Appellant’s petition for a writ of habeas corpus, addressed to the District Court, was accompanied by a pauper’s oath. The petition was permitted to be filed without prepayment of costs, but (lie writ was denied. Petitioner then requested reconsideration of the order or, in the alternative, leave to appeal as a pauper. The trial judge certified
On this appeal we are confronted with questions which affect, not only the rights of appellant, but the administration of habeas corpus generally. For centuries the writ has been regarded as a palladium of
Today, in the District of Columbia, we find a similar contrast. Here, petitions for the writ are used not only as they should be to protect unfortunate persons against miscarriages of justice, but also as a device for harassing court, custodial and enforcement officers with a multiplicity of repetitious, meritless requests for relief. The most extreme example is that of a person who, between July 1939 and April 1944, presented in the District Court 50 petitions for writs of habeas corpus; another person has presented 27 petitions, a third 24, a fourth 22, a fifth 20. One hundred nineteen persons have presented 597 petitions— an average of 5. The extent of the problem is indicated by the table appended in the margin,
Although the problem seems to be more acute in the District of Columbia, the same situation is developing in other districts. Thus, for the fiscal year 1942,
The situation in the District of Columbia is further complicated by the fact that St. Elizabeths, the great federal mental hospital, is located here. Of the petitions for writs of habeas corpus filed in the District Court of the United States for the District of Columbia, approximately 44 per cent
These facts suggest the larger background against which the present case must be considered. Here is a problem of judicial administration which cannot be solved in a vacuum. On the one hand, it is necessary that the applicable statute shall be so interpreted as to preserve, in full vigor, this greatest of all safeguards against official oppression. On the other hand, it is necessary to give full meaning to all the language of the statute and thus to protect the writ from abuse.
So far as concerns the numerous petitions for habeas corpus filed by inmates of St. Elizabeths Hospital, we have outlined, in recent cases,
From whatever source the petition may come, it is the duty of the judge to whom it is presented, carefully, to consider it.
There are at least ten such possible alternatives, as follows: [1] When a petition is presented to a judge with a request for leave to file it, the judge may, if the petitioner is not entitled to a writ, deny leave to file it;
In determining which of the several alternatives to adopt, the judge must,
As alternative [5] was adopted by the trial judge in the present case, it becomes necessary to outline the principles and rules which controlled his action thus to determine whether it shall be upheld on this appeal. The first requirement which a petitioner must meet is that he make a prima facie case, within the meaning of the District of Columbia Code
If the petition omits any of the specified essential requirements it fails to establish a prima facie case. However, it does not follow that such a petition should be denied forthwith. Several other possibilities occur at this point. Thus, if a petition is insufficient in substance, the judge to whom it is presented may, in the interest of justice permit or require its amendment.
If a prior application for a writ of habeas corpus has been made, in the same case, by the petitioner, or in his behalf, whether in this or some other jurisdiction, the petition should so state and such other facts and documents should be set out as will allow the judge properly to determine whether the issues presented by the present petition were decided in a former proceeding; thus enabling him to exercise his discretion accordingly.
It is apparent, therefore, that the words of the statute — from the petition itself — include information, available to the judge by judicial notice,
Language in some of the cases, suggesting an analogy to the situation faced by a trial judge to whom is presented a demurrer to a complaint in the ordinary civil case,
The judgment under which a petitioner is detained is impervious to his collateral attack,
It has been suggested that the Supreme Court in the Bowen case,
Our conclusion is fortified, also, by the Supreme Court’s contemporaneous restatement
The dangerous possibilities of a too-liberal use of the writ for review purposes are emphasized by the fact that- — unlike most of the state courts — no provision is made for official court reporters in federal trial courts and few transcripts are available. If the presumption of regularity of proceedings
No question is raised, on this appeal, as to the original jurisdiction of the Court over the case in which appellant was committed to the custody of appellee, or over appellant himself and no contention is made that jurisdiction was lost during the proceedings except as that contention may be suggested by certain allegations of the petition. Tims, the petition alleges: “ * * * your petitioner will show that his rights have been abused, as according to the Constitution of the United States.” Disregarding the ineptness of phrasing and giving to this allegation its fullest possible meaning, it constitutes merely a general conclusion, insufficient to present an issue.
The petition continues: “Petitioner states that there is a clause in the 6th Amendment that says, ‘that in all criminal cases the accused shall have the assistance of counsel for his defense.’ Your petitioner was not represented by counsel at his arraignment on March 1, 1943. Petitioner believes that he is being restrained of his liberty in violation of his rights, according to the 6ih Amendment.” The first and third sentences of this allegation are also generalizations and conclusions, insúflacient to present an issue. So far as concerns the second sentence, there are two answers. The record shows that appellant was twice arraigned. On the first occasion — of which he complains — he pleaded not guilty; thereafter counsel was assigned to represent him. Up to this point, therefore, no rights had been violated and no' vantage lost.
The fact that appellant was represented by counsel on his second arraignment appears, not only from the record, but from his own petition. In fact, alleged misrepresentation by his assigned counsel constitutes the next ground relied upon by
In the case just cited the petitioner relied upon his attorney’s assurance that “he was a personal friend of the Trial Court Justice.” Here he relied upon his attorney’s assurance that he had reached an agreement with the District Attorney. There is no allegation that the District Attorney made any representation to petitioner himself. In each case the decision to plead guilty was made following consultation with an attorney and upon his advice, and, so far as appears, with full understanding of what was being done; each petitioner, so far as appears, knew it was for the judge to say whether a lenient sentence in the one case, or probation in' the other, should be given.
Everyone who is acquainted with the realities of practice knows the desire of some convicted persons to have their cases tried over again and their frequent repudiation of counsel after their hopes for acquittal or for lenient punishment have failed to materialize. It is easy for such a person to rationalize his own ■wishful thinking- — together with hopeful comments of counsel — into a structure of promises, coercion and trickery; to assume incompetency and disinterest or worse, upon the part of counsel. But mere general assertions of incompetency or disinterest do not constitute a prima facie showing required by the statute to support a petition for habeas corpus.
The petition also alleges that appellant “was seized and deprived of his liberty by operatives of the Metropolitan Police Force on February 22, 1943, and was lodged in a cell and held in their custody, ‘incommunicado’; * * * on several occasions he was brutally beaten by the said operatives of the Police Force, all for intent, purpose or effect of having your petitioner make, a statement or confession of guilt. Your petitioner could no longer endure the physical pain and mental torture he was subjected to undergo by the said operatives, so 'he signed a statement, or confession. Petitioner was willing to admit to any crime that the said operatives wished him to admit.” We do not palliate or excuse such conduct upon the part of police officials. If such conduct took place, 'it was grossly improper and illegal; sufficient to provide a basis for disciplinary action under the Code;
Appellant contends, also, that the decision should be reversed because of failure to appoint counsel to represent him in the present proceeding. In most of the alternative situations outlined earlier in this opinion there would be, not only no right, but no reason for such an assignment. Although appointment of counsel may be proper
One question remains to be considered, namely, whether this Court properly disregarded the certificate of the trial judge, made in support of his refusal to authorize an appeal in forma pauperis. There is in the statute no word of limitátion, which gives or suggests power in an appellate court to disregard the certificate.
In the Wells case
For all these reasons the appeal must fail.
Appeal dismissed.
Notes
Act of July 20, 1832, 27 Stat 252, as amended 36 Stat. 8(K> (1910), 42 Stat. 666 (1.923), 45 Stat. 54 (1928), 28 U.S.C.A. § 882.
See Wells v. United States,
See, generally, In re Rosier,
Bushell’s Case, Vaughan, 136, 124 Eng. Rep. 1006. 1 Iloldsworth, History of English Law (1938) 228; cf. 2 Hale, Pleas of the Crown (1778) 143; 9 Iloldsworth, History of English Law (1938) 114; Dicey, Law of the Constitution (9th ed. 1939) 220-222.
