KENNETH LEE DONALDSON, Petitioner, v. THE SUPERIOR COURT OF LOS ANGELES COUNTY, Respondent; THE PEOPLE, Real Party in Interest.
L.A. No. 31424
Supreme Court of California
Nov. 21, 1983.
Petitioner‘s application for a rehearing was denied December 21, 1983.
35 Cal. 3d 24 | 196 Cal. Rptr. 701 | 672 P.2d 110
Wilbur F. Littlefield, Public Defender, Dennis A. Fischer, Laurence M. Sarnoff, Charles Gessler and Morton P. Borenstein, Deputy Public Defenders, for Petitioner.
Quin Denvir, State Public Defender, Handy Horiye and Harriet Wiss Hirsch, Deputy State Public Defenders, Daniel Costello, Philip H. Pennypacker and James S. Thomson as Amici Curiae on behalf of Petitioner.
No appearance for Respondent.
John K. Van de Kamp and Robert H. Philibosian, District Attorneys, Harry B. Sondheim, Donald J. Kaplan and George M. Palmer, Deputy District Attorneys, for Real Party in Interest.
OPINION
BROUSSARD, J.---Defendant Kenneth Lee Donaldson, charged with murder involving special circumstances, robbery, and burglary, seeks a writ of mandate to compel respondent superior court to grant his motion to suppress evidence. He asserts that the use of a hidden microphone to record a conversation between him and his brother Lester while they were waiting in a police interview room constitutes an unlawful search under both federal and California law.
We explain that under settled federal precedent and under the California decisions prior to De Lancie v. Superior Court (1982) 31 Cal.3d 865 [183 Cal.Rptr. 866, 647 P.2d 142], the secret monitoring and recording of unprivileged conversations in prisons, jails, and police stations did not constitute an unlawful search. De Lancie held that such monitoring was unlawful unless done to protect institutional security. Because the purpose of De Lancie would not be furthered by applying its holding retroactively, we conclude that De Lancie does not govern police conduct that took place before that decision was filed. We therefore deny defendant‘s petition for writ of mandate.
1. Summary of facts and proceedings below.
On the morning of September 15, 1980, someone broke into the Wise Owl Pre School and killed Mattie Chissell, one of the teachers. About three weeks later, on October 6, Lester Donaldson, defendant‘s brother, was present at the southeast police station as a potential witness, not a suspect, and was not under arrest.
Later that same day defendant telephoned the station and then went voluntarily to the police station where he, toо, was considered a potential witness.1 A police officer brought defendant to interview room 109 where Lester was seated, and told defendant, “Have a seat and we will be with you in a minute,” or words to that effect. Lester and defendant were then left alone in the room with the door closed.
Defendant moved to suppress the recording and other evidence of the overheard conversation. At the evidentiary hearing, which occurred before our De Lancie decision, defendant emphasized the fact that neither he nor his brother was in custody. The prosecutor in reply asserted that the location of the conversation, not the status of the conversants, was the controlling factor, and that neither brother could expect privacy in a police interview room. The trial court agreed and denied the motion to suppress.
We issued an alternative writ of mandate to consider defendant‘s petition in connection with De Lancie, which was then pending before this court. Our De Lancie decision, while upholding a cause of action for injunctive relief, left unsettled questions concerning the suppression of evidence in criminal cases, particularly those in which the challenged monitoring took place before De Lancie was filed. Because we conclude that the De Lancie principles should not aрply to conversations monitored before that decision was filed, we do not address whether suppression of evidence is a proper remedy for conversations monitored in violation of De Lancie. We address the retroactivity of De Lancie following our discussion of defendant‘s claim that the proferred evidence was seized in violation of federal search and seizure law.
2. Admissibility of the evidence under federal law.
Defendant‘s claim that admission of the intercepted conversation violates the
In 1967, however, Katz v. United States (1967) 389 U.S. 347 [19 L.Ed.2d 576, 88 S.Ct. 507], declared that “the
Because Lanza epitomized the “protected areas” type of analysis repudiated by Katz, commentators have questioned whether the earlier decