Lead Opinion
Dissent by Judge Bea
OPINION
Montana limits the amount of money individuals, political action committees and political parties may contribute to candidates for state elective office. The district court invalidated these limits as unduly restrictive of political speech under .the First Amendment. Because Montana’s limits are both justified by and adequately tailored to the state’s interest in combating quid pro quo corruption or its appearance, we reverse.
Montana has shown the risk of actual, or perceived quid pro quo corruption in Montana politics is more than “mere conjecture,’’ the low bar it must surmount before imposing contribution limits of any amount. The state has offered evidence of attempts to purchase legislative action with campaign contributions. Contribution limits serve the state’s important interest in preventing this risk of corruption from becoming reality.
Montana’s limits are also “closely drawn” to serve the state’s anti-corruption interest. The limits target those contributions most likely to result in actual or perceived quid pro quo corruption—high-end, direct contributions with a significant impact on candidate fundraising. Moreover, the limits are tailored to avoid favoring incumbents, not to curtail the influence of political parties, and to permit candidates to raise enough money to make their voices heard. Although Montana’s limits are lower than,most other states’ in absolute terms, they are relatively high when comparing each state’s limits to the cost of campaigning there. Thus, Montana’s chosen limits fall within the realm of legislative judgments we may not second guess.
I. Background
A. Montana’s Contribution Limits
In 1994, Montana voters passed Initiar five 118, a campaign finance reform package that included the contribution limits at issue here. I-118’s limits replaced a regime that had been in place since 1975. That regime permitted individuals and political parties to contribute up to the following limits:
Table 1: Pre-Initiative 118 Limits
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See Mont. Code Ann. § 13-37-216 (1975) (enacted by No. 23-4795, 1975 Mont. Laws Ch. 481 § 1).
1-118 lowered the cap on individual contributions while raising the cap on contributions from political parties.
Table 2 shows the post 1-118 contribution limits in 1994 (when they were enacted), 2011 (when this lawsuit began) and today. Table 3 compares the pre-I-118 limits to the post 1-118 limits as of 2017.
Table 2: Post-Initiative 118 Limits
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See Mont. Code Ann. § 13-37-216; Admin. R. Mont. 44.11.227.
Table 3: Pre-Initiative 118 Limits vs. 2017 Limits
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B. Eddleman
We first addressed—and upheld—thé constitutionality of Montana’s contribution limits in Montana Right to Life Ass’n v. Eddleman,
state campaign contribution limits will be upheld if (1) there is adequate evidence that the limitation furthers a sufficiently important state interest, and (2) if the limits are “closely drawn”—i.e., if they (a) focus narrowly on the state’s interest, (b) leave the contributor free to affiliate with a candidate, and (c) allow the candidate to amass sufficient resources to wage an effective campaign.
Eddleman,
At step one, we held Montana’s limits furthered the state’s “interest in preventing corruption or the appearance of corruption.” Id. In reaching this conclusion, we noted “[t]he evidence presented by ,.. Montana ... [wa]s sufficient to justify the contribution limits imposed, and indeed carrie[d] more weight than that presented in Shrink Missouri.” Id. at 1093. We defined “corruption” or its appearance to include both “instances of bribery of public officials” and “the broader threat from politicians too compliant with the wishes of large contributors.” Id. at 1092 (quoting Shrink,
At step two, we held Montana’s limits were “ ‘closely drawn’ to avoid unnecessary abridgement of associational freedoms.” Id. at 1093. The limits were adequately tailored to the state’s “interest in preventing corruption and the appearance of corruption” because they “affect[ed] only the top 10% of contributions, and ... the percentage affected includefd] the largest contributions”—those most likely to be associated with actual or perceived corruption. Id. at 1094. The limits also allowed candidates to amass sufficient resources to wage effective campaigns, as shown by testimony from candidates and statistics demonstrating the minor effects of the limits on fundraising compared to the low cost of campaigning in Montana. See id. at 1094-95. The limits, moreover, had caused no significant difference in the amount challengers were able to raise compared to incumbents. See id. at 1095. We therefore upheld Montana’s limits.
C. Randall
Three years later, the Supreme Court’s decision in Randall v. Sorrell,
[ujnder [the Randall] test, the reviewing comb first should identify if there are any “danger signs” that the restrictions on contributions prevent candidates from amassing the resources necessary to be heard or put challengers at a disadvantage vis-a-vis incumbents. [Randall, 548 U.S.] at 249-52 [126 S.Ct. 2479 ]. The plurality found four “danger signs” in Vermont’s contribution limits: “(1) The limits are set per election cycle, rather than divided between primary and general elections; (2) the limits apply to contributions from political parties; (3) the limits are the lowest in the Nation; and (4) the limits are below those we have previously upheld.” Id. at 268 [126 S.Ct. 2479 ] (Thomas, J., concurring) (listing the plurality’s “danger signs”). The plurality held, if such danger signs exist, then the court must determine whether the limits are “closely drawn.”
The plurality looked to “five sets of considerations” to determine whether the statute was closely drawn: (1) whether the “contribution limits will significantly restrict the amount of funding available for challengers to run competitive campaigns”; (2) whether “political parties [must] abide by exactly the same low contribution limits that apply to other contributors”; (3) whether “volunteer services” are considered contributions that would count toward the limit; (4) whether the “contribution limits are ... adjusted for inflation”; and (5) “any special justification that might warrant a contribution limit so low or so restrictive.” Id. at 253-62 [126 S.Ct. 2479 ].
Lair v. Bullock,
D. Lair
After Randall, the plaintiffs commenced this action challenging Montana’s limits a second time. The district court concluded Randall abrogated Eddleman’s, approach to evaluating contribution limits and held Montana’s limits were invalid under Randall. See Lair v. Murry,
Because the district court’s decision came weeks before a state election, Montana sought a stay pending appeal, which a motions panel of this court granted in a published decision: See Lair v. Bullock,
We then heard Montana’s appeal on the merits. See Lair II,
On remand, the district court held the limits unconstitutional under both prongs of Eddleman. In the district court’s view, Montana did not provide adequate evidence that its contribution limits further the state’s interest in combating quid pro quo corruption or its appearance. The court acknowledged evidence of various attempts to obtain political favors through campaign contributions but concluded these examples were inadequate because they did not show the attempted corruption succeeded. “The sticking point with respect to the evidence Defendants rely upon is that the quids in each one of the cited instances were either rejected by, or were unlikely to have any behavioral effect upon, the individuals toward whom they were directed.” Lair v. Motl,
II. Standard of Review
We generally review- a district court’s legal conclusions de novo and its factual findings for clear- error. See Lair II,
III. Discussion
A. Important State Interest
Under Eddleman, we ask first whether “there .is adequate evidence that [Montana’s] limitation^] further[ ] ... [the] important state interest” of preventing actual or perceived quid pro quo corruption.
[The- plaintiff] does not dispute that [Montana’s interest in combating corruption] is sufficient to justify campaign contribution limits. Rather, [the plaintiff] argues that the limits imposed are unnecessarily stringent.....
This, however, is not the appropriate inquiry [at step one]. The correct focus ... is whether the state has presented sufficient evidence of a valid interest, not whether it has justified a particular dollar amount. The latter inquiry, if ever appropriate, occurs in the second part of our analysis, in. examining whether the restriction is “closely drawn.”
Id.
To satisfy its burden, Montana must show the risk of actual .or perceived quid pro quo corruption is more than “mere conjecture.” Id. (quoting Shrink,
This evidentiary burden is lowest where, as here, the -state’s purported interest is neither “novel” nor “implausible.”
Because the regulations at issue in Shrink were similar to those in Buckley, the state’s asserted interest was neither novel nor implausible. Therefore, the Court declined to impose, let alone articulate, a stringent evidentiary burden. Shrink dealt with direct contributions to candidates, and Buckley established that a limit on the amount of such contributions is “only a marginal restriction upon the contributor’s ability to engage in free communication” that can be justified by the government’s interest in preventing “political quid pro quo -from current and potential office holders.”424 U.S. at 20-21, 26 ,96 S.Ct. 612 .
Thalheimer,
Here, the important state interest requirement is satisfied. The plaintiffs do not dispute that Montana’s interest in combating quid pro quo corruption or its appearance justifies some level bf contribution limit. Indeed, the plaintiffs conceded at oral argument that they believed Montana’s pre-1994 limits were constitutional.
. Even if the plaintiffs challenged this conclusion they would not succeed, because Montana’s evidence shows the threat of actual or perceived quid pro quo corruption in Montana politics is not illusory. State Representative Hal Harper testified groups “funnel[] more money into campaigns when certain special interests know an issue is coming up, because it gets results.” State Senator Mike Anderson sent a “destroy after reading” letter to his party colleagues, urging them to vote for a bill so a PAC would continue to funnel contributions to the party:
Dear Fellow Republicans. Please destroy this after reading. Why? Because the Life Underwriters Association in Montana is one of the larger Political Action Committees ■ in the state, and I don’t want the Demo’s to know about it! In the last election they gave $8,000 to state candidates. ,..' Of this $8,000— Republicans got $7,000—you probably got something from them. This bill -is important to the underwriters and I have been able to keep the contributions coming our way. In 1983, the PAC will be $15,000. Let’s keep it in our camp.
State Senator Bruce Tutvedt stated in a declaration that during the 2009 legislative session the National Right to Work group promised to contribute at least $100,000 to elect Republican majorities in. the next election if he and his colleagues introduced and voted for a right-to-work bill in the 2011, legislative session. Finally, a state court found two 2010 state legislature candidates . violated state election laws by accepting large contributions from a corporation that “bragged ... that those candidates that it supported ‘rode into office in 100% support bf [the corporation’s] ... agenda.’ ” See Comm’r of Political Practices v. Prouse, DDV-2014-250 (1st Jud. Dist. Mont. 2016); Comm’r of Political Practices v. Boniek, XADV-2014-202 (1st Jud. Dist. Mont. 2015).
In concluding this evidence failed to justify contribution limits, the district court imposed too high an evidentiary burden on Montana.
B. “Closely Drawn”
We next address whether “the limits are ‘closely drawn’—i.e., [whether] they (a) focus narrowly on the state’s interest, (b) leave the contributor free to affiliate with a candidate, and (c) allow the candidate to amass sufficient resources to wage an effective campaign.” Eddleman,
1. Narrow Focus
The first part of the closely drawn analysis is whether the limits are narrowly focused on Montana’s anti-corruption interest. We assess the “fit between the stated governmental objective and the means selected to achieve that objective,” McCutcheon,
Here, because Montana’s limits target the kinds of contributions most likely to be associated with quid pro quo corruption, they satisfy the narrow focus inquiry. First, 1-118 targeted only the top 10% of pre-1994 contributions in Montana—the high-end contributions most likely to result in actual or perceived corruption. See Eddleman,
Second, Montana places the strictest limits on direct monetary contributions to candidates—the type of largesse most likely to effect actual or perceived corruption. See Shrink,
The plaintiffs argue Montana could accomplish its goals with higher limits, but they seek a level of constitutional precision the Supreme Court has never required— Montana need not “fíne tune” its limits to stay within the First Amendment’s boundaries. As Buckley explained,
Appellants’ first overbreadth challenge ... rests on the proposition that most large contributors do not seek improper influence .... Although the truth of that proposition may be assumed, it does not undercut the validity of the $1,000 contribution limitation. Not only is it difficult to isolate suspect contributions, but, more importantly, Congress was justified in concluding that the interest in safeguarding against the appearance of impropriety requires that the opportunity for abuse inherent in the process of raising large monetary contributions be eliminated.
A second, related overbreadth claim is that the $1,000 restriction is unrealistically low because much more than that amount would still not be enough to enable an unscrupulous contributor to exercise improper influence .... While the contribution limitation provisions might well have been [higher in some cases], Congress’ failure to engage in such fíne tuning does not invalidate the legislation.
We acknowledge Montana’s chosen dollar amounts might appear low,- but they are not constitutionally suspect. First, Montana’s limits are not an outlier compared to other states’ limits:
Table 4: 2015-2016 Limits on Contributions to Gubernatorial Candidates
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Second, even if the limits are low in absolute terms, they are quite reasonable compared to the low cost of campaigning in the state. Montana to the present is “one of ..the least expensive states in the nation in which to run a political campaign,” Eddleman,
Table 5: Maximum Contributions as a Percentage of Total Fundraising in 2010 State House Races
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Montana’s limits are low only if we ignore the low cost of campaigning in the state. Once that reality is factored in, Montana’s limits fit well within the mainstream.
Third, Montana’s limits are reasonable compared to the size of a typical contribution in Montana. In 2010 state house races, for example, the average individual contributed about $90, when the per cycle limit was $820, In the 2008 race.for governor, the typical contribution was only $185, when the per cycle limit was $1200. Thus, in addition to targeting only the. top 10% of contributions, the limits do not come close to curtailing the average contributor’s participation in campaigns.
Fourth, Montana’s limits are reasonably keyed to the actual evidence showing a risk of corruption in Montana. In his “burn after reading” letter, written shortly before 1-118 was passed, Senator Anderson suggested a political action committee could obtain political favors from an entire block of legislators through contributions totaling just $8,000. Even adjusted for inflation, that is only a few hundred dollars per legislator. If such contributions can corrupt the legislative process, Montana’s limits are anything but an exaggerated response to the risk of actual or perceived corruption that exists in the, state.
We should not—and indeed cannot—be in the business of fine tuning contribution limits for states. These judgments are for state lawmakers to make (including voters acting through the initiative process). As judges, our limited role is to ensure that a state chooses limits that are not “so radical in effect as to render political association ineffective, drive the sound of a candidate’s voice below the level of notice, and render contributions pointless.” Shrink,
The district court concluded otherwise because, in the 1994 Voter Information Pamphlet attached to 1-118, the initiative’s sponsors argued “[tjhere is just way too much money in Montana politics” and urged voters to pass 1-118 to prevent “[m]oney from special interests and the wealthy” from “drowning out the voice of regular people,” reasons that, are made-quate to justify contribution limits under McCutcheon. The district court thus concluded the Montana voters who approved 1-118 acted with an impermissible motive, meaning the limits “could never be said to focus narrowly on a constitutionally-permissible anti-corruption interest.” Lair,
The district court incorrectly cast the narrow focus test as a motive inquiry that looks at the voters’ underlying intent when they enacted the limits. The narrow focus test, however, is a tailoring test, not a motive test. It measures how effectively the limits target corruption compared to how much they inhibit associational freedoms—i.e., whether the
limitation focuses precisely on the problem of large campaign contributions— the narrow aspect of political association where the actuality and potential for corruption have been identified—while leaving persons free to engage in independent political expression, to associate actively through volunteering their services, and to assist to a limited but nonetheless substantial extent in supporting candidates and committees with financial resources.
Buckley,
2. Contributors’ Ability to Affiliate with Candidates
The closely drawn inquiry next assesses whether the contribution limits “leave the contributor free to affiliate with a candidate.” Eddleman,
3. Candidates’ Ability to Campaign Effectively
The final part of the closely drawn inquiry asks whether Montana’s limits prevent candidates from amassing sufficient resources to campaign effectively. Eddle-man held they did not, see
To begin with, the evidence from Montana candidates shows the limits do not prevent effective campaigning. Montana Secretary of State Mark Cooney testified, “I don’t feel that the limitations ... have been harmful to my candidacy at all.” Representative Harper testified the limits had “[jjust negligible effects” on his campaigns. Another candidate testified he raised more money after the limits were in place than before. Although one candidate initially testified the limits made it “more difficult” for him to raise enough money, he later clarified he “didn’t mean that [his campaigns] were ineffective.” He explained, “I mean I did what I had to to win. If my opponents would have been tougher and I felt that I needed to, I would have raised more money, gone out and done the work that I needed to to run that effective campaign.”
One candidate witness (Mike Miller) did suggest the limits made his campaigns ineffective, but the facts belie his claim. Between 2008 and 2014, Miller’s campaigns received maxed-out contributions from only seven of his approximately 200 contributors, and Miller won all four of his elections.
Statistical data confirm that the limits do not prevent effective campaigning. Plaintiffs’ expert Clark Bensen opined that “a high proportion of maxed-out donors” would be an indicator that “the limits were too low.” Suppl. Excerpts R. 109 (“Bensen Report”). In Montana, however, maximum contributions are relatively rare. In 2010 state house and senate races, for example, 85% of individual contributors gave less than the statutory limit.
The plaintiffs argue competitive elections provide the proper context for evaluating contribution limits, and they point out that the percentage of maximum contributions in competitive elections is higher, about 29%. The plaintiffs are correct that the plurality opinion in Randall focused on competitive races rather than average ones. See
The plaintiffs, however, have not shown this problem exists in Montana. Incumbents and challengers in competitive races have virtually the same' percentage of maxed-out contributors. See Bensen Report at 101 (“There was very little difference with respect to incumbency [versus challengers]” as to who relied on maximum or near maximum contributions in competitive races.); cf. Randall,
Three other circumstances underscore the tailoring of Montana’s limits to avoid unduly favoring incumbents. First, Montana permits political parties to contribute far more than individuals and PACs. As the plaintiffs’ own expert testified, political parties give predominantly to challengers in Montana, whereas PACs contribute more often to incumbents. -In Randall, by contrast, Vermont imposed identical limits on parties, individuals and PACs, reflecting an incumbency bias cutting against the limits’ constitutionality. See
In sum, challengers and incumbents alike remain capable of running effective campaigns in Montana. Even if some candidates might prefer to seek fewer, larger contributions. to meet their, fundraising needs (rather than more numerous, smaller contributions), when “a candidate is merely required ‘to raise funds from a greater number of persons and to compel people who would otherwise contribute amounts greater than the statutory limits to expend such funds on direct political expression,’ the candidate’s freedom of speech is not impugned by limits on contributions.” Id. at 1091 (quoting Buckley,
» * *
Montana’s limits are closely, drawn to further the state’s important interest in preventing actual or perceived quid pro quo corruption. Montana has shown the risk of quid pro quo corruption in Montana is not illusory. Its chosen contribution limits are narrowly focused; they do not prevent contributors from affiliating with the candidates of their choosing; and they do not 'prevent candidates from raising the money needed for effective campaigning, whether the candidate is an incumbent or challenger and whether the race is competitive or average. We hold, therefore, that Montana’s limits survive First Amendment scrutiny. The district court erred by holding otherwise.
C. Randall
Even if we were wrong in Lair II to hold Eddleman controls our evaluation of Montana’s contribution limits, we would reach the same conclusion under the plurality’s decision in Randall. The Randall test first looks for “danger signs” that the limits prevent candidates from .raising enough money to be heard, and challengers from raising enough to compete against incumbents. See,
If these “danger signs” exist, a court then assesses
“five sets of considerations” to determine whether the statute was closely drawn: (1) whether th’e “contribution limits will significantly restrict the amount of funding available for challengers to run competitive campaigns”; (2) whether “political parties [must] abide by exactly the same low contribution limits that apply to other contributors”; (3) whether “volunteer services” are considered contributions that would count toward the limit; (4) whether the “contribution limits are ... adjusted for inflation”; ' and (5) “‘any special justification that might warrant a contribution limit so low or so restrictive.” [Randall, 548 U.S.] at 253-62,126 S.Ct. 2479 .
Lair II,
The motions panel in Lair I addressed each of these “danger signs” and “considerations” at length, concluding that Randall likely “would not have mandated a different result in Eddleman.”
IV. Conclusion
Our Constitution permits contribution limits to serve the narrow but vital purpose of preventing actual or apparent quid pro quo corruption in politics. Because the limitations' imposed by Montana Code Annotated § 13-37-216 both further that interest and are adequately tailored to it, they satisfy the First Amendment.
REVERSED.
Notes
. Montana styles its limits on political parties as "aggregate” limits, meaning that a political party is treated as a single entity for contribution purposes, even if the party is broken down into a number of different local committees across the state. See Mont. Code Ann. § 13-37-216(2). These aggregate limits are different in kind from the ones the Supreme Court struck down in McCutcheon v. FEC, — U.S. —,
. Limits shown are the maximum per cycle assuming a candidate faces a contested primary. Per election limits are one half of the amount shown. ■
. This conclusion is consistent with the Randall plurality’s decision, which did not suggest Vermont lacked a valid interest in combating quid pro quo corruption. The plurality’s analysis was focused entirely on the tailoring of Vermont's limits. See Randall,
. Like the district court, the dissent would hold Montana to a more stringent evidentiary burden than our cases or the Supreme , .'Court’s permit. The dissent says Montana must prove the existence of actual or. apparent corruption (Dissent at 1188-89, 1189, 1190, 1190-91), whereas we—following the Supreme Court—have repeatedly held that all Montana must do is show a "threat” or “risk’’ of actual or apparent corruption. Eddleman,
. In reaching the contrary conclusion, the dissent points to no case—and we are aware of none—where the risk of actual or apparent corruption was inadequate to justify contribution limits of some level. The plaintiffs themselves concede Montana’s pre-initiative 118 limits satisfy the First Amendment. Under the dissent’s logic, however, Montana's evidence is inadequate to justify any contribution limits whatsoever, no matter how high. See Eddleman,
. At oral argument, the plaintiffs contended Montana must justify the change between the pre-1994 limits and today’s limits. Every contribution limit case of which we are aware, however, evaluates the current limits, and the plaintiffs point to no authority suggesting otherwise. In Randall, for example, the Court evaluated Vermont’s existing limits without discussing whether the change from Vermont's previous regime was justified. See
.See Nat’l Conf. of State Legs,, State Limits on Contributions to Candidates 2015-2016 Election Cycle (July 31, 2015), www.ncsl.org' research/elections-and-campaigns/state-limits-on-contributions-to-candidates.aspx.
. For state senate races, Montana's limits are proportionally higher than both the federal limits and those of 14 other states.
. For simplicity's sake, the term "state house” refers to the lower chamber of the state legislature, even if a given state calls its lower chamber something else.
. 1,402 maximum donations; 4,469 donations below the maximum but above the $35 reporting threshold; estimated 3,768 donations below the $35 threshold, assuming an average contribution of $20.
. As discussed above, Montana’s limits are particularly modest when the cost of campaigning is taken into account—a useful way to measure a maximum contribution’s impact on a campaign. A maximum contribution in Montana accounted for 3.89% of the total amount a 2010 state house candidate raised. This percentage was higher than the percentage for the federal limits (0.5% across all House of Representatives races), the dollar amounts of which the Court approved in Buckley. Montana’s limits are also proportionally higher than those in Alaska (2.71%), Arizona (1.1%), California (2.19%), Colorado (1.1%), Connecticut (2.19%), Delaware (1.91%), Florida (0.-87%), Massachusetts (2.14%), Michigan (0,94%), Tennessee (3.78%), Washington (1.88%) and Wisconsin (2.98%). Thus, although Montana's limits are on the low side in absolute terms—but not an outlier—they are relatively high given the low cost of campaigning in the state.
Dissenting Opinion
dissenting:
Our representative government requires and relies on the ready flow of ideas between elected legislators and the voters. Those ideas are mostly transmitted during election campaigns by advertisements and organized rallies, examples of free speech, neither of which come free. Contributors to the campaigns want their ideas made known and accepted by the campaigning legislators. Restrictions on citizens’ campaign contributions limit' their ability to make their ideas known and to influence the legislators to accept and further those ideas. For these reasons,-our First Amendment law permits limits on such contributions only if the restrictions are closely drawn to a valid, important state interest. Courts must carefully scrutinize such limitations. See McCutcheon v. FEC, — U.S. —,
In Montana Right to Life v. Eddleman,
If Citizens United had not been decided the way it was, the Montana officials’ claims here of a valid important state interest would make this an easy case for reversal. But Citizens United changed all that because it narrowed what can constitute a valid important state interest (at Eddleman’s first step) to only the state’s interest in eliminating or reducing quid pro quo corruption or its appearance. The Supreme Court explained in FEC v. National Conservative Political Action Committee that “[t]he hallmark of corruption is the financial quid pro quo: dollars for political favors.”
To establish this sole valid important state interest defendants here must demonstrate that the existence of actual or apparent quid pro quo corruption is more than “mere conjecture” and is not “illusory.”
A close examination of relevant evidence from the record makes clear that the district court’s finding that defendants failed to carry their burden to prove the appearance or existence of quid pro quo corruption at the first' step of Eddleman, as narrowed by Citizens United, was correct even if reviewed under a de novo standard. That is because the record here is devoid of any evidence of exchanges of dollars for political favors—much less for any actions contrary to legislators’ obligations of office—or any reason to believe the appearance of such exchanges will develop in the future.
First, consider the letter sent by Senator Mike Anderson to his party-colleagues, urging them to vote for a bill so that money from certain political action committees would continue to flow to the Republican Party’s coffers. None of the record evidence shows that any legislator accepted the deal articulated by Senator Anderson and, despite five separate investigations, Anderson himself was never found to have engaged in any unlawful practices. Eddleman,
Similarly, the Montana state court decisions referenced by defendants do not establish actual or apparent' quid pro quo corruption. These include:
• The Montana Supreme Court held in 2013 that a Public Service Commissioner unlawfully accepted financial gifts from power companies that “would tend to improperly influence a reasonable person in [the Commissioner’s] position,” a number of which payments the Commissioner returned to the contributor shortly after they were received. Molnar v. Fox,370 Mont. 238 ,301 P.3d 824 , 832 (2013).
• Two Montana state trial court deci- , sions found that two 2010 legislative primary candidates violated state- ■ campaign finance laws by accepting Corporate contributions in return for promising 100 percent support for the corporations’ agenda and without properly reporting such contributions. Comm’r of Political Practices v. Boniek, XADV-2014-202 (1st Jud. Dist. Mont. 2015); Comm’r of Political Practices v. Prouse, DDV-2014-250 (1st Jud. Dist. Mont. 2016).
None of these cases involved bribery or the improper trading of official acts by violating.a legislator’s legal obligations for monetary .contributions. Two of these cases (Boniek and Prouse) were default judgments against individuals who never even made it to a general election (each lost in the Republican primaries), making quid pro quo corruption in each circumstance impossible as neither candidate ever held any office from which to grant official favors. Although the Montana court that adjudicated Boniek and Prouse labeled the conduct in both of these cases as “corruption,” the court did not delineate which official actions taken by defendants in these cases constituted an illegal official act, define what “corruption” meant in this context, or explain how this finding was related to the legal claims against defendants before that court. Moreover, defendants Boniek and Prouse already held outspoken conservative positions on issues like right-to-work, abortion, guns, and government, meaning that any official acts they may have taken to further the interests of conservative contributors had they been elected would have been consistent with their' longstanding policy positions and not primarily motivated as an exchange of an illegal official act for campaign contributions.
Finally, the declaration of Montana’s Commissioner of Political Practices (Jonathan Motl) that numerous cases of quid pro quo corruption occurred in Montana was rebutted by sworn declarations from the very politicians and political candidates who, according to Motl, engaged in quid pro quo corruption. Given defendant Motl’s position as Commissioner of Political Practices, which gives him broad authority to investigate political misdeeds, see Montana Code Annotated § 13-37-111, it is surprising, to say the least, that the only enforcement actions against purported quid pro quo corruption in Montana, cited by defendants are the above-referenced, non-starter cases for violations of campaign finance or ethics rules. One would expect that if quid pro quo corruption was as widespread as, Commissioner Motl asserts, he could point at least to some actual court convictions for bribery or other forms of quid pro quo corruption.
Taken together, a detailed examination of the- evidence offered by defendants establishes that the district court concluded correctly that the record evidence failed to prove any actual quid pro quo corruption. This still leaves the possibility that the evidence in the record establishes the appearance of corruption in Montana. As Buckley v. Valeo explained, “[o]f almost equal concern as the danger ’ of actual quid, pro quo arrangements is the impact of the appearance of corruption stemming from public awareness of the opportunities for abuse inherent in a regime of large individual financial contributions.”
While it is admittedly difficult at times to distinguish between proscribed corruption and acceptable influence, given the important First Amendment interests at stake when restricting political speech we are obliged to scrutinize carefully whether a valid important state interest exists before upholding the constitutionality of such restrictions. See McCutcheon,
In footnote 5, the majority opinion notes that “[ujnder the dissent’s logic...Montana’s evidence is inadequate to justify any contribution limit whatsoever, no matter how high.” This is quite correct. Absent a showing of the existence or appearance of quid pro quo corruption based on objective evidence, the presence of a subjective sense that there is a risk of such corruption or its appearance does not justify a limit on campaign contributions. Restrictions on speech must be based on fact, not conjecture.
Because I do not think defendants established the existence of a valid important state interest at step one of the Eddleman framework, I respectfully dissent.
. A common sense understanding of quid pro quo corruption suggests that it is limited to exchanges in which a politician personally pockets money in exchange for an official action that violated the politician’s obligations of office. The notion that contributions to a candidate’s campaign fund, one of the key mechanisms by which constituents influence their elected representatives, could ever constitute part of an improper exchange for an . official act seems implausible since the contribution of funds to a campaign to effect influence is their expected and proper purpose. Despite this, the Supreme Court has earlier recognized that quid pro quo corruption includes occasions when "[e]lected officials are influenced to act contrary to their obligations of office by the prospect of financial gain to themselves or infusions of money into their campaigns," McCutcheon,
