The primary question presented in this ■ appeal is whether proof of a wholly non-racial but politically motivated conspiracy among private parties to mislead voters in a city primary election establishes a right to relief under 42 U.S.C. § 1985(3). The district court held that it did not and, for the reasons stated below, we will affirm.
I
The facts of this case, which are not in dispute,
1
are set forth in the district court’s opinion,
In Gary, winning the Democratic primary is tantamount to winning the general election. [In 1983] the Democratic primary was held on May 3. The major offices at stake were Mayor, City Clerk, and City Judge. The favorites in these races, all incumbents, were Richard Hatcher, for
Mayor; Barbara Wesson, for City Clerk; and Douglas Grimes, for City Judge. May- or Hatcher is the long-time Mayor of Gary, and the ticket of Hatcher, Wesson, and Grimes was the Administration ticket. But there were other candidates in each of these races. Entering the voting booth, a voter interested in just these three offices would have seen, reading from left to right on the voting machine, a row with 10 names in it, in groups of three, four, and three, each group being under the name of an office (in order, Mayor, City Clerk, and City Judge). To the right of all these names were the names of candidates in aldermanic races. The first three names on the ballot — Thomas Crump, Robert Gordon, and Richard Gordon Hatcher — were the candidates for Mayor. The next four— Kenneth S. Bass, John Damian, John A. Grimes, and Barbara Leek Wesson — were the candidates for City Clerk. And the next three — Lloyd Buford Fisher, Charles H. Graddick, and Douglas H. Grimes— were the candidates for City Judge. In the Mayor’s race the “serious” candidates were Crump and Hatcher. They got 23,150 and 27,835 votes respectively, and the third candidate got 1,217. In the City Clerk’s race Miss Wesson was the only serious candidate, and she got 26,069 votes. Bass and Damian got 3,343 and 4,192 votes respectively, and John Grimes a surprising 8,957. In the City Judge’s race Douglas Grimes and Graddick were the serious candidates, and they got 19,373 and 22,174 votes respectively, and the third candidate 3,285. Graddick went on to win the general election (as did the other Democratic nominees), and he took office on January 1, 1984. Douglas Grimes brought this lawsuit shortly after the primary election and asked for a preliminary injunction to prevent Graddick from running in the general election as the Democratic nominee for City *1361 Judge; but this was denied and the matter was set for trial on the merits.
Although John Grimes did not win the City Clerk’s race, the fact that this political unknown who had done no significant campaigning got almost 9,000 votes was surprising. And since he had the same last name as Douglas Grimes, and Douglas Grimes, also contrary to expectations, lost the election for City Judge, Douglas Grimes suspected foul play and began to investigate. The investigation revealed that John Grimes (who is now 43 years old) had been at the time of the campaign and election an unemployed carpenter, almost blind as a result of glaucoma, with little education, no steady source of income (although he picked up a few dollars a week doing handyman work for his landlord, and now receives social security disability benefits), and no previous involvement in politics. He had never in his life voted in a primary or general election, and did not vote in the March 1983 primary in which he was a candidate. He has never had the faintest idea of the duties of a City Clerk. It is evident, and no one denies, that John Grimes did not stand for election to this post on his own initiative. He was put up by somebody; the question is by whom.
Defendant Michael Brown, an unemployed 27-year-old, testified that he decided to get into politics by managing someone’s campaign. He knew John Grimes, though not well; and he testified that he thought that Grimes would be a good candidate for City Clerk in the May 1983 primary. He was unable to give any explanation of why he thought so, beyond remarking that he didn’t think Grimes’ handicap should be disqualifying. The deadline for filing as a candidate for the May primary was noon on March 4. Brown testified that he borrowed a car and drove John Grimes to the place for filing. He testified that he knew that a candidate had to be a registered voter, and learned somehow that Grimes was not registered, so the first thing they did when they arrived was to have Grimes register. He did so and then signed the filing form, which was time-stamped 11:59 a.m. on March 4.
Grimes and Brown then went their separate ways. Both testified that they campaigned for Grimes’ election, but admitted that their campaigning was limited to sporadic personal canvassing in their respective neighborhoods. Brown’s campaigning did not go beyond buying an occasional drink for an acquaintance in the bars that he frequented, and urging them to vote for Grimes. There were no campaign rallies or speeches, campaign leaflets, or billboards or other advertising; there were no campaign workers. The campaign expenditure form that Grimes filed after the election disclosed expenditures of zero.
John Grimes and Michael Brown were connected to the other defendants — who are, besides Judge Graddick, his campaign manager Bill Smith and his campaign coordinator Bob Lacy — in several ways. Grimes and Smith have known each other for many years. Grimes has a daughter by Smith’s sister, and Grimes and Smith regard each other like the brothers-in-law they would be if Grimes had married Smith’s sister. Grimes also has known Lacy and Lacy’s wife well for many years. Brown is a friend of Smith — a particularly good friend — and of Lacy, and he worked under Lacy in the Graddick campaign, in security, until he began managing John Grimes’ “campaign”; and there was testimony that he continued working in the Graddick campaign for a short time after he became Grimes’ campaign manager. Grimes encountered both Smith and Lacy several times during the campaign, and afterward Grimes asked Smith to give him a ride to Grimes’ lawyer’s office so that he could get help with his campaign expenditure form, and Smith obliged him.
As part of his investigation of the election outcome, Douglas Grimes went looking for John Grimes to talk to him about the results, and one of John Grimes’ sisters, Betty Grimes, according to her testimony, called Bob Lacy to find out what she should do. When she looked in the phone book (apparently referring to a personal book of phone numbers rather than a tele *1362 phone directory), Bob Lacy’s name “just fell out,” and she called him. He denied that she had called him but the jury was entitled to disbelieve his denial, especially since Betty Grimes was a friendly witness to her brother and the other defendants. Also after the election, a journalist tried to interview John Grimes (the “mystery Grimes” as he was then called, because he had done so well in the election yet no one had heard of him) in a parking lot. The journalist testified that when he insinuated laughingly that Grimes had been put up to run for City Clerk in order to help Grad-dick’s campaign against Douglas Grimes, Brown, after a moment’s hesitation, joined in the laughter. Finally, John Grimes’ bank book, which was put into evidence, showed two deposits totaling $700 in mid-March, which was six weeks before he began receiving social security disability benefits. He was unable to account convincingly for these receipts. In fact, he denied having received this money, despite what the bank book (which he acknowledged was his) showed.
Although there was no direct evidence that Graddick’s campaign directors, Smith and Lacy, put up Grimes to run for City Clerk, the circumstantial evidence reviewed above provided an adequate basis for the jury to infer that they did so — both of them; for the jury was entitled to find that Smith and Lacy, in view of their acquaintance with Grimes, must have discussed the matter with each other. The jury was also justified in finding that Graddick had not joined the conspiracy. Although Smith and Lacy testified that they discussed all strategy matters with Graddick, the jury was not required to believe that, or indeed any, part of their testimony. Graddick testified in his own behalf and the jury may have believed that he did not know about the scheme, and was not the kind of man to engage in such tricks. Whether the jury was right or wrong, there was no inconsistency in its exonerating Graddick but finding that the other four defendants were participants in the conspiracy.
As to the effects of the conspiracy: lay and expert testimony established a reasonable probability that many people, enough to swing the election to Graddick, voted for John Grimes (whose name appeared before Douglas Grimes’ on the ballot, reading from left to right) thinking they were voting for Douglas Grimes. Douglas Grimes’ co-plaintiffs so testified, as did another voter in the May primary. And assisted by testimony of the plaintiffs’ well-qualified expert witness, Dr. Gerald Wright, a political scientist who teaches at the University of Indiana [sic] at Bloomington, the jury was entitled to conclude that the confused voters who testified were typical of many Gary voters. Granted, the evidence regarding the effects of the conspiracy was not entirely satisfactory. The plaintiffs actually presented two inconsistent theories of how the voters were confused. The lay witnesses testified that they voted for John thinking that he was Douglas, and did not vote in the City Judge’s race at all; the expert speculated that voters who voted for John thinking that he was Douglas went on and voted for Graddick in the City Judge’s race because they recognized his name. The lay witnesses’ theory seems the more plausible but is inconsistent with the heavy turnout in the City Judge’s race. Their testimony would lead one to expect that the turnout should have been very light because thousands did not vote in the race at all, thinking that they had already voted in that race when they pulled the lever for John Grimes. But no plausible alternative to confusion was advanced that could explain how John Grimes, without campaigning, managed to get several thousand votes more than the other token candidates in the Clerk’s race — both of whom did more campaigning than John Grimes.
The court also stated that “[b]oth Douglas Grimes and Charles Graddick, and also their respective supporters, are black, which is not significant in itself but only as *1363 showing that they are of the same race.” Id. at 1090. 2
The plaintiffs initiated this action under § 1985(3) 3 and alleged that the defendants conspired to defraud the plaintiffs of their constitutional rights to participate in electoral politics. 4 The plaintiffs sought damages and equitable relief. At the end of a six-day trial, the jury returned verdicts in favor of the plaintiffs and against all remaining defendants with the exception of Graddick. In ruling on the post-verdict motions, the trial court held that it was not unreasonable for the jury to find that the defendants conspired to mislead voters in the May primary and that the defendants succeeded to the extent of probably affecting the outcome of the City Judge’s race. Thus, the verdict would not be overturned for lack of sufficient evidence. However, the court concluded that “purely private, purely political conspiracies” did not constitute a claim under § 1985(3) and, therefore, granted the defendants’ motion for judgment notwithstanding the verdict. This appeal followed.
II
As construed by the Supreme Court, § 1985(3) requires that the plaintiff allege and prove four elements: (1) a conspiracy; (2) for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection of the laws, or of equal privileges and immunities under the laws; and (3) an act in furtherance of the conspiracy; (4) whereby a person is either injured in his person or property or deprived of any right or privilege of a citizen of the United States.
United Brotherhood of Carpenters & Joiners of America, Local 610, AFL-CIO v. Scott,
Section 1985(3) was enacted as part of § 2 of the so-called “Ku Klux Klan Act of 1871.” 5 The statute was the congressional response to the illegal activities of certain groups in the South during the Reconstruction era. 6 Nonetheless, the statute lay dormant for many years, 7 and Supreme Court decisions construing the enactment have *1364 been infrequent and episodic. 8 The lower courts have struggled to fill in the gaps, yet the scope of § 1985(3) could hardly be called clear.
For example, the Supreme Court’s decision in
Collins v. Hardyman,
At the same time, however, the Court imposed an intent requirement:
That the statute was meant to reach private action does not, however, mean that it was intended to apply to all tortious, conspiratorial interferences with the rights of others. For, though the supporters of the legislation insisted on coverage of private conspiracies, they were equally emphatic that they did not believe, in the words of Representative Cook, “that Congress has a right to punish an assault and battery when committed by two or more persons within a State.” [citation omitted] The constitutional shoals that would lie in the path of interpreting § 1985(3) as a general federal tort law can be avoided by giving full effect to the congressional purpose — by requiring, as an element of the cause of action, the kind of invidiously discriminatory motivation stressed by the sponsors of the limiting amendment. See the remarks of Representatives Willard and Shellabarger [quoted at403 U.S. at 100 ,91 S.Ct. at 1797 ]. The language requiring intent to deprive of equal protection, or equal privileges and immunities, means that there must be some racial, or perhaps otherwise class-based, invidiously discriminatory animus behind the conspirators’ action. The conspiracy, in other words, must aim at a deprivation of the equal enjoyment of rights secured by the law to all.
