Ernest Charles DOWNS, Appellant,
v.
STATE of Florida, Appellee.
Supreme Court of Florida.
*507 Gregory C. Smith, Capital Collateral Representative, Northern Region, Andrew Thomas, Chief Assistant CCCNR and John A. Tomasino, Assistant CCCNR, Office of the Capital Collateral Representative, Tallahassee, Florida, for Appellant.
*508 Robert A. Butterworth, Attorney General, and Mark S. Dunn, Assistant Attorney General, Tallahassee, Florida, for Appellee.
PER CURIAM.
We have for review Ernest Charles Downs' appeal from the denial of his second motion for postconviction relief filed pursuant to Florida Rule of Criminal Procedure 3.850. We have jurisdiction. Art. V, § 3(b)(1), Fla. Const. We affirm the trial court's summary denial of Downs' 3.850 motion for postconviction relief.
MATERIAL FACTS
The facts in this case are set forth in greater detail in Downs v. State,
In 1982, Downs filed his first postconviction motion pursuant to rule 3.850 of the Florida Rules of Criminal Procedure, which included claims for ineffective assistance of counsel and withholding of material, exculpatory evidence in violation of Brady v. Maryland,
On November 30, 1992, Downs filed a second 3.850 motion, raising sixteen issues, including claims for noncompliance with a public records request, withholding of material, exculpatory evidence, and ineffective assistance of counsel. After several hearings on Downs' public records requests *509 and a Huff[3] hearing on Downs' remaining claims, the trial court summarily denied the motion, ruling that Downs' claims were either conclusively refuted by the record or procedurally barred. No evidentiary hearing was held. This appeal followed.
APPEAL
Downs raises fourteen issues on appeal.[4] Of the claims presented for our review, several may be disposed of summarily.[5] Downs' remaining claims, however, warrant some discussion.
*510 Public Records Request
Downs argues that certain state agencies failed to comply with his public records requests and that the trial court erred in refusing to conduct an evidentiary hearing on this matter. Downs claims the police file disclosed by the Jacksonville Sheriff's Office (JSO) does not contain all of the records in this case. He argues that specifically missing from this file are handwritten police notes of witnesses interviewed by the JSO. Downs contends the number of hours spent investigating the murder and the number of witnesses interviewed in this case indicates the JSO's file should have been much larger than the file actually disclosed. Downs further relies on testimony by Stephen Hicks, the records custodian for the JSO, who admitted at a hearing on the matter that he had no personal knowledge as to whether each department within the sheriffs office complied with the request. Accordingly, Downs argues he was entitled to an evidentiary hearing pursuant to our holding in Walton v. Dugger,
Under rule 3.850, the trial court must hold an evidentiary hearing unless the motion and record conclusively show that the defendant is entitled to no relief. See Fla. R.Crim. Pro. 3.850; Lopez v. Singletary,
When, as in the instant case, certain statutory exemptions are claimed by the party against whom the public records request has been filed or when doubt exists as to whether a particular document must be disclosed, the proper procedure is to furnish the document to the trial judge for an in camera inspection. See [State v.] Kokal[,562 So.2d 324 (Fla. 1990)]. At that time, the trial judge can properly determine if the document is, in fact, subject to a public records disclosure. Under the circumstances of this case, the trial judge should have granted an evidentiary hearing to consider whether the exemptions applied or whether the requested documents were public records subject to disclosure.
Id. at 1061-62 (emphasis added).
Contrary to Downs' assertion, we do not read our opinion in Walton to require an evidentiary hearing in every case. Rather, we remanded for an evidentiary hearing in Walton because the trial court summarily denied Walton's motion on the mistaken belief that noncompliance with a public records request may not be raised in a rule 3.850 motion. Id. No such error occurred in the instant case.
Instead, we believe this case is controlled by our holding in Mendyk v. State,
We also found no error in the denial of Mendyk's request for handwritten notes or for recordings of his interview with the Pasco County Sheriffs Office. Id. The interviewing officer filed an uncontested affidavit stating that no notes or recordings existed. We held that "[i]n the absence of a showing that such notes or recording may have been made, the trial judge did not abuse his discretion in denying Mendyk's motion in this regard." Id. We reached a similar result in Mills v. State,
Here, both the state and the sheriffs office stated during a hearing on Downs' public records request that all documents had been disclosed and expressly denied the existence of any documents not otherwise included in the disclosed files. Further, Hicks testified that all documents given to him from the departments within the JSO were then disclosed to collateral counsel. Based on this testimony, the trial court denied Downs' motion to compel because the evidence was "uncontroverted that all records of JSO have been provided [to the] defense" and that "mere suspicion that there is more does not warrant an evidentiary hearing" under rule 3.850. Later, in its summary denial of Downs' 3.850 motion, the trial court again "ensured that the documents to which the defendant was entitled were provided to him."
Other than a recitation of the names of the investigating officers and the witnesses apparently interviewed during the criminal investigation,[6] Downs did not proffer or assert the existence of any evidence that such notes existed and were improperly being withheld. Rather, Downs' entire basis for concluding that investigative notes existed apparently was the relatively thin size of the sheriffs office file and the fact the record custodian did not know if all documents had been disclosed. While the record custodian admitted he had no knowledge as to whether all documents that had been requested were, in fact, given to him for disclosure, this fact alone does not mean additional materials existed and were withheld by the JSO. When considered in light of the State and JSO's assertion that all documents had been provided to collateral counsel, and in the absence of any colorable claim that handwritten police notes existed and were being withheld, we find the trial court did not abuse its discretion in denying Downs' motion for production or for an evidentiary hearing on this point.[7]See Mendyk,
Next, Downs contends the State withheld and continues to withhold material, exculpatory evidence. According to Downs, a handwritten memorandum heretofore withheld by the State reveals a police investigation into a possible link between Harris's death and his involvement in illegal banking activities at the American National Bank, where he was employed as vicepresident. Apparently, Harris had entered into a plea agreement with federal authorities regarding the illegal banking transactions and had agreed to cooperate with them by identifying other wrongdoers, including a man by the name of Harold Haimowitz. This memorandum, argues Downs, would prove that until Johnson came forward with the story that Downs killed Harris, the State focused their investigation on Harris's involvement in the illicit banking transactions and Haimowitz' possible connection to this murder. Further, Downs claims this evidence would show that Johnson, not Downs, was the triggerman.
This is Downs' second 3.850 motion. Under rule 3.850 "[a] successive motion may be dismissed if it fails to allege new or different grounds for relief and the prior determination was on the merits or, if new and different grounds are alleged, the failure to raise those issues in a prior motion constitutes an abuse of process." Foster v. State,
Downs' trial attorney, Richard Brown, was deposed on October 7, 1982, during which he admitted that upon Downs' advice he interviewed Haimowitz as to his knowledge of the events in this case. Brown further testified that he had attempted during trial to present evidence that "other persons" had a motive to kill Harris based on the fact Harris had agreed to testify concerning the illegal banking transactions. The record also indicates that Downs and his attorney were aware of police investigation into the banking matters. Brown deposed several of the investigating officers in 1977, during which they admitted to interviewing people at the American National Bank.[9] This evidence *513 undisputably indicates Downs was aware of the police investigation into matters at the bank and thus this claim is clearly successive and well outside the time limit for filing postconviction motions as far as the issue of guilt is concerned. See Zeigler,
In any event, we find this claim to be without merit. To establish a claim based on the State's withholding of material, exculpatory evidence in violation of Brady v. Maryland, Downs must establish the following factors:
(1) that the Government possessed evidence favorable to the defendant ...; (2) that the defendant does not possess the evidence nor could he obtain it himself with any reasonable diligence; (3) that the prosecution suppressed the favorable evidence; and (4) that had the evidence been disclosed to the defense, a reasonable probability exists that the outcome of the proceedings would have been different.
Melendez v. State,
Downs has not satisfied any of the four prongs of this analysis. First, as noted above, both Downs and his attorney were aware of Harris's alleged banking activities and of Haimowitz' possible involvement in the murder as they had unsuccessfully attempted to introduce such evidence at trial. See Tompkins v. Dugger,
Ineffective Assistance of Counsel
Downs raises several claims based on ineffective assistance of counsel. First, he asserts newly discovered evidence reveals that Downs' trial counsel, Richard Brown, *514 failed to investigate and present evidence of Haimowitz' possible connection to Harris's death and failed to effectively challenge the State's case. Second, Downs contends resentencing counsel failed to investigate and present mitigating evidence during the resentencing hearing. We find these claims to be either procedurally barred or without merit.
As for the claim for ineffective assistance of guilt phase counsel based on the alleged newly discovered evidence, we find this claim to be procedurally barred. Downs' initial sentence and conviction became final in 1980. Rule 3.850 expressly provides: "Any person whose judgment and sentence became final prior to January 1, 1985, shall have until January 1, 1987, to file a motion in accordance with this rule." Fla. R.Crim. P. 3.850 (1992). Accordingly, under rule 3.850, Downs had until January 1, 1987, at the latest, to request postconviction relief as far as the issue of guilt is concerned, unless he establishes the existence of newly discovered evidence. See Bolender v. State,
Unlike the claim based on ineffective assistance of guilt phase counsel, Downs' claim based on ineffective assistance of counsel during resentencing is not procedurally barred because it raises issues concerning counsel's performance during resentencing and was filed within the time limitations specified in the rule. In this claim, Downs argues resentencing counsel failed to adequately investigate and present mitigating evidence pertaining to the "true extent of the appalling conditions" under which Downs grew up. He contends the evidence would have shown that Downs grew up in an impoverished household, with a violent, alcoholic father who abused Downs physically and mentally and with a mother who resorted to alcohol to avoid the horrible family life and that Downs was starved for love and attention, and as a result, was forced to grow up without loving parental support or a male role model. In addition, the evidence would show that Downs' maternal grandmother married when she was only thirteen years of age, lost two children to unexplained deaths, and subsequently remarried three more times, each to abusive men; that Downs' mother married his father when she was only sixteen years of age; that his father continuously uprooted the family in search of employment; that Downs' father spent what little money he earned on alcohol and other women and subsequently abandoned Downs' family for another woman; that Downs started a shoe-shine business to raise money; that Downs suffered from headaches and a bedwetting disorder as a result of being beaten and abused and was forced by his mother to wear urine-stained clothing as a means of stopping him from wetting the bed; that after his father left, Downs and his family moved to Kansas to live with his maternal grandmother and her abusive husband; that he quit school, moved to Florida, and worked for a traveling circus; *515 that he enlisted in the army at the age of sixteen but later was discharged because of his age; that while in the army, Downs went AWOL several times, during the last of which he robbed a store and was sentenced to imprisonment in the Kansas State Industrial Reformatory, which sentence later was reduced to probation and placement in a foster home; that while in jail for the robbery charge, he obtained his high school equivalency diploma; that after prison, Downs married, had a child, and obtained a job with a construction company where his father worked in the hopes of rekindling his relationship with his father; that upon divorce from his first wife, he married a second woman, whom he later discovered was unfaithful to him; and that Downs was negatively influenced by his friendship with Larry Johnson. Downs claims that experts would have testified that this abuse-ridden background would support statutory mental mitigators.[12]
The trial court ruled:
[A] review of the testimony of defense witnesses at the resentencing hearing reveals that a substantial majority of the information set forth under this ground was in facts presented to the jury through the defendant's witnesses and exhibits. To the extent that the remainder of the proffered information was not presented, this Court finds that the information would have been cumulative to the evidence that was presented, and that there is no reasonable probability that the outcome of the sentencing proceeding would have been different had the proffered information been presented to the jury.
We agree with the trial court's conclusion. To warrant an evidentiary hearing on a claim for ineffective assistance of counsel, the movant must allege specific facts which are not conclusively rebutted by the record and which demonstrate deficient performance that prejudiced the defendant. See LeCroy v. Dugger,
First, the defendant must show that counsel's performance was deficient. This requires showing that counsel made errors so serious that counsel was not functioning as the "counsel" guaranteed the defendant by the Sixth Amendment. Second, the defendant must show that the deficient performance prejudiced the defense. This requires showing that counsel's errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable. Unless a defendant makes both showings, it cannot be said that the conviction or death sentence resulted from a breakdown in the adversary process that renders the result unreliable.
Upon our review of the record, we find Downs' claim to be without merit as it is conclusively refuted by the record in this case.[13] As the trial court noted, most, if *516 not all, of the evidence Downs claims should have been presented was in fact introduced during resentencing. On appeal, we summarized the mitigating evidence as follows:
Downs introduced character evidence to show that when he was a child, his father drank, beat his mother and the children, and then abandoned the family, leaving Downs, the eldest child, to help care for everyone his father left behind. At sixteen, Downs joined the army. The army discovered that he enlisted while under age, so it relegated Downs to kitchen-type duties. Downs then went AWOL, but eventually was honorably discharged. While AWOL, Downs returned to his family in Kansas, where he committed an attempted robbery and a robbery using a toy gun. He was put on probation, but he was sent to prison for violating probation because he left the foster home where he was living and returned to his mother and grandmother. In prison, Downs earned a high school graduate equivalency diploma and learned some construction skills. After his release in 1970, Downs went to the Jacksonville area where he married his first wife, had a daughter, and worked hard to provide for his family, even after divorcing his first wife. While in prison he helped his daughter to deal with her emotional problems, and he has remained friends with her mother. Several of Downs's former employers and business partners testified that they liked and trusted Downs, and that they would rehire him if he was released from prison. Richard Dugger, Secretary of the Department of Corrections, provided mitigating testimony, which the trial court sealed.
A forensic psychologist, Dr. Harry Krop, testified that Downs was insecure about his manhood and lacked self-respect. His emotional problem surfaced when, around the time of Harris's murder, Downs discovered photographs that revealed his second wife's infidelity and involvement with homosexual activity and pornography. Seeing those photographs "was basically demasculating ... bring[ing] forth a lot of his feelings of inadequacy, which he had a lot from childhood," Dr. Krop said. That caused Downs extreme stress, altering his personality and emotional state, and impairing his cognitive and emotional faculties at about the same time he joined the murder conspiracy. Based on his evaluation of Downs, interviews, and his review of testimony in this case, Dr. Krop concluded that Downs had strong potential for rehabilitation. However, Dr. Krop also concluded that Downs was not suffering from extreme mental or emotional disturbance at the time of the murder, and that he did have the capacity to appreciate the criminality of his conduct.
Downs,
We agree with the trial court that to the extent Downs offers additional facts not previously presented at the resentencing hearing, such facts are cumulative to the evidence presented by Downs during the resentencing proceeding and, therefore, are insufficient to warrant relief under Strickland. See Card v. State,
More importantly, we do not believe Downs has demonstrated that these omissions "were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable." Strickland, 466 U.S. at *517 687,
Espinosa Error
Downs raises several issues contesting the constitutionality of the jury instructions for various aggravating factors in this case.[15] Accordingly, Downs argues that his sentence should be reversed because the judge and jury considered vague and invalid aggravating factors in violation of Espinosa v. Florida,
Espinosa was not decided until after Downs' direct appeal. Thus, to take advantage of its ruling in a postconviction proceeding, Downs must establish: (1) that trial counsel preserved the issue for appellate review by objecting to the jury instructions on vagueness grounds or by submitting an alternative instruction and (2) that appellate counsel raised the issue on appeal. See State v. Breedlove,
However, within this claim, Downs also argues counsel rendered ineffective assistance by not objecting to the various jury instructions.[18] At the time of Downs' *518 resentencing, the trial court used the standard jury instructions, which had been approved by this Court. See Brown v. State,
CONCLUSION
In sum, we affirm the trial court's order summarily denying all of the claims raised in Downs' motion for postconviction relief.
It is so ordered.
HARDING, C.J., SHAW, WELLS, ANSTEAD and PARIENTE, JJ., and OVERTON, Senior Justice, concur.
NOTES
Notes
[1] These factors are: (1) the murder was committed for pecuniary gain, and (2) previous conviction of violent felony (attempted armed robbery and armed robbery).
[2] These aggravators include: (1) prior violent felony; (2) pecuniary gain; and (3) the murder was cold, calculated and premeditated. In its sentencing order, the trial court merged the pecuniary gain and CCP aggravating factors.
[3] Huff v. State,
[4] His claims are: (1) the trial court denied Downs' access to public records and failed to hold an evidentiary hearing; (2) the State withheld material, exculpatory evidence; (3) the trial court improperly instructed the jury on the cold, calculated and premeditated aggravator in violation of Espinosa v. Florida,
[5] Issues (6), (7), (12) and (13) could and should have been raised on direct appeal and thus are procedurally barred. See Valle v. State,
[6] During the July 18, 1994, hearing on his public records request, Downs listed the following officers involved in the criminal investigation: Detective D.L. Starling; Officer Fred Williams; and Sergeant Patrick Miles. Of these three, Downs claims he only received notes by Williams. The witnesses purportedly interviewed, but for whom no notes were received, include: Elaine Harris, Robert Browning, Gary Holmes, Chris Paolucci, Larry Johnson, Gerry Sapp, John Barfield, and Downs. During this hearing, collateral counsel conceded that interview notes might or might not exist for these witnesses.
[7] Downs also claims the trial court erred in permitting the State to present witness testimony (i.e., the records custodian), while denying Downs' the right to do the same. Downs relies on Johnson v. Singletary,
[8] In fact, Downs has not supplied either the trial court or this Court with any of the circumstances surrounding the discovery of this memorandum. The record does not disclose when the memorandum was disclosed by the State or under what conditions the memorandum was revealed.
[9] In 1977, Brown deposed several of the investigating officers in this case. The deposition testimony reveals that one of the officers, P.L. Miles, talked to several people at the American National Bank and interviewed one of Harris's business associates, who appeared to have paid Harris to arrange for a loan from the bank. Fred Williams, another investigating officer, admitted that he spoke to someone at the American National Bank and that Downs indicated to him during questioning that Harold Haimowitz was involved in the murder.
[10] In the alternative, Downs claims that because the state withheld this evidence, it rendered trial counsel ineffective (i.e., that had the state disclosed this information, trial counsel would have been able to contest the state's case and show that Johnson was the actual shooter). Because we find the underlying Brady claim to be without merit, we need not address the merits of Downs' corresponding ineffective assistance of counsel claim on this issue. See Rivera,
[11] Downs also argues that to the extent this Court finds this claim should have been raised in the initial 3.850 motion, postconviction counsel rendered ineffective assistance for failing to do so. However, we have held that claims for ineffective assistance of postconviction counsel do not constitute a valid basis for relief. See Lambrix v. State,
[12] Downs does not state who these experts are or which mitigators would apply.
[13] We also hasten to point out that Downs waived his right to representation during the resentencing proceeding and counsel was appointed as "stand-by" counsel only. Downs then single-handedly voir dired the prospective jurors, cross-examined the State's witnesses, and questioned thirteen of the eighteen defense witnesses called to testify, a couple of whom included Downs' family members. Downs subsequently relinquished his right to self-representation near the end of the defense's case so appointed counsel could question Dr. Harry Krop, the mental health expert, and the final few witnesses, including Downs. Thus, to the extent Downs could have introduced mitigating evidence concerning his background, he may not complain on this appeal of counsel's failure to do the same. See Goode v. State,
[14] As noted earlier in this opinion, the three aggravators were reduced to two upon the trial court's merger of the CCP and pecuniary gain aggravating factors.
[15] These aggravators are: (1) the murder was cold, calculated and premeditated (issue III on appeal); (2) prior conviction of violent felony (issue IV on appeal); and (3) murder committed for pecuniary gain (issue V on appeal).
[16] During resentencing, Downs objected to the CCP aggravator on the grounds its application in this case would violate the constitutional prohibition against ex post facto laws. No objection was made, however, as to vagueness.
[17] Downs also relies on Espinosa in claim six on appeal that the trial court improperly instructed the jury on both the CCP and pecuniary gain aggravating factors. Because Downs did not object to these instructions during trial or request a limiting instruction and appellate counsel did not challenge the allegedly improper doubling in appeal, any claim based on Espinosa-type error likewise is procedurally barred.
[18] Downs also argues appellate counsel rendered ineffective assistance by failing to challenge this issue on appeal. As noted in note 5, supra, such claims are not cognizable in 3.850 proceedings. See Groover. Nevertheless, we find this claim to be without merit because appellate counsel is not ineffective for failing to raise a claim that would have been rejected on appeal. See Lambrix,
[19] Because we do not find counsel's performance to be below that of reasonably competent representation, we need not reach the prejudice prong of the Strickland analysis. See Strickland,
