Lead Opinion
This appeal requires us to decide whether a district attorney enjoys qualified immunity from a complaint that he defamed a former prisoner in retaliation for seeking legislative compensation for his wrongful convictions. After Douglas Echols served seven years of imprisonment for kidnapping and rape, a test revealed that his DNA did not match the semen recovered from the victim. Echols presented this evidence to Spencer Lawton, the local district attorney, who had a state crime lab confirm the test results. A Georgia trial court later vacated Echols's convictions. After Lawton declined to retry Echols, the trial court dismissed the indictment against him. A state legislator then introduced a bill to compensate Echols for his wrongful convictions. But Lawton wrote in opposition to the bill and allegedly falsely stated that Echols remained under indictment-a libel per se . See Harcrow v. Struhar ,
I. BACKGROUND
In 1986, three unknown assailants kidnapped and raped Donna Givens in Savannah, Georgia. Although Douglas Echols professed his innocence, a jury convicted him of the kidnapping and rape of Givens. He was sentenced to 15 years of imprisonment.
After Echols served seven years of his sentence, a DNA test revealed that the semen recovered from Givens did not match Echols's DNA. Echols presented this evidence to Spencer Lawton, the district attorney for Chatham County, who also served in that role when Echols was convicted. Lawton ordered the state crime lab to conduct additional testing, which confirmed that the semen was not from Echols.
A Georgia trial court then vacated Echols's convictions and granted him a new trial. Instead of retrying Echols, the state entered a nolle prosequi on the charges of kidnapping and rape, and the trial court dismissed the indictment against him.
Four years later, after the Georgia Claims Advisory Board recommended compensation for Echols, a legislator in the Georgia General Assembly introduced a bill to compensate him with $1.6 million for his wrongful convictions. But before the General Assembly voted on the bill, Lawton sent a letter and memorandum to several legislators opposing Echols's compensation. Echols "was informed by the legislature that [the bill] would not pass specifically due to ... Lawton's correspondence." Indeed, the legislators with whom Lawton corresponded blocked the bill from reaching the floor of the General Assembly, and the bill failed.
Echols then filed a complaint against Lawton, which he later amended. In his amended complaint, Echols alleged that Lawton violated his rights under the First and Fourteenth Amendments,
The district court granted Lawton's motion to dismiss Echols's complaint. The district court ruled that Echols's complaint failed to state a claim under either the First or Fourteenth Amendments. It ruled that Lawton's letter did not amount to a threat, coercion, or intimidation, so Echols failed to state a claim of First Amendment retaliation. And it ruled that Echols failed to state a claim under the Due Process Clause of the Fourteenth Amendment because he failed to allege either a violation of a fundamental liberty or government conduct that shocks the conscience. The district court also ruled that Lawton enjoys qualified immunity because Echols's complaint failed to allege the violation of a right that was clearly established when Lawton sent his letter.
*1319II. STANDARD OF REVIEW
We review de novo a dismissal of a complaint for failure to state a claim. Mills v. Foremost Ins. Co. ,
III. DISCUSSION
We divide our discussion in two parts. First, we explain that Lawton enjoys qualified immunity from the claim that he retaliated against Echols for exercising his rights under the First Amendment. Second, we explain that Lawton also enjoys qualified immunity from the claim that he violated Echols's right to due process of law because the general rubric of substantive due process cannot be used to govern a claim that is otherwise covered by the specific text of the First Amendment.
A. Lawton Enjoys Qualified Immunity from Echols's Claim of Retaliation Under the First Amendment.
Lawton contends that he is entitled to qualified immunity from Echols's complaint of retaliation in violation of the First Amendment. "Qualified immunity shields public officials from liability for civil damages when their conduct does not violate a constitutional right that was clearly established at the time of the challenged action." Bailey v. Wheeler ,
Echols argues that Lawton acted outside the scope of his discretionary authority when he sent the letter to the legislators, but we disagree. To be sure, "[a] prosecutor's most basic duty is to prosecute cases in his jurisdiction on behalf of the State." Mikko ,
We agree with the district court that Lawton enjoys qualified immunity from *1320Echols's complaint, but we do so for a different reason. In contrast with the district court, we conclude that Echols's complaint states a valid claim that Lawton violated a right protected by the First Amendment. But even so, that right was not clearly established when Lawton allegedly violated it.