1 Iloldsworth, History of English Law (1938) 227, 459; 9 Iloldsworth, History of English Law (1938) 109-111.
1 Iloldsworth, History of English Law (1938) 227, 516. See Jenks, The Story of Habeas Corpus, 18 L.Q.Rev. 64-65: “In truth there is not a little about the Habeas Corpus which requires explanation. In the first place it seems odd (or it would seem odd in any system of law but our own) that the king’s writ, this ‘high prerogative writ,’ as Blackstone calls it, should have been the groat engine for defeating the king’s ^own orders. In the second place, it is somewhat disconcerting to find that this high prerogative document is not an Original writ at all, but a mere interlocutory mandate, or judicial precept, which occurs in the course of other proceedings. Thirdly, and this perhaps is the most embarrassing discovery, the more one studies the ancient writs of Habeas Corpus (for there were many varieties of the article) the more clear grows the conviction, that, whatever may have been its ultimate use, the writ Habeas Corpus was originally intended not to get people out of prison, hut to put them in it. These are facts which should surely arouse a just curiosity. Amongst other thoughts which they suggest, they seem to raise this not unimportant historical question — Were the champions of popular liberties, in those stormy days of the early seventeenth century, quite so conservative as they professed to be? When they were loudly asserting that they did but vindicate the. existing order, were they in very truth effecting a revolution?”
Memorandum and Statistical Tables on the Filing and Determination of Petitions for Writs of Habeas Corpus in the United ■States District. Court for the District of Columbia. (Prepared by the Administrative Office of the United States Courts, November, 1944.)
Fiscal Year No. Filed Fiscal Year No. Filed
1934 . .. 32 1940 ........... 87
1935 . .. 51 1941 ........... 83
1938 . .. 63 1942 ........... 125
1937 . .. 37 1943 ........... 133
1938 . .. 66 1944 ........... 276
1939 . .. 57 1945 (incomplete)... 101
Memorandum of Administrative Office, p. 2, supra note 7.
In re Rosier,
Report of Statistical Studies of Habeas Corpus Proceedings in Federal Courts for the Fiscal Year 1942, by Will Shafroth of the Administrative Office of the United States Courts. Of the eighty-four districts reporting — excluding the District of Columbia and the Territories- - nineteen districts reported no habeas corláis case.s disposed of: % other sixty-five reported a tetal of 586. Of these, 233 cases came from five districts in which federal custodial institutions are situated. I11 contrast, only 5 eases were disposed of in the whole of the First Circuit; twenty-one districts reported 1 case each; nine districts reported 2 cases each; forty-one districts reported C cases, or less, each.
Report of Statistical Studies, supra note 11: Of these 233 cases, only 9 or 3.9% resulted in release. Of the 586 reported by sixty-five districts, only 34 or 5.8% resulted in release. During the same year 86 appeals were taken in habeas corpus cases to the eleven circuit courts of appeals. Only 4 were reversed. In 3 of these 4, the United States was appellant.
Although complete and comparative figures are not available, the following information from the Clerk of the Supreme Court of the United States is a suggestive sample: “’The large number of petitions for certiorari, prosecuted in forma panperis, growing out of habeas corpus pro-' ceedings in Illinois which have been filed during the past two years can best be brought into focus by tabulating such cases for the complete October Term, 1943, and for the present term to this day. (January 17, 1945) The cases are entitled against one of three Illinois Wardens, i. e„ Ragen, at Joliet; Niersihoimer, at Menard ; or Bennett, at Pontiac. October Term, 1943: Petitions filed, 73; Petitions denied, 73. October Term, 1944 to January 17, 1945: Petitions filed, 66; Petitions granted, 2; Pei fi ions denied, 48; Petitions before the Court for consideration, 3; Pelitions which have not been listed for conference, 13.”
Memorandum of Administrative Office, p. 2, supra note 7:
St. Elizabeth Officers .................... 44%
District ol Columbia eustoclia.1 officers 42%
Private persons ........................... 8%
United States custodial officers.......... 6%
Report of the Judicial Conference of Senior Circuit Judges, September Session (1944), p. 18.
Report by Will 'Sliafroth under date of January 15, 1945:
“Re Habeas Corpus Petitions in the Western District of Missouri •
“Habeas corpus cases from the Medical Center for Federal Prisoners, at Springfield, Missouri, are filed at Kansas City. We do not have information readily available. as to the respondent, in each case, but sinco the Springfield institution is the only federal place of detention in the District, it is safe to assume that practically all of the cases are from that institution.
