Downs v. StateDowns v. State
MATERIAL FACTS
The facts in this case are set forth in greater detail in Downs v. State, 572 So. 2d 895 (Fla.1990). In 1977, Downs was convicted of first-degree murder and conspiracy to commit first-degree murder and sentenced to death for the killing of Forrest Jerry Harris, Jr. The record indicates a man by the name of Ron Garelick formed a conspiracy to murder Harris for the purpose of collecting insurance proceeds. One of the conspirators, John Barfield, offered Downs $5000 to kill Harris. Downs agreed, and in order to accomplish this task, elicited the help of Larry Johnson. According to Johnson, Downs drove Harris to a remote location where Johnson was waiting and then shot Harris multiple times with a .25 caliber automatic pistol. Following conviction, the jury recommended a sentence of death, which the trial court followed after finding two aggravating factors1 and no mitigating circumstances. This Court affirmed Downs’ convictions and sentence. See Downs v. State, 386 So. 2d 788 (Fla.1980), cert. denied, 449 U.S. 976, 101 S. Ct. 387, 66 L. Ed. 2d 238 (1980).
In 1982, Downs filed his first postconviction motion pursuant to
On November 30, 1992, Downs filed a second 3.850 motion, raising sixteen issues, including claims for noncompliance with a public records request, withholding of material, exculpatory evidence, and ineffective assistance of counsel. After several hearings on Downs’ public records requests
APPEAL
Downs raises fourteen issues on appeal.4 Of the claims presented for our review, several may be disposed of summarily.5 Downs’ remaining claims, however, warrant some discussion.
Public Records Request
Downs argues that certain state agencies failed to comply with his public records requests and that the trial court erred in refusing to conduct an evidentiary hearing on this matter. Downs claims the police file disclosed by the Jacksonville Sheriff‘s Office (JSO) does not contain all of the records in this case. He argues that specifically missing from this file are handwritten police notes of witnesses interviewed by the JSO. Downs contends the number of hours spent investigating the murder and the number of witnesses interviewed in this case indicates the JSO‘s file should have been much larger than the file actually disclosed. Downs further relies on testimony by Stephen Hicks, the records custodian for the JSO, who admitted at a hearing on the matter that he had no personal knowledge as to whether each department within the sheriffs office complied with the request. Accordingly, Downs argues he was entitled to an evidentiary hearing pursuant to our holding in Walton v. Dugger, 634 So. 2d 1059 (Fla. 1993). We disagree.
Under rule 3.850, the trial court must hold an evidentiary hearing unless the motion and record conclusively show that the defendant is entitled to no relief. See
When, as in the instant case, certain statutory exemptions are claimed by the party against whom the public records request has been filed or when doubt exists as to whether a particular document must be disclosed, the proper procedure is to furnish the document to the trial judge for an in camera inspection. See [State v.] Kokal[, 562 So. 2d 324 (Fla. 1990)]. At that time, the trial judge can properly determine if the document is, in fact, subject to a public records disclosure. Under the circumstances of this case, the trial judge should have granted an evidentiary hearing to consider whether the exemptions applied or whether the requested documents were public records subject to disclosure.
Id. at 1061-62 (emphasis added).
Contrary to Downs’ assertion, we do not read our opinion in Walton to require an evidentiary hearing in every case. Rather, we remanded for an evidentiary hearing in Walton because the trial court summarily denied Walton‘s motion on the mistaken belief that noncompliance with a public records request may not be raised in a rule 3.850 motion. Id. No such error occurred in the instant case.