1. Echols Stated a Claim of Retaliation in Violation of the First Amendment.
The First Amendment provides that "Congress shall make no law ... abridging the freedom of speech, or ... the right ... to petition the government for a redress of grievances." U.S. Const. Amend. I. The Amendment protects "not only the affirmative right to speak, but also the right to be free from retaliation by a public official for the exercise of that right." Suarez Corp. Indus. v. McGraw ,
When reviewing an official's retaliatory conduct for adverse effect, we consider whether his alleged conduct "would likely deter a person of ordinary firmness from the exercise of First Amendment rights,"
Echols argues that Lawton's speech presents an easier case because it amounted to defamation. Defamation is among the "historic and traditional categories of expression long familiar to the bar" that fall outside the protection of the First Amendment. United States v. Alvarez ,
Echols's argument that Lawton defamed him raises two questions. First, does Lawton's alleged speech qualify as defamation? Second, if so, does the First Amendment protect it?
*1321To state a claim for defamation under Georgia law, a plaintiff must allege "(1) a false and defamatory statement concerning the plaintiff; (2) an unprivileged communication to a third party; (3) fault by the defendant amounting at least to negligence; and (4) special harm or the actionability of the statement irrespective of special harm." Mathis v. Cannon ,
Libel consists of the publication of defamatory statements in writing, O.C.G.A. § 51-5-1, and some written statements are libel per se . Libel per se is actionable without proof of special harm. Cottrell v. Smith ,
Libel per se includes "falsely stat[ing] ... that a person has a criminal case pending against him." Harcrow ,
Echols's complaint alleges facts that would constitute libel per se . It alleges that Lawton falsely stated in writing that Echols remained under indictment for kidnapping and rape. To be sure, some of Lawton's written statements convey either his opinion or true statements of fact, but the legislators to whom Lawton addressed his alleged writing would have understood it to state as a fact that Echols stood charged of kidnapping and rape. That alleged statement was false because a Georgia court had dismissed the indictment against Echols four years earlier. By falsely stating that Echols "ha[d] a criminal case pending against him," Lawton allegedly committed libel per se . Harcrow ,
Because Echols's complaint alleges that Lawton committed libel per se , we next consider whether the alleged defamation is nevertheless protected by the First Amendment. Defamation is unprotected when the speaker committed the tort with actual malice. See New York Times Co. v. Sullivan ,
Even if we were to assume that Echols was a public figure or that Lawton spoke about a matter of public concern, Echols's complaint alleges that Lawton defamed him with actual malice. The complaint alleges that Lawton knew his statement that Echols remained under indictment was false because Lawton's office had dismissed the charges against him after he presented DNA evidence to Lawton and the state crime lab confirmed the results of the DNA test. Indeed, after Lawton declined to retry Echols, a Georgia court dismissed the indictment against him. Because the complaint alleges that Lawton knew that Echols no longer remained under indictment for kidnapping and rape, Lawton's alleged defamatory statement was made with actual malice.
The First Amendment affords no protection to Lawton's alleged libel of Echols, so no "balance must be struck" here between the First Amendment rights of a plaintiff alleging retaliation for his speech and an official who allegedly retaliated through his own speech. Suarez Corp. ,
We acknowledge that some of our sister circuits have held that defamation is not actionable as retaliation in violation of the First Amendment, but their decisions do not persuade us. These circuits have held that an official's defamatory speech by itself cannot constitute retaliation in violation of the First Amendment. See
We reject the notion that the First Amendment protects an official's defamatory speech from a claim of retaliation. After a plaintiff engages in protected speech, an official may retaliate with physical or economic harm, but he may also retaliate with injurious speech. We agree with other circuits that sometimes "defamation inflicts sufficient harm on its victim to count as retaliation."
We next consider whether Lawton's alleged libel per se would have deterred a person of ordinary firmness from exercising his rights under the First Amendment. See Bennett v. Hendrix ,
Lawton's alleged libel per se that Echols remained under indictment would likely deter a person of ordinary firmness from engaging in protected speech. When Echols exercised his freedom of speech and right to petition the government by seeking compensation for his wrongful convictions, Lawton allegedly retaliated by defaming him. Lawton allegedly misled legislators to believe, as a matter of fact, that Echols remained under indictment for kidnapping and rape-the very charges for which Echols had been wrongly convicted. Lawton, more than any other official, spoke with authority and credibility because he represented the state in its earlier prosecution of Echols for kidnapping and rape and continued to hold that office. But Lawton allegedly knew that the state had entered a nolle prosequi on these charges four years earlier. See State v. Sheahan ,
