Lead Opinion
Appellant James Dorsey was convicted after a jury trial of assaulting and robbing an elderly street vendor.
While he was in police custody, Dorsey endured a grueling overnight interrogation during which, as the government concedes, detectives violated the rules of Miranda v. Arizona
Prior to trial, Dorsey moved to suppress his confession. His motion was denied. The motions judge concluded that, notwithstanding the Miranda and Edwards violations, Dorsey validly initiated his second meeting with the detectives and waived his rights. The judge found that Dorsey was motivated to confess by feelings of remorse.
In a two-to-one decision, a division of this court upheld the admission of Dorsey’s confession and affirmed his convictions.
On March 25, 2011, in recognition of the important and difficult questions posed in this case, the full court granted Dorsey’s petition for rehearing en banc and vacated the division’s opinion and judgment. We are called on in this appeal to apply the rule announced in Edwards that a suspect in police custody who has invoked his Fifth Amendment right to counsel may not be interrogated further unless the suspect initiates the conversation with the police and waives his Miranda rights knowingly, intelligently, and voluntarily. To do so, we must clarify the requirements for finding a valid initiation and waiver and decide whether those requirements were satisfied here despite the Miranda and Edwards violations in the interrogation that preceded Dorsey’s confession.
As to the initiation, it was the government’s burden to show that Dorsey’s request to resume speaking with the police was not the product of the improper post-invocation badgering to which he had been subjected. Similarly, it was the government’s burden to establish that Dorsey waived his Fifth Amendment rights knowingly, intelligently, and voluntarily even though the detectives had thwarted his repeated efforts to terminate his interrogation and have an attorney present. We conclude that the government failed to show that the initiation and waiver requirements of Edwards were satisfied in this case.
Accordingly, we reverse Dorsey’s convictions and remand this case for a new trial.
I. Factual Background
The charges against Dorsey arose out of the robbery of 83-year-old Vassiliki Foto-poulous, a street vendor in Foggy Bottom, on May 3, 2005. The robbery was caught on videotape by a surveillance camera. The tape, which was broadcast on local television stations, showed a man confronting Fotopoulous in the loading dock of her apartment building, knocking her down, kicking her while she was on the ground, searching her pockets, and then leaving the scene. The man’s face was not clearly visible on the tape, but after viewing the broadcast, persons who knew Dorsey reported that they recognized him as Foto-
Dorsey was arrested on the evening of May 7, 2005, on an unrelated domestic violence complaint. He attempted to flee when the police tried to apprehend him, and when he was stopped, he reportedly said, “[t]hat’s me on TV.”
Dorsey moved to suppress his confession as having been taken in violation of his Fifth Amendment rights. After a hearing before Judge Gardner, at which the detectives and Dorsey testified and the recordings of Dorsey’s interrogations were introduced, his motion was denied. The government introduced the hour-long tape of Dorsey’s confession in evidence against him at trial.
Given the nature of the legal issues before us, it is necessary to describe Dorsey’s interrogations in considerable detail.
A. Inception of the Interrogation: Dorsey Waives His Rights and Is Questioned About His Girlfriend’s Domestic Violence Complaint
Dorsey’s interrogation commenced at about 7:30 p.m. on Saturday night. Detective Ross informed Dorsey that he was there to be questioned, “initially,” about an incident involving his girlfriend, Diane Bush. Ross would not “go into it,” he said, until after he had advised Dorsey of his rights and Dorsey had had something to eat. Ross inquired whether Dorsey was under the influence of drugs or alcohol. Dorsey responded that he had been drinking and said he last had consumed alcohol — two cans of beer — at around 10:00 a.m. that morning. Ross confirmed that Dorsey was not drunk and understood “everything we’re talking about.” Detective Crespo, whom Dorsey had known for “a long time,” brought in some food from McDonald’s. Ross and Crespo then left Dorsey alone so he could eat.
At 8:25 p.m., Ross returned with Detective Tabron. Ross introduced Tabron as
Disregarding Dorsey’s expressed wish not to talk about his girlfriend,
At one point, Ross suggested that he could have someone take a sample of Dorsey’s DNA to compare it with the “DNA that was left on the scene.”
Dorsey, expressing frustration at what Ross and Tabron were “trying to do,” asserted to Crespo that he had been telling the truth about not having been in the Foggy Bottom area. Crespo responded that when he and his partner saw “that video,” they “thought it’s got to be [Dorsey].” After recalling how he had given Dorsey breaks in the past (mainly by tolerating Dorsey’s panhandling), Crespo said that “if there’s somebody you’re going to talk to, I hope it would be me.” He and Dorsey had a “mutual respect,” Crespo
At this point, Detective Ross returned. Before leaving, Crespo assured Dorsey that Ross was “a good man,” told him “there’s things that you need to talk about,” and again recounted how he “saw the video” and recognized Dorsey.
B. Dorsey Tries to End the Interrogation
It was about 9:40 p.m. when Ross reentered the room. After confirming that Dorsey’s request for a lawyer was limited to DNA testing and that he was not invoking his right to counsel during the interrogation,
Around 10 p.m., Ross for the first time explicitly accused Dorsey of having robbed Ms. Fotopoulous in the Foggy Bottom area: “I’m going to tell you what you did. You robbed a[n] old woman. You followed her home, then you robbed her.” Saying the robber’s identity could be proved through DNA and fingerprint evidence,
Ross continued to try to persuade Dorsey to confess to the robbery. Dorsey
Several times during the interrogation, Ross left the room and returned with additional information contradicting Dorsey (e.g., “I found Randy and Randy said you do wear that kind of hat I was asking you about.”). Ross told Dorsey he was “building a house” of evidence against him and that each time he left, he was getting “some more bricks.” In response to one of those remarks, at approximately 11:10 p.m., Dorsey again asked to “go back [to the ' cellblock] to sleep. Take me back now.... Take me back there and put me [indiscernible].” Judge Gardner later found that Dorsey unambiguously invoked his Fifth Amendment right to remain silent at this point.
C. “Shaking Like a Leaf”
Telling Dorsey to “[l]ay back in the chair and relax” because he would have “a minute to sleep,” Ross briefly left the interrogation room to obtain a paper jumpsuit for him. Upon returning, Ross discovered that Dorsey had urinated on himself. Ross took Dorsey’s soiled clothes and gave him the jumpsuit. Saying it would be cold in the cellblock, Dorsey asked to keep his shirt, but Ross said he was seizing it as evidence “[b]eeause your perspiration’s in it.” Dorsey protested in vain — Ross told him, ‘You don’t get the choice. I decide.” When Dorsey still was slow to remove his shirt, Ross commented that “[t]hat DNA must’ve really scared you, man.” Ross also took Dorsey’s shoes. Although Ross promised to bring him paper shoes to wear instead, he did not do so despite Dorsey’s repeated requests for them throughout the night.
After seizing Dorsey’s clothing, Ross told him to wait while he went out to “build some bricks.” Dorsey again asked to be taken back to the cellblock so he could sleep. Ross told him to lie down and sleep “on the ground” in the interrogation room, while Dorsey was still handcuffed to his chair, but Dorsey repeated that he wanted to go back to his cell. Ross observed that Dorsey was “shaking like a leaf.” “I think you want to talk to me,” Ross added. Dorsey denied it. Ross left the room and Dorsey, sitting there alone, began mumbling to himself (“Oh, my God. Bitch-ass dude, man. Shit, man-Oh,
For the next two hours or so, Dorsey was left mostly alone in the interrogation room.
D. Detective Thompson Joins the Interrogation
At about 1:45 a.m., Ross returned with Detective Thompson. Ross told Dorsey there were “a couple more things we need to talk to you about,” after which Dorsey could “get a little sleep.” Thompson then took the lead, questioning Dorsey about matters already covered by Ross, including the identity of the robber shown on the videotape, whether Dorsey had altered his appearance following the robbery, whether he wore the same type of hat as the robber, his relations with his girlfriend, and other subjects. By this point, Dorsey was visibly fatigued and mumbling his answers. When Thompson pressed Dorsey about the lies he allegedly had told, Dorsey responded, “I didn’t say that.... I don’t want to talk about it.” Thompson and Ross continued to interrogate Dorsey. Moments later, the following exchange took place:
BY DETECTIVE THOMPSON:
Q. Jimmy, when are you going to get behind these lies, man? When you going to start—
A. Take me back (indiscernible)—
Q. You know, I mean, what happened, I mean, it was bad, okay? It was bad, we all agree on it. But, you know, this whole thing is up here. We want to, we want to bring it down.
A. (Indiscernible) go to sleep now. Take me in the back, lock me up.
Q. I know you want to get this (indiscernible) off your chest. I know that.
DETECTIVE ROSS. It ain’t going to go away, Jimmy.
BY DETECTIVE THOMPSON:
Q. Any decent person would want to get this off their chest, would you agree? A. Huh?
Q. Any decent person would want to get this off their chest.
A. Let me do it when I go to court.
E. “We’ll Take a Run at This Tomorrow After You Get a Few Hours’ Sleep”
After some additional questioning, and further unsuccessful requests by Dorsey to be allowed to “go to sleep,” Ross said,
Next, however, Thompson and Ross asked Dorsey to let them examine his hands. As they did so, Thompson asked Dorsey whether he had ever broken his hand, and Ross commented that “[y]ou can see it in the videotape.” Ross said he was “[tjrying to help you, Jimmy.” He and Thompson then agreed that it was “time for [Dorsey] to get some rest.” At approximately 2:10 a.m., the two detectives left the room.
F. Detective Thompson Tells Dorsey How to “Minimize This Shit”
As he waited alone for someone to escort him to the cellblock, Dorsey again began mumbling and cursing to himself. In about twenty minutes, he called out and asked if he could make a phone call to Diane (his girlfriend). This request was denied.