Habeas Corpus Cases in the Western District of Missouri in which United States was Defendant Fiscal Years 1942, 1943, 1844.
Number of Cases Terminamed Terminated by Dismissal Terminated after Hearing For Petitioner For Respondent
26 .......... 3 .......... 23
47 .......... 2 2 .......... 44
75 .......... 5 3 .......... 67”
See Elder, What Shall Be Done With the Writ of Habeas Corpus? 7 Ill.L.Rev. 1: “Rash, indeed, would bo he who, after consideration, would not recognize the necessity even at the present time of that historic remedy, that ‘political principle’ of the English-speaking people, ‘the great and efficacious writ in all manner of illegal confinement * * * habeas corpus ad subjiciendum.’ But equally rash would be he who should deny that abuses in its administration have brought it into more or less disrepute among the generality of men. * * * Intci’ference, and sometimes improper in-' terferer.ee with the sentences of other courts, was not unknown to the English practice, but that practice never knew the frequent interference with proceedings and judgments of courts of general common law jurisdiction that have occurred in America. Abuses so serious have indeed at times justified the statement that the ‘writ of liberty’ bade fair to become the ‘writ of anarchy.’ ” 2 Freeman, Judgments (5th Ed. 1925) p. 1766, § 829.
In re Rosier,
Barry v. Hall,
The Supreme Court has said: (Henry v. Henkel,
Overholser v. Treibly,
21 U.S.C.A. § 191.
Overholser v. Treibly,
Barry v. Hall,
Wrobel v. Overholser,
Overholser v. Treibly,
Johnson v. Zerbst,
Holiday v. Johnston,
Patton v. United States,
28 U.S.C.A. §§ 832, 835; Ex parte Quirin, D.O.,
Holiday v. Johnston,
Salinger v. Loisel,
Ex parte Hull,
D.C.Code (1940) § 16 — 801; 28 U. S.C.A. § 455; Ex parte Royall,
Walker v. Johnston,
Walker v. Johnston,
Walker v. Johnston,
Mothershead v. King, 8 Cir.,
“In the present instance, moreover, the judge, by calling on the respondent to show cause, adjudged that, in his view, the petition was sufficient and by referring the cause to a master, evinced a judgment that the petition, the return, and the traverse made issues of fact justifying the taking of evidence. * * * The District Judge should himself have heard the prisoner’s testimony and, in the light of it and the other testimony, himself have found the facts and based his disposition of the cause upon his findings. The petitioner has not been afforded the right of testifying before the judge, which the statute plainly accords him.”
28 U.S.C.A. § 455; Ex parte Quirin,
28 U.S.C.A. §§ 459, 460, 461; Walker v. Johnston,
Walker v. Johnston,
This is the usual procedure in some federal courts; Ex parte Quirin,
See, for example, Goto v. Lane,
Pope v. Huff,
D.O.Code (1940) § 36 — 801: “Any person committed, detained, confined, or restrained from his lawful liberty within the District, under any color or pretense whatever, or any person in his or her behalf, may apply by petition to the District Court of the United States for the District of Columbia, or any justice thereof, for a writ of habeas corpus, to the end that the cause of such commitment, detainer, confinement, or restraint may be inquired into; and the court or the justice applied to, if tho facts set forth in the petition make a prima facie case, shall forthwith grant such writ, directed to the officer or other person in whose custody or keeping the party so detained shall be, returnable forthwith before said court or justice”; see United States v. Sing Tuck,
28 U.S.O.A. § 455: “The court, or justice, or judge to whom such application is made shall forthwith award a writ of habeas corpus, unless it appears from the petition itself that the party is not entitled thereto. Tho writ shall be directed to tho person in whose custody the party is detained.”
United States ex rel. McCann v. Adams,
28 U.S.O.A. § 454.
28 U.S.O.A. §§ 451, 452, 454; In re Greene,
In re Rosier,
See McGowan v. Moody, 22 App.D.
