This appeal from the Superior Court presents the question of whether a defendant who plea bargained may seek to vacate a guilty plea to an offense which subsequently was determined not to exist. The Superior Court ruled that although the offense to which the defendant, David Downer, had pleaded guilty had been impliedly repealed prior to the entry of the plea, the resulting benefit to the defendant in avoiding prosecution for a greater offense precluded post sentencing relief. The Superi- or Court also ruled that since the facts underlying the charge constituted indictable conduct, the Court did not lack jurisdiction to accept the plea. We conclude that the Superior Court’s ruling contained no error of law and accordingly affirm.
I
The factual basis underlying Downer’s claim is gathered almost entirely from the transcript of his guilty plea in the Superior Court on March 25, 1985. On that date, Downer appeared with counsel to advise the court that he entered into a plea agreement with the State with respect to all charges then pending against him. Those charges included three offenses under indictment: burglary third degree, theft misdemeanor and conspiracy as well as a sexual assault charge pending in the Family Court. The latter charge, involving a five year old victim, was the subject of review by the Office of the Attorney General which had indicated its intention to discontinue the Family Court prosecution in favor of indicting Downer on a charge of rape first degree. Downer’s attorney described his client’s predicament to the Superior Court prior to the entry of the disputed guilty plea: “So, he would have been looking at rape first degree and the charges
Downer’s counsel also advised the Superior Court that his client was aware that while the rape first degree charge carried a sentence of life imprisonment with a mandatory minimum of twenty years, if he entered a guilty plea to the charge of sexual misconduct, the other charges would be nolle pressed and Downer would face a maximum period of imprisonment of seven years. The Superior Court judge conducted a thorough inquiry into Downer’s understanding of the plea agreement and the rights he was surrendering through his plea of guilty. Downer also admitted his guilt to the specific conduct giving rise to the charge of sexual misconduct. 1 Thereafter, Downer was sentenced to seven years imprisonment on the sexual misconduct charge.
Fifteen months after his sentencing, Downer filed a motion to vacate his guilty plea. Relying upon this Court’s decision in
David S.W. v. State,
Del.Supr.,
The Superior Court in denying the motion to dismiss ruled that although the offense of sexual misconduct had been impliedly repealed at the time Downer entered his plea, Downer’s admission to conduct constituting the elements of rape in the first degree precluded a jurisdictional attack. Moreover, the Superior Court noted that since Downer had received a benefit from the charge reduction he was not entitled to collaterally attack his conviction.
THE COURT: Okay, let's continue. I am going to read to you the charge, and you can follow along on the copy that is in front of you. The charge is: On or about the first day of September to the second day of December, 1984, in the County of New Castle, being a male at least four years older than the victim, you did intentionally engage in sexual intercourse with the victim, as indicated in the Information, a female not your wife who is less than 16 years old by putting your penis in her vagina, contrary to Title 11, Section 726 of the Delaware Code of 1974 as amended.
Are you pleading guilty to this charge of sexual misconduct?
THE DEFENDANT: Yes.
Downer’s attempt to nullify the effect of his plea is constructed upon an argument which is straightforward and simplistic. Under Delaware law, he argues, all crimes are defined by statute, 11 DelC. § 202, and the authority of the Superior Court to assert subject matter jurisdiction over an alleged offense must be statutorily based. Where the charge before the Court does not constitute an offense, the court is without jurisdiction to accept a plea and impose a sentence and, the argument runs, since the parties cannot confer jurisdiction on a court, the defendant’s acquiescence through his guilty plea cannot cure the infirmity.
In reply, the State, while conceding that the crime to which Downer pleaded guilty had been impliedly repealed, argues that after a guilty plea, a defendant is precluded from asserting a defense, even if previously unknown, where he has, by plea negotiation caused the State to detrimentally rely upon the finality of the plea.
This Court has ruled that a defendant convicted on the basis of a defective information, i.e., lacking an essential element of the offense, may not collaterally attack the validity of his conviction on that basis.
Fountain v. State,
Del.Supr.,
The Supreme Court of the United States has also struggled with the availability of collateral attacks on guilty pleas in the context of later defined rights. In the so-called
Brady
trilogy the Court sharply limited the availability of collateral attack through federal habeas corpus of convictions based on guilty pleas.
Brady v. United States,
In a later case, the United States Supreme Court implicitly modified the thrust of the
Brady
trilogy to permit a collateral attack on a guilty plea where the nature of the later developing right sought to be asserted involved the privilege against self-incrimination.