Moments later, Detective Thompson reentered the room. Instead of taking Dorsey to his cell, Thompson commenced another round of questioning. Dorsey said that he was “tired as shit, man,” and Thompson brought him some coffee. Thompson then began by asking Dorsey if he wanted to call his mother to wish her a happy Mother’s Day. Next, Thompson told Dorsey that he was going to find Diane and arrest her because she was “a wanted person.” Dorsey said Thompson could not cross into another district to get her; disagreeing, Thompson commented that he knew Dorsey did not want the police going into his room. “Ain’t got nothing in there,” Dorsey responded.
Then Thompson told Dorsey he was going to show him how to “try to minimize this shit” because “we know it’s a high profile case” and “a lot of people want to see it closed.” “If you were me,” Thompson said, “I would take the opportunity to kind of man up to it and say, hey, you know, I was drinking, I was, you know, I was on drugs or something” and “show some remorse.” This was “the best route to take,” Thompson added, because “we’re trying to minimize it” and “right now, you got, you got the perfect opportunity to minimize.” Thompson urged Dorsey that this was “something you should think about.”
Dorsey replied that he could “do that in court.” Thompson tried to dissuade Dorsey from taking that chance: “[S]ometimes you go to court,” Thompson said, “and then, you know, all the facts and everything’s stacked up against you and you try to fight it, you know what happens.” “[Y]ou telling me you okay with going to jail?” Thompson asked. Dorsey answered, “No.” In further back-and-forth, Thompson tried to assure Dorsey that, if he would “[m]an up,” his situation was not as hopeless as he might think. Dorsey told Thompson his “life [was] pretty much done, anyway,” and “if I lose, I lose. I ain’t getting out anyway, so what the hell. It’s a high profile case like you said, man, so, you know (indiscernible) give me about 70, 80 years, anyway, so what the hell.” But Thompson told Dorsey he could avoid a long prison sentence (“[F]ollow me on
Thompson then told Dorsey, “[t]he way I look at shit, in every negative there’s a positive. If you get [a battery] man, it’s a negative side and it’s a positive side.... [R]ight now you’re on the negative end ... [but] if you work the shit right you flip it on around to the positive side.... Right now in this room, right here today, you got a chance to flip this shit around.” Dorsey responded that there were “the courts to deal with that,” and he wanted this case to go to court “[s]o you all stop messing with me.” But Thompson persisted, telling Dorsey he did not want this particular “real strong” case to go to court. “[W]hen this case goes to court,” Thompson stated, “we’re going to have a nice strong case against you. A real strong case. We’re going to have witnesses. We’re going to have pictures. We’re going to have DNA evidence. We’re going to have all kinds of shit.” Dorsey should plead guilty, Thompson advised him, “so all that shit would not have to be shown,” and then “it would be just like a robbery, a straight robbery.... End of story. Then all that other shit don’t come in.”
G. Dorsey Invokes His Right to Counsel; “You Don’t Want That,” Detective Thompson Tells Him
At approximately 2:51 a.m., Dorsey responded to Thompson’s advice by telling him, “I want to talk — I need to talk to a lawyer now. I’ve been in this joint now how long now [indiscernible]?”
Thompson refused to quit. Observing that Dorsey was “nervous” and “sweating like a pig,” he urged Dorsey to call his mother and ask her to pray for him, which would “set [his] conscience straight.” Then, Thompson said, Dorsey should “talk to me, own up to this shit.” Dorsey reiterated that he was “going to tell the court my side ..., the same thing I told you all ..., [and] let the court deal with it.” Thompson countered that “the court is not going to be as sympathetic as I am” because this was such a “high profile case,” one “that everybody’s outraged about.” Dorsey replied, “That’s why I’m going to go to court.”
Further exchanges followed. Dorsey’s own mother would tell him to confess, Thompson said; in fact, he added, Dorsey “could not pick a better time to own up to this shit, because it’s Mother’s Day.” Thompson asked Dorsey if his mother had ever been robbed and told him “you want people to look at you as ... a compassionate guy” who got himself in trouble because he “maybe has a few problems.”
Thompson said he would ask Detective Ross to come back into the room. Dorsey protested, “I just want to go to sleep. I don’t want to fuck with him, man. I want to go to sleep-I’m tired. I’ve been up now — how long I’ve been sitting on this chair. I want to lay down and go to sleep now.” Thompson asked Dorsey if he wanted to prop his feet up in the chair; Dorsey said no, he wanted to go down to the cellbloek and lie down, and he would not talk any more. To Thompson’s proposal that they “take a little break, come back in,” Dorsey reiterated, “I don’t want to talk no more. I’m not saying nothing else.” Thompson said he still wanted Dorsey to give him “a full statement as to what happened.” Dorsey replied, “Nah, I already told you, I already told you that. I ain’t — I’m just want to lay down. I want to lay down. You won’t take me back, you all (indiscernible) that’s why I want to go to court_I should of just got a lawyer.” Again, Thompson encouraged Dorsey to tell his side of the story, and again Dorsey refused. “I just want to lay down and go to sleep,” Dorsey said. “I’ve been sitting up in this damn chair, man.” He pleaded with Thompson to be taken down to the cellbloek, saying, “I just want to lay, I just want to lay down. I want to lay down.”
At around 3:00 a.m., Thompson left the interrogation room. He returned a few minutes later to ask if Dorsey wanted to call his mother. Dorsey declined to do so and Thompson departed, leaving Dorsey to sit alone in the room for the better part of the next five hours. Dorsey spent some of this time with his head down on the table, some of it mumbling to himself, and some of it shifting around and trying to he down on the floor while still handcuffed to his chair. At around 4:45 a.m., Detective Ta-bron escorted him to the bathroom, and Dorsey asked when he would be taken to the cellbloek. “When we finish up what we have to do,” Tabron answered.
H. “They Going to Up the Charges Unless You Tell the Truth. The Best Hope You Got Right Now Is to Show Remorse and Move On”
At 8:06 a.m., Ross and Tabron returned. Stating that he knew Dorsey was “ready to go lay down” and that “it’s been a long day for everybody,” Ross showed Dorsey the return on a search warrant the police had executed that morning at the room Dorsey rented. The return showed that the police had found and seized camouflage pants (which Dorsey earlier had denied owning) and other items. Ross asked Dorsey whether he “still want[ed] to stay with [his] story” and claimed the return was “proof’ that Dorsey had lied to him earlier. Ross told Dorsey he had better tell the truth now and start showing remorse because his “whole story [was] falling apart”:
The jig is up, okay? There’s no reason to keep lying. All you need to do now is explain to me, you know, some things went bad, I was tired. Tell the truth, that’s all I’m asking. Things happen, you know. Remorse is what you need to do now. I made a mistake, I need drug treatment....
The whole story is falling apart, okay? All I can do is go down there and represent to the United States Attorney you didn’t mean to hurt that lady, you know, if that’s what you want to say. But you know the jury could — you’ve seen the videotape on TV. You don’t want to roll the dice on something like this.
Ross claimed he had Dorsey “[fjive ways to Sunday” and mentioned he had found an eyewitness to the robbery — the driver of a “white car that came out the driveway
Jimmy, look at me, man. You’ve been around, I’ve been around. They [ie., the prosecutors] going to up the charges unless you tell the truth. The best hope you got right now is to show remorse and move on. I’m telling you the truth. Think about it. Think about it. (Emphasis added.)
Dorsey responded that he wanted to lie down and go to sleep. Ross, joined by Tabron, returned to the subject of the witness in the white car. Tabron told Dorsey, “You might have missed that white car coming out the van port, but you did look back a couple times, you know, to check and see, you know, if anybody was behind you.” Then Ross, who had gone out to meet with someone, came back and told Dorsey to lower his hood so that the driver of the white car could “take a look” at him. The witness purportedly walked by the room to see if he could identify Dorsey.
The questioning then resumed. Tabron asked Dorsey to tell him “what happened.” Dorsey responded that he would “hear [about] it in the courtroom when we go.” Tabron asked for “a small scenario of what your story’s going to be.” Dorsey answered, “I don’t know. I’m ready to go back to sleep.” For the next several minutes, during which Thompson returned and joined in posing questions, Dorsey repeated that he needed sleep, he did not want to talk, and he was “done talking.” Finally, Ross agreed to take Dorsey to his cell. As he was led out of the room at approximately 8:21 a.m. on Sunday, May 8, Thompson said to him, “All right, bro. Good luck, man.”
I. Dorsey “Gets It Off His Chest” to “Take the Robbery”
Dorsey was taken to an individual cell. He remained there, by himself, until Sunday afternoon. During that time, he slept for about three hours and (in the words of the prosecutor who cross-examined Dorsey at the suppression hearing) “had a chance to think about what was going on.”
Between 3:30 and 4:30 p.m., however (according to the government’s witnesses at the suppression hearing, whose testimony Judge Gardner credited over that of Dorsey), Dorsey called out from his cell and said he wanted to speak with Ross and confess. Dorsey was taken to an interview room while officers tried to reach Ross, who had gone home. While he was waiting in the room, Dorsey noticed Detective Crespo walking by the open door. Dorsey called to Crespo and again said that he wanted to confess. (Dorsey’s calls and the police responses were not videotaped.)
Dorsey then was moved to the room in which he had been questioned the previous night. There he was interrogated (again on videotape) by Crespo and by Sergeant James Young, who had arrived that afternoon from the Metropolitan Police Department’s Major Case Unit to help with Dor
At the outset, Crespo stated that Dorsey had called to him as he walked by, and “you obviously said you want to talk about this. Okay?” Dorsey said nothing, and Crespo continued by asking him to “be specific” and “tell us exactly what happened.” Dorsey then proceeded to confess to the robbery and assault on Ms. Foto-poulous.
Dorsey began by explaining that, a week before the robbery, Fotopoulous had angered him by refusing to give him change for a twenty-dollar bill and screaming at him to get away from her cart. (“She got all smart and got foul, you know.”) On the morning of the robbery, Dorsey said, a flower vendor he knew mocked him for having let Fotopoulous “talk to [him] like that” and encouraged him to get even by robbing her. Dorsey said he was “a little tipsy” at the time, having consumed a “whole pint” of vodka that morning, and he was persuaded to do what the flower vendor suggested. He followed Fotopoulous home, confronted her in an alley, “pushed” her and knocked her down, and “asked her for her money.” She resisted him and tried to get up, grabbing his wrist and refusing to let go. Dorsey held her down with his foot and hit her, grabbed her money out of her jacket, and ran.
Dorsey insisted that he had not intended to hit Fotopoulous. He said he did so only because he was “mad [that he] couldn’t get the money” from her. He repeatedly stated that he had not realized Fotopoulous was “that old”
In response to the detectives’ questions, Dorsey agreed that they had not “forced anything” on him or “made [him] do any
After he made those conflicting statements, Dorsey manifested a keen interest in minimizing his exposure to incarceration. When the interrogation was almost finished, Crespo thanked Dorsey, saying, “Well, Jimmy, I’ve known you a long time. I appreciate your talking to us.” A few moments later, Young left the room. Alone with Crespo, Dorsey said, “So ... don’t put no whole lot of extra charges, you know.... I’m going to take the robbery, you know.” Crespo responded that he was “not in charge of what happens to you.” Dorsey acknowledged this but continued to voice concern over the charges he would be facing now that he had “come clean.” Crespo reiterated that it was “not my job to determine what happens to you.” “I know that,” Dorsey answered, but he repeated that he did not “need [a] whole lot of charges, you know.... I’ll take, I’ll take, I’ll take the robbery you know.... [Y]ou know I don’t need the assault and all that other stuff. I just want to deal with the robbery.” Crespo indicated that he understood and briefly left the room. After he returned to wrap up, Crespo said to Dorsey, “Like I said, I’ve known you a long time, and you’ve got to feel better about just getting it off your chest.” Dorsey said, ‘Yeah,” but then returned to the subject of his “tak[ing] the robbery.” Crespo said, “I got you” and changed the subject.
J. The Ruling on the Motion to Suppress
In argument before Judge Gardner, the government conceded that Dorsey had invoked his Fifth Amendment right to counsel on Sunday morning when he declared at around 2:51 a.m. that he “need[ed] to talk to a lawyer now.” Dorsey contended that he had asserted his Fifth Amendment right to remain silent earlier, when he said he did not want to talk about Diane and again when he repeatedly asked to be returned to his cell to get some sleep. Ultimately, Judge Gardner ruled that Dorsey’s first unambiguous invocation of his Fifth Amendment right to cut off all questioning and remain silent occurred when he asked at around 11:10 p.m. on Saturday night to be taken back “now” to the cellblock and allowed to sleep.
Judge Gardner further ruled that, after there had been “a significant break in the questioning,” Dorsey “initiated” the second round of his interrogation when he asked to speak to Ross and Crespo on Sunday afternoon. As previously mentioned,
Turning next to the question of whether Dorsey validly waived his Fifth Amendment rights and voluntarily confessed, Judge Gardner did not discuss Crespo and Young’s failure to re-advise Dorsey of his Fifth Amendment rights or obtain an express waiver from him before they resumed his interrogation; nor did the judge consider whether the possibility of a valid waiver was undermined by the detectives’ earlier Miranda violations. The judge instead based his determination largely on Dorsey’s demeanor during his confession on Sunday afternoon. After viewing the videotape, the judge found that Dorsey “was talking just as matter [of] factly and just as plain and just as undisturbed as anybody I have ever [seen].” The judge saw no “hint” of coercion. “That man was sitting there telling that story for the reason that he posited,” the judge said. “He wanted to get it off his chest and he didn’t know that woman was so old and I believe that is why he made the statement that he made, unprompted, uncoerced, unforced.” Furthermore, Judge Gardner found, Dorsey knew the police could not determine his sentence or “do anything for him downtown” other than “tell the prosecutor” about his cooperation. With his experience, the judge said, Dorsey understood the criminal justice system “well enough to know what he was doing”; he “knew about a waiver” because he had signed the rights card at the beginning of the interrogation on Saturday night, and he had a substantial criminal record.
Judge Gardner concluded that Dorsey voluntarily initiated the resumption of his interrogation on Sunday afternoon, validly waived his Fifth Amendment rights, and
II. Discussion
In reviewing the denial of a motion to suppress statements on constitutional grounds, we must defer to the trial court’s findings of historical fact as long as they are not clearly erroneous, and we must view the facts and the reasonable inferences that may be drawn from them in the light most favorable to sustaining the court’s ruling.
A. Miranda and Edwards
In Miranda v. Arizona,
Furthermore, “[e]ven absent” the suspect’s invocation of these Fifth Amendment rights, his “statement during a custodial interrogation is inadmissible at trial unless the prosecution can establish that the accused ‘in fact knowingly and voluntarily waived [his] rights’ when making the statement.”
Miranda underscores the importance of the suspect’s right to terminate his interrogation at any time: “Without the right to cut off questioning, the setting of in-custody interrogation operates on the individual to overcome free choice in producing a statement after the privilege has been once invoked.”
In Edwards v. Arizona,
“If the police do subsequently initiate an encounter in the absence of counsel (assuming there has been no break in custody), the suspect’s statements are presumed involuntary and therefore inadmissible as substantive evidence at trial, even where the suspect executes a waiver and his statements would be considered voluntary under traditional standards.”
The rationale of Edwards is that, “to a suspect who has indicated his inability to cope with the pressures of custodial interrogation by requesting counsel, any further interrogation without counsel having been provided will surely exacerbate whatever compulsion to speak the suspect
The suspect-initiation rule shares the same “fundamental purpose!,] to preserve the integrity of an accused’s choice to communicate with police only through counsel, by preventing police from badgering a defendant into waiving his previously asserted Miranda rights.”
Although Edwards permits further interrogation if the accused initiates the conversation, the validity of this ... logically depends on the accused being free from further interrogation. In other words, the “initiation” must come prior to the further interrogation; initiation only becomes an issue if the agents follow Edwards and cease interrogation upon a request for counsel.... Edwards would be rendered meaningless if agents were permitted to continue interrogation after the request for counsel, and then claim that the consequent response by the accused represented initiation and permitted a waiver of the asserted counsel right.[65 ]
Therefore we reject, as inconsistent with Edwards, the government’s position that “the only relevant questions for the initiation part of an Edwards analysis are what the defendant did and what his words meant [and that ijnquiry into alleged police coercion belongs [only] in the second half of the analysis, which considers whether waiver was knowing, intelligent, and voluntary.”
Our conclusion that a suspect’s delayed response to improper post-invocation custodial interrogation cannot be deemed a valid initiation under Edwards does not mean that a valid initiation is categorically impossible whenever the po
The government’s burden of proof is not an unreasonable one. We do not hold, as Judge Thompson implies, that in order to prevail the government must “ ‘totally eliminate the possibility' that something police officers improperly said or did, after a suspect invoked his Miranda rights, remained in his memory when he decided to resume speaking with police.”
Moreover, our holding does not involve any “expansion of the Miranda and Edwards prophylactic rules,” as Judge Reid claims. Post at 115. Rather, we faithfully adhere to the dictates of Edwards and eschew the adoption of a novel and over-broad rule of any kind: We reject both a per se rule that a valid initiation is categorically impossible following an Edwards violation (which would be a new prophylactic rule) and a per se rule that Edwards’s initiation requirement is automatically satisfied as long as there was some hiatus between the improper post-invocation questioning and the suspect’s response to it. An inflexible rule of the latter kind must be rejected because a break does not necessarily dispel the impact of improper badgering on a suspect who has asked for
B. Whether Dorsey’s Request to Reopen Discussion with the Police Constituted a Valid Initiation Under Edwards
There is no question that the police improperly badgered Dorsey to confess after he asserted his Fifth Amendment right to counsel. Detective Thompson’s immediate response was to tell Dorsey, “you don’t want to do that” and that “[o]nly a fool would want a judge to see all this shit.” In the next five-and-one-half hours, Thompson, Ross and Tabron persisted in trying a variety of techniques to persuade Dorsey to give in and confess. They deprived him of needed sleep, ignored his evident physical discomfort and symptoms of alcohol withdrawal, and emphasized his powerlessness until they “finish[ed] up what [they] ha[d] to do.” They disparaged Dorsey’s desire to talk to a lawyer and to go to court, implying that counsel would give him bad advice and that he could not receive a fair trial. They told him to stop lying, presented him with additional incriminating facts (the search warrant return, the supposed eyewitness in the white car), and insisted that his “story” was “falling apart” as the evidence against him mounted to the point that Ross had him “[f]ive ways to Sunday.” Thompson said that he would be more “sympathetic” than a court would be in this “high profile case” that had made “everybody ... outraged.” He appealed to Dorsey’s “conscience” and his feelings for his mother (implicitly comparing her to the victim in this case by asking Dorsey if she ever had been robbed), encouraged him to call her, and opined that his mother herself would tell him to confess.
Dorsey’s “best hope,” Ross reiterated, was to show remorse. The detectives even suggested how he could do so. “[Y]ou want people to look at you as ... a compassionate guy [with] maybe a few problems,” Thompson advised. (Thompson previously had told Dorsey he could say he had been drinking or on drugs.
This was badgering with a vengeance. The detectives did nothing to mitigate it. That they finally allowed Dorsey to sleep for a few hours and then “think about what was going on” was not calculated to dispel the influence of such intensive badgering. What, after all, was Dorsey expected to “think about” as he sat alone in his cell if not the barrage of blandishments and threats he had endured? In the few hours Dorsey was given to sit and stew in his cell, he continued to be “cut off from his normal life and companions, thrust into and isolated in an unfamiliar, police-dominated atmosphere, where his captors appear[ed] to control his fate.”
Revealingly, Dorsey echoed the post-invocation badgering when he confessed. As Ross and Thompson had encouraged him to do, Dorsey expressed remorse and compassion, claiming he never meant to hit Fotopoulous and did not realize she was elderly. The detectives had compared Fo-topoulous to Dorsey’s mother; so did Dorsey (“If that would have happened to my mother, man_”). In line with another suggestion, Dorsey said he had been drinking and was intoxicated (“tipsy”) when he was persuaded to commit the robbery. Dorsey urgently repeated that he “just want[ed] to deal with the robbery” and did not “need the assault and all that other stuff’ that Ross had suggested he could avoid by confessing. And while at one moment Dorsey professed to believe the police had “no case” on him, he revealed how effectively Ross had persuaded him otherwise when he explained why he had decided to confess: because he knew he was never getting out of jail anyway— at least not unless he could just “take the
That Dorsey may have decided to confess out of genuine remorse, as Judge Gardner found, does not mean his initiation decision was unprompted by the post-invocation badgering. It only confirms the effectiveness of the detectives’ explicit, repeated appeals to Dorsey’s conscience. There is no evidence that Dorsey felt remorse or compassion before the detectives set to work to arouse such sentiments, or that his expressions of remorse were anything but the product of their improper efforts.
Our dissenting colleagues argue that Dorsey was not vulnerable to the detectives’ interrogation techniques because he was a “seasoned veteran” of criminal proceedings. Post at 1218-19, 1223-24. But Dorsey’s adoption of the detectives’ prompts in his confession belies the view that he was “impervious ... to the detectives’ questioning and cajoling.” Post at 1210. By focusing on the strength of the evidence against Dorsey, the outrage the case had generated, the hostile reaction Dorsey would confront in court, the punishment he could receive, and the benefits he would reap by coming clean and showing remorse, the detectives employed tactics calculated to be most persuasive to someone with Dorsey’s experience with criminal prosecution and incarceration.
In sum, the detectives violated Edwards by continuing to press Dorsey to confess after he invoked his right to counsel. The government’s burden was to overcome the presumption that Dorsey succumbed to that pressure when he decided to talk to Crespo and Young. We conclude that the government has not carried that burden. The record before us therefore does not permit a finding that Dorsey validly “initiated” the resumption of his interrogation within the meaning of Edwards after the post-invocation badgering he endured. For this reason, we hold, Dorsey’s confession should have been suppressed.
C. The Validity of Dorsey’s Purported Waiver of His Fifth Amendment Rights
Even if we were to posit that Dorsey’s request to speak with the detectives on Sunday constituted a valid initiation under Edwards, the admissibility of his responses to subsequent interrogation depended on whether the detectives then obtained a valid waiver from Dorsey of his Fifth Amendment rights to remain silent and to have counsel.
By itself, though, the detectives’ failure to obtain an express waiver from Dorsey is not conclusive of our inquiry because, under some circumstances, an implied waiver may be found.
In the present case, of course, the police did not “scrupulously honor” Dorsey’s Fifth Amendment rights. There is no dispute that Detectives Ross and Thompson badgered Dorsey with carrot and stick to waive his rights and confess after he futilely invoked his right to remain silent
A valid waiver, whether it is express or implied, has a cognitive as well as a volitional dimension: it must be knowing, intelligent, and voluntary. In evaluating whether the government has carried its burden, we begin by considering whether the detectives’ tactics disabled Dorsey from relinquishing his rights knowingly and intelligently.
1. Knowing and Intelligent
Judge Gardner found that Dorsey understood his rights and “knew about a waiver” because he had signed the rights card (at the beginning of the interrogation on Saturday night) and had substantial experience with the criminal justice system. The government similarly argues that Dorsey was “well acquainted with the rights card, as he himself noted”; he “never expressed confusion about his rights”; he “revealed his awareness of his rights” by his “initial waiver and later invocation”; and he “understood the consequences of waiving his rights,” namely that “anything he said could be used against him in court.”
These arguments miss the essential point. Miranda is concerned with the here-and-now of a custodial interrogation, not with whether the suspect can pass an examination on constitutional criminal procedure. The Supreme Court held that a suspect must be “adequately and effectively apprised of his rights.”
Furthermore, Ross and Thompson compounded the seriousness of their Miranda violations by disparaging and devaluing Dorsey’s rights — exhorting him that their assertion would work to his disadvantage while their relinquishment would benefit him. The detectives’ threats and assur-
When Crespo and Young took over on Sunday afternoon, they did nothing to remedy the violation and devaluation of Dorsey’s rights. They did not re-advise Dorsey or tell him his rights would be respected if he changed his mind at any point and chose to terminate the questioning.
2. Voluntariness
Although we have concluded that the record does not show a knowing and intelligent waiver, we still must consider whether Dorsey was coerced. This is because “an involuntary statement is inadmissible at trial for any purpose, [while] voluntary statements are admissible to impeach a defendant’s trial testimony even if taken in violation of Miranda’s [and Edwards’s ] prescriptions.”
“The test for determining the voluntariness of specific statements ‘is whether, under the totality of the circumstances, the will of the [suspect] was overborne in such a way as to render his confession the product of coercion.’ ”
Dorsey did not give in and confess during the first round, however, and he then had a break lasting several hours, during which he rested and could reflect on his situation. His physical discomfort was alleviated, and when he said he was hungry, he was provided with something to eat. He admitted in his suppression hearing testimony that he did not feel intimidated when he was in his cell. We cannot ignore these facts entirely, though for the same reasons that we discounted their significance in discussing whether Dorsey made a valid initiation under Edwards, we can attach but minimal significance to them in evaluating the voluntariness of his waiver. It would be implausible to maintain that the temporary respite completely nullified the impact of the prior badgering, which was calculated to continue to work on Dorsey’s mind; at most, the recess allowed the coercion to abate to some indeterminable extent.
In addition, however, Judge Gardner made the finding that, after having had the opportunity to rest and reflect, Dorsey was overcome by genuine feelings
That Dorsey was motivated by pangs of conscience weighs heavily against the contention that his will was overborne by the detectives’ coercive tactics.
III. Conclusion
We have concluded that Dorsey’s confession was obtained in violation of Edwards and Miranda. Because the trial court therefore erred in admitting the confession in the government’s case-in-chief, we reverse Dorsey’s convictions and remand this case with the direction that he be retried.
So ordered,
Dissenting opinion by Associate Judge THOMPSON.
Dissenting opinion by Senior Judge REID.
Notes
.Dorsey was found guilty of aggravated assault while armed (shod foot), in violation of D.C.Code §§ 22-404.01, -4502 (2001), and armed robbery of a senior citizen, in violation of D.C.Code §§ 22-2801, -4502, -3601 (2001).
.
.
. Dorsey v. United States,
. Dorsey was not the only suspect, however.
. During his subsequent interrogation, Dorsey explained that he had been told about the broadcast but had not seen it himself and did not know why the police wanted to speak to him.
.In accordance with the requirements of D.C.Code § 5-116.01 (2008 Repl.), which took effect only days before Dorsey was arrested, his interrogations were videotaped in their entirety.
. Dorsey, who was 46 years old, had been arrested over thirty times before and had ten prior convictions. He had graduated from the twelfth grade and could read and write.
. Judge Gardner subsequently ruled that the detectives violated Dorsey's Fifth Amendment rights by continuing to question him about his girlfriend after he unambiguously asserted his right to cut off questioning on that subject. The judge suppressed all statements that Dorsey made about his girlfriend in response to such questioning. Dorsey’s selective unwillingness to be questioned about his girlfriend did not constitute an assertion of his right to terminate all questioning. See Burno v. United States,
. Dorsey denied that he was the man shown in the photo and said that it looked like someone he knew named "Bolly.”
. This vague allusion to an assault in Foggy Bottom was the first time in the interrogation that Ross referred to the robbery of Fotopou-lous.
. At trial, the government presented evidence that Dorsey was a potential minor contributor to DNA found on a white sock recovered from the scene of the robbery. The chance of a random match among African Americans for that DNA was said to be one in 3,300.
. “If you're saying you want a lawyer,” Ross told Dorsey, "I'll stop right now, I’ll walk out the door. But we want to get to rite bottom of this. You’re saying if — to take a DNA test, you want a lawyer, is that what you're saying?” In response, Dorsey agreed that he did not "need a lawyer” to talk to Ross. On appeal, Dorsey does not contend that he made an unequivocal invocation of his Fifth Amendment right to counsel at this point in the interrogation (as he did later in the interrogation). Nor does he argue that the statement we have italicized constituted a subtle, improper effort to chisel away at his possible resolve to invoke that right — though so it may appear. Cf. Davis v. United States,
. Ross asked Dorsey if he had lost a pair of socks (which Dorsey denied) because "[t]he way you perspire, [DNA] could be very well in them socks.” Ross also claimed the police had found "fingerprints on certain things that were touched,” which was not true.
. It appears this statement was untrue.
. At one point, an officer entered to take photographs of Dorsey’s hands. Later an officer brought him some water.
. Given the distress and anxiety that Dorsey displayed (e.g., by soiling himself, "shaking like a leaf,” and mumbling and cursing to himself), we are unable to share Judge Thompson’s perceptions that Dorsey was at “ease ... in the interrogation room” and that the only "aspect of the custodial interrogation that caused [him] discomfort” was "his inability to lie down to sleep.” Post at 88, 90.
. Dorsey asserted in response that he had had only “one drink” on the day of the robbery and "kn[e]w pretty much what went on that day.”
. The government conceded at the suppression hearing that Dorsey invoked his Fifth Amendment right to counsel at this point.
. It is unclear from the record whether there really was a driver in a white car who was allowed to view Dorsey while he was in the interrogation room early Sunday morning.
. Dorsey agreed with the prosecutor’s characterization. He also agreed that he was not “intimidated” by being in the holding cell and knew he would be going to court the following day.
. Crespo and Young testified at the suppression hearing that they had not been told Dorsey had asserted his Fifth Amendment rights during his earlier interrogation.
. In his testimony at the suppression hearing, Dorsey denied having asked to speak to Ross or Crespo. He testified that, after he had been in his cell for about five hours, an officer asked him if he wanted anything to eat and escorted him back to the interrogation room. This officer then tried to ask him some questions about his refusal to "give in,” but Dorsey told him he did not want to talk about it and thought the police had finished interviewing him. Dorsey claimed that Crespo and Young then entered the room and told him that if he would "take the robbery charge,” they would talk to the prosecutor about his being released from jail when he went to court the next day, and he would be "treated more leniently.” Dorsey claimed this inducement was the reason he made the "choice” to confess. Judge Gardner, noting how Dorsey was contradicted by the videotape and by the detectives’ testimony at the suppression hearing, stated that he did not believe "one word” of Dorsey’s account.
. The detectives asked Dorsey if he had put something like a sock on his hand when he attacked Fotopoulous. He denied it, though Young told him to "think about it before [he] answer[ed]” and asked him if he was "sure.”
. Dorsey, who was 46 years old himself, claimed that he had "thought she was probably in about her fifties.” But when Crespo asked him what she had looked like, he described her as "just a old white lady” with "white hair.” Dorsey never explained how he could have failed to realize that Fotopou-lous was elderly.
. At the suppression hearing, Dorsey assented on cross-examination to the prosecutor’s assertion that his statement to the detectives "meant that [he had] been in the system long enough that [he] didn't believe what the police had been telling [him] the night before.” Dorsey nonetheless refused to agree that he "didn't change [his] mind because of anything the police officers said to [him].” Judge Gardner, noting Dorsey’s long hesitation before he gave that answer, discredited it.
. Although the government disputed this conclusion at the suppression hearing, on appeal it does not contest the judge's determination that as of 11:10 p.m., Dorsey unambiguously asserted his right to terminate the interrogation and remain silent. See Berghuis v. Thompkins, 560 U.S. -,
We agree with Judge Gardner’s determination. A suspect need not refer explicitly to his constitutional rights or use any particular form of words in order to convey his unwillingness to be questioned further; “any declaration of a desire to terminate the contact or inquiry (e.g., "Don't bother me”) should suffice.” 2 Wayne R. LaFave et al., Criminal
. The judge also suppressed any earlier statements about Diane Bush made by Dorsey after he said he did not want to talk about her. See supra note 9.
. See supra note 23.
. See Jones v. United States,
. Id.
. See, e.g., United States v. Whaley,
. See, e.g., Graham v. United States,
.
. Id. at 467,
. Shatzer,
. Id.
. Miranda, 384 U.S. at 473-74,
. Id. at 474,
. Berghuis v. Thompkins, 560 U.S. -,
. Berghuis,
. Moran,
. Miranda,
. Berghuis,
. Id. at 2264.
. Miranda,
. Id. at 474.
.
. Id. at 104,
. Id. (quoting Miranda,
.
. Id. at 484,
. McNeil v. Wisconsin,
. Edwards,
. McNeil,
. Not all inquiries or statements by a suspect amount to "initiation” for purposes of Edwards. For example, inquiries "relating to routine incidents of the custodial relationship[ ] will not generally 'initiate' a conversation in the sense in which that word was used in Edwards.” Oregon v. Bradshaw,
. Edwards,
. Smith v. Illinois,
. Roberson,
. Maryland v. Shatzer,
. Id. (internal quotation marks and citation omitted); see also Smith,
. Shatzer,
. Id. at 1221.
. Michigan v. Mosley,
. United States v. Gomez,
. See Collazo v. Estelle,
. Brief for Appellee at 29.
. When a suspect asks for counsel, the police know they will not be able to continue trying to elicit his confession while he is still in their custody unless the suspect "initiates” another round of interrogation. The suspect is unlikely to do that on his own. See Michigan v. Harvey,
. Smith v. Illinois,
. See Maryland v. Shatzer,
. In his concurring opinion in Collazo, Judge Kozinski proposed such a per se rule:
In my view, however, the police forfeit the benefit of the Edwards exception once they use the type of pressure tactics demonstrated in this record. Because Edwards is designed to prevent police from badgering suspects into giving up their right to counsel, the narrow exception to Edwards cannot apply in a case where the police actually engaged in badgering. If police want to keep the Edwards escape hatch open, they must cease their interrogation as soon as the suspect asserts his right to counsel, and then hope he changes his mind on his own. Any other rule would invite police misconduct and enmesh the courts in the type of metaphysical unscrambling of which this case is a perfect example.
. See State v. Yoh,
. Post at 1213 (quoting Riley v. United States,
. See Colorado v. Connelly,
. See, e.g., Hill v. Brigano,
. Cf. Missouri v. Seibert,
. Cf. Riley v. United States,
. Acknowledging that we do not, in fact, adopt a per se rule, Judge Reid somewhat inconsistently complains that the necessary inquiry into whether a suspect’s “initiation" was the fruit of an Edwards violation "has obvious potential for confusing, conflicting, and fact-intensive panel opinions based upon the subjective views of appellate judges.” Post at 1224. This concern is vastly overblown. A factual inquiry is always required to determine whether the initiation and waiver requirements of Edwards and Miranda are satisfied, regardless of whether the police are alleged to have violated Edwards by continuing to question a suspect after he has invoked his right to counsel. Similarly, trial and appellate courts routinely engage in fact-intensive inquiries in all manner of cases to determine whether evidence is the fruit of a constitutional violation. There is nothing unique or especially difficult about an inquiry into whether a suspect’s decision to resume talking to the police was the product of improper, post-invocation badgering. We can expect, however, that because police usually comply with their obligations under Edwards, the question will arise infrequently.
. That was shortly before Dorsey asked for counsel, but well after he had tried to terminate the interrogation by invoking his right to silence.
. Maryland v. Shatzer,
. Minnick v. Mississippi,
. It is true, as Judge Thompson argues, that the themes of the post-invocation badgering Dorsey echoed in his confession had their , roots in the detectives' pre-invocation interrogation. See post at 1213-14. We cannot conclude, however, that the intensified repetition and amplification of those motifs after Dorsey asked for a lawyer were innocuous. Indeed, it seems most plausible that the repetition was the key to getting Dorsey to capitulate and confess. That, after all, was why the detectives continued to badger Dorsey after he asked for an attorney — because they thought their techniques would wear him down.
. See Edwards,
. Alston v. Redman,
. See North Carolina v. Butler,
. Berghuis v. Thompkins, 560 U.S. -,
. Id.
. Mosley,
. Roberson,
. See supra note 27.
. See Miranda,
. See Mosley,
. See Berghuis,
. See Edwards,
. Brief for Appellee at 31-32.
. Id. at 33.
. Miranda,
. Dickerson v. United States,
. Brief for Appellee at 33.
. Dickerson,
. Maryland v. Shatzer,
The United States ... suggests ... that 'respondent’s failure to reiterate his request for counsel ... even after [the officer] gave respondent complete Miranda warnings, could not have been the result of any doubt on respondent’s part that the police would honor a request for counsel if one were made.' ... This conclusion is surprising, considering that respondent had not been provided with the attorney he had already requested, despite having been subjected to police-initiated interrogation with respect to the first investigation as well.
See also Seibert,
. Shatzer,
. People v. Neal,
. Cf. Seibert,
. United States v. Turner,
. Turner,
. Our conclusion that Dorsey’s request to speak again with the detectives must be viewed as a delayed response to their badgering does not necessarily mean it was involuntary. There is a difference between evoking a response from a suspect and compelling it.
. We note that the several techniques employed by the detectives have drawn cogent criticism for their psychological coerciveness and their tendency to elicit false confessions from innocent suspects. See generally Nadia Soree, When the Innocent Speak: False Confessions, Constitutional Safeguards, and the Role of Expert Testimony, 32 Am. J.Crim. L. 191, 196-201 (2005); Steven A. Drizin &
. United States v. Harrison,
. Suggesting mitigating "facts” for the suspect to adopt as part of an admission of guilt has been termed "the accident scenario technique or the maximization/minimization strategy to deliver threats and promises.” Ofshe & Leo, supra note 108, at 1088. The ploy is offensive at the most basic level because it appears to offer a benefit — leniency-—in exchange for a false confession (a benefit, moreover, that the police have no power to grant). See id. at 1089. Ironically, "[b]ecause guilty suspects can often see through the tactic [and recognize it is a trap], it may generally be more effective when directed at the innocent." Id,
. Cf. Holland v. McGinnis,
. See Johnson v. Zerbst,
. See Morris v. United States,
. See Beasley v. United States,
. See Plater v. United States,
. Collazo v. Estelle,
. In re S.G.,
. Anderson v. Bessemer City,
. See id. at 575,
. Anderson,
. Id. at 574,
. See, e.g., Dickerson v. United States,
. Moran v. Burbine,
. Dorsey's appeal raised a second issue, whether the trial court abused its discretion by not permitting him to present expert testimony at trial on techniques used by police to elicit confessions and the phenomenon and psychology of false confessions. Our conclusion that Dorsey is entitled to a new trial at which the government will be precluded from introducing his confession in its case-in-chief renders it unnecessary for us to decide whether the trial court erred in excluding the proffered expert testimony. If the issue should arise at a new trial, we presume the trial court will consider the admissibility of the expert testimony in accordance with the criteria set forth in Dyas v. United States,
Dissenting Opinion
dissenting:
Hours into his interrogation by police during the night of May 7-8, 2005, appellant Dorsey invoked his Fifth Amendment rights to counsel and to remain silent, in words as unambiguous as imaginable: “I want to talk — I need to talk to a lawyer now” and “I don’t want to talk no more. I’m not saying nothing else.” It is shocking, this many years after Miranda,
What is in issue, of course, is whether Mr. Dorsey nevertheless was subject to the further questioning that occurred on the afternoon of May 8, 2005 — when he confessed to assaulting and robbing street vendor Vassiliki Fotopoulous — on the ground that, after a several-hour break in the interrogation, he “initiated” that further conversation with the detectives within the meaning of the Supreme Court’s holding in Edwards v. Arizona,
In his opinion for the majority of the en banc court, Judge Glickman has painstakingly summarized the Supreme Court jurisprudence that governs our attempt to resolve these issues. I agree with much of his skillful and elegant exposition. It is not at all clear to me, however, that Edwards and its progeny necessitate an elaborate analysis of whether an accused’s reopening of a dialogue with police was a “true” initiation. I have in mind the expression of “doubt” by the plurality in Oregon v. Bradshaw,
That said, the major impetus for my dissenting opinion is that I find myself unable to agree with the majority’s conclusions (1) that Mr. Dorsey’s request to resume speaking with the detectives was “reasonably attributable” to the detectives’ earlier improper interrogation and (2) that Mr. Dorsey did not knowingly and intelligently waive his Miranda rights.
In my view, the majority opinion has, in a “noble attempt to vindicate important legal principles, ... misinterpreted and exaggerated the essential and dispositive facts of this case.” Collazo v. Estelle,
I.
I begin with a brief recap of the chronology of what occurred in this case and then a description of essential facts about Mr. Dorsey’s background, experience, and conduct. Mr. Dorsey was held in the interrogation room, handcuffed to his chair (except when he was allowed to use the bathroom), for about thirteen hours. For most of that time — nine or ten hours — he was left alone in the room, but detectives questioned him at various points during the evening of May 7, during the wee hours of the morning of May 8, and just before he was allowed to go to a holding cell to rest at about 9:15 on the morning of May 8. During the entire time, Mr. Dorsey never incriminated himself; rather, he told the detectives repeatedly that he “didn’t do nothing” and — over a dozen times— that he would just “go to court.” Between 3:30 and 4:00 p.m. on May 8, which was about seven hours after he was taken to the holding cell where he was able to get some sleep, he called out and asked to talk to Detective Ross, saying that he wanted to “tell what happened.” He was brought back to an interrogation room, where he admitted to Detective Crespo (whom Mr. Dorsey had seen in a hallway and asked to join the interview) and Sergeant James Young (who had not interrogated Mr. Dorsey earlier) that he assaulted and robbed Ms. Fotopoulous. The interrogation (including the many hours Mr. Dorsey spent alone in the interrogation room
Second, Mr. Dorsey was not intimidated by the detectives’ questioning or by being in custody.
When Detective Ross told Mr. Dorsey that he was “getting ready to go at [Mr. Dorsey] hard,” Mr. Dorsey seemed undis
The ease Mr. Dorsey felt in the interrogation room continued in the holding cell (a place to which Mr. Dorsey repeatedly asked to be taken. He repeatedly urged the detectives to “]j]ust put me back there [i.e., in the eellblock] and we’ll go to court. You know, I’m used to that.... I’m used to that anyway.”). As Mr. Dorsey acknowledged during the suppression hearing, he was not “intimidated by being in a jail cell.” He even observed that, having lost his belongings during a recent eviction, he didn’t “mind going to jail” or “doing time.”
Third, Mr. Dorsey was familiar with and cynical about police interrogation techniques. He observed at one point during the interrogation that Detective Ross, the lead detective, was “trying everything in the book,” and he told the detective, “You’re playing with me.” As Detective Ross goaded Mr. Dorsey to give a DNA sample, and Mr. Dorsey said repeatedly that he would do it if he had a lawyer, Mr. Dorsey explained that he would do so only under that condition because he had “seen police do a lot of crazy stuff[.]” Mr. Dorsey pronounced as “bullshit” Detective Ross’s statement that he could prove that Mr. Dorsey robbed Ms. Fotopoulous through DNA. He told the detective that when he finally got to court, he would say, “Officer, you know what, you lied.” And during the interview on the afternoon of May 8 when he confessed, Mr. Dorsey told the detectives that he knew his interrogators had been lying about the evidence they claimed to have against him (saying, “I know you all ain’t have no case on me”). He referred again to “all that bullshit” the detectives had claimed to have, explaining, “I’ve been in the system and all. I know.” At the suppression hearing, he agreed that what he meant by the foregoing statement was that he had “been in the system long enough that [he] didn’t believe what the police had been telling [him] the night before.”
Fourth, the video recordings make clear that the aspect of the custodial interrogation that caused Mr. Dorsey discomfort was not the persistent questioning itself, or the detectives’ claims about the evidence they were building against him, but his inability to lie down to sleep.
II.
Upon the record I have described, my colleagues in the majority posit that “[i]t would be implausible to maintain that the temporary respite in his holding cell nullified the impact of the improper post-invocation interrogation.” Quite to the contrary, what I think the video recordings and the entire record make clear is that the only perceptible impact of the improper post-invocation interrogation on Mr. Dorsey was the extreme discomfort of being unable to lie down and sleep. That discomfort, which did not bring him to the point of confessing, had abated by the time Mr. Dorsey called out to detectives to arrange the interview in which he confessed. A rested and visibly refreshed Mr. Dorsey sat down with detectives for that interview. My colleagues in the majority cite the “common-sense premise ... that the pressures of custodial interrogation only ‘increase as custody is prolonged.’ ” Ante, 1198 (quoting Minnick v. Mississippi,
In the principal thrust of their effort to explain their conclusion that Mr. Dorsey’s decision to resume speaking with the detectives was a product of the improper interrogation, my colleagues in the majority purport to discern in Mr. Dorsey’s confession the influence of the themes the detectives had pursued in their post-invocation exchanges with him. They cite Mr. Dorsey’s remark, “If that would have happened to my mother, man”; his statement that he was “a little tipsy nipsy like, you know, drinking” at the time of the robbery; his statement that he felt “bad” about hitting Ms. Fotopoulous and his explanation that he “might as well ... just get it off [his] chest”; and his comment that he would “take the robbery” but did not want “no whole lot of extra charges.” They trace these statements to Detective Thompson’s post-invocation references to Mr. Dorsey’s mother and Mother’s Day and to whether Mr. Dorsey’s mother had ever been robbed; to Detective’s Thompson’s suggestion that Mr. Dorsey should take the opportunity to explain that he was drinking or on drugs when he committed the robbery; to the detectives’ urging Mr. Dorsey to “show remorse”; to Detective Thompson’s comment that “[a]ny decent person would want to get this off [his] chest”; to Detective Thompson’s advice that Mr. Dorsey should confess to- police so as to “minimize” the charge against him to “straight robbery,” rather than go to court, where all the evidence would be “stacked up against [him]”; and to Detective Ross’s statement on the morning of May 8 that prosecutors would “up the charges” if Mr. Dorsey did not tell the truth.
Our case law heretofore has taken the approach that we need not “totally eliminate the possibility” that something police officers improperly said or did, after a suspect invoked his Miranda rights, remained in his memory when he decided to
Moreover, early during the May 7 interrogation, Mr. Dorsey told the detectives repeatedly that he was an alcoholic and that he drank “every day” (an explanation he repeated verbatim during his confession). For that reason, his statement during his confession that he had been drinking the day of the robbery therefore cannot reasonably be thought to demonstrate that his decision to speak to the detectives was the product of post-invocation interrogation. Notably, nowhere in his confession did Mr. Dorsey claim to have been under the influence of drugs or in need of drug treatment on the day of the robbery, as the detectives had suggested he might do.
It is true that Mr. Dorsey answered “Yeah” when detectives asked him, during the interview on the afternoon of May 8,
Detectives Crespo and Young specifically asked Mr. Dorsey why he decided to tell them what happened (“What actually brought you to the point where you wanted to, to tell us what actually happened now?”). Mr. Dorsey responded, “I was just sitting in that cell thinking about what I did,”
Mr. Dorsey’s own statements also provide a sufficient reason to reject the reasoning that his decision to initiate a further conversation with the detectives was the product of Detective Thompson’s post-invocation advice that he should “minimize” his situation by admitting to “straight robbery.” Far from “minimizing” so that “all that shit would not have to be shown” (as Detective Thompson had urged), Mr. Dorsey’s confession included a detailed account and a demonstration of how he pushed, hit and kicked Ms. Foto-poulous and held her down. Moreover, Mr. Dorsey acknowledged during the May 8 interview that he knew the detectives were “not in charge of what happens to [him]” and that it was not their job to “determine what happens to [him].”
Nor is there any basis for thinking that Mr. Dorsey decided to resume talking to the detectives because of their claims, during the improper interrogation, to have compiled additional incriminating evidence against him.
In short, especially when viewed in the light most favorable to sustaining the trial court’s denial of Mr. Dorsey’s suppression motion, the record provides no substantial basis for attributing Mr. Dorsey’s decision to resume speaking with the detectives to the improper interrogation rather than to the reasons Mr. Dorsey himself described,
III.
Nor does the record support any reasonable doubt that Mr. Dorsey knowingly and intelligently waived his rights to remain silent and to be questioned only with counsel present. The jumping-off point for the majority opinion’s discussion of the knowing-and-intelligent-waiver issue is the statement that for there to be such a waiver, “the suspect must have been ‘aware that his right to remain silent would not dissipate after a certain amount of time and that police would have to honor his right to be silent and his right to counsel during the whole course of interrogation,’ ” ante, 1191 (quoting Berghuis,
To begin with, the record shows that Mr. Dorsey understood he could request a lawyer even after he had signed the PD-47 advice-of-rights card waiving his rights to remain silent and to be interrogated only with counsel present. When — sixty-four pages into the transcript of the interrogation — Detective Ross asked Mr. Dorsey whether he would be “willing to take a polygraph,” he answered, “If I got a lawyer, yeah,” and he agreed with Detective Ross that he was “putting caveats on things now.” Later, when Detective Ross raised the issue of whether Mr. Dorsey would be willing to give a DNA sample, Mr. Dorsey repeated, “Like I said, if I get a lawyer ... I wouldn’t mind doing it.” Mr. Dorsey added that he had “to make sure” that (in Detective Ross’s words) his “rights [we]re protected.” Thus, by his conduct, Mr. Dorsey demonstrated that he had a practical understanding that he had a right to demand the presence of counsel. To suggest, as the majority opinion does, that he might have understood that right only in the abstract is to ignore the record.
Further, Detective Ross expressly confirmed to Mr. Dorsey that Mr. Dorsey had a right to demand counsel and to bring the interrogation to an end. At one point, after Detective Ross had stepped out of the interrogation room for a time and then returned, he asked Mr. Dorsey whether he was “willing to still talk to me? You’re not saying — that you need a lawyer to talk to me, are you?” Mr. Dorsey answered, “No.” Detective Ross continued, “If you’re saying you want a lawyer, I’ll stop right now, I’ll walk out the door.”
Detective Thompson, by contrast, exhibited no regard for Mr. Dorsey’s Miranda rights. But — and here is where the “background, experience, and conduct of the accused” come critically into play — Mr. Dorsey was a “seasoned veteran” of the criminal justice system, and he had “seen police do a lot of crazy stuff[.]” I find it entirely implausible that Mr. Dorsey’s demonstrated, practical understanding of his Miranda rights evaporated because of his experience after Detective Thompson took over the interrogation. Indeed, immediately after declaring that he was “not saying nothing else,” Mr. Dorsey uttered that he “should of just got a lawyer” rather than have brooked the detectives’ questioning.
In addition, in his testimony at the suppression hearing, Mr. Dorsey acknowledged that he understood that his right not to speak with the detectives continued. He agreed that he “understood [he] didn’t need to talk to Investigator Crespo.” Understanding that, there is no reason to think that he failed to understand that he “didn’t need to talk” to any of the detectives; talking to the detectives was, rather, “a choice that [he] made.” The majority opinion does not explain why we should not take Mr. Dorsey at his word.
My colleagues in the majority say that “the record does not show that Dorsey understood he would not be penalized for exercising his rights or rewarded for relinquishing them.” Ante, 1203. I believe it shows precisely that. First, it is reasonable to infer that Mr. Dorsey did not fear a penalty for exercising his rights because he invoked his rights, repeatedly. Second, as already discussed, during the interview in which he confessed, Mr. Dorsey acknowledged that he knew the detectives had no power over how he was charged. Third, as already described, Mr. Dorsey’s expressed belief was that as a black man accused of robbing a white woman, a se
The majority opinion also focuses on the facts that Detectives Crespo and Young did not re-advise him of his rights or obtain another express waiver of his rights before interviewing him. This omission, they say, weighs against a finding that he knowingly and intelligently waived his rights. Ante, 1202-03. The majority opinion states further that “even if the suspect, after having terminated the interrogation by invoking his right to counsel, later chooses to initiate further discussion about the criminal investigation, the police must obtain ‘a valid waiver of the right to counsel and the right to silence’ before resuming the interrogation.” Ante 1192 (quoting Edwards,
I frankly do not know what a rote, repeat citation of the Miranda rights, and a repeat expression of “I waive,” would have added in the circumstances here: a veteran of the criminal justice system, who demonstrably understood that he was entitled to have a lawyer present during interrogation if he wanted one and to employ that “caveat” at any time, who expressly understood that he did not need to talk to the detectives, who withstood his previous, lengthy interrogation without intimidation and without making any in-culpatory statement, and who also was not intimidated by his time in the holding cell. I am satisfied that an implied waiver occurred when Mr. Dorsey — who had previously been advised of the Miranda rights that he was “used to” — called out, told the detectives he wanted to tell them what happened, and then confessed. For that and all the foregoing reasons, I would hold that the trial court did not err in denying Mr. Dorsey’s motion to suppress his confession. Because the majority opinion concludes to the contrary, I respectfully dissent.
. Miranda v. Arizona,
. I recognize that the trial court found that Mr. Dorsey invoked his right to remain silent even earlier than when he made the statement I quote in the text above: when he told Detective Ross that he wanted to "go back there [the holding cell] to sleep. Take me back now[.]” The government no longer contests that ruling, and, for purposes of observing a line of demarcation between the detectives’ "pre-invocation” and "post-invocation” interrogation of Mr. Dorsey, I accept the trial court’s finding. I note, however, that I do not think Mr. Dorsey's statement that he wanted to be allowed to sleep was an unambiguous statement that he wished to cut off any further conversation with police. See Berghuis v. Thompkins, - U.S. -,
. Certainly, the "initiation” envisioned by Edwards must come after a break in the interrogation. As one court has observed, "Edwards would be rendered meaningless if agents were permitted to continue interrogation after the
. See Miranda,
. There is, as the majority opinion states, "a difference between evoking a response and compelling it,” ante, 1203 n. 107; but "we must remember the purpose behind [the] decisions in Miranda and Edwards: preventing government officials from using the coercive nature of confinement to extract confessions.” Arizona v. Mauro,
. I agree with the majority's conclusion upholding the trial court’s determination that Mr. Dorsey voluntarily waived his Miranda rights when he spoke to detectives on the afternoon of May 8 and confessed to assaulting and robbing Ms. Fotopoulous. The majority opinion reaches that conclusion out of deference to the trial court's finding, which it concludes (with "skepticism]”) was not clearly erroneous. For the reasons discussed in my concurring opinion in the now-vacated Division opinion in this case, see Dorsey v. United States,
. I am nearly alone in my observations, but so was the child who — though others lined up to approve the emperor’s (invisible) new clothes and "carried] high the train that wasn’t even there” — exclaimed, “But he doesn’t have anything on!” Hans Christian Andersen, The Emperor’s New Clothes, in The Snow Queen and Other Tales 72, 77 (Pat Shaw Iversen trans., The New American Library 1966) (a tale aptly retold in In re Merck & Co., Inc. Sec., Derivative & ERISA Litig.,
. I believe this must be regarded as part of the interrogation, inasmuch as the detectives’ leaving Mr. Dorsey handcuffed to his chair there was “a measure of compulsion above and beyond that inherent in custody itself,” and was action “that the police should [have] know[n][was] reasonably likely to elicit an incriminating response[.]” Rhode Island v. Innis,
. Mr. Dorsey did not disagree when Detective Ross said to him, "I can’t threaten you with that [i.e., being locked up]. You’ve been locked up most of your life.”
. At the outset, Mr. Dorsey matter-of-factly told Detective Ross that he had run from the police because he "had some drugs on him."
. For example, when Detective Thompson told Mr. Dorsey that the police were going to pick up (i.e., arrest) his girlfriend, Mr. Dorsey asserted that the detective had no authority "to go across [to] another [police] district” to make an arrest. When Detective Ross expressed disbelief that Mr. Dorsey "never went to church with” his mother, Mr. Dorsey retorted, "How you know she a church woman?” He countered Detective Thompson's statement that "the court [would not] be as sympathetic as [the detectives]” with, "Trust me, I know. I’ve been there.”
. The transcript indicates that, at times, Mr. Dorsey was sweating and shaking while he was in the interrogation room. He attributed these symptoms to his "need[ing] a drink,” adding “I didn’t get my drink today.”
. Citing Maryland v. Shatzer,
. It might be argued, I suppose, that it was the memory of being handcuffed to a chair all night and prevented from lying down comfortably that brought Mr. Dorsey to the brink of confession. But I would find that argument entirely unpersuasive, since Mr. Dorsey called out to the detectives to say that he wanted to tell them what happened when nightfall was still many hours away; it seems that if he had been motivated by a desire to
. Moreover, the police-dominated atmosphere included the presence, of Detective Crespo, an officer whom Mr. Dorsey had known for about ten years, with whom he acknowledged he had a relationship of mutual respect, who Mr. Dorsey agreed had never lied to him in the ten years he had known him, who used to come "all the time” to the area where Mr. Dorsey worked shining shoes, who saw Mr. Dorsey three or four times a week over a five- or six-year period when Detective Crespo worked in the area where Mr. Dorsey "hung out,” and who sometimes gave Mr. Dorsey used clothing, tolerated his panhandling, and moved him away from an angry crowd at the time of his arrest. There is no denying that Detective Crespo was not on Mr. Dorsey's side; like the other detectives, he was urging Mr. Dorsey to confess, and — needless to say — he was no substitute for counsel. But my point here is simply that Mr. Dorsey was not entirely cut off from familiar and trusted people.
. Collazo v. Estelle,
. He did not do so even though he had told the detectives that he ran from police because he had drugs on him, said that he used marijuana, and appeared to agree with detective Ross that he had “a drug problem a little bit.”
. He said that he had “never ever hit a woman,” wasn’t "used to it,” didn’t know that she was “that old,” and had meant only to rob Ms. Fotopoulous, not to hit her. He never did express remorse for the robbery— except insofar as his statements that the robbery was "real stupid” and that he didn't need to rob anyone because he was working (audible on the tape, but not transcribed) could be said to be expressions of remorse.
. The transcript indicates that, immediately before saying this, Mr. Dorsey said the converse, "I ain’t feel bad after I done it.” On the recording, however, he can clearly be heard to say, "I even feel bad after I done it.”
. Detective Thompson also used the common expression "get it off your chest” when suggesting that jail time would give Mr. Dorsey an opportunity to get his "medical stuff squared away” and "off [his] chest.” Mr. Dorsey did not make any reference to that opportunity during his confession.
.Although the transcript indicates that Mr. Dorsey’s initial words that preceded the foregoing were, "I don’t want to sit in a cell for three (indiscernible),” I have listened to this portion of the recording many times, and I believe this is how Mr. Dorsey actually began his response to the question about what brought him to the point where he wanted to confess. (Should anyone object that the transcript must control, I remind them that the majority opinion states that Mr. Dorsey told Detective Crespo at one point that he " ‘probably’ could have beaten the charge in court,” ante, 1188, but the transcript of what Mr. Dorsey said at that point reads only, “I could probably (indiscernible).”)
.The majority opinion correctly notes that, in warning Mr. Dorsey that "prosecutors would 'up the charges’ if he did not confess,” Detective Ross "invok[ed] both his and Dorsey’s experience with the criminal justice system.” Ante, 1198. I fail to see how, having acknowledged that Mr. Dorsey’s own (ample) experience made him believe that this was a possibility, the opinion can conclude that Mr. Dorsey was reacting to the detective’s statement if he thought confessing might enable him to avoid a “whole lot of extra charges.”
. I also find it implausible that, during the time he spent in the holding cell, Mr. Dorsey "was brooding [] about how much worse off he would be with a lawyer than without one.” Collazo,
. This is another sentence that is not in the transcript, but it can be heard clearly on the videotape.
