OPINION ON REMAND FROM THE SUPREME COURT OF THE UNITED STATES
This case is before us on remand from the Supreme Court. In August 1972 Joseph Skehan, formerly a non-tenured Associate Professor of Economics at Bloomsburg State College in Pennsylvania, sued in the district court seeking preliminary and permanent injunctive relief of reinstatement and back pay to that position, declaratory relief that his termination from the position was unconstitutional, punitive damages and attorney’s fees. The defendants in the action were Bloomsburg State College; its Board of Trustees; Dr. Robert Nossen, its President; his successor to the presidency, Dr. Charles Carlson; and John Pittenger, Pennsylvania’s Superintendent of Education.
The district court found that Skehan’s one year employment contract was an interest in the nature of property; that its termination without an adequate hearing violated due process; and that the termination was not, as alleged, in retaliation for engaging in activity protected by the first amendment. 1 The court did not decide whether the college’s prior decision not to renew Skehan’s contract, 2 which had the effect of preventing him from achieving tenure, was made in reprisal for activities protected by the first amendment. Nor did it decide whether Skehan had a contractual right to a so-called “academic freedom” hearing pri- or to the college’s decision not to renew his appointment. 3
On appeal we affirmed the district court’s determinations that the termination of Skehan’s one year contract violated due process and that the termination was not in retaliation for the exercise of first amendment rights. We concluded that the court should have considered his claim that the non-renewal decision was so motivated, and should have decided his claim to a contractual “academic freedom” hearing prior to termination. We held that the individual defendants, exercising discretionary governmental functions, were immune from suits for money damages. We instructed the district court to determine whether the college was an entity as to which Pennsylvania asserted sovereign immunity. If the college did not share the Commonwealth’s immunity, the district court was instructed to consider making an award of back pay and an award of attorney’s fees. Otherwise it was to deny an award of back pay or attorney’s fees.
4
Skehan filed a petition for certiorari. On May 27, 1975 the Supreme Court ordered that the judgment of this court be vacated and the case be remanded to this court for further consideration in light of
Alyeska Pipeline Service Co. v. Wilderness Society,
I. Alyeska Pipeline Service Co. v. Wilderness Society
We previously held that Skehan, as a private attorney general vindicating a *56 public interest in having state-related institutions act in compliance with the fourteenth amendment, was entitled to an award of attorney’s fees from Bloomsburg State College provided the college did not share the sovereign immunity of the Commonwealth of Pennsylvania. 6 Alyeska Pipeline Service Co. v. Wilderness Society, supra, overrules the cases on which we relied and which recognized that basis for the award of attorney’s fees. It holds that absent (1) a contract or statute granting a right to attorney’s fees; (2) the conferring of a common benefit by the recovery of a fund or property; (3) willful disobedience of a court order; or (4) a finding that the losing party has acted in bad faith, vexatiously, wantonly or for oppressive reasons, federal courts must apply the American rule requiring each party to pay from his own pocket for the services of his attorney. Skehan points to no statute which would justify an award of attorney’s fees, 7 but he urges that because primary emphasis was placed on the now-discredited but once-respectable private attorney general theory, we should still remand for appropriate findings by the district court on both the common benefit and bad faith exceptions to the American rule.
The common benefit theory will not avail Skehan in this case. While it is true that the public at large benefits from making public institutions act in accordance with the demands of due process, Skehan is not attempting to assess against those benefited members a fair share of the reasonable value of the attorney’s services which created the benefit.
Compare Lindy Brothers Builders, Inc.
v.
American Radiator & Standard Sanitary Corp.,
Skehan also urges that on remand he would be able to show that all of the defendants, but in particular President Nos-sen, acted in bad faith, vexatiously, wantonly, or for oppressive reasons, states of mind which Skehan contends permit an award of attorney’s fees under the American rule. The particular reference to Nossen, a prime mover in his termination but hardly a prime mover in carrying on this litigation, suggests the need for distinguishing between the bad faith which may have led to the termination of employment and bad faith, vexatiousness or oppression in litigating. It is the latter which comprises the predicate for the well-recognized fourth exception to the American rule on fee awards. The fee is awarded in the nature of costs for vexatiously bringing or maintaining an unfounded action or defense. 8 6 J. Moore, Federal Practice 154.77[2], at 1079 (2d ed. 1974). It can hardly be said that on those issues on which the defendants have thus far prevailed the defense has been maintained in bad faith, vexatiously, wantonly or for oppressive reasons. Nor can we find evidence of oppressiveness in the defendants’ response on appeal to those issues on which Skehan has been successful. On the other hand, since we are remanding and we cannot predict the future course of this litigation, we cannot foreclose consideration of the award of attorney’s fees as costs based upon any lack of good faith in maintaining the litigation in the future.
Skehan, relying on
Vaughan v. Atkinson,
It is the common course of admiralty, to allow expenses in this nature [counsel fees], either in the shape of damages, or as part of the costs. 22 U.S. [9 Wheat.] at 379,6 L.Ed. 111 .
Vaughan v. Atkinson
has frequently been cited in non-admiralty contexts. Since the ringing reaffirmation of the American rule in
Alyeska Pipeline Service Co. v. Wilderness Society, supra,
its authority in non-admiralty contexts is not entirely clear. We can glean something of the Court’s attitude perhaps from the reference to the case in
F. D. Rich Co. v. Industrial Co.,
One issue tendered to the Supreme Court by Skehan’s petition for certiorari was whether the Commonwealth may be required to pay attorney’s fees as part of an order granting prospective relief for violations of the fourteenth amendment.
11
The Court in the
Alyeska Pipeline
case did not purport to decide the question,
see
In our prior opinion we concluded that
Edelman v. Jordan,
Summarizing, the theory upon which we suggested that the district court could award attorney’s fees — the private attorney general theory — has been foreclosed by Alyeska Pipeline Service Co. v. Wilderness Society, supra, and the obduracy ground was not previously considered. We therefore remand this aspect of the case to the district court for additional findings on the obduracy issues.
II. Wood v. Strickland
Skehan’s petition for certiorari also tendered to the Supreme Court the question whether we applied a proper standard in determining that the individual defendants were immune from civil damage actions because of official immunity. 14 The mandate on remand directs us to reconsider that determination in light of Wood v. Strickland, supra. Upon such consideration we conclude that Wood v. Strickland significantly modified the law of immunity upon which we relied in affirming the district court, and that a remand for additional findings of fact is now required.
In our prior opinion we assumed that the Supreme Court had thus far interpreted 42 U.S.C. § 1983 as having left intact the existing common law respecting immunity from damage claims for actions arising out of the performance of duty of legislators,
Tenney v. Brandhove,
We recognized that not all government officials enjoyed such an unqualified immunity, and that some governmental officials were immune when performing certain duties but not immune when performing others. In this case the acts complained of resulted in Skehan’s discharge during the term of his contract. Each defendant acted within the scope of his official statutory authority, and the decision to terminate Skehan’s employment was in essence adjudicatory. In making the adjudication the defendants committed a procedural legal error of constitutional dimensions. But we believed that neither that error nor their motivation could be called into question in damage actions because governmental officials entrusted with adjudicatory responsibilities enjoyed, when discharging such duties, and unqualified immunity.
See Spalding v. Vilas,
We did not believe that
Scheuer v. Rhodes,
Wood v. Strickland, supra, demonstrates that we erred in assuming that there still existed an unqualified, common law immunity covering non judicial state government officials performing adjudicatory functions. The question before the Court was the immunity of school board members for a disciplinary suspension. The defendants had the official responsibility for making the adjudication, and they made a procedural error of constitutional dimensions. The Court held:
[I]n the specific context of school discipline, we hold that a school board member is not immune from liability for damages under § 1983 if he knew or reasonably should have known that the action he took within his sphere of official responsibility would violate the constitutional rights of the student affected, or if he took the action with the malicious intention to cause a deprivation of constitutional rights or other injury to the student.420 U.S. at 322 ,95 S.Ct. at 1001 .
Functionally, the school board members adjudicating a student discharge and the state college officials adjudicating a faculty termination are identically situated. In the light of Wood v. Strickland, supra, we must now recognize that what we thought was an unqualified privilege is in truth something less broad. While we can determine on the present record that the defendants were performing nonjudicial adjudicatory *61 functions within the scope of their official responsibilities, we cannot determine that they met the Wood v. Strickland test.
The defendants urge that the district court finding, referred to in our prior opinion,
Several questions not addressed by the Supreme Court in
Wood v. Strickland
will of necessity arise on remand in this case. These include which side has the burden of going forward with evidence and which side has the burden of proof on the two qualifications to the defendants’ immunity. We find guidance on these issues in the Court’s opinion in
O’Connor v. Donaldson,
Following the remand in
Bivens v. Six Unknown Named Agents,
While we can give guidance to the district court as to where various burdens lie on the
Wood v. Strickland
qualifications, we are less confident of our ability to suggest by what criteria the reasonableness of the several defendants’ lack of knowledge of due process requirements should be measured. The district court will be required to inquire into the status and responsibility of each individual defendant and to determine whether, for example, a trustee should be held responsible for the same level of knowledge of constitutional rights as a college president or a commissioner of education. The determination may turn on the relative availability to each defendant of counsel, as well as the relative certainty of the legal issue, a criterion to which the
Wood v. Strickland
Court expressly adverted.
