Lead Opinion
Opinion
Defendant Kenneth Lee Donaldson, charged with murder involving special circumstances, robbery, and burglary, seeks a writ of mandate to compel respondent superior court to grant his motion to suppress evidence. He asserts that the use of a hidden microphone to record a conversation between him and his brother Lester while they were waiting in a police interview room constitutes an unlawful search under both federal and California law.
We explain that under settled federal precedent and under the California decisions prior to De Lancie v. Superior Court (1982)
1. Summary of facts and proceedings below.
On the morning of September 15, 1980, someone broke into the Wise Owl Pre School and killed Mattie Chissell, one of the teachers. About three weeks later, on October 6, Lester Donaldson, defendant’s brother, was present at the southeast police station as a potential witness, not a suspect, and was not under arrest.
Later that same day defendant telephoned the station and then went voluntarily to the police station where he, too, was considered a potential witness.
Defendant moved to suppress the recording and other evidence of the overheard conversation. At the evidentiary hearing, which occurred bеfore our De Lancie decision, defendant emphasized the fact that neither he nor his brother was in custody. The prosecutor in reply asserted that the location of the conversation, not the status of the conversants, was the controlling factor, and that neither brother could expect privacy in a police interview room. The trial court agreed and denied the motion to suppress.
We issued an alternative writ of mandate to consider defendant’s petition in connection with De Lancie, which was then pending before this court. Our De Lancie decision, while upholding a cause of action for injunctive relief, left unsettled questions concerning the suppression of evidence in criminal cases, particularly those in which the challenged monitoring took place before De Lancie was filed. Because we conclude that the De Lancie principles should not apply to conversations monitored before that decision was filed, we do not address whether suppression of evidence is a proper remedy for conversations monitored in violation of De Lancie. We address the retroactivity of De Lancie following our discussion of defendant’s claim that the preferred evidence was seized in violation of federal search and seizure law.
2. Admissibility of the evidence under federal law.
Defendant’s claim that admission of the intercepted conversation violates the Fourth Amendment cannot surmount the decision of the United States Supreme Court in Lanza v. New York (1962)
In 1967, however, Katz v. United States (1967)
Because Lanza epitomized the “рrotected areas” type of analysis repudiated by Katz, commentators have questioned whether the earlier decision retains vitality. (See 3 La Fave, Search and Seizure (1978) § 10.9; Giannelli & Gilligan, Prison Searches and Seizures: “Locking” the Fourth Amendment Out of Correctional Facilities (1976) 62 Va.L.Rev. 1045.) Federal courts, however, have consistently followed Lanza and upheld admission of monitored conversations in jails or police stations. “It still appears to be good law that so far as the Fourth Amendment is concerned, jail officials are free to intercept conversations between a prisoner and a visitor. This was the ruling in Lanza v. New York [citation] and it appears to have survived Katz v. United States [citation].” (United States v. Paul (6th Cir.
There are signs that the federal courts may move away from Lanza’s total rejection of privacy in a jail or police station, and may ultimately adopt the De Lancie position limiting evesdropping to that required for institutiоnal security. In Bonner v. Coughlin (1975)
Despite these precursors, no federal cаse has repudiated the Lanza dictum or excluded a jail or police station conversation from evidence. (See 3 La Fave, op. cit. supra, § 10.9, p. 418.) If occasional state court cases such as De Lancie take a different course, they do so on state, not federal, grounds. Bound in matters of federal law by the United States Supreme Court, which has never rejected its dictum in Lanza v. New York, and influenced by the decisions of the lower federal courts, we are impelled to conclude that the Lanza dictum continues to control in federal law.
Under Lanza, the fact that neither defendant nor his brother was in custody does not advance defendant’s claim. Lanza does not rest upon the concept that a prisoner loses civil rights upon arrest or conviction. (Lanza himself was a visitor at the jail, not an inmate.) The decision, instead, asserts that there is no right of privacy—in post-Katz terminology, no justifiable expectation of privacy—in detention facilities, regardless whether the particular defendant involved was detained or voluntarily present.
3. Admissibility of the evidence under pre-De Lancie California law.
California decisions before De Lancie followed the pattern of the federal decisions, admitting the challenged evidence in virtually all cases. In the leading case, North v. Superior Court, supra,
Our opinion first noted that “prior California cases have uniformly held that an inmate of a jail ordinarily has no right of privacy.” (P. 308.) Even marital communications, we explained, were not protected: “[i]n view of the general rule that an inmate of a jail or prison has no reasonable expectation of privacy, ... an ordinary jailhouse conversation between spouses could not be deemed to have been ‘made in confidence, ’ as required by Evidence Code section 980 . . . .” (P. 311.)
North went on, however, to observe that the conversation in question occurred “under circumstances which strongly indicate that petitioner and his wife were lulled into believing that their conversation would be confidential. Although the record does not disclose whether or not Neesan made any representations to that effect, his admitted conduct spoke as clearly as words—first by surrendering to petitioner and his wife Neesan’s own private office so that they might converse and then by exiting and shutting the door, leaving them entirely alone. Certainly, nothing in Neesan’s actions indicated that petitioner’s conversation would be monitored. The foregoing circumstances, coupled with the statutory presumption that a conversation between spouses is presumed to have been made in confidence (Evid. Code, § 917 . . .), constituted a sufficient showing by petitioner to establish a reasonable expectation of privaсy. ’ ’ (Pp. 311-312.)
We concluded by emphasizing “that nothing in our opinion should be deemed a disapproval of the common practice of monitoring inmates’ conversations with others, including their spouses, in visiting rooms or similar places. That practice seems reasonably necessary in order to maintain jail security and (with the exceptions set forth in Pen. Code, § 636, supra), is not proscribed by law.” (P. 312, fn. omitted.)
The North opinion stood on two grounds: the marital privilege and the deliberate creation of an expectation of privacy. In the following year the Court of Appeal addressed the question whether the creation of an expectation of privacy alone would require exclusion. In People v. Finchum (1973)
During the 10 years following North, all attempts to suppress conversations based upon unprivileged relationships failed. (See In re Joseph A. (1973)
Defendant nevertheless argues that his motion to suppress should be granted under pr e-De Lancie law. He cannot predicate his claim on the family relationship, for communications between brothers are not privileged under the Evidence Code. And under the post -North cases, merely leaving the communicants alone in a room was not considered an improper attempt to create an expectation of privacy. (People v. Finchum, supra,
In upholding the admission of intercepted conversations, the pre-De Lancie California cases do not clearly distinguish whether the crucial factor is
The fundamental premise underlying all these decisions upholding admissibility was that routine monitoring of police station and jail conversations was necessary for institutional security, and consequently that society should not recognize any expectation of privacy which would impede that activity. Prior to De Lancie, the fact that a particular conversation was monitored not for security purposes but to gather evidence did not argue against admissibility.
The foregoing review of pre-De Lancie California cases does not support the present defendant’s claim that police interception of the conversation between him and his brother violated their right of privacy under then-еxisting California law. It is true that many cases spoke of persons in custody lacking a “right” of privacy, but the underlying rationale of that language was that monitoring conversations by such persons is essential to institutional security. That rationale applied equally to all persons admitted to and left alone in an interview or other interior room of the police station, whether or not they have been arrested. Thus, under pr e-De Lancie California law, the Donaldsons’ expectation of privacy would be unreasonable as a matter of law.
4. The effect and retroactivity of De Lancie.
Defendant contends that our De Lancie decision recognized that a person in jail or a police station may have a reasonable expectation of privacy and, to protect such expectations, limited police monitoring to that necessary to protect institutional security. He claims that under this standard, the police recording of the conversation with his brother was unlawful. Finally, defendant maintains that such evidence, obtained in violation of De Lancie, should be suppressed even though the recording was made before De Lancie was rendered.
In reviewing defendant’s arguments, we first consider the effect of De Lancie upon prior California law. Then, avoiding any decision as to whether De Lancie requires the exclusion of evidence obtained after that case was filed, we turn directly to the question of retroactivity. Our conclusion that De Lancie does not apply to antecedent searches is dispositive of this case.
De Lancie itself was a civil action for injunctive relief, prompted by disclosures at the Patty Hearst trial (seе United States v. Hearst, supra,
The De Lancie decision relied largely on Penal Code sections 2600 and 2601, which restored certain civil rights to prisoners, including the right “to have personal visits [subject to] such restrictions as are necessary for the reasonable sеcurity of the institution.” (§ 2601.)
Since Donaldson and his brother were neither prisoners nor detainees, and had never been deprived of any civil rights, De Lancie’& statutory analysis is largely irrelevant to the present case. What is crucial is De Lancie’s discussion of North v. Superior Court, supra,
Three considerations led us to reject the reasoning of North. First was the obvious need of persons confined in jail to communicate in private with their spouses, families, and friends about matters often of a confidential or intimate nature. Permitting state officials to listen in on such conversations for reasons unrelated to jail security—indeed without any reason at all— offends the fundamental right of privacy guaranteed by the California Constitution. (Cal. Const., art. I, § 1.)
Second, sections 2600 and 2601 enacted a policy of restoring to inmates those civil rights compatible with prison security. The purpose of that policy would be defeated if we were to hold that no one within a jail or police station—inmate or not—has any right or expectation of privacy. (See 31 Cal.3d at pp. 875-876.)
In short, De Lancie held that the “no expectation of privacy in a police station or jail” doctrine of North v. Superior Court could not be justified either as a measure of the conversant’s subjective belief or as a judgment on the reasonableness of that belief. The monitoring of conversations could be upheld only when supported by an overriding state interest of sufficient magnitude to justify invading the privacy of the persons monitored. Drawing upon Penal Code section 2601, we approved monitоring to safeguard “the reasonable security of the institution,” but held that allegations charging the county with routinely monitoring detainee-visitor conversations for the sole purpose of gathering evidence stated a cause of action.
In the present case, the testimony suggests that the police secretly recorded the Donaldson brothers’ conversations to acquire leads or evidence about the murder, not to protect the security of the police station. The district attorney here does not claim the monitoring complies with the De Lancie decision. He argues instead that De Lancie, a civil action for injunctive relief, should not be extended to require the suppression of evidence in a criminal proceeding, and that in any event it should not apply to police conduct that took place before De Lancie was rendered. As we mentioned earlier, we decide this case on the second ground, holding that De Lancie does not affect the validity of antecedent searches, and avoid any determination of the effect of De Lancie upon police monitoring after that decision was filed.
In determining whether a decision should be given retroactive effect, the California courts undertake first a threshold inquiry, inquiring whether the decision established new standards or a new rule of law. If it does not establish a new rule or standards, but only elucidates and enforces prior law, no question of retroactivity arises. (See United States v. Bowen (9th Cir. 1974)
The United States Supreme Court has recently attempted to define the decisions involving a “clear break with the past” (Desist v. United States (1964)
While De Lancie did not expressly overrule any prior decision, it disapproved a practice arguably sanctioned by North v. Superior Court, supra,
In search and seizure cases, the tripartite test leads generally to the conclusion that a decision should not be given retroactive effect.
Consequently, even if we were to require the suppression of evidence seized in violation of the De Lancie standards, we would not apply that rule to evidence derived from pre-De Lancie searches. The purpose of the De Lancie decision was to limit clandestine police monitoring in order to protect the private communications of inmates, detainees and visitors. Whether or not an exclusionary sanction is necessary to achieve that purpose, retroactive application of such a sanction would serve no constructive purpose; it would not restore the privacy of those whose innocent conversations had been monitored, but would benefit only those who made incriminating admissions. Neither would it add to the deterrent effect of the De Lancie decision upon future monitoring. Therefore, in view of the reliance of the police upon pre-De Lancie searches, we conclude that De Lancie does not require the exclusion of evidence obtained in antecedent searches.
Defendant having failed to show an adequate basis for suppression of the challenged evidence under either federal or California law, the alternative writ of mandate is discharged, and the petition for а peremptory writ is denied.
Kaus, J., and Grodin, J., concurred.
Notes
Our account of the police monitoring of the Donaldson brothers’ conversation is based entirely on the police officers’ testimony. Neither defendant nor his brother testified at the suppression hearing.
The alleged incriminating statements are not part of the record before us on defendant’s petition for mandate.
Although the quoted language from Lanza refers to jails, later decisions apply the same analysis to police station interview rooms. (See Williams v. Nelson (9th Cir. 1972)
Overruled on other grounds in People v. De Vaughn (1977)
UntiI amended in 1968, Penal Code section 2600—the so-called “civil death” statute-contained language which could have been interpreted to abolish a convicted felon’s right of privacy. That statute, however, never applied to detainees and other persons cоnfined in local facilities. (De Lancie v. Superior Court, supra,
Some California cases stress the location of the conversation. In re Joseph A., supra,
One decision, People v. Owens, supra,
If, however, the speaker is aware or suspects police monitoring, that fact is cited as an additional reason for rejecting his privacy claim. (See People v. Estrada, supra,
Sections 2600 and 2601 read in part as follows:
Section 2600: “A person sentenced to imprisonment in a state prison may, during any such period of confinement, be deprived of such rights, and only such rights, as is necessary in order to provide for the reasonable security of the institution in which he is confined and for the reasonable protection of the public.”
Section 2601: “Notwithstanding any other provision of law, each such person shall have the following civil rights: . . .
“(d) To have personal visits; provided that the department may provide such restrictions as are necessary for the reasonable security of the institution. ...”
We faced a similar issue in People v. Bustamante, supra,
“In recent years, when we have overruled decisions on criminal procedure upon which prosecutors and lower courts have relied, we have often declared that our holding is prospective except as to the individual defendant whose appeal is being adjudicated by the court (see People v. Cook (1978)22 Cal.3d 67 , 99, fn. 18 [148 Cal.Rptr. 605 ,583 P.2d 130 ] and cases there cited). As the public defender points out, we have hitherto applied that doctrine only when we have overruled an earlier decision of this court. In the present case,*38 our decision upholding a right to counsel at preindictment lineups does not conflict with any prior precedent of this court. Nevertheless, because the Chojnacky court failed to reach a majority, the Courts of Appeal were compelled to decide that issue without guidance from this court; they decided against extending the right to counsel to preindictment lineups; police, prosecutors, and courts have placed extensive reliance upon these decisions. We believe that the rationale underlying prospectivity in Cook and similar cases applies in the present situation. Accordingly, with the exception of the present appeal, the holding in this opinion should apply only to lineups held after the date of finality of this opinion.” (30 Cal.3d at p. 102 .)
“Recent California cases which hold a decision prospective under this test have nevertheless granted relief to the individual litigant whose appeal is being adjudicated. (See People v. Bustamante, supra,
The Supreme Court decision in United States v. Johnson, supra,
On the other hand, the test leads to retroactive application of decisions which “implicate
Concurrence Opinion
Since I dissented in De Lancie v. Superior Court (1982)
Dissenting Opinion
I respectfully dissent. A person does not relinquish rights by voluntarily walking into a police station. As the United States Supreme Court held in Katz v. United States (1967)
Article I, section 1 of the California Constitution gives all people of this state the express right of privacy. (White v. Davis (1975)
The majority implicitly relies on Lanza v. New York (1962)
For the government to infringe a person’s fundamental constitutional right, such as the right of privacy (Roe v. Wade (1972)
In De Lancie v. Superior Court (1982)
While the majority states that pre-De Lancie California cases do not clearly articulate whether the crucial factor in intercepted conversation cases is the status of the individuals or the location of the conversation, it concedes that the cases upon which it relies do not “discuss the admissibility of an intercepted conversation in a jail or police station between persons who have not been arrested or detained. ” (Maj. opn., ante, at p. 33, fn. 5; italics added.) In the case at bench, unlike the detaineеs in De Lancie and North v. Superior Court (1972)
As the majority acknowledges, the monitoring was apparently for evidentiary rather than security purposes. Had the police proffered evidence that the monitoring was for security purposes, it would be for the trier-of-fact to determine whether the monitoring was reasonable under the circumstances. In the absence of such evidence, the monitoring was clearly unlawful as a matter of law.
I conclude that the monitoring of the conversation between defendant and his brother constituted an invasion of their right of privacy and resulted in an unreasonable search and seizure under both federal and California law. The evidence obtained thereby is therefore inadmissible.
Bird, C. J., concurred.
Petitioner’s application for a rehearing was denied December 21, 1983. Bird, C. J., was of the opinion that the application should be granted.
The limited scope of this permissible intrusion on the constitutional right of privacy is underscored by the 1975 amendment to Penal Code section 2600 and the enactment of Penal Code section 2601, subdivision (d). In these provisions, the Legislature established that prisoners retain the rights of free persons except to the extent that restrictions are necessary to insure the security of the prison and the protection of the public. Although these sections speak of persons confined in state prison, detainees and visitors in local jails and police stations must enjoy at least equal rights as a matter of logical and constitutional necessity.
Concurrence Opinion
Because I continue to disagree with the holding in De Lancie v. Superior Court (1982)
