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942 F.3d 609
2d Cir.
2019

Dоnohue v. Milan; Donohue v. Milan; N.Y.S. Thruway Emps. v. N.Y.S. Thruway Auth.

Docket Nos. 17-2832-cv, 17-2833-cv, 17-2834-cv

United States Court of Appeals, Second Circuit

Decided: November 18, 2019

17-2832-cv, 17-2833-cv, 17-2834-cv

Donohue v. Milan; Donohue v. Milan; N.Y.S. Thruway Emps. v. N.Y.S. Thruway Auth.

UNITED STATES COURT OF APPEALS

FOR THE SECOND CIRCUIT

August Term, 2018

(Argued: March 13, 2019 Decided: November 18, 2019)

Docket Nos. 17-2832-cv, 17-2833-cv, 17-2834-cv

DANNY DONOHUE, AS PRESIDENT OF THE CIVIL SERVICE EMPLOYEES

ASSOCIATION, INC., LOCAL 1000, AFSCME, AFL-CIO, CIVIL SERVICE

EMPLOYEES ASSOCIATION, LOCAL 1000, AFSCME, AFL-CIO, JOHN

DELLIO, INDIVIDUALLY AND ON BEHALF OF ALL OTHERS SIMILARLY

SITUATED, MICHAEL BOULERIS, INDIVIDUALLY AND ON BEHALF OF

ALL OTHERS SIMILARLY SITUATED, MAUREEN ALONZO, INDIVIDUALLY

AND ON BEHALF OF ALL OTHERS SIMILARLY SITUATED, MARCOS

DIAMANTATOS, INDIVIDUALLY AND ON BEHALF OF ALL OTHERS

SIMILARLY SITUATED,

Plaintiffs-Appellees,

v.

CARLOS MILAN, IN HIS OFFICIAL CAPACITY AS DIRECTOR OF

EMPLOYEE RELATIONS AND EMPLOYEE SAFETY, NEW YORK STATE

THRUWAY AUTHORITY AND NEW YORK STATE CANAL CORPORATION,

HOWARD P. MILSTEIN, INDIVIDUALLY AND IN HIS OFFICIAL CAPACITY

AS CHAIRMAN OF NEW YORK STATE THRUWAY/CANAL CORPORATION

BOARD OF DIRECTORS, DONNA J. LUH, INDIVIDUALLY, E. VIRGIL

CONWAY, IN HIS OFFICIAL CAPACITY AS BOARD MEMBER OF NEW

YORK STATE THRUWAY/CANAL CORPORATION BOARD OF DIRECTORS,

RICHARD N. SIMBERG, INDIVIDUALLY, BRANDON R. SALL,

INDIVIDUALLY, J. DONALD RICE, JR., INDIVIDUALLY, JOSE HOLGUIN-

VERAS, INDIVIDUALLY, NEW YORK STATE THRUWAY AUTHORITY,

Defendants-Appellants,

THOMAS J. MADISON, JR., INDIVIDUALLY AND IN HIS OFFICIAL

CAPACITY AS EXECUTIVE DIRECTOR OF THE NEW YORK STATE

THRUWAY AUTHORITY AND THE NEW YORK STATE CANAL

CORPORATION,

Defendants.

DANNY DONOHUE, AS PRESIDENT OF THE CIVIL SERVICE EMPLOYEES

ASSOCIATION, INC., LOCAL 1000, AFSCME, AFL-CIO, CIVIL SERVICE

EMPLOYEES ASSOCIATION, INC., LOCAL 1000, AFSCME, AFL-CIO,

WILLIAM COLEMAN, INDIVIDUALLY AND ON BEHALF OF ALL OTHERS

SIMILARLY SITUATED, WILLIAM MILLER, INDIVIDUALLY AND ON

BEHALF OF ALL OTHERS SIMILARLY SITUATED, JOHN METZGIER,

INDIVIDUALLY AND ON BEHALF OF ALL OTHERS SIMILARLY SITUATED,

JACK WIEDEMAN, INDIVIDUALLY AND ON BEHALF OF ALL OTHERS

SIMILARLY SITUATED,

Plaintiffs-Appellees,

JOHN DELLIO, INDIVIDUALLY AND ON BEHALF OF ALL OTHERS

SIMILARLY SITUATED, MICHAEL BOULERIS, INDIVIDUALLY AND ON

BEHALF OF ALL OTHERS SIMILARLY SITUATED, MAUREEN ALONZO,

INDIVIDUALLY AND ON BEHALF OF ALL OTHERS SIMILARLY SITUATED,

MARCOS DIAMANTATOS, INDIVIDUALLY AND ON BEHALF OF ALL

OTHERS SIMILARLY SITUATED, NEW YORK STATE THRUWAY

EMPLOYEES LOCAL 72, JOSEPH E. COLOMBO, GEORGE E. SAVOIE, DAVID

M. MAZZEO, INDIVIDUALLY AND ON BEHALF OF ALL OTHERS

SIMILARLY SITUATED,

Plaintiffs,

v.

CARLOS MILAN, INDIVIDUALLY AND IN HIS OFFICIAL CAPACITY AS

DIRECTOR OF EMPLOYEE RELATIONS AND EMPLOYEE SAFETY, NEW

YORK STATE THRUWAY AUTHORITY AND NEW YORK STATE CANAL

CORPORATION, BRIAN U. STRATTON, INDIVIDUALLY AND IN HIS

OFFICIAL CAPACITY AS DIRECTOR OF THE NEW YORK STATE CANAL

CORPORATION, HOWARD P. MILSTEIN, INDIVIDUALLY AND IN HIS

OFFICIAL CAPACITY AS CHAIRMAN OF NEW YORK STATE THRUWAY

AUTHORITY/CANAL CORPORATION BOARD OF DIRECTORS, E. VIRGIL

CONWAY, INDIVIDUALLY AND IN HIS OFFICIAL CAPACITY AS BOARD

MEMBER OF THE NEW YORK STATE THRUWAY/CANAL CORPORATION

BOARD OF DIRECTORS, NEW YORK STATE THRUWAY AUTHORITY, NEW

YORK STATE CANAL CORPORATION, DONNA J. LUH, INDIVIDUALLY

AND IN HER OFFICIAL CAPACITY AS VICE-CHAIRMAN NEW YORK

STATE THRUWAY/CANAL CORPORATION BOARD OF DIRECTORS AND

IN HER OFFICIAL CAPACITY AS VICE-CHAIR OF THE NEW YORK STATE

THRUWAY AUTHORITY BOARD OF DIRECTORS, RICHARD N. SIMBERG,

INDIVIDUALLY AND IN HIS OFFICIAL CAPACITY AS BOARD MEMBER OF

THE NEW YORK STATE THRUWAY/CANAL CORPORATION BOARD OF

DIRECTORS AND IN HIS OFFICIAL CAPACITY AS BOARD MEMBER OF

THE NEW YORK STATE THRUWAY AUTHORITY, BRANDON R. SALL,

INDIVIDUALLY AND IN HIS OFFICIAL CAPACITY AS BOARD MEMBER OF

NEW YORK STATE THRUWAY/CANAL CORPORATION BOARD OF

DIRECTORS AND IN HIS OFFICIAL CAPACITY AS BOARD MEMBER OF

THE NEW YORK STATE THRUWAY AUTHORITY, J. DONALD RICE, JR.,

INDIVIDUALLY AND IN HIS OFFICIAL CAPACITY AS BOARD MEMBER OF

THE NEW YORK STATE THRUWAY/CANAL CORPORATION BOARD OF

DIRECTORS, JOSE HOLGUIN-VERAS, INDIVIDUALLY AND IN HIS

OFFICIAL CAPACITY AS BOARD MEMBER OF NEW YORK STATE

THRUWAY/CANAL CORPORATION BOARD OF DIRECTORS AND IN HIS

OFFICIAL CAPACITY AS BOARD MEMBER OF THE NEW YORK STATE

THRUWAY AUTHORITY,

Defendants-Appellants,

THOMAS J. MADISON, JR., INDIVIDUALLY AND IN HIS OFFICIAL

CAPACITY AS EXECUTIVE DIRECTOR OF THE NEW YORK STATE

THRUWAY AUTHORITY AND THE NEW YORK STATE CANAL

CORPORATION,

Defendant.

NEW YORK STATE THRUWAY EMPLOYEES LOCAL 72, JOSEPH E.

COLOMBO, GEORGE SAVOIE, DAVID M. MAZZEO, INDIVIDUALLY AND

ON BEHALF OF ALL OTHERS SIMILARLY SITUATED,

Plaintiffs-Appellees,

v.

NEW YORK STATE THRUWAY AUTHORITY, HOWARD P. MILSTEIN,

INDIVIDUALLY AND IN HIS OFFICIAL CAPACITY AS CHAIRMAN OF THE

NEW YORK STATE THRUWAY AUTHORITY, THOMAS RYAN, IN HIS

OFFICIAL CAPACITY, E. VIRGIL CONWAY, IN HIS OFFICIAL CAPACITY AS

BOARD MEMBER OF THE NEW YORK STATE THRUWAY AUTHORITY,

BRANDON R. SALL, IN HIS OFFICIAL CAPACITY AS BOARD MEMBER OF

THE NEW YORK STATE THRUWAY AUTHORITY, JOHN F. BARR, IN HIS

OFFICIAL CAPACITY AS DIRECTOR OF ADMINISTRATIVE SERVICES OF

THE NEW YORK STATE THRUWAY AUTHORITY, DONNA J. LUH, IN HER

OFFICIAL CAPACITY AS VICE-CHAIR OF THE NEW YORK STATE

THRUWAY AUTHORITY BOARD OF DIRECTORS, RICHARD N. SIMBERG,

IN HIS OFFICIAL CAPACITY AS BOARD MEMBER OF THE NEW YORK

STATE THRUWAY AUTHORITY, J. DONALD RICE, JR., IN HIS OFFICIAL

CAPACITY AS BOARD MEMBER OF THE NEW YORK STATE THRUWAY

AUTHORITY, JOSE HOLGUIN-VERAS, IN HIS OFFICIAL CAPACITY AS

BOARD MEMBER OF THE NEW YORK STATE THRUWAY AUTHORITY,

Defendants-Appellants,

THOMAS J. MADISON, JR., INDIVIDUALLY AND IN HIS OFFICIAL

CAPACITY AS EXECUTIVE DIRECTOR OF THE NEW YORK STATE

THRUWAY AUTHORITY, JOHN M. BRYAN, IN HIS OFFICIAL CAPACITY AS

CHIEF FINANCIAL OFFICER AND TREASURER OF THE NEW YORK STATE

THRUWAY AUTHORITY, JOSEPH BRESS, INDIVIDUALLY AND IN HIS

OFFICIAL CAPACITY AS CHIEF NEGOTIATOR OF THE NEW YORK STATE

THRUWAY AUTHORITY, HOWARD GLASER, INDIVIDUALLY AND IN HIS

OFFICIAL CAPACITY AS DIRECTOR OF STATE OPERATIONS AND SENIOR

POLICY ADVISOR TO THE GOVERNOR OF NEW YORK, DONALD R. BELL,

INDIVIDUALLY AND IN HIS OFFICIAL CAPACITY AS DIRECTOR OF

MAINTENANCE AND OPERATIONS OF THE NEW YORK STATE THRUWAY

AUTHORITY,

Defendants.

Before: WESLEY, LOHIER, and SULLIVAN, Circuit Judges.

In this appeal, we consider whether State Employees Bargaining Agent Coalition v. Rowland, which held that union activity is protected by the First Amendment right to freedom of association and that heightened scrutiny applies to employment decisions that target an employee “based on union membership,” 718 F.3d 126, 134 (2d Cir. 2013), extends to agency fee payors (AFPs), who are not union members, based solely on the fact that AFPs are represented by a union during collective bargaining. We hold that First Amendment protections apply to union members but do not extend to AFPs based on union representation alone. We therefore VACATE and REMAND the District Court’s order as it applies to AFPs but AFFIRM the District Court’s order as it applies to union members.

BETH A. BOURASSA (Christopher W. Meyer,

Norma G. Meacham, Monica R. Skanes, on

the brief), Whiteman Osterman & Hanna

LLP, Albany, NY, for Defendants-Appellants.

AARON E. KAPLAN (Daren J. Rylewicz,

Jennifer C. Zegarelli, on the brief), Civil

Service Employees Association, Inc.,

Albany, NY, for Plaintiffs-Appellees in

Donohue et al. v. Milan et al., 17-2832-cv,

Donohue et al. v. Milan et al., 17-2833-cv.

GREGG D. ADLER (Nicole M. Rothgeb, on the

brief), Livingston, Adler, Pulda, Meiklejohn

& Kelly, P.C., Hartford, CT, for Plaintiffs-

Appellees in N.Y. State Thruway Emps. Local

72 et al. v. N.Y. State Thruway Authority et

al., 17-2834-cv.

LOHIER, Circuit Judge:

In State Employees Bargaining Agent Coalition v. Rowland, we held that

union activity is protected by the First Amendment right to freedom of

association and that heightened scrutiny therefore applies to employment

decisions that target an employee “based on union membership.” 718 F.3d 126,

134 (2d Cir. 2013). Many of the plaintiffs in this case are union members and

thus clearly enjoy First Amendment protections based on their voluntary

association with a union. But a small subset of the plaintiffs are non-union

members called agency fee payors (AFPs). The main question here is whether, in

light of Rowland, the AFPs’ First Amendment rights are prоtected solely because

the AFPs are represented by a union during collective bargaining.

In an order granting summary judgment in favor of the Plaintiffs, the

United States District Court for the Northern District of New York (Scullin, J.)

interpreted our decision in Rowland to mean that strict scrutiny applies to a

public employer’s decision to fire both union members and AFPs because they

are represented by unions during collective bargaining. Donohue v. Madison

(“Donohue I”), No. 1:13-CV-918 (FJS) (CFH), 2017 WL 2171276, at *3-6 (N.D.N.Y.

Apr. 14, 2017). The District Court ultimately ‍‌​​​​‌​​‌​‌​‌​‌​‌​‌​​‌‌​​​‌‌‌‌​​‌​‌‌‌​‌​‌​​​‌‌‌​‍certified its order for interlocutory

appeal pursuant to 28 U.S.C. § 1292(b). Donohue v. Madison (“Donohue II”),

No. 1:13-CV-918 (FJS) (CFH), 2017 WL 3206326, at *4-5 (N.D.N.Y. July 27, 2017).

On appeal, we conclude that the AFPs’ First Amendment right to association was

not protected solely because the AFPs were represented by the union during

collective bargaining. We therefore VACATE and REMAND the District Court’s

order as it applies to AFPs but AFFIRM the District Court’s order as it applies to

union members.

BACKGROUND

1. Facts

The New York State Thruway Authority (the Authority) finances,

reconstructs, and operаtes the New York State Thruway and New York’s canal

system. For a number of years, the Authority faced significant financial

pressures, including mounting debt due to the repair of aging infrastructure and

rising health insurance costs for employees. In response, the Authority

implemented cost-saving measures, including freezing salary increases for its

non-unionized employees from 2009 to 2012. In 2012 the Authority’s credit

rating fell as it prepared to finance a replacement for the Tappan Zee Bridge. Thе

Authority sought recurring operational cost reductions from its union-

represented employees by getting concessions from its unions during

negotiations over new collective bargaining agreements (CBAs).