O’Connor v. Donaldson
describes
Wood v. Strickland
as a “decision on the scope of the qualified immunity possessed by state officials . . . .”
III. The Status of Bloomsburg State College
In our earlier opinion we directed the district court on remand to determine the governmental status of Bloomsburg State College.
IV. Conclusion
Our prior judgment will be vacated. The judgment of the district court will be vacat *63 ed and the case will be remanded for findings of fact:
1. As to the nature of the interest created under Pennsylvania law by article 5(e) of the Statement of Policy for Continuous Employment and Academic Freedom at Bloomsburg State College; 18
2. As to whether the decision not to renew Skehan’s contract after 1970-71 was based on his stands on campus issues with which the administration disagreed.
If Skehan’s only contract right expired by its terms at the end of the 1970-71 academic year, and there was no first amendment violation, a back pay award against the individual defendants, covering the 1970-71 period, must be considered. The court should then make findings of fact with respect to the immunity of each defendant in conformance with this opinion. If either the article 5(e) claim or the first amendment claim should be decided in Skehan’s favor, the court should consider the award of back pay to date against the individual defendants, and also prospective reinstatement (as to which there is no immunity problem), at least until appropriate college termination procedures have taken place. We also call the district court’s attention to the Supreme Court’s recent decision in
Bishop v. Wood,
- U.S. -,
Notes
. Skehan alleged in his complaint that the college terminated him for his controversial stand on political issues, and especially for his trenchant criticism of the Vietnam War. The district court found that Skehan had been fired • for disregarding directives from the college administration relating to the scheduling of classes.
. Skehan had been employed in January of 1969. This contract extended through the 1969-70 school year. In May, 1970 Skehan was notified that his contract would be renewed for the following academic year, but would not be renewed beyond that date. Skehan resumed his teaching duties for the terminal year of his contract in September, 1970. President Nossen fired Skehan on October 19, 1970; the dismissal was confirmed by the Board of Trustees of the college on October 23.
.
Skehan
v. Board of Trustees of
Bloomsburg State College,
.
Skehan v. Board of Trustees of Bloomsburg State College,
.
Skehan v. Board of Trustees of Bloomsburg State College,
. In Part III of this opinion we hold that Bloomsburg State College does enjoy the Commonwealth’s immunity.
. Skehan brings this action under the Civil Rights Act, 42 U.S.C. § 1983, and admits in his brief that this section does not allow for the recovery of attorney’s fees. See Brief for Plaintiff-Appellant on Remand from the Supreme Court at 10.
. The Judiciary Act of 1789, 1 Stat. 73, gave ■ federal courts discretionary authority to tax in favor of one party and against another expenses occasioned by delay in litigation. Section 22, governing the writ of error in civil actions, provided in part:
“And every justice or judge signing a citation on any writ of error as aforesaid, shall take good and sufficient security, that the plaintiff in error shall prosecute his writ to effect, and answer all damages and costs if he fail to make his plea good.”
1 Stat. 85.
Section 23 provided:
“[A]nd whereupon such writ of error the Supreme [Court] or a circuit court shall affirm a judgment or decree, they shall adjudge or decree to the respondent in error just damages for delay, and single or double costs at their discretion.”
Id. Cf. The
Perserverance, 3 U.S. [3 Dall.] 336,
.
Vaughan v. Atkinson,
.
McEnteggart v. Cataldo,
.
See
Petitioner’s Brief for Certiorari at 2,
Skehan v. Board of Trustees of Bloomsburg State College,
. We held in our prior opinion in this case that
Edelman v. Jordan
had tacitly overruled the summary affirmance in
Amos v. Sims,
.
Fitzpatrick
followed a prior Second Circuit decision,
Class v. Norton,
. Petitioner’s Brief for certiorari,
supra
note 11, at 2;
. This charge applied both to the common law defense of good faith raised by O’Connor and to the question of official immunity.
See
. This error induced the Court to vacate the judgment and remand for reconsideration in light of Wood v. Strickland.
. Whether an executive branch official enjoys judicial immunity will of course be determined by the nature of his functions, and not by the label that is attached to them.
.
See