Instead, we believe this case is controlled by our holding in Mendyk v. State, 707 So. 2d 320 (Fla.1997). There, the defendant requested from the Hernando County Sheriffs Office an unedited version of a crime scene videotape and from the Pasco County Sheriffs Office handwritten notes or tape recordings of an interview with the defendant about an unrelated murder. We held that where it is undisputed the unedited videotape had once existed but was now missing, the trial court erred in denying Mendyk an opportunity to explore, by deposition or evidentiary hearing, the existence or location of the unedited videotape. Id. at 322. However, we held the error was harmless under the circumstances because an edited version was admitted at trial and there was no possibility the unedited video would have
We also found no error in the denial of Mendyk‘s request for handwritten notes or for recordings of his interview with the Pasco County Sheriffs Office. Id. The interviewing officer filed an uncontested affidavit stating that no notes or recordings existed. We held that “[i]n the absence of a showing that such notes or recording may have been made, the trial judge did not abuse his discretion in denying Mendyk‘s motion in this regard.” Id. We reached a similar result in Mills v. State, 684 So. 2d 801 (Fla.1996), wherein we found no error in the trial court‘s failure to order production of documents requested from the Leon County Sheriffs Department where the sheriffs department had denied having possession of the requested documents and the defendant had failed to demonstrate their existence. Id. at 805.
Here, both the state and the sheriffs office stated during a hearing on Downs’ public records request that all documents had been disclosed and expressly denied the existence of any documents not otherwise included in the disclosed files. Further, Hicks testified that all documents given to him from the departments within the JSO were then disclosed to collateral counsel. Based on this testimony, the trial court denied Downs’ motion to compel because the evidence was “uncontroverted that all records of JSO have been provided [to the] defense” and that “mere suspicion that there is more does not warrant an evidentiary hearing” under rule 3.850. Later, in its summary denial of Downs’ 3.850 motion, the trial court again “ensured that the documents to which the defendant was entitled were provided to him.”
Other than a recitation of the names of the investigating officers and the witnesses apparently interviewed during the criminal investigation,6 Downs did not proffer or assert the existence of any evidence that such notes existed and were improperly being withheld. Rather, Downs’ entire basis for concluding that investigative notes existed apparently was the relatively thin size of the sheriffs office file and the fact the record custodian did not know if all documents had been disclosed. While the record custodian admitted he had no knowledge as to whether all documents that had been requested were, in fact, given to him for disclosure, this fact alone does not mean additional materials existed and were withheld by the JSO. When considered in light of the State and JSO‘s assertion that all documents had been provided to collateral counsel, and in the absence of any colorable claim that handwritten police notes existed and were being withheld, we find the trial court did not abuse its discretion in denying Downs’ motion for production or for an evidentiary hearing on this point.7 See Mendyk, 707 So. 2d at 322; Mills, 684 So. 2d at 805.
Withheld Material, Exculpatory Evidence
Next, Downs contends the State withheld and continues to withhold material, exculpatory evidence. According to Downs, a handwritten memorandum heretofore withheld by the State reveals a police investigation into a possible link between Harris‘s death and his involvement in illegal banking activities at the American National Bank, where he was employed as vicepresident. Apparently, Harris had entered into a plea agreement with federal authorities regarding the illegal banking transactions and had agreed to cooperate with them by identifying other wrongdoers, including a man by the name of Harold Haimowitz. This memorandum, argues Downs, would prove that until Johnson came forward with the story that Downs killed Harris, the State focused their investigation on Harris‘s involvement in the illicit banking transactions and Haimowitz’ possible connection to this murder. Further, Downs claims this evidence would show that Johnson, not Downs, was the triggerman.
This is Downs’ second 3.850 motion. Under rule 3.850 “[a] successive motion may be dismissed if it fails to allege new or different grounds for relief and the prior determination was on the merits or, if new and different grounds are alleged, the failure to raise those issues in a prior motion constitutes an abuse of process.” Foster v. State, 614 So. 2d 455, 458 (Fla.1992); see also Zeigler v. State, 632 So. 2d 48, 51 (Fla.1993). Although Downs raises this claim in the form of a Brady violation, Downs has not shown in his motion that this same claim could not have been raised at the time the initial 3.850 motion was filed; i.e., Downs has not demonstrated that this allegedly withheld memorandum could not have been discovered through the exercise of due diligence prior to the time the initial motion was filed.8 See Mills, 684 So. 2d at 804-05; Zeigler, 632 So. 2d at 51. Indeed, the record in this case affirmatively demonstrates that both Downs and his attorney were familiar with Haimowitz’ alleged involvement in this case, as well as the police investigation into this matter, and that Downs’ attorney had conducted investigations into the veracity of this purported defense theory.
Downs’ trial attorney, Richard Brown, was deposed on October 7, 1982, during which he admitted that upon Downs’ advice he interviewed Haimowitz as to his knowledge of the events in this case. Brown further testified that he had attempted during trial to present evidence that “other persons” had a motive to kill Harris based on the fact Harris had agreed to testify concerning the illegal banking transactions. The record also indicates that Downs and his attorney were aware of police investigation into the banking matters. Brown deposed several of the investigating officers in 1977, during which they admitted to interviewing people at the American National Bank.9 This evidence
In any event, we find this claim to be without merit. To establish a claim based on the State‘s withholding of material, exculpatory evidence in violation of Brady v. Maryland, Downs must establish the following factors:
(1) that the Government possessed evidence favorable to the defendant ...; (2) that the defendant does not possess the evidence nor could he obtain it himself with any reasonable diligence; (3) that the prosecution suppressed the favorable evidence; and (4) that had the evidence been disclosed to the defense, a reasonable probability exists that the outcome of the proceedings would have been different.
Melendez v. State, 718 So. 2d 746, 748 (Fla. 1998) (quoting Hegwood v. State, 575 So. 2d 170, 172 (Fla.1991)); see also Rivera v. State, 717 So. 2d 477, 483 (Fla.1998); Jones v. State, 709 So. 2d 512, 519 (Fla.), cert. denied, ___ U.S. ___, 118 S. Ct. 1350, 140 L. Ed. 2d 499 (1998).
Downs has not satisfied any of the four prongs of this analysis. First, as noted above, both Downs and his attorney were aware of Harris‘s alleged banking activities and of Haimowitz’ possible involvement in the murder as they had unsuccessfully attempted to introduce such evidence at trial. See Tompkins v. Dugger, 549 So. 2d 1370, 1372 (Fla.1989) (finding no Brady violation where defense counsel knew of allegedly exculpatory evidence and had attempted to introduce the same evidence at trial). Second, it is questionable whether the handwritten memorandum supposedly withheld by the State contained evidence favorable to Downs. Downs did not include the memorandum in the record on appeal. Other than his vague reference to what the memorandum allegedly reveals, we are unable to determine whether this memorandum actually contained evidence favorable to the defense. Third, the State explicitly denies withholding any exculpatory evidence. Finally, even if we accept Downs’ assertion as true, there is no reasonable possibility the outcome of the trial would have been different had defense counsel presented evidence of Haimowitz’ possible connection to the murder. As the trial court noted, even if the jury heard evidence of Haimowitz’ involvement, such evidence would merely have indicated that Haimowitz, and not Garelick, ordered the murder of Harris. This evidence does not change the fact the jury found Downs guilty of first-degree murder for his participation in the shooting incident. Further, Downs fails to explain how this evidence proves Johnson and not Downs was the “triggerman.” Accordingly, we affirm the trial court‘s denial of this claim.10
Ineffective Assistance of Counsel
Downs raises several claims based on ineffective assistance of counsel. First, he asserts newly discovered evidence reveals that Downs’ trial counsel, Richard Brown,
As for the claim for ineffective assistance of guilt phase counsel based on the alleged newly discovered evidence, we find this claim to be procedurally barred. Downs’ initial sentence and conviction became final in 1980.