United States v. U.S. Coin & Currency,
However, in
Blackledge v. Perry,
Although the underlying claims presented in Tollett and the Brady trilogy were of constitutional dimensions, none went to the very power of the State to bring the defendant into court to answer the charge brought against him. The defendants in McMann v. Richardson, for example, could surely have been brought to trial without the use of the allegedly coerced confessions, and even a tainted indictment of the sort alleged in Tollett could have been “cured” through a new indictment by a properly selected grand jury.
Id. at 30,
Although we are here concerned with the authority of the Superior Court to accept a plea of guilty in a situation where its jurisdiction is called into question, the analysis of
Brady
and its progeny is not inapt. If the alleged error is “non-curable” the defendant’s conduct as described in the information would not support a conviction of an alternative offense in the light of later developing circumstances. Accordingly, the power of the court to sentence
In this case, Downer appeared in the Superior Court on March 25, 1985, to respond to four charges for which he had been indicted: third degree burglary, misdemeanor theft and second degree conspiracy. Downer did not then, nor does he now, question the jurisdiction of the Superi- or Court over those charges. Additionally, the State indicated that it intended to indict Downer on a new charge of rape first degree by terminating prosecution of a sexual assault charge in the Family Court and making that conduct the basis for the rape indictment. Thus when he struck his plea bargain with the State, Downer was, in the words of his counsel, “looking at rape first and the charges that were pending, the burglary, theft and conspiracy.” These charges, over which the Superior Court clearly had jurisdiction and which were unquestionably viable under the Delaware Criminal Code, were as much a part of the plea negotiations as was the charge to which Downer actually pleaded. Moreover, as a result of the plea entered by Downer and his subsequent sentence, the remaining charges were effectively dismissed. Thus, the focus of the Superior Court’s jurisdiction here cannot be limited to the validity of the sexual misconduct charge but must include the adjudication through the plea bargaining process of all charges pending against the defendant.
Apart from the jurisdictional basis furnished by the multiple charges against defendant is the fact, as the Superior Court ruled, that the actual conduct to which Downer pleaded guilty included all the elements of rape first degree. The only difference between the plea entered by Downer and a conviction of rape first degree, is that the offense bore a different title and the maximum sentence available was significantly different — to Downer’s benefit. Thus, because the State was not legally precluded from obtaining a valid conviction based on one of the other charged offenses, the Superior Court had jurisdiction over all charges pending against Downer. Accordingly, the court’s error in accepting the guilty plea to a sexual misconduct charge was curable and not subject to collateral attack.
Having concluded that the Superior Court had jurisdiction over Downer’s conduct by virtue of the related charges disposed of through his guilty plea we next address his claim that his plea of guilty to a nonexistent offense was a nullity. We agree with the State that Downer, through a voluntary and intelligent plea bargain, has forfeited his right to attack the underlying infirmity in the charge to which he pleaded guilty. Our holding finds significant support in decisions from other jurisdictions which have considered the effect of a plea of guilty to a “nonexistent” offense.
In
People v. Foster,
Other courts have similarly ruled that guilty pleas to defective or nonexistent offenses will be upheld where the defendant has entered the plea under a plea bargain agreement from which he received a substantial benefit, even though a jury conviction on the same charge might be reversed.
People v. Waits,
Colo.App.,
[T]he practice of accepting pleas to lesser crimes is generally intended as a compromise in situations where conviction is uncertain of the crime charged. The judgment entered on the plea in such situations may be based upon no objective state of facts. It is often a hypothetical crime, and the procedure — authorized by statute — is justified for the reason that it is in substitution for a charge of crime of a more serious nature which has been charged but perhaps cannot be proved-his plea may relate to a hypothetical situation without objective basis.
(emphasis added). Again, the rationale used to sustain a guilty plea to the nonexistent offense is that since the defendant had “used the plea as a tool for avoiding a more serious conviction ... it would be the height of sophistry to vacate the defendant’s plea of guilty.”
People v. Bernard,
Finally, we note that the State has detrimentally relied upon the finality of defendant’s voluntary plea of guilty to a lesser charge. In view of the tender age of the victim and the extended delay of Downer in seeking to withdraw his guilty plea the prejudice to the prosecution of the rape charge is evident. The problems inherent in the prosecution of sexual crimes involving young children are well established.
Wheat v. State,
Del.Supr.,
The decision of the Superior Court denying Downer’s motion to withdraw his guilty plea is,
AFFIRMED.
Notes
. The plea colloquy included the following exchange:
