Lead Opinion
Opinion for the Court filed by Circuit Judge SENTELLE.
Dissenting opinion filed by Chief Judge MIKVA.
Appellants Doris and Otis Andrews brought this action against officials and representatives of the United States Park Police, United States Department of the Interior, and the United States, for the wrongful death of the Andrewses’ son, Gino Andrews (“Andrews”). The district court granted summary judgment against appellants on their claims of both constitutional and common law torts against appellees. After reviewing appellants’ allegations of error, we affirm the decision of the district court.
I. Factual Background
This case arises from a bizarre series of events that began when Andrews urinated against the exterior wall of a public restroom facility at Hains Point in East Potomac Park. United States Park Police Officer Thomas Wilkins approached Andrews and advised him that he was being charged with urinating in public, and that Andrews would have to accompany Wilkins to the Park Police station to post collateral. When Wilkins moved toward Andrews with handcuffs, Andrews fled, running around
Wilkins pursued Andrews, first on foot, and then on his police scooter. Wilkins continuously notified the Park Police dispatcher of Andrews’s actions and, when Andrews entered the Channel, directed the dispatcher to contact the Metropolitan Police Department Harbor Patrol. The dispatcher also sent additional Park Police patrol vehicles and a Park Police helicopter to the scene of Andrews’s entry into the Channel.
Andrews swam approximately thirty to forty feet across the Channel, then turned back toward the Hains Point shore. At this point, it appeared that he began to tire and was in danger of drowning. After some hesitation and at the urging of a bystander, Wilkins went to one of the patrol cars, removed a life ring attached to fifty feet of rope, and threw it toward Andrews. The ring did not reach Andrews, and the rope tangled. One of Wilkins’s fellow officers radioed the dispatcher to send another patrol car with a life ring, while Wilkins, without apparent urgency, retrieved the life ring, untangled the rope, walked closer to the Channel’s edge, and threw the ring within approximately two feet of Andrews. Andrews was' by this time apparently unconscious and unable to reach for the life ring.
Wilkins then removed his gun belt in preparation for a swimming rescue, but was dissuaded by fellow officers, who pointed out a District of Columbia Fire Boat and a private motor boat approaching Andrews. The officers hailed the private boat, piloted by George and Jennifer Sozio, who guided it alongside Andrews. Ms. Sozio extended her leg into the water for Andrews to grab onto, then, seeing that Andrews was unconscious and face-down in the water, reached toward Andrews with her arm. At the direction of the police, she also threw a life jacket toward Andrews. Ms. Sozio yelled to the police that Andrews had gone underwater, stating, “I need to go in, I’ve been trained.” They directed her not to go in the water, stating that “[h]e’s an escaped prisoner, and could be dangerous.”
Instead, the police signalled the Sozios to bring their boat to the Channel’s edge, where a police officer boarded and directed them to return to Andrews. Although the Sozios returned their boat to where the life jacket was floating, Andrews’s body had dropped out of sight. The officer told Ms. Sozio that Andrews “was an escape [sic] prisoner and was running from us. He jumped into the water himself, and I was afraid he was dangerous and would commandeer the boat, and force you to take him some where [sic], or take you as a hostage.”
Approximately one-half hour later, the Harbor Patrol recovered Andrews’s body from the Washington Channel. ' The Police immediately transported Andrews to the George Washington Hospital Emergency Room, where he was pronounced dead. The autopsy revealed the presence of PCP, marijuana residues, and alcohol in Andrews’s bloodstream at the time of his death.
II. Discussion
A. Appellants’ Constitutional Tort Claims
Appellants claim that police actions toward Andrews — failing to rescue him and interfering with the Sozios’ private efforts to rescue him — deprived Andrews of his Fifth Amendment right to life, liberty, and property without due process of law, thereby making out a constitutional tort if the police were acting under federal law, or a violation of 42 U.S.C. § 1983 if the police were acting under District of Columbia law. As the district court properly noted below, a constitutional tort claim against the government is subject to a heightened pleading standard. Smith v. Nixon,
Qualified immunity is available to federal and state officials charged with constitutional torts so long as “their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald,
First, the police, as state officers, had no constitutional duty to rescue Andrews. See Bradberry v. Pinellas County,
Nor is it a constitutional violation for a state officer to attempt an ineffectual rescue. See Jackson v. City of Joliet,
On the other hand, at least one circuit has held that police action deliberately or recklessly interfering with ongoing private rescue efforts may establish a constitutional tort. In Ross v. United States,
The Seventh Circuit found that the Deputy was aware of “a known and significant risk of death,” but “consciously chose a course of action that ignored the risk.” Ross,
Here, appellants claim that the police interfered with the Sozios’ private res
In the present case, the police enlisted the Sozios’ assistance, waving them to the site and requesting that they throw a life jacket to Andrews. Thus, rather than using their authority to interfere in a private rescue, the police officers used their authority to involve the Sozios in the police rescue efforts. Given that they were responsible for Ms. Sozio’s involvement, the police were entitled, if not obliged, to prevent Ms. Sozio from endangering her life in the course of a police rescue effort. Based on the decedent’s drastic behavior in the face of a misdemeanor charge, the police could and did conjecture that Andrews was wanted for other charges — perhaps involving a violent crime — or that he was acting under the influence of drugs. (Andrews was in fact also subject to warrant for his arrest at the time on felony charges of possession of cocaine with intent to distribute.) Thus, the facts of this case are much less troubling than those in Ross, given the fact that the police solicited Ms. Sozio’s aid as part of an ongoing police rescue effort, that the police could not have known Ms. Sozio’s level of safety training or skills, and that they were concerned with Andrews’s bizarre behavior.
Even if such action could be construed by this Court as recklessly interfering with a private rescue effort, such a conclusion could not have been clear to the police at the time of the rescue. A federal or state officer is protected by qualified immunity unless the officer reasonably could have known that his or her action would violate an individual’s constitutional rights. This judgment turns on “the ‘objective legal reasonableness’ of the action, assessed in light of the legal rules that were ‘clearly established’ at the time it was taken.” Anderson v. Creighton,
Therefore, neither a Bivens theory constitutional tort claim nor a section 1983 claim will lie, so we need not determine whether the police were acting under federal or District of Columbia authority in order to determine which action would be appropriate. Rather, we need only affirm the district court’s decision granting summary judgment for appellees, as appellants’ failure to make out a claim for a constitutional tort vitiates both causes of action.
B. Appellants’ Common Law Tort Claims
The district court also granted summary judgment against appellants for their com
In the District of Columbia, contributory negligence is a complete bar to recovery. Wingfield v. Peoples Drug Store,
So, too, fails appellants’ claim that the United States could have avoided Andrews’s death under the “last clear chance” doctrine. Under District of Columbia law, a plaintiff may make out a claim for negligence under the “last clear chance” doctrine by alleging
(1) that plaintiff was in a position of danger caused by negligence of both plaintiff and defendant; (2) that the plaintiff was oblivious of the danger or unable to extricate himself from the position of danger; (3) that defendant was aware, or by the exercise of reasonable care should have been aware of the plaintiff’s danger and obliviousness or inability to extricate himself from the danger; and (4) the defendant with means available to him was by the exercise of reasonable care able to avoid [harming] plaintiff after he became aware of the latter’s danger and inability to extricate himself from danger, and failed to do so.
Queen v. Washington Metropolitan Area Transit Authority,
Finally, we find no error in the judge’s conclusion that there was no willful or wanton negligence on the part of the police. To constitute willful or wanton negligence, the police actions must involve “such reckless disregard of security and right as to imply bad faith.” 3 S. Speiser, C. Krause, A. Gans, The American Law of Torts § 10.1, at 354 (1986) (footnote omitted). Here, even in the worst possible light, the evidence shows only that the police were less than enthusiastic in the performance of their jobs and placed a higher value on the safety of Ms. Sozio than they did upon the possibility that she could save Andrews. This is insufficient to establish bad faith. Instead, the uncontroverted facts indicate that the police provided basic rescue services: throwing a life ring to Andrews, contacting the police helicopter and Harbor Patrol, and utilizing the assistance of the Sozios’ private boat-actions that are hardly unresponsive to Andrews’s danger. Accordingly, the district court did not err in granting summary judgment on appellant’s claims that the police engaged in willful and wanton negligence.
In introducing his accusation of untruth, our colleague asserts that the Park Police warning to Ms. Sozio not to get in the water with Andrews “because Andrews was an escaped prisoner and could be dangerous ... was false: Andrews was not an escaped prisoner____” Dissent at 102.' Our colleague does admit that “one could call him a fleeing misdemeanant,” id., but he never explains why a misdemeanant does not become an escaped prisoner when he is arrested and then flees.
Our colleague also takes exception to the police assertion to the Sozios that Andrews “could be dangerous.” From the point of view of the police officers not blessed with our hind-sight vantage, this statement was entirely accurate. Our colleague writes that Andrews “was already unconscious at the time Ms. Sozio attempted her rescue, and therefore posed no conceivable threat to her or anyone else.” Dissent at 102. What he neglects to mention is that the Park Police had no way of knowing this at the time, and we know this only as a result of Ms. Sozio’s subsequent witness statement. In fact, Ms. Sozio also recounts that “someone in the policeman’s direction yell[ed] ‘throw the life preserver,’ ” which would seem to confirm that those on shore were not aware that Andrews was unconscious.
While we take no delight in writing ill of the dead, the evidence is uncontested that Gino Andrews, at the time of death, had a blood ethanol level of .03 percent, a blood phencyclidine level of 0.012 mg percent and a lung phencyclidine level of 0.029 mg percent, as well as a positive response for blood cannabinoids. The record further discloses that a phencyclidine “user readily loses his orientation while swimming or immersed and frequently drowns, sometimes in very small amounts of water.” Nothing in this evidence is inconsistent with the apparent proposition that these officers had no reason to believe that the appellant would become unconscious or drown faster than anyone else, except the same evidence that they had that he was dangerous; that is, that he acted in a dangerous and bizarre fashion. To assert that “the warnings to Ms. Sozio that Gino Andrews was an ‘escaped prisoner [who] could be dangerous’ were patently untrue,” is simply subjecting the officers’ conduct to our hind-sight. See dissent at 104. So, too, is our colleague’s assertion that “what is truly bizarre is the behavior of the United States Park Police.” Dissent at 102. Granted, his statement that “urinating in public ... and fleeing arrest do not transform a 21 year old into a hardened criminal who poses a threat to private rescuers,” is literally a true one. See dissent at 102. It is, however, also true that fleeing from police and leaping into the Washington Channel after a misdemeanor arrest is not the act of an ordinary misdemeanant, but rather the behavior of a desperate fugitive or one on drugs. That the record discloses
III. Conclusion
For the foregoing reasons, the judgment of the district court is
Affirmed.
Notes
. Though the dissent questions the word "arrested," we accept as true the allegations of the complaint not contested by pleading or affidavit. "This is an action arising from the arrest and drowning of Gino Marquette Andrews.” Complaint at ¶ 1 (emphasis supplied).
Dissenting Opinion
dissenting in part:
Gino Andrews was arrested for urinating behind a locked comfort station at Hains Point. When the police officer produced handcuffs and told Andrews that he would have to come to the station, Andrews fled. The policeman chased on foot and motor scooter until Andrews dove into the Washington Channel of the Potomac River and started swimming toward Fort McNair. While there is some dispute about how strenuous the Park Police on the scene were in their rescue efforts, there is no dispute that, shortly before Andrews drowned, a private boat operated by George and Jennifer Sozio got close to him. Ms. Sozio prepared to dive into the water, stating that she was trained in life-saving and could save Andrews. But a police officer on shore directed her not to attempt the rescue because Andrews was an escaped prisoner and could be dangerous. The statement was false: Andrews was not an escaped prisoner (at most one could call him a fleeing misdemeanant), his outstanding bench warrant only came to light after the incident, and no one had seen any weapon (nor was one recovered afterward). Indeed, if the majority is correct in their rendition of the facts, Gino Andrews was already unconscious at the time Ms. Sozio attempted her rescue, and therefore posed no conceivable threat to her or anyone else.
Gino Andrews’ parents filed suit against various defendants, including the Park Police and the United States, asserting constitutional, statutory and common law tort claims. The Andrews alleged that their son was chased into the Channel and that the Park Police officers at the scene refused to rescue him, prevented two persons on shore from attempting a rescue, and interfered with Ms. Sozio’s rescue attempt. Generally, I concur in the court’s disposition of the constitutional and statutory claims, as well as most of the common law claims against the individuals and the United States. I am dismayed, however, by the dismissal of appellants’ claim that the Park Police were negligent in their rescue efforts when they prevented Ms. Sozio’s rescue attempt. The majority calls this case “bizarre,” but what is truly bizarre is the behavior of the United States Park Police. Urinating in public (behind a locked comfort station) and fleeing arrest do not transform a 21 year old into a hardened criminal who poses a threat to private rescuers. The facts alleged by appellants, many of which were undisputed, warranted a trial on the common law tort claims which alleged that the Park Police interfered with rescue efforts. Accordingly, I dissent from the majority’s holding that the government was legally blameless.
I. Discussion
The trial court refused to let this case go to trial, disposing of it on the government’s motion for summary judgment. In opposition to the government’s motion, appellants introduced several witness statements and affidavits from disinterested eyewitnesses to corroborate their allegations that the government was culpable. In support of its motion, the government introduced a sworn statement from Sgt. Thomas Wilkins indicating that the Park Police acted expeditiously and did everything possible to rescue Andrews. It is undisputed, however, that the officers did prevent a private rescue effort that was much more likely to succeed than their feeble efforts made from the shore.
The district court granted summary judgment to the United States because it found that: (1) Andrews was contributorily negligent, evidenced by his flight from arrest, intoxication, and swimming in the Washington Channel in violation of federal regulations; (2) this contributory negligence barred application of the “negligent rescue” doctrine; (3) the lack of evidence of initial negligence by the defendants made
District of Columbia law recognizes the doctrine of negligent rescue. Cf. Remeikis v. Boss & Phelps, Inc.,
The interference with Sozio’s private rescue efforts stands alone as an act of negligence to which the prior contributory negligence of Andrews is irrelevant. Contributory negligence does not automatically bar recovery under a negligent rescue theory unless it is continuing.
It is incumbent on the part of such a plaintiff to act with due care not to make his predicament worse once succor is on the way, but the volunteer who defaults in his duty once assumed to assist with due care cannot evade liability by pointing to the fact that the plaintiff in peril brought his troubles on himself to begin with.
Federal Deposit Insurance Corp. v. Thomas W. Perry, Inc.,
Appellants also tried to avoid the contributory negligence barrier by arguing that the officers had acted in a willful or wanton fashion. The district court determined that there was no evidence of such conduct. While that conclusion may be appropriate when looking at the initial conduct of the Park Police, the record was replete with evidence that the Park Police had acted in a most disturbing manner when warning Ms. Sozio to desist in her rescue attempt. The district court simply concluded that the fact “that the park police prevented Jennifer Sozio from attempting a swim rescue cannot give rise to a claim of willfulness or wantonness.” Willfulness does not require
These eyewitness accounts were dismissed, however, on the strength. of the sworn statement by Sergeant Wilkins that the police did everything possible to save Andrews. The majority gives no recognition to the clear stricture that in summary judgment review, the non-moving party gets the benefit of the doubt on any disputed facts. Instead, my colleagues “conjecture” about what may have motivated the officers to tell Jennifer Sozio that Andrews was an escaped and dangerous prisoner. See Maj.Op. at 99. The majority would deem Andrews’ “arrest” and flight as a sufficient basis for loosely describing him as an escaped prisoner, but Andrews was never actually arrested for urinating in public. See California v. Hodari D., — U.S. -, -,
This case resembles Ross v. United States,
II. Conclusion
A somewhat harmless misdemeanor formed the causal nexus for a tragic death. There is no law or precedent which requires the United States to compensate the aggrieved family for every such unfortunate incident. But the law and precedents are clear that the United States is responsible when its agents act in a negligent fashion. There was enough in this record to put the United States to the task of defending the conduct of its officers at trial, rather than passing through the summary judgment road to absolution of blame. I would remand to allow appellants an opportunity to prove their common law tort claims against the United States-