Unlike the claim based on ineffective assistance of guilt phase counsel, Downs’ claim based on ineffective assistance of counsel during resentencing is not procedurally barred because it raises issues concerning counsel‘s performance during resentencing and was filed within the time limitations specified in the rule. In this claim, Downs argues resentencing counsel failed to adequately investigate and present mitigating evidence pertaining to the “true extent of the appalling conditions” under which Downs grew up. He contends the evidence would have shown that Downs grew up in an impoverished household, with a violent, alcoholic father who abused Downs physically and mentally and with a mother who resorted to alcohol to avoid the horrible family life and that Downs was starved for love and attention, and as a result, was forced to grow up without loving parental support or a male role model. In addition, the evidence would show that Downs’ maternal grandmother married when she was only thirteen years of age, lost two children to unexplained deaths, and subsequently remarried three more times, each to abusive men; that Downs’ mother married his father when she was only sixteen years of age; that his father continuously uprooted the family in search of employment; that Downs’ father spent what little money he earned on alcohol and other women and subsequently abandoned Downs’ family for another woman; that Downs started a shoe-shine business to raise money; that Downs suffered from headaches and a bedwetting disorder as a result of being beaten and abused and was forced by his mother to wear urine-stained clothing as a means of stopping him from wetting the bed; that after his father left, Downs and his family moved to Kansas to live with his maternal grandmother and her abusive husband; that he quit school, moved to Florida, and worked for a traveling circus;
The trial court ruled:
[A] review of the testimony of defense witnesses at the resentencing hearing reveals that a substantial majority of the information set forth under this ground was in facts presented to the jury through the defendant‘s witnesses and exhibits. To the extent that the remainder of the proffered information was not presented, this Court finds that the information would have been cumulative to the evidence that was presented, and that there is no reasonable probability that the outcome of the sentencing proceeding would have been different had the proffered information been presented to the jury.
We agree with the trial court‘s conclusion. To warrant an evidentiary hearing on a claim for ineffective assistance of counsel, the movant must allege specific facts which are not conclusively rebutted by the record and which demonstrate deficient performance that prejudiced the defendant. See LeCroy v. Dugger, 727 So. 2d 236 (Fla.1998); Mendyk v. State, 592 So. 2d 1076, 1079 (Fla.), receded from on other grounds by Hoffman v. State, 613 So. 2d 405 (Fla.1992); Roberts v. State, 568 So. 2d 1255, 1259 (Fla.1990); Kennedy v. State, 547 So. 2d 912, 913 (Fla. 1989). The Supreme Court in Strickland v. Washington set forth the elemental requirements for establishing claims based on ineffective assistance of counsel:
First, the defendant must show that counsel‘s performance was deficient. This requires showing that counsel made errors so serious that counsel was not functioning as the “counsel” guaranteed the defendant by the Sixth Amendment. Second, the defendant must show that the deficient performance prejudiced the defense. This requires showing that counsel‘s errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable. Unless a defendant makes both showings, it cannot be said that the conviction or death sentence resulted from a breakdown in the adversary process that renders the result unreliable.
466 U.S. at 687, 104 S. Ct. 2052.
Upon our review of the record, we find Downs’ claim to be without merit as it is conclusively refuted by the record in this case.13 As the trial court noted, most, if
Downs introduced character evidence to show that when he was a child, his father drank, beat his mother and the children, and then abandoned the family, leaving Downs, the eldest child, to help care for everyone his father left behind. At sixteen, Downs joined the army. The army discovered that he enlisted while under age, so it relegated Downs to kitchen-type duties. Downs then went AWOL, but eventually was honorably discharged. While AWOL, Downs returned to his family in Kansas, where he committed an attempted robbery and a robbery using a toy gun. He was put on probation, but he was sent to prison for violating probation because he left the foster home where he was living and returned to his mother and grandmother. In prison, Downs earned a high school graduate equivalency diploma and learned some construction skills. After his release in 1970, Downs went to the Jacksonville area where he married his first wife, had a daughter, and worked hard to provide for his family, even after divorcing his first wife. While in prison he helped his daughter to deal with her emotional problems, and he has remained friends with her mother. Several of Downs‘s former employers and business partners testified that they liked and trusted Downs, and that they would rehire him if he was released from prison. Richard Dugger, Secretary of the Department of Corrections, provided mitigating testimony, which the trial court sealed.