Twelve years after
Griffin,
the Court began to define further the classes entitled to protection under the statute.
United Brotherhood of Carpenters & Joiners of America, Local 610, AFL-CIO v. Scott,
[I]t is a close question whether § 1985(3) was intended to reach any class-based animus other than animus against Negroes and those who championed their cause, most notably Republicans. The central theme of the bill’s proponents was that the Klan and others were forcibly resisting efforts to emancipate Negroes and give them equal access to political power. The predominate purpose of § 1985(3) was to combat the prevalent animus against Negroes and their supporters. The latter included Republicans generally, as well as others, such as Northerners who came South with sympathetic views towards the Negro. Although we have examined with some care the legislative history that has been marshaled in support of the position that Congress meant to forbid wholly nonracial, but politically motivated conspiracies, we find difficult the question whether § 1985(3) provided a remedy for every concerted effort by one political group to nullify the influence of or do other injury to a competing group by use of otherwise unlawful means. To accede to that view would go far toward making the federal courts, by virtue of § 1985(3), the monitors of campaign tactics in both state and federal elections, a role that the courts should not be quick to assume. If respondents’ submission were accepted, the proscription of § 1985(3) would arguably reach the claim that a political party has interfered with the freedom of speech of another political party by encouraging the heckling of its rival’s speakers and the disruption of the rival’s meetings.
We realize that there is some legislative history to support the view that § 1985(3) has a broader reach. Senator Edmunds’ statement on the floor of the Senate is the clearest expression of this view. He said that if a conspiracy were formed against a man “because he was a Democrat, if you please, or because he was a Catholic, or because he was a Methodist, or because he was a Vermonter, ... then this section could reach it.” Cong.Globe, 42d Cong., 1st Sess., 567 (1871). The provision that is now § 1985(3), however, originated in the House. The narrowing amendment, which changed § 1985(3) to its present form was proposed, debated, and adopted there, and the Senate made only techni *1366 cal changes to the bill. Senator Edmunds’ views, since he managed the bill on the floor of the Senate, are not without weight. But we were aware of his views in Griffin,403 U.S. at 102, n. 9 , [91 S.Ct. at 1798 n. 9,] and still withheld judgment on the question whether § 1985(3), as enacted, went any farther than its central concern — combatting the violent and other efforts of the Klan and its allies to resist and to frustrate the intended affects [sic] of the Thirteenth, Fourteenth, and Fifteenth Amendments. Lacking other evidence of congressional intention, we follow the same course here.
Thus, we are not writing on a clean slate and it is against this uncertain background that we must determine whether the plaintiffs in the instant appeal have established a right to judgment under § 1985(3). It is undisputed that the defendants were motivated by political considerations and that race was in no way a factor. We are, therefore, presented with a type of “wholly nonracial, but politically motivated” conspiracy that the Court discussed in Scott.
There is some support in other circuits for the proposition that the victims of a nonracial political conspiracy may recover under § 1985(3).
See Keating v. Carey,
In comparison with
Harrison,
this case presents a far greater danger that, in the words of
Scott,
§ 1985(3) would provide “a remedy for every concerted effort by one political group to nullify the influence of or do injury to a competing group by use of otherwise unlawful means” and would
*1367
make “the federal courts ... the monitors of campaign tactics in ... state elections.”
13
As the Court noted, this is a role that the federal judiciary should not be quick to assume. The district court observed in this case that “the issue of causation is bound to bring the merits of the election race” into the litigation and thus “the local election was being refought in the courthouse.”
