*1 PREMACHANDRA, Bhartur N. Dr.
Appellee, MITTS, etc., Murray G. et
Dr.
al., Appellant.
No. 82-2441. Appeals,
United States Court of
Eighth Circuit. Sept.
Submitted 1983.
Decided Feb.
Rehearing Rehearing En Banc April 18,
Granted
suit in federal district or- seeking enjoining terminating der the VA from him and from him to his requiring dismantle process until he received a due laboratory, hearing before the MSPB. Plaintiff Teitelbaum, Barker, Marilyn Sally S. E. *3 pretermin- claimed that he was entitled ato Schuchat, Louis, Werner, Mo., Cook St. & hearing the 5th ation Amendment to appellee. for prevent possible to irreparable harm his lab- Dittmeier, Thomas E. Atty., U.S. St. oratory experiments. research and Mo., Louis, McGrath, J. Paul Atty. Asst. court, The F.Supp. district ini Gen., Kanter, Sobol, William Anne Buxton tially re granted plaintiff temporary a Zeppos, Attys., Div., Dept, Nicholas S. Civ. order, straining but then Justice, later denied him D.C., of Washington, for appellants. injunction. preliminary The court found HEANEY, Before Judge, Circuit FLOYD plaintiff irreparably injured by GIBSON, R. Judge, Senior Circuit and the dismantling laboratory, the but GIBSON, Judge. JOHN R. Circuit potential nevertheless concluded that this hardship outweighed by plaintiff’s GIBSON, FLOYD R. Senior Circuit slight chance of success on Re the merits. Judge. lying principally on Arnett Kennedy, (VA) The Veterans ap Administration 134, 94 1633, 40 (1974), L.Ed.2d 15 * peals the plain district court’s award to rejected the court plaintiff’s contention that tiff, Premaehandra, Dr. Bhartur N. laboratory thе continuation of his research $15,630.67 in attorneys’ $1,848.49 fees and entitled pretermination/predis him to a expenses under 28 2412 (Equal U.S.C. § mantling process hearing due 5th under the Act) Access to Justice and 42 U.S.C. § Mitts, Amendment. See Premachandra (Civil Rights Attorneys’ Act). Award The 509 F.Supp. (E.D.Mo.1981). 428-30 VA contends the plaintiff eligible was not for attorneys’ (1) fees because: plaintiff plaintiff’s district court also denied was not “prevailing (2) party”; plaintiff’s injunction for application pending ap- an suit pursuant was not brought to civil as peal, Eighth did the Circuit and the rights provision enumerated in 42 U.S.C. Supreme Plaintiff later Court. submitted (3) and sovereign bars immunity injunction second pending ap- motion for awards of fees for time attorney expended Eighth Circuit, peal seeking the this time 1,1981 before the October effective date an order prohibiting VA from disman- reject EAJA. We these contentions tling laboratory disrupting his his experi- fees, affirm the award of attorneys’ but ments, permitting terminate but the VA to $10,000. reduce the amount of the fee to employment prior process his to the due
I. Background hearing before MSPB. is a Plaintiff research em- endocrinologist motion, response this sеcond and to ployed by past the VA for eighteen expressed willingness VA’s not to dis- years. 30,1980, On December the VA noti- rupt plaintiff’s ap- laboratory pending plaintiff fied termination of his effective peal, Eighth Circuit entered order to 16, 1981, January and also directed him to stay the dismantling VA’s lab- experiments end his and dismantle labo- his oratory pending argument oral before the ratory date. Eighth stay Circuit. This did not extend response First, plaintiff’s employment Plaintiff’s so sub- was two-fold. VA he appealed sequently his salary termination to the Merit terminated but Systems Protection (MSPB). working Board him to continue in the permitted Second appeal, most relevant laboratory. he filed * Nangle, Judge, John Honorable F. trict United States Dis- Eastern District of Missouri. sonable, evidenced eventual by plaintiff’s from argument plaintiff’s appeal
Oral request calculating court’s denial of his district success before MSPB. injunction was held before the preliminary award, by one-third the court reduced However, Eighth on June Circuit to reflect compensable hours the number of mer- Eighth Circuit never ruled on the was unsuccessful the fact that because, appeal its of this in a letter from termi- enjoin the VA attempting court, July agreed the VA dated hearing to his employment prior his nating [plain- “not to dismantle or interfere with therefore before the Board. The court laboratory use of the before the deci- tiff’s] $15,630.67 and awarded fees of discharge merits of is filed sion [his] $17,- $1,848.49 for a total expenses Hearing Examiner.” This [MSPB] 431.16. agreement permitted plaintiff to remain in Party Prevailing II. laboratory until the ruled on the MSPB *4 26, validity discharge. of his On October in this case is The threshold issue 1981, the Board issued a final decision rev- finding in whether the district court erred ersing plaintiff. the VA’s termination of party” un plaintiff “prevailing result, the as Eighth As Circuit dismissed (EAJA) 2412 and therefore entitled der § moot of the denial of his plaintiff’s appeal EAJA attorneys’ Although fees. the preliminary injunction. motion for a party”, “prevailing does not define the term Following Eighth these decisions legislative history clearly indicates Board, plaintiff sought Circuit and the with its consistently the term is to be read attorneys’ and obtained fees in connection H.R. shifting use in other fee statutes. See discharge with the proceedings before 96-1418, 96th 2nd 11 Rep. Cong., No. Sess. plaintiff Boаrd.1 The also asked the dis- (1980), Cong. & reprinted in 1980 U.S.Code trict court to award reasonable attorneys’ 4984, Recently, Ad.News 4990.3 Su fees he preliminary injunc- incurred in the preme “plaintiffs may Court stated that be litigation, pursuant tion to 42 U.S.C. 1988 attorneys’ for ‘prevailing parties’ considered 2412(b). and 28 awarding U.S.C. In at- signifi purposes they if succeed on torneys’ $15,630.67, fees of the district court some litigation cant issue in which achieves interpreted conjunction in with sought bringing parties of the benefit the 42 1988 U.S.C. to make federal defend- -- Eckerhart, v. Hensley suit”. ants, VA, prevailing like the liable to a --, 40, 76 L.Ed.2d 50 103 S.Ct. party for attorneys’ fees incurred in a suit (1983), Nadeau, 278-79. quoting, 581 F.2d at rights. for the vindication of civil however, “Prevailing party”, is not limited then, court applying two-part the Nadeau2 entry judg to a “victor” after of final only test, plaintiff concluded that “pre- was a merits; a following ment a full trial on the vailing 1) party” litigation because: prevailed be considered to have party may his “catalyst” lawsuit served as a through a favorable settlement of a case agreement VA’s disrupt plaintiff’s not ulti agreement, consent even if he does laboratory pending dispositiоn of his case 2) before the Agency; mately prevail his lawsuit was rea- on all issues.4 United States fees, Eckerhart, awarding attorney’s Hensley the Board con- 3. See also v. -- U.S. --, -- n. 1933, 7, 7, cluded that VA “should have known that 1939 n. 76 L.Ed.2d 103 S.Ct. [plaintiffs] separation could 40, (1983); Memphis not have been sus- v. Bd. 50 n. 7. Northcross tained” and that reck- 2201, Education, 427, “[w]hether [VA’s] 37 412 U.S. 93 S.Ct. precipitated lessness heedlessness was provi (1973) (similar fee L.Ed.2d 48 faith, clearly ill-will or bad the facts of this case ). pari passu interpreted should be sions prudently show that had the made rea- [VA] certainly inquiry it sonable would have and history legislative the EAJA states: 4. The should have ascertained the outset phrase party” “prevailing be should not [t]he charges plaintiff were without mer- entry after of a final limited to a victor it.” judgment following on the merits. a full trial prevailing Helgemoe, party ob- (1st A deemed he 2. Nadeau 581 F.2d Cir.1978). of his case ... tains a favorable settlement Bank, ex Heydt voluntary rel. v. Citizens State compliance. support, (8th Cir.1982); F.2d United States relies on Parham v. Southwestern Bell Tele Yalobusha, Acres, phone, (8th 329.73 Grenada and Cir.1970) F.2d 429-30 (5th Cir.1983) (en Miller, F.2d 808-09 and Williams v. banc); Busbee, Doe v. Cir.1980) curiam). F.2d (per (11th Cir.1982). We are сompelled apply “reasona- Nadeau, bleness” as the parties prong
While the
court did
agree
the law
First,
they disagree
Handicapped.
generally,
proper
stan
Parham
determining
dard
court’s failure
“prevailing party”
expressly
apply
the “rea-
where,
here,
prong
as
sonableness”
of Nadeau
voluntary
defendant’s
was under-
compliance with
standable since Parham
plaintiff’s requested
preceded
relief
Nadeau
by eight years.
Parham, however,
moots
Reading
the lawsuit. The VA contends the
appropriate
is difficult
to conceive that
two-part
standard
test
the court
regarded plaintiff’s
announced in
suit
Helgemoe,
Nadeau v.
case
be-
applied by
ing anything
Parham,
the district court.
but reasonable. See
Second,
step
The first
parlay preliminary a favorable finding, private prevailing parties award” fees to in erroneous, ephemeral however or into a fi against civil actions the United nal legal victory on the merits declares that shall be United States “[t]he acceding plaintiff’s to the pri- relief desired for the liable such fees to same extent that or to a final on the merits. determination any party other be liable under the would Paradoxically, this that par would mean a plaintiff, any ty, prevailed like common law or under the terms of who has in a practical sense attorneys’ specifically provides would statute which be denied for such 1983, it Second, component of the the state action 2412(d)(1)(A), § § an award.”6 action, subsection, to a “mandatory” nearly was identical sweeping §
more award fees to constitu- being alleged a court shall provides that difference “the court private parties unless of feder- prevailing was under color deprivation tional of the United States position finds that the law, law. al not state special that substantially justified was or adopted essentially The district court unjust.”7 make award circumstances of mak- 2412(b) had the effect view that § attorneys’ awarded fеes The district court attorneys’ liable for ing United States on wheth- 2412(b), passing under without § it in a prevails against to a who party fees been awarded under er fees could have to vindicate constitutional seeking suit so, doing the district court 2412(d). § case, Amend- 5th rights —in conjunction with 42 2412(b) read in § process rights procedural ment due —on Right Attorneys’ Fee (Civil U.S.C. § would or its a state official grounds that 1976). U.S.C. Awards Act of Under 1988, in an liable, under ordinarily be § is authorized to award at- 19888 a court § 1983. brought analogous under § suit other than torneys’ against litigants fees making the Thus, 2412(b)’s language § has where the United States “to attorneys’ for fees States liable provision “to a of” the enu- sued enforce any party same that other extent including 42 rights merated civil statutes interpreted to make be liable” was turn, pro- 19839 in § U.S.C. Section in engages when it United States liable right against of action statutory vides that, “other activity by any if carried who, color “any person acting under of official, under acting state party” e.g., a— rights law, state violates the constitutional in assess- of state law—would result color Hence, of another”. 1988 authorizes fee § attorneys’ against party of ment officials in- against awards in actions state under rights volving of constitutional deprivation the district plaintiff suggests under color of state law. Plaintiff’s claim con- interpretation court’s alleged violation federal a constitutional purpose with the EAJA’s remedial sistent federal law. acting officials under color of “complete putting the United States give While claim would not rise con- with states who violate equal footing” to a fee under 1988 since lacked award any having juris- provision in 6. The reads: the United States court full text of action, court finds statute, diction of that unless the expressly prohibited by Unless position of the United States may court fees and ex- award reasonable special substantially justified circum- penses attorneys, or that addition costs unjust. pursuant stances made an award which awarded 1981). 2412(d)(1)(A) 2412(a) ], prevailing party any (Supp. V 28 U.S.C. § [§ brought by civil the United action provides part: 8. 42 U.S.C. any agency any States or official acting her United States in his or official any proceeding enforce action jurisdiction capacity any having 1983, 1985, provision of Sections such shall be actiоn. The United States lia- title, Law title IX of Public of this expenses to the ble for such fees and same 92-318, Rights Act of of the Civil or title VI any party other would be liable extent court, discretion, may allow in its terms common law or under the prevailing party, the United other than specifically provides statute States, part of *8 a fee as reasonable such an award. the costs. 2412(b) 1981). (Supp. 28 § U.S.C. V provides: 9. 42 U.S.C. 1983 § provision 7. The text of the reads: full person who, any Every State color of under ... provided Except specifically as otherwise subjects any ... ... citizen of the [law] by statute, prevailing court shall to a award rights, deprivation any ... States party than the United States fees and other by privileges, secured the Consti- or immunities expenses, any in other addition to costs laws, party be tution and shall liable to pursuant 2412(a)], to incurred awarded [§ law, equity, injured or in suit in an action any party (other that civil action than proper proceeding for other redress. sounding tort) against brought by cases
725 rights. 125, Just as state Magazines, stitutional officials are 541 F.Supp. 127-28 under liable for fees 1988 in a 1983 (N.D.Ill.1982). § § The United States addition action a constitutiоnal alleging violation un urges to ally hold the United States law, der so color of state too then the automatically liable for fees in constitution liable, is pursuant United States al suits would mean the United States 2412(b), in suit alleging an analogous § be liable for regardless fees would constitutional violation under color fed position whether its “substantially just eral conceding law. While that the statuto ified,” effectively swallowing thus up the ry language ambiguous point, is on this provisions 2412(d). Id. Arguably, this § plaintiff urges legislative history run of Congress’ would afoul desire that the supports this interpretation broad of the impair government’s EAJA not ability making language the United States liable to enforce and administer the federal laws. for fees “to the same extent that any other compels Candor us admit that both party” would be liable. See Lauritzen v. parties’ interpretations and supporting ar- Sec. of the 546 Navy, F.Supp. guments are persuasive. problem we 1227-29 (C.D.Ca.1982). face deciding is which one of the two inter- The VA on the other hand avers that pretations is Congress’ more consistent with 2412(b) is a limited sovereign § waiver of intent. The judiciary has not settled on one immunity and must be strictly construed. date, or the other. To no other Circuit has It 2412(b), strictly contends that con- § 2412(b) determined whether was intended § strued, make the United States does.not against to authorize fee awards the United automatically liable for fees in suits States when it loses a rights federal civil alleging constitutional violations federal facing suit. Those four courts district this officials acting Rather, under federal law. issue have come to different conclusions.10 it authorizes only “to the same extent We are upon thus called to make our own that” shifting another fee statute —in this inquiry very statutory con- close case 1988—would “any par- make other § struction matter. ty” However, liable for fees. 1988 would § We turn first to the relevant statu not authorize against a fee other “any par- tory language itself. See Universities Re ty” because there has been no violation of a Coutu, 771, 101 Ass’n search 450 statute encompassed by specifical- § 1988— ly, (1981). 1983. L.Ed.2d 662 plaintiffs While is § claim analo- gous suit, Section provides civil actions it nevertheless § could not have provisions invoked the United States federal offi § cers, alleged becausе the deprivation United States shall be liable for was under “[t]he federal, color Thus, expenses such state law. fees and to the same extent be- cause no party any “other party would be liable” for other would be liable under fees under the United is the common law or the terms of any § non-liable “to the same extent”. Unit- statute which specifically provides for such ed States v. Pornographic Thus, Miscellaneous an award.” the disputed limiting lan- 10. Secretary Navy, 2412(b)’s In Lauritzen v. express language, § which overrides F.Supp. (C.D.Ca.1982) Judge 1227-1229 any contrary legislative history, makes the Tashima, having carefully 2412(b)’s reviewed § “any United States liable suits where legislative history purpose, concluded that party” i.e., a other state official —would in — language making the United States liable payment fact liable of fees under 1988. par- for fees “to the ty” same extent other claim, type This could not occur in a Biven’s Congress’ place reflected intent the Unit- lacking predicate state action complete equal footing ed States on with the liability under United States Miscel Thus, states under United States Pornographic Mаgazines, F.Supp. laneous was held liable for fees where federal official’s Goodman, (N.D.Ill.1982); Venus v. plaintiffs rights violated constitutional since F.Supp. (W.D.Wis.1983); 520-21 Unifica officials state been have liable under I.N.S., (D.C. F.Supp. tion Church v. 1983). they thing. had done the same Three *9 other district courts have concluded that fees because highlighted, applies pari paying attorneys’
guage, which
recovered,
not have
party could
prevailing
“common law” and “stat-
passu to both the
suit,
“other
against
fees
some
in the same
shifting provisions. We can
utory” fee
Congress
faith. That
party” for similar bad
re-
Congress’ intent with
glean
therefore
sanctioning this anoma-
no intention of
had
statutory exceptions by
to the
con-
spect
by
clear
House
lous result was made
intent with
sidering Congress’ unambiguous
96-1418,
the final
accompanying
Report No.
exceptions.
to the “common law”
respect
EAJA,
states:
of the
which
version
427,
2201,
Northcross, 412
See
2412 to
(similar
fee author-
The EAJA amends 28 U.S.C.
733
Moreover,
considering
nature of
preliminary injunction
ground
on the
involved,
process
we do
due
issue
not be
there was no
likelihood
his suit would
hours
attorney
spent
lieve the 411.3
on the
succeed on the merits. On appeal,
“In
law suit was reasonable.
determining a
court
request
injunction
denied his
for an
award,
fee
should
proper
court
consider
[a]
pending appeal,
request
and his
for rehear-
number
ordinarily
of hours
necessary
ing and
banc
rehearing en
of this decision
competently
prepare comparable
cases.” was also denied.
Justice Blackmun then
931,
Coughlin,
(7th
Bonner v.
F.2d
934
twice denied Dr. Premachandra’s applica-
Cir.1981); citing
Bathke,
v.
Brown
588 F.2d
injunction
tion for an
pending appeal, and
Also,
Cir.1978).
awards
“[f]ee
the full Supreme Court similarly denied him
upon
based
number of
excessive
hours
this relief.
encourage overpreparation
of often
”
Nadeau
Helgemoe,
F.2d
relatively simple
Bonner,
.
cases ..
.
(1st Cir.1978),
upon by
relied
United Handi
standards,
F.2d
935. By comparative
capped
Andre,
Federation v.
legally
case here was neither
nor factually
(8th Cir.1980),
345-46
the court states:
complex. Although
procedural
pro
due
one,
issue
cess
raised was a close
it was not
plaintiffs
Even if
can establish that
type
complicated
issue typically war
their
causally
suit was
related to the de-
ranting
extraordinary
such
research and
fendants’
improved
action which
their
preparation
Gagne Maher,
time.
condition, this is
half of
their battle.
Cir.1979),
(2d
aff’d 448 U.S.
The test
is
they
pass
legal
must
as well as
100 S.Ct.
the reasonableness determination, for attor-
been a sufficient the VA’s action purposes,
neys’ law, therefore required by standard, the above
gratuitous. light par- a prevailing
Dr. Premachandra was not
ty-
Dr. Premachandra was awarded a fee for Merit litigation
his successful before the
Systems Protection Board and has retained employment.
his Insofar as it can be said prevailed,
that he it was before the Merit Board,
Systems Protection and not in this
litigation. I reverse the district a fee on Premachandra’s deny Dr. respect dismantling
claim with
laboratory. America, Appellee,
UNITED STATES of
v. POSTON, Appellant.
Rosena America, Appellee,
UNITED STATES POSTON, Appellant.
Bernard F. America, Appellee,
UNITED STATES POSTON, Appellant.
Lizzie
Nos. 83-1146 83-1148. Appeals,
United States Court of
Eighth Circuit. Oct.
Submitted 9, 1984.
Decided Feb. April 30,
Certiorari Denied *17 S.Ct. 2179.
