Insurance Corp. of Ireland, Ltd. v. Compagnie Des Bauxites de Guinee,
Congress has obviously chosen to exercise the constitutional power entrusted to it by Article III and create other lower federal courts. The question that remains is how *1408 much of the “judicial Power” that is not vested in the Supreme Court, but that exists by virtue of Article III, § 1, has actually been vested in these inferior courts by Congress.
In that regard, it must be noted that the jurisdiction- of the lower federal courts is not self-executing, but rather depends on an affirmative grant of jurisdiction from Congress.
See Merrell Dow,
[i]t must be admitted, that if the Constitution had ordained and established the inferior courts, and distributed to them their respective powers, they could not be restricted or divested by Congress. But as it has made no such distinction, one of two consequences must result—either that each inferior court created by Congress must exercise all the judicial powers not given to the Supreme Court, or that Congress, having the power to establish the courts, must define their respective jurisdictions. The first of these inferences has never been asserted, and could not be defended with any show of reason, and if not, the latter would seem to follow as a necessary consequence. And it would seem to follow, also, that, having a right to prescribe, Congress may withhold from any court of its creation jurisdiction of any of the enumerated controversies. Courts created by statute can have no jurisdiction but such as the statute confers..,.
Id.
at 448 (emphases added);
see also Webster v. Doe,
In order to understand how much power of the “judicial Power” has not been vested in the Supreme Court, and thus remains to be conferred in the lower courts, which in turn will permit an understanding of how much power Congress could actually confer in the federal judiciary, we must focus on Article III, § 2 of the Constitution, which delineates the nature and the extent of the judicial power granted in Article III, § 1.
2. The “Arising Under” Clause Of Article III
Article, III, § 2 of the Constitution declares that the “judicial Power” enumerated in Article III, § 1 shall extend to, inter alia, “all Cases, in Law and Equity, arising under this Constitution.”
In
Osborn v. Bank of the United States,
When Congress enacted the federal question statute, however, presently codified as § 13S1, 7 the language that it used to confer jurisdiction paralleled the language of the Constitution by the use of the phrase “arising under.” See 28 U.S.C. § 1331 (“The district courts shall have original jurisdiction of all civil actions arising under the Constitution, laws, or treaties of the United States”) (emphasis added).
Thus, the issue posed falls into the following syllogism: (1) if Article III, § 2 of the Constitution would permit the lower federal courts to invoke the federal judicial power in any cause of action involving a federal ingredient under Osborn; and (2) if Congress is vested with the authority to decide how much of the remaining “judicial Power” should be vested in the lower courts under Sheldon; then (3) did Congress’ usé of the phrase “arising under” in § 1331 represent its intent to confer federal question jurisdiction in the lower federal courts to the fullest extent permitted by the Constitution? 8
The Supreme Court has answered that question in the negative, holding that:
[although the language of § 1331 parallels that of the ‘Arising Under’ Clause of Art. Ill, this Court has never held that statutory ‘arising under’ jurisdiction is identical to Art. Ill ‘arising under’ jurisdiction. Quite the contrary is true____ Art. Ill ‘arising under’ jurisdiction is broader than federal-question jurisdiction under § 1331.
Verlinden,
3. The “Arising Under” Clause of § 1331
The Supreme Court has consistently declined the opportunity to announce a single, precise definition of the “arising under” language in § 1331. In
Franchise Tax Board,
the Supreme Court reiterated the notion that “the phrase ‘arising under’ masks a welter of issues regarding the interrelation of federal and state authority and the proper management of the federal judicial system.”
Franchise Tax Board,
It is well-established that the 'question of whether a claim “arises under” federal law must be determined by reference to the “well-pleaded complaint.”
See Caterpillar, Inc. v. Williams,
The Supreme Court has recognized, however, that a ease may “arise under” federal law “where the vindication of a right under state law necessarily turned on some construction of federal law.”
Franchise Tax Board,
During the preceding decades, Merrell Dow Pharmaceuticals manufactured and distributed the drug Bendectin, which was often taken by pregnant women during the course of their pregnancies. Litigation subsequently ensued in numerous jurisdictions by mothers who alleged that' the Bendectin resulted in birth defects to their children. In this particular litigation, the plaintiffs filed suit in Ohio state court, alleging common law claims of negligence, breach of warranty, strict liability, fraud and gross negligence. A portion of their negligence claim alleged that the drug Bendectin was “misbranded” in violation of the Federal Food, Drug and Cosmetic Act (“FDCA”), 21 U.S.C. § 301 et seq., because the labeling , allegedly did not provide adequate warning that the drug was potentially dangerous. 11
Merrell Dow then filed a timely notice of removal of the action to federal court, alleging that the plaintiffs’ action was founded in part on a federal claim under the FDCA. The district court found that there was federal question jurisdiction, but the Sixth Circuit reversed, finding that the causes of action alleged in the complaint did not “arise under” federal law.
See Thompson v. Merrell Dow Pharmaceuticals, Inc.,
*1411
In affirming the Court of Appeals, the Supreme Court made several points which are relevant to the case at bar. First, it was clear in
Merrell Dow
that the plaintiffs’ claims did not “arise under” federal law in the sense that federal law did not create any of the causes of action asserted by the plaintiffs. Thus, the case presented what Justice Frankfurter called the “litigation-provoking problem,”
Textile Workers v. Lincoln Mills,
4. Application in this Case
The defendant correctly concedes that this Court does not have jurisdiction over this case on the grounds that the First Amendment creates the plaintiffs’ cause of action. As noted above, the First Amendment is implicated, if at all, only as a source of public policy in favor of the right to free speech. Jurisdiction exists, therefore, only if there is a substantial federal issue present in the plaintiffs’ state law cause of action, the so-called litigation provoking problem raised by Justice Frankfurter. This was the precise issue that was raised in Merrell Daw, where a majority of the Supreme Court was unable to conclude that federal question jurisdiction extended to a state law claim which had a federal law issue as an element of that claim.
a. The Significance of Merrell Dow
The defendant in this case is faced with as difficult of a set of circumstances as was the defendant in Merrell Daw. In both this case and Merrell Dow, the parties conceded that jurisdiction could not be maintained under Justice Holmes’ formulation of statutory “arising under” jurisdiction. In both cases, the federal element which allegedly conferred subject matter jurisdiction was claimed as an element of a state law cause of action; in Merrell Daw, the FDCA violation was relevant to the proximate cause issue of the negligence claim whereas the First Amendment in this case is allegedly relevant to the tortious discharge claim. 13 Thus,- it appears that a proper application of the analysis and reasoning used in Merrell Dow compels the conclusion that the import of the First Amendment in this case is simply too insubstantial to establish federal subject matter jurisdiction.
*1412 Furthermore, this conclusion is reinforced by the fact that a careful examination of the particular facts of this case demonstrates that this case presents a less compelling set of circumstances than did Merrell Dow. The reason that the facts here are less compelling is because in this case, the First Amendment is not even an essential element of the plaintiffs’ claim, whereas the FDCA violation was at least relevant to that cause of action. Counsel for the plaintiffs acknowledged that the First Amendment is not necessary to the disposition of this ease, representing that the Court could completely ignore any reference to the First Amendment without affecting the plaintiffs’ chance of recovery because the plaintiffs could rely on the Wyoming Constitution, rather than the First Amendment to the United States Constitution, as their source of public policy. Under these circumstances, the Court is of the opinion that it would expand the concept of “arising under” jurisdiction embodied in § 1331 too far to conclude that the reference to the First Amendment in the complaint can support the exercise of federal jurisdiction in this case. Under any formulation of § 1331 “arising under” jurisdiction, the defendant has failed to meet its burden of establishing affirmatively that jurisdiction exists. 14
b. The Dworkin Decision
The defendant makes one final argument in support of its position that the Court does have jurisdiction. It argues that the First Amendment is necessarily implicated in this case based on this Court’s earlier decision in
Dworkin v. Hustler Magazine
,
Inc.,
Dworkin
was a defamation suit brought by Andrea Dworkin against Hustler Magazine. Ms. Dworkin initially brought suit in Wyoming state court, but the defendant removed the action to this Court, alleging that the First Amendment was a federal question which established jurisdiction. In concluding that the First Amendment did in fact provide a basis for the exercise of federal question jurisdiction under § 1331, this Court expressly stated that “in order to properly assess plaintiffs’ claims, it will be
necessary
to construe the First Amendment right of
free
speech and the cases dealing with such rights.”
Id.
at' 785 (emphasis added). The Court concluded that under the Tenth Circuit’s formulation of “arising under” jurisdiction, set forth in
Mountain Fuel Supply Co. v. Johnson,
In the case at bar, this Court cannot say that the First Amendment right to free speech is “clearly and substantially” implicated, nor can it find that the First Amendment will be determinative of the judgment.