2. Lawton Did Not Violate a First Amendment Right That Was Clearly Established.
To defeat Lawton's qualified immunity, Echols must also prove that Lawton violated a constitutional right that "was 'clearly established' at the time of the challenged conduct." Plumhoff v. Rickard ,
Echols can "demonstrate that the contours of the right were clearly established in one of three ways." Loftus v. Clark-Moore ,
Echols contends that an assortment of decisions clearly established Lawton's violation of his rights, but he cites no controlling precedent that would have provided Lawton fair notice that his conduct would violate the First Amendment. Although "[w]e do not require a case directly on point, [some] existing precedent must have placed the ... constitutional question beyond debate." al-Kidd ,
Echols relies either on precedents that are inapposite, see, e.g. , United States v. Noriega ,
Echols also relies on the broader principle "that the act of retaliation for the exercise of constitutional rights is clearly established as a violation," but this general principle is too broadly stated to control our inquiry. "[S]ome broad statements of principle in case law [that] are not tied to particularized facts ... can clearly establish law applicable in the future to different sets of detailed facts." Vinyard v. Wilson ,
Echols also fails to persuade us that Lawton's conduct "so obviously violate[d] the [C]onstitution that prior case law is unnecessary." Loftus ,
Lawton's conduct does not fall within this "narrow category." As we have explained, our sister circuits are divided over whether an official's defamatory speech is actionable as retaliation under the First Amendment. It has certainly not been obvious to the federal courts that an official's defamatory speech lies at the core of what the First Amendment prohibits. "[W]here judges thus disagree on a constitutional question," we cannot "expect that reasonable [officials] know more than reasonable judges about the law."
Critics of the doctrine of qualified immunity condemn "letting [an] official duck consequences for bad behavior." Zadeh v. Robinson ,
Recall that the Constitution does not provide the only standard for redress for those wronged by public officials. For example, Lawton's alleged conduct could have been reviewed and sanctioned by the State Bar. See Ga. R. Prof'l Conduct 3.8(g), 8.4. Echols could have also filed a claim under state tort law against Lawton. See *1326Cottrell ,
Section 1983 is not a "font of tort law [that] converts [every] state law tort claim[ ] into [a] federal cause[ ] of action." Waddell , 329 F.3d at 1305 (citation and internal quotation marks omitted). When a plaintiff complains that a public official has violated the Constitution, qualified immunity shields the official from individual liability unless he had fair notice that his alleged conduct would violate "the supreme Law of the Land." U.S. Const. Art. VI. Because Lawton lacked that fair notice, he enjoys qualified immunity from Echols's claim of retaliation.
B. Lawton Enjoys Qualified Immunity from Echols's Claim Under the Due Process Clause.
We also agree with the district court that Lawton enjoys qualified immunity from Echols's claim that Lawton violated his right to substantive due process, but we again do so for a different reason. The district court ruled that Echols failed to state a claim under the standards that govern substantive due process because Echols failed to allege either a violation of a fundamental liberty or government conduct that shocks the conscience, but Echols's claim fails for a simpler reason: the text of the First Amendment sets the specific standard for it. As we have already explained, the First Amendment protects Echols's right to be free from retaliation by Lawton, a public official, for the exercise of Echols's right to speak. See Bailey ,
"Where a particular Amendment provides an explicit textual source of constitutional protection against a particular sort of government behavior, that Amendment, not the more generalized notion of substantive due process, must be the guide for analyzing these claims." County of Sacramento v. Lewis ,
The district court's error was understandable. Confusion in jurisprudence that can be fairly described as untethered from the text of the Constitution-on its face, after all, "the Due Process Clause guarantees no substantive rights, but only (as it says) process," United States v. Carlton ,
*1327IV. CONCLUSION
We AFFIRM the judgment in favor of Lawton.
Concurrence Opinion
I fully concur in the lead opinion's holding that Echols's complaint states a valid claim of retaliation under the First Amendment. Reluctantly, I also agree that Lawton is entitled to qualified immunity on this claim because the then-existing law in the Eleventh Circuit did not clearly establish that Lawton's egregious conduct violated Echols's constitutional rights. Several pertinent cases from other circuits hold that defamatory speech by a public official does not constitute First Amendment retaliation "in the absence of a threat, coercion, or intimidation," see, e.g. , Suarez Corp. Indus. v. McGraw ,
I further agree with the lead opinion's conclusion that clear Supreme Court precedent prevents Echols from invoking the rubric of substantive due process as a basis to hold Lawton accountable for a First Amendment violation. But for this binding precedent, I would have concluded that Lawton's statement "shocks the conscience." An official's conduct most likely shocks the conscience-and thus violates an individual's substantive-due-process rights-if the conduct was "intended to injure in some way unjustifiable by any government interest." Davis v. Carter ,
As applied to the present case, there can be no doubt that Lawton's false statement to the Georgia legislature that Echols was still under indictment for kidnapping and rape was intended to injure Echols. This leaves the question of what possible governmental interest justified Lawton in making that libelous statement. I can think of none. Nor has any such justification been articulated by either Lawton or the district court. I suggest that this total silence is due to the fact that no such justification exists.
In any event, we are bound by Supreme Court precedent from providing relief to Echols on the basis of substantive due process. My only comfort with this result is knowing that if another official in this circuit henceforth engages in conduct similar to Lawton's, he or she will not be entitled to hide behind the doctrine of qualified immunity.