. My colleagues in the majority say that they believe that "a per se rule barring the government from ever showing a valid initiation following improper police questioning of a suspect in custody after a request for counsel” — what might be called a "third layer of prophylaxis,” Davis,
. The context of these statements in Berghuis shows that the Court was satisfied that this knowledge was supplied in the case before it merely by the suspect’s having heard read to him a rights card that contained that advice. The opinion states:
There was more than enough evidence in the record to conclude that Thompkins understood his Miranda rights. Thompkins received a written copy of the Miranda warnings; Detective Helgert determined that Thompkins could read and understand English; and Thompkins was given time to read the warnings. Thompkins, furthermore, read aloud the fifth warning, which stated that "you have the right to decide at any time before or during questioning to use your right to remain silent and your right to talk with a lawyer while you are being questioned.” ... He was thus aware that his right to remain silent would not dissipate after a certain amount of time and that police would have to honor his right to be silent and his right to counsel during the whole course of interrogation. Those rights, the warning made clear, could be asserted at any time. Helgert, moreover, read the warnings aloud.
. Thus, I cannot agree with my colleagues in the majority that Detective Ross "communicated to Dorsey that ... any attempts on his part to exercise his Miranda rights would be ignored.” Ante, 1202.
. Detective Ross had left the interview room shortly after 2:00 a.m., telling Mr. Dorsey that it was "time for you to get some rest.”
. This follows from the principle that "Edwards focuses on the state of mind of the suspect[.]” Arizona v. Roberson,
. Undeniably, Mr. Dorsey’s invocation of rights did not bring the immediate cessation of interrogation to which he was entitled, but I do not think it fair to surmise that Mr. Dorsey would have felt that he "futilely invoked” his rights. Ante, 1200. The transcript of the interrogation before Mr. Dorsey invoked his right to counsel covers 170 pages; after Mr. Dorsey invoked his right to counsel, Detective Thompson continued his questioning for only another seven pages, and he continued the questioning for less than one transcript page after Mr. Dorsey said unambiguously that he did not "want to talk no more” and was "not saying nothing else.” Thereafter, he left Mr. Dorsey alone in the interrogation room until morning. Detective Thompson’s failure to stop the interrogation right away was reprehensible conduct to be sure, but I suspect the sequence I have just described communicated to Mr. Dorsey that he did have the power to bring the questioning to adjournment.
.The trial judge stated that he did not "believe one word of what [Mr. Dorsey] said on this witness stand,” but he clarified that he meant that he did not "believe one word he said up there where there is a material difference in what he said and what the[ ] officers testified to.”
. As to Detective Ross's suggestion about the prosecutors "up[ping] the charges,” he said that this would likely happen if Mr. Dorsey did not "tell the truth,” not that it would happen if Mr. Dorsey chose to remain silent or to speak only with an attorney present. Detective Ross made the statement at a point when Mr. Dorsey was speaking to the detectives and continuing to insist that he "didn’t do nothing.” (Thus, the proposition that "there are no circumstances in which law enforcement officers may suggest that a suspect’s exercise of the right to remain silent may result in harsher treatment by a court or prosecutor,” United States v. Harrison,
. I find myself in agreement again with Circuit Judge O'Scannlain: "Courts must be wary of exaggerating what are properly recognized as contemptible improprieties into grandiose visions of injustice.” Collazo,
. See also Berghuis,
Dissenting Opinion
dissenting:
Precedent in Fifth and Sixth Amendment jurisprudence reflects the need for a reasonable and delicate balance of competing considerations: (1) fundamental procedural rights accorded to criminal suspects; (2) deterrence against odious police tactics that exploit the vulnerabilities of criminal suspects and result in coerced confessions; (3) the right of criminal suspects to initiate conversation with police for the purpose of voluntarily confessing their crimes to law enforcement officers; and (4) the right of individual citizens and their communities to be free from and protected against heinous crimes that bring suffering and death to victims and anguish and grief to their loved ones. Regrettably, from my judicial perspective, the majority opinion in this case creates an unnecessary imbalance in these considerations by expanding existing prophylactic rules and creating a new prophylactic rule which is unjustified on this record.
The new prophylactic rule, however, eviscerates the possibility of the suspect’s voluntary initiation of a conversation with police officers after a break in impermissible interrogation and an opportunity to rest and sleep away from the pressures of the interrogation room. The majority reverses the conviction of a veteran criminal defendant with ten prior convictions who, after a break in impermissible interrogation and an opportunity for sleep and reflection away from interrogators, voluntarily took full responsibility for his violent criminal acts that sent a limited English-speaking female vendor in her eighth decade to the hospital with a swollen face and eyes and bloody nose and mouth. His acts left the victim, her loved ones and the citizens of her community feeling unprotected and vulnerable. Moreover, the reversal of his conviction now forces the government to choose between letting Mr.
The majority articulates the following goals: (1) “clarify the requirements for finding a valid initiation and waiver”; and (2) determine “whether those requirements were satisfied here despite the Miranda and Edwards violations in the interrogation that preceded [Mr.] Dorsey’s confession.” The majority applies the Edwards presumption of involuntariness and concludes that Mr. Dorsey’s initiation is invalid. It is invalid because Mr. Dorsey did not “know[] from his earlier experience [in the interrogation room] that he need only demand counsel to bring the interrogation to a halt.” That is, he was left with the apparent belief that the police would not honor his request for counsel. Thus, says the majority opinion, because the police continued to interrogate Mr. Dorsey in Stage 1 after he asked for a lawyer, and because the majority cannot say that “ ‘[h]is change of heart is less likely attributable to “badgering” than it is to uncoerced deliberation on his part,’ ” his confession may not be used as substantive evidence in another trial (but only for impeachment purposes) — even though his waiver of counsel and his confession were voluntary (but not knowing or intelligent) acts. In essence, the majority opinion asserts that the police “w[ore] down [Mr. Dorsey’s] resistance and ma[d]e him change his mind”; thus, his initiation of the conversation with Officer Crespo was the “delayed product” of police badgering. The majority opinion goes on to hold that the government failed to show that the initiation and waiver requirements of Edwards were satisfied in this case.
For five reasons, I believe that the majority’s analysis is seriously flawed and produces a regrettable imbalance in the competing considerations that I set forth above. First, the majority opinion ignores Shatzer’s caution against an unjustified expansion of the Miranda and Edwards prophylactic rules. As Shatzer put it, “[b]ecause Edwards is ‘our rule, not a constitutional command,’ ‘it is our obligation to justify its expansion.’ ” Maryland v. Shatzer,
Shatzer reminds us that “[a] judicially crafted rule is ‘justified only by reference to its prophylactic purpose,’ and applies only where its benefits outweigh its costs.”
Here, the new rule provides, in essence, that a suspect’s initiation of a conversation with police is presumptively invalid following impermissible interrogation, and the confession must be deemed the “delayed product” of “badgering” where it is “reasonably attributable to the post-invocation questioning” after the suspect has requested counsel.
Third, the majority inappropriately applies the Edwards presumption to the record in this case. “The rationale of Edwards is that once a suspect indicates that ‘he is not capable of undergoing [custodial] questioning without advice of counsel,’ ‘any subsequent waiver that has come at the authorities’ behest, and not at the suspect’s own instigation, is itself the product of the ‘inherently compelling pressures’ and not the purely voluntary choice of the suspect.” Shatzer, supra,
In my view, the majority opinion’s theory that Mr. Dorsey’s initiation of the conversation with police manifested the “inherently compelling pressures” of custodial interrogation and was not his “purely voluntary choice” is not substantiated by this
Fourth, as the majority opinion indicates, the new prophylactic rule it announces is not a per se rule; rather, it is one which necessitates a case-by-case factual inquiry. The rule thus has obvious potential for confusing, conflicting, and fact-intensive panel opinions based upon the subjective views of appellate judges as to whether the government failed to sustain its burden of proof to show that a suspect’s initiation of conversation with the police “was not reasonably attributable to the post-invocation questioning.” The danger spawned by the new judicially-created rule is that this appellate court will transform itself into a quasi-trial court, in these types of cases, as it sifts through and rehashes facts developed and considered in our trial court.
Fifth, the new prophylactic rule is founded upon a weak stone. State v. Yoh,
The sequel to the Yoh state case also is instructive, and again shows that the majority’s new prophylactic rule is founded on a weak stone. Subsequent to the state decision in Yoh, Mr. Yoh sought federal habeas corpus relief. He challenged the trial court’s failure to suppress his confession. He contended that “his confession is both presumptively invalid under the prophylactic rules of Miranda and its progeny, and actually involuntary under traditional notions of due process.” Yoh v. Pollito, No. 1:09-CV-18,
In short, I believe that the majority’s expanded and new prophylactic rule is unjustified on this record. It creates an unnecessary imbalance in competing considerations in Fifth and Sixth Amendment jurisprudence, considerations designed to protect the fundamental rights of suspects, their rights to voluntarily initiate contact with the police to confess, society’s desire to curb impermissible interrogation, and the right of individual citizens and their communities to be free from and protected against heinous crimes. But, even assuming that the majority is correct and that Dorsey is an appropriate case for the announcement of an expanded and new prophylactic rule, Judge Thompson’s cogent analysis shows that the government met its burden of proof under the standard articulated by the majority. Therefore, I respectfully dissent, and I also join Judge Thompson’s dissent.
. The majority opinion disclaims any new prophylactic rule or expansion of an existing prophylactic rule. Although characterized as a "clarif[ication] [of] the requirements for finding a valid initiation and waiver," what emerges from the majority opinion is a new or expanded prophylactic rule. Here, the trial court specifically found that Mr. Dorsey, not the police, initiated the stage 2 contact. However, the majority opinion declares that that initiation by a seasoned veteran of the criminal justice system is presumptively invalid because, in the view of the appellate majority, the initiation resulted from Mr. Dorsey’s delayed reaction to badgering (that is, his initiation is reasonably attributable to badgering), even though his subsequent (his first and only) confession was voluntary, and even though there is no factual record to support the majority’s theory.