Dworkin
was a defamation suit, which is a
sui generis
body of. law. Ever since the seminal decision in
New York Times v. Sullivan,
The preceding discussion illustrates why Dworkin is readily distinguishable from the case at bar, and therefore, does not alter this Court’s conclusion that the case must be remanded for want of jurisdiction. Dworkin and its application of the Mountain Fuel test is easily reconcilable with this ease. In Dworkin, the First Amendment was necessarily implicated, whereas in the present ease, the First Amendment is not necessary to the outcome. In Justice Frankfurter’s terminology, the federal law issue in the case at bar is simply too collateral, peripheral and remote to the state law cause of action for tortious discharge in violation of public policy such that this Court may not assert subject matter jurisdiction in this case. 16
THEREFORE, it is
ORDERED that the Plaintiffs’ Motion to Remand be, and the same hereby is, GRANTED. It is further
ORDERED that the Defendant’s Motion to Dismiss be, and the same hereby is, DISMISSED FOR LACK OF JURISDICTION. It is further
ORDERED that the clerk of court shall send the court’s file to the District Court for the First Judicial District of the State of Wyoming for further proceedings before that tribunal.
Notes
. The parties agree that diversity jurisdiction is unavailable in this case based on the fact that both plaintiffs and the defendant are citizens of this state. Therefore, removal is available, if at all, based on the presence of a federal question.
. See 28 U.S.C. § 1446 (1988).
. In
Bivens v. Six Unknown Federal Narcotics Agents,
A suit brought pursuant to § 1983 shares a common attribute with a Bivens action, which is that it is brought most often to redress a violation of a federal constitutional right. Section 1983, however, applies when.the defendant is a state actor as opposed to a federal actor.
. Article I, § 20 states, in relevant part:
Every person may freely speak, write and publish on all subjects, being responsible for the abuse of that right....
' In
Tate v. Akers,
. Article III, § 2 delineates the original and appellate jurisdiction of the Supreme Court, with the latter form of jurisdiction being subject to "such Exceptions ... as Congress shall make.”
In
Ex parte McCardle,
. The word "potentially” is used because, as noted above, jurisdiction is a creature of statute and must actually be conferred on the lower courts by Congress. Thus, while the "arising under" clause of Article III, § 2 was interpreted broadly, the question still remains as to how much of that power would be conferred by Congress in the lower courts as a grant of jurisdiction. In other words,
the effect of [Article III, §§ 1 and 2] is not to vest jurisdiction in the inferior courts over the designated cases and controversies but to delimit those in respect of which Congress may confer jurisdiction upon such courts as it creates.
Kline,
. The first general federal question statute was contained in the Judiciary Act of 1875.
See
Act of March 3, 1875, § 1, 18 Stat. 470. The drafters of the modifications to the language of the original statute, now § 1331, did not intend to change the meaning or content of the Act of 1875.
See Romero v. International Term. Co.,
. It is an undisputed proposition that "Congress may not expand the jurisdiction of the federal courts beyond the bounds established by the Constitution.”
See Verlinden B.V. v. Central Bank of Nigeria,
. Of course, any "judicial Power” of Article III, § 1 that is not actually conferred by Congress by statute, but that
could be
conferred consistent with Article Ill’s "arising under” clause simply “lies dormant.”
Cooper,
. "[T]he vast majority of cases brought under the general federal-question jurisdiction of the federal courts are those in which federal law creates the cause of action.”
Merrell Dow,
. The theory was that the alleged misbranding was relevant to the issue of causation.
. As Justice Frankfurter noted, the problem is really one of identifying “the degree to which federal law must be in the forefront of the case and not collateral, peripheral or remote[.]”
Textile Workers,
. The Court acknowledges that the Supreme Court’s decision in
Smith
is arguably more apposite than
Merrell Dow
because
Smith
involved the issue of whether a cause of action arose when the Constitution was the alleged source of the federal element, which is the case here, whereas
Merrell Dow
involved a federal statute. While a literal reading of § 1331 seems to undercut the argument that there is, or should be, any difference between situations where the alleged federal element of the cause of action is the Constitution and situations where a federal statute is the element, the dissenting opinion in
Merrell Dow
makes it clear that
Smith
is still good law.
See Merrell Dow,
Nonetheless, even if
Smith
was applied in this case, the result would still be the same. This is because under
Smith,
federal question jurisdiction would exist only if the "right to relief
depends upon the construction of application of the Constitution
...”
Smith,
255 U.S, at 199,
. This Court need not, and therefore does not, intimate any view as to whether the present case would fall within the constitutional "arising under” clause, as interpreted in Osborn as involving a federal "ingredient." The Court's conclusion that this case falls outside the scope of the statutory grant of jurisdiction is sufficient to resolve the matter.
.
Butts
was decided along with the companion case of
Associated Press v. Walker,
. Given the Court's disposition that there is no subject matter jurisdiction over this cause of action, thereby necessitating a remand, the Court lacks jurisdiction to hear the motion to dismiss and therefore issues no opinion on the merits of that motion.