A forensic psychologist, Dr. Harry Krop, testified that Downs was insecure about his manhood and lacked self-respect. His emotional problem surfaced when, around the time of Harris‘s murder, Downs discovered photographs that revealed his second wife‘s infidelity and involvement with homosexual activity and pornography. Seeing those photographs “was basically demasculating ... bring[ing] forth a lot of his feelings of inadequacy, which he had a lot from childhood,” Dr. Krop said. That caused Downs extreme stress, altering his personality and emotional state, and impairing his cognitive and emotional faculties at about the same time he joined the murder conspiracy. Based on his evaluation of Downs, interviews, and his review of testimony in this case, Dr. Krop concluded that Downs had strong potential for rehabilitation. However, Dr. Krop also concluded that Downs was not suffering from extreme mental or emotional disturbance at the time of the murder, and that he did have the capacity to appreciate the criminality of his conduct.
We agree with the trial court that to the extent Downs offers additional facts not previously presented at the resentencing hearing, such facts are cumulative to the evidence presented by Downs during the resentencing proceeding and, therefore, are insufficient to warrant relief under Strickland. See Card v. State, 497 So. 2d 1169, 1176-77 (Fla.1986) (holding that counsel cannot be deemed ineffective for failure to present cumulative evidence). The additional facts merely lend further insight into Downs’ unfortunate upbringing, an issue for which other substantial evidence was presented to the jury during resentencing.
More importantly, we do not believe Downs has demonstrated that these omissions “were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable.” Strickland, 466 U.S. at 687, 104 S. Ct. 2052. During resentencing, the trial court found three aggravating factors,14 one of which was the murder was cold, calculated and premeditated. After weighing these factors against the mitigation actually presented, the trial court nevertheless found the mitigating evidence insufficient to outweigh the aggravating circumstances. Based on the cumulative nature of the additional mitigating evidence presented by Downs, it does not appear that this evidence would have altered the jury‘s recommendation in this case. Accordingly, we find no error in the trial court‘s summary denial of this claim. See Tompkins, 549 So. 2d at 1373 (finding no prejudice in failure to present additional evidence of abused childhood and drug and alcohol addiction where such evidence, even if admitted, would not have affected outcome of penalty phase as it would have been outweighed by the three aggravating circumstances, including HAC and two prior convictions of violent felony).
Espinosa Error
Downs raises several issues contesting the constitutionality of the jury instructions for various aggravating factors in this case.15 Accordingly, Downs argues that his sentence should be reversed because the judge and jury considered vague and invalid aggravating factors in violation of Espinosa v. Florida, 505 U.S. 1079, 112 S. Ct. 2926, 120 L. Ed. 2d 854 (1992) (finding reversible error where either judge or jury considered invalid aggravating factor in determining sentence of death). We find this claim to be procedurally barred.
Espinosa was not decided until after Downs’ direct appeal. Thus, to take advantage of its ruling in a postconviction proceeding, Downs must establish: (1) that trial counsel preserved the issue for appellate review by objecting to the jury instructions on vagueness grounds or by submitting an alternative instruction and (2) that appellate counsel raised the issue on appeal. See State v. Breedlove, 655 So. 2d 74, 76 (Fla.1995); Lambrix v. Singletary, 641 So. 2d 847, 848 (Fla.1994); James v. State, 615 So. 2d 668, 669 (Fla. 1993). Because defense counsel did not object to these instructions during trial16 or propose alternative instructions and did not challenge these claims on appeal, any challenges to the jury instructions themselves are procedurally barred from being raised for the first time in this postconviction proceeding. See Harvey, 656 So. 2d at 1258 (rejecting on procedural grounds claims alleging Espinosa error, including unconstitutionally vague penalty-phase jury instructions).17
However, within this claim, Downs also argues counsel rendered ineffective assistance by not objecting to the various jury instructions.18 At the time of Downs’
CONCLUSION
In sum, we affirm the trial court‘s order summarily denying all of the claims raised in Downs’ motion for postconviction relief.
It is so ordered.
HARDING, C.J., SHAW, WELLS, ANSTEAD and PARIENTE, JJ., and OVERTON, Senior Justice, concur.