28 U.S.O.A. § 454; Ex parte Cuddy,
In re Burrus,
See 28 U.S.O.A. § 454.
Ex parte Hull,
28 U.S.O.A. § 454; Ex parte Cuddy,
Craemer v. Washington State,
Ex parte Cuddy,
Harrison’s Case,
28 U.S.C.A. § 454. The wording of the statute seems clearly to imply that under some circumstances the petition may be made and verified by a person other than the person detained: See United States ex rel. Funaro v. Watchorn, C.C.N.Y.,
Holiday v. Johnston,
Pyle v. Kansas,
Andersen v. Treat,
See Hodge v. Huff,
Wrobel v. Overholser,
Kwock Jan Fat v. White,
Cf. Wellman v. Moore,
Salinger v. Loisel,
Waley v. Johnston,
Pope v. Huff,
Rutledge, J., dissenting in In re Rosier,
Rookard v. Huff,
See cases cited supra notes 63, 64, 65, 66, 67.
See cases cited supra notes 70, 71.
Wells v. United States,
Even after leave has been granted and the petition filed, neither the federal statute nor the District of Columbia Code contemplates the use of a demurrer to the petition. In Moore v. Dempsey,
In re Barry,
Pope v. Huff,
Polish-American Building & Loan Ass’n, Inc. v. Dembowczyk,
Riddle v. Dyche,
Frank v. Mangum,
See eases cited supra note 79. Cf. Williams v. Kaiser,
Hodge v. Huff,
Bowen v. Johnston,
Bowen v. Johnston,
Bowen v. Johnston,
Waley v. Johnston,
Frank v. Mangum,
Johnson v. Zerbst,
Bowen v. Johnston,
The pertinent language of the Bowen case reads as follows (
Adams v. United States ex rel. McCann,
Patton v. United States,
Sanderlin v. Smyth, 4 Cir.,
See, for a recent example, Adams v. United States ex rel. McCann,
Riddle v. Dyche,
Glasgow v. Moyer,
gee note 87, supra; cf. Pyle v. Kansas,
Johnson v. Zerbst,
Glasgow v. Meyer,
Waley v. Johnston,
Slaughter v. Wright, 4 Cir.,
See note 55 supra.
McJordan v. Huff,
Johnson v. Zerbst,
See, generally, Betts v. Brady,
Adams v. United States ex rel. McCann,
McJordan v. Huff,
Two minute entries which appear in the record read as follows: “Mar. 29. Plea ‘Not Guilty’ withdrawn and plea of ■“Guilty’ entered, and referred to Probation Officer.” “May 14. Sentenced — 3 to 9 years to run concurrently with Criminal Nos. 69806 and 69807. McGuire, J.”
Monroe v. Huff,
Diggs v. Welch, — U.S.App.D.C. -—,
Achtien v. Dowd, 7 Cir.,
D.C.Code 1940, § 4 — 176.
McNabb v. United States,
See Slaughter v. Wright, 4 Cir.,
United States v. Mitchell,
28 U.S.O.A. § 835: “The court may •request any attorney of the court to represent such poor person, if it deems the cause worthy of a trial, and may dismiss any such cause so brought if it be made to appear that the allegation of poverty is untrue, or if said court be satisfied that the alleged cause of action is frivolous or malicious.”
Hodge v. Huff,
Hodge v. Huff,
Ex parte Tom Tong,
28 U.S.O.A. § 832.
United States ex rel. Dilling v. McDonnell, 7 Cir.,
Rule 6, Rules-Criminal Procedure After Plea, etc., 18 U.S.O.A. following Section 688: “Bail shall not be allowed pending appeal unless it appears that 1he appeal involves a substantial question which should he determined by the appellate court.”
28 U.S.O.A. § 466.
28 U.S.O.A. § 832.
House v. Mayo,
Wells v. United States,
Wells v. United States,
28 U.S.O.A. § 832; see Webster’s New International Dictionary (2d ed. 1942): “Warrant * * * 2. Authorization; sanction of law or of a superior; command; also, a token of such.”
Cf. Commissioner of Internal Revenue v. The Scottish American Investment Company Limited,
Cf. In re Wragg, 5 Cir.,