The Authority recognized three unions as the bargaining agents for four

separate bargaining units of employees. New York law and the CBAs made

anyone who accepted an Authority position in a bargaining unit a “union-

represented” employee. See N.Y. Civ. Serv. Law § 204(2). Union-represented

employees in turn were divided into two groups: union members who had

signed a uniоn membership card; and AFPs, who were not union members but

were still represented by unions in collective bargaining. In accordance with

then-governing law, see Abood v. Detroit Bd. of Educ., 431 U.S. 209, 235-42

(1977), overruled by Janus v. Am. Fed’n of State, Cty., & Mun. Emps., 138 S. Ct.

2448 (2018), AFPs were obligated to pay fees to support collective bargaining but

could object to having their fees used to support the unions’ political and

ideological projects and, if they objected, receive a prorated refund.1

Beginning in 2012, the Authority warned both the unions and union-

represented employees that layoffs might result from the uniоns’ refusal to make

certain concessions with respect to the CBAs. After talks broke down, the

Authority, true to its word, implemented a reduction in force (RIF). The RIF

terminated only union-represented employees—218 union members and thirteen

AFPs—eliminating a total of 231 full-time positions apportioned among the four

bargaining units.

Notes

1
In accordance with Abood, the unions asked AFPs to advise them if they were

unwilling to have their union fees expended on political and ideological activities. See

Abood, 431 U.S. at 237-41. Under the Supreme Court’s recent decision in Janus, a union

may no longer extract аny fee from an AFP absent ‍‌​​​​‌​​‌​‌​‌​‌​‌​‌​​‌‌​​​‌‌‌‌​​‌​‌‌‌​‌​‌​​​‌‌‌​‍the AFP’s affirmative consent. 138 S.

Ct. at 2486.

Plaintiffs-appellees New York State Thruway Employees, Teamsters Local

72 (the Teamsters) and Civil Service Employees Association, Inc., Local 1000,

AFSCME, AFL-CIO (CSEA) are two of the unions recognized by the Authority,

and together they represent the vast majority of the 231 employees who were

laid off.

2. Procedural History

Following the RIF, the Plaintiffs sued the Authority and a number of state

officials (together, the Defendants) under 42 U.S.C. § 1983 and New York law,

alleging that the termination of union-represented employees violated the

employees’ First Amendment right to associate. Donohue I, 2017 WL 2171276, at

*2. After the Plаintiffs moved for class certification, the parties, each relying on

Rowland, cross-moved for summary judgment on the Plaintiffs’ First

Amendment claim. Id. at *1. Describing Rowland as “fundamentally concerned

with the use of targeted layoffs to penalize and pressure the bargaining coalition

to accept the defendants’ concessions to sign a new CBA,” the District Court

concluded that heightened scrutiny applied to employment decisions based on

union representation without regard to whether the affected employees were

union members. Id. at *6. The court denied summary judgment because

material factual disputes remained with respect to whether the RIF was narrowly

tailored to serve a vital state interest. Id. at *6-8.

The Defendants moved for reconsideration, arguing that heightened

scrutiny did not apply to all union-represented employees and that, in any event,

the Plaintiffs had fаiled to show that union-represented employees were targeted

because of their association with a union. Donohue II, 2017 WL 3206326, at *1.

Although the District Court denied the motion, it certified to this Court the

following question: “Under Rowland, are ‘union-represented individuals during

the bargaining process’—consisting of both union members and agency fee shop

payors—a proteсted class, such that employment decisions based on employees’

union representation during collective bargaining are subject to strict scrutiny?”

Id. at *5. In certifying the question, the District Court also clarified that

“Plaintiffs [would] have to establish causation at trial.” Id. at *3.

The Plaintiffs’ only unresolved motion before the District Court, for class

certification, remains pending since we stayed all District Court proceedings

when we granted the Defendants’ motion for leave to appeal the District Court’s

interlocutory order.

DISCUSSION

1. The Certified Question

When a district court certifies a question of controlling law pursuant to 28

U.S.C. § 1292(b), we “assume jurisdiction over the entire order, not merely over

the question as framed by the district court.” City of New York v. Beretta U.S.A.

Corp., 524 F.3d 384, 392 (2d Cir. 2008); see Yamaha Motor Corp., U.S.A. v.

Calhoun, 516 U.S. 199, 204-05 (1996). We can therefore review “any issue fairly

included within the certified order,” Cal. Pub. Emps.’ Ret. Sys. v. WorldCom,

Inc., 368 F.3d 86, 95 (2d Cir. 2004) (quotation marks omitted), and “consider a

question different than the one certified as controlling,” Yamaha, 516 U.S. at 205

(quotation marks omitted); see also 16 CHARLES ALAN WRIGHT ET AL., FEDERAL

PRACTICE AND PROCEDURE: JURISDICTION § 3929 (3d ed. 2019) (“The court may . . .

consider any question reasonably bound up with the certified order, whether it is

antecedent to, broader or narrower than, or different from the question specified

by the district court.”).

The District Court applied heightened scrutiny to the Defendants’

termination of AFPs based on their union representation. Donohue I, 2017 WL

2171276, at *6. On appeal, the Plaintiffs similarly argue for the extensiоn of First

Amendment protections to AFPs based ‍‌​​​​‌​​‌​‌​‌​‌​‌​‌​​‌‌​​​‌‌‌‌​​‌​‌‌‌​‌​‌​​​‌‌‌​‍entirely on the fact that a union

represented them in collective bargaining. At oral argument, however, the

Plaintiffs also expressly disclaimed any argument that the AFPs are protected

under a thеory of First Amendment associational rights in this case. We

therefore leave that question for another day and consider a slightly modified

question on appeal: “Under Rowland, do employees enjoy First Amendment

protections merely because they are represented by a union during collective

bargaining suсh that an employment decision based on that representation is

subject to strict scrutiny?” Our answer to the modified question is no. At the

same time, we reaffirm that strict scrutiny applies to employment decisions

based on an employee’s status as a union member.2

2
The Plaintiffs also brought an Equal Proteсtion claim that the District Court

“analyze[d] . . . together” with the First Amendment targeting claim because it viewed

the claims as “rais[ing] identical issues.” See Donohue I, 2017 WL 2171276 at *2 n.5, *3.

The District Court’s holding relied entirely on its interpretation of Rowland. See id. at

*6; see also Donohue II, 2017 WL 3206326 at *2-3, 4. Thus, since we find that under

Rowland employees do not enjoy First Amendment protections merely because they are

represented by a union during collective bargaining, we need not address whether

Plaintiffs’ termination violated the Equal Protection Clause here. On remand, the

District Court should revisit the Plaintiffs’ Equal Protection claim in light of this

opinion.

2. The First Amendment

As to both AFPs and union members, we start and end our analysis with

Rowland. There we explained that conditioning public employment on union

membership inhibited an employee’s fundamental right to associate with a union

and therefore triggered heightened scrutiny. Rowland, 718 F.3d at 133-34. We

have previously explained that public emрloyment decisions that do not

implicate a fundamental right are subject to rational basis review, a standard that

requires only “a nexus between legitimate government ends falling within

constitutionally permissible powers, and a means not prohibited by the

Constitution to achieve them.” Zalewska v. Cty. of Sullivan, 316 F.3d 314, 322

(2d Cir. 2003). Our holding in Rowland flows from the principle that the First

Amendment protects “the practice of persons sharing common views banding

together to achieve a common end.” N.A.A.C.P. v. Claiborne Hardware Co., 458

U.S. 886, 907 (1982) (quotation marks omitted). But Rowland did not say that

being represented by a labor union during collective bargaining by itself

conferred First Amendment protection and the heightened scrutiny that comes

with it. See Rowland, 718 F.3d at 132-34. To be sure, collective bargaining

activitiеs implicate the First Amendment right to freedom of association because

these activities represent the “common end” of a union’s collective efforts.

Claiborne, 458 U.S. at 907; see also Roberts v. U.S. Jaycees, 468 U.S. 609, 622

(1984); Rowland, 718 F.3d at 132-34. We therefore examine those activities to

determine if the right hаs been violated. But we have never held that anyone

who is represented during collective bargaining is for that reason alone entitled

to First Amendment protection from government interference, and we decline to

do so now.

A. AFPs

As noted abоve, the Plaintiffs, echoing the District Court, nevertheless

argue that the AFPs were protected by ‍‌​​​​‌​​‌​‌​‌​‌​‌​‌​​‌‌​​​‌‌‌‌​​‌​‌‌‌​‌​‌​​​‌‌‌​‍the First Amendment solely because a

union represented them during collective bargaining. But we disagree that an

employee enjoys First Amendment protections merely because the employee,

like each AFP in this case, is represented by a union during collective bargaining.

If that were true, then any person represented by an organization involved in an

activity of politicаl, cultural, religious, or economic importance would receive

First Amendment protection based on the right to engage in expressive

association. That is obviously not the case: When determining whether a person

represented by an organization may lay claim to an associational right, we

consider whether that person has engaged with others in a “collective effort on

behalf of shared goals.” Roberts, 468 U.S. at 622. Although for purposes of

making that determination not all AFPs are similarly situated, as the Plaintiffs

appear tо presuppose, crucially, all AFPs are represented by the union not

because of their choice to engage with the union, but by operation of New York

law and the terms of the CBAs. Consequently, AFPs who affirmatively

disassociated with a union by objecting to paying for a union’s political and

ideological projects but who continued to be represented by the union during

collective bargaining could not claim that an adverse employment action

interfered with their right to associate with the union. In extending Rowland to

all AFPs purely because they were represented by a union in collective

bargaining, the District Court went too far.

For these reasons, we conclude that AFPs do not have a First Amendment

right to freedom of association merely because they are represented by a union

during collective bargaining.3 We therefore remand this case to the District

Court to determine whether the layoffs of the thirteen AFPs were justified under

3
Again, the Plaintiffs here have affirmatively disclaimed that the AFPs have any

associational rights based on their engagement in a colleсtive effort with union

members.

rational basis review. See Ysursa v. Pocatello Educ. Ass’n, 555 U.S. 353, 359

(2009); Kraham v. Lippman, 478 F.3d 502, 506 (2d Cir. 2007). In doing so, we

recognize, as the District Court did, that on remand “it is highly likely that

Defendants’ decision to terminate [union-represented] employees would pass

rational basis review.” Donohue II, 2017 WL 3206326, at *4. But we think the

District Court is better positioned to consider that question in the first instance.

B. Union Members

The terminatiоn of those Plaintiffs who are union members is another

matter altogether. Under Rowland, union members clearly enjoy a First

Amendment right to associate in labor unions. See Rowland, 718 F.3d at 134

(noting the “well-established principle that union activity is protected by the

First Amendment”). The Authority itself acknowledges as much. See

Appellants’ Br. 21-22. If the Authority terminated the union members because оf

their union membership—a factual question the District Court decided to let a

jury determine—then strict scrutiny applies to its employment decision. We

therefore affirm the District Court’s decision as it applies to those Plaintiffs who

are union members.

CONCLUSION

For the foregoing reasons, the judgment ‍‌​​​​‌​​‌​‌​‌​‌​‌​‌​​‌‌​​​‌‌‌‌​​‌​‌‌‌​‌​‌​​​‌‌‌​‍of the District Court is

AFFIRMED in part and VACATED and REMANDED in part. Our previous

stay of all proceedings in the District Court, including the Plaintiffs’ motion for

class certification, is hereby lifted. On remand, the District Court should

consider whether to certify a class limited to the union members alone, consistent

with this opinion.

Case Details

Case Name: Donohue v. Milan Donohue v. Milan N.Y.S. Thruway Emps. v. N.Y.S. Thruway
Court Name: Court of Appeals for the Second Circuit
Date Published: Nov 18, 2019
Citations: 942 F.3d 609; 17-2832-cv, 17-2833-cv, 17-2834-cv
Docket Number: 17-2832-cv, 17-2833-cv, 17-2834-cv
Court Abbreviation: 2d Cir.
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