This is not to say that Congress could not or should not proscribe the type of fraud presented in this case. We find, however, that it has not done so with § 1985(3) and, in addition, that the open-ended structure of the statute is ill-equipped to handle the competing concerns present in litigation involving this garden-variety type of vote fraud. The trial court’s grant of judgment for the defendants will be affirmed. 15
Ill
For the reasons stated above, the judgment of the district court is Affirmed. 16
Notes
, The district court in its post-trial ruling describes as facts the evidence presented to the jury. Both the plaintiffs and the defendants were allowed to present evidence, and neither side now challenges the factual findings of the trial judge. In fact, both sides adopted the findings of the district court as the statement of facts in their respective briefs. See Appellants’ Brief at 7-13; Appellees’ Brief at 11. Neither side saw fit to have the trial transcripts transmitted as part of the appellate record. We have, therefore, reproduced, rather than paraphrased or cited to, the findings of the district court in the interests of accuracy, as well as convenience for the reader.
. It should also be noted that the plaintiffs and the defendants have the same formal political-party affiliation, i.e., Democratic.
. 42 U.S.C. § 1985(3) provides:
If two or more persons in any State or Territory conspire or go in disguise on the highway or on the premises of another for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection of the laws, or of equal privileges and immunities under the law; or for the purpose of preventing or hindering the constituted authorities of any State or Territory from giving or securing to all persons within such State or Territory the equal protection of laws; or if two or more persons conspire to prevent by force, intimidation, or threat, any citizen who is lawfully entitled to vote, from giving his support or advocacy in a legal manner, toward or in favor of the election of any lawfully qualified person as an elector for President or Vice President, or as a Member of Congress of the United States; or to injure any citizen in person or property on account of such support or advocacy; in any case of conspiracy set forth in this section, if one or more persons engaged therein do, or cause to be done, any act in furtherance of the object of such conspiracy, whereby another is injured in his person or property, or deprived of having and exercising any right or privilege of a citizen of the United States, the party so injured or deprived may have an action for the recovery of damages occasioned by such injury or deprivation, against any one or more of the conspirators.
. The plaintiffs also sought recovery under 42 U.S.C. §§ 1983 and 1986. The § 1983 claim was dismissed, however, and the plaintiffs have not appealed the dismissal. In addition, liability under § 1986 is derivative of § 1985(3) liability; without a violation of § 1985(3), there can be no violation of § 1986.
Rodgers v. Lincoln Towing Service, Inc.,
. The Act was originally entitled "An Act to enforce the Provisions of the Fourteenth Amendment to the Constitution of the United States, and for Other Purposes.” Act of Apr. 20, 1871, ch. 22, 17 Stat. 13.
.
See Harrison v. KVAT Food Management, Inc.,
. One commentator has noted that no reported cases arose under § 1985(3) after its enactment in 1871 until 1920. Comment, 26 Ind.L.J. 361, 363 (1951).
. Prior to
Collins v. Hardyman,
.
See Great American Federal Savings & Loan Association v. Novotny,
. It could also be argued that the Court’s decision in
Great American Federal Savings & Loan Association v. Novotny,
. This court's decision in
Smith v. Cherry,
. We also note that, while the opinion is not free of ambiguity, it would appear that the Tenth Circuit, in
Brown v. Reardon,
Our holding today does not, of course, disturb our prior decisions in which we held that conspiracies animated by
both
racial and political motives were within the scope of § 1985(3).
See, e.g., Quinones v. Szorc,
. As the district court noted, the effects of this fraud could have been avoided if the voters had read the ballot "with a modicum of care.”
.
Cf. Anderson v. Celebrezze,
. Because the plaintiffs are not entitled to recover under § 1985(3), we need not consider their request that Judge Graddick be removed from office.
. Due to the disposition of this appeal, we express no opinion on the district court’s conclusion that the "state involvement" requirement set forth in
Scott,
It is true that the state was "affected by" the conspiracy in the sense that an individual may be serving as City Judge who was not the choice of the majority of the voters. However, we do not believe that, in using the term "affected by" in
Scott (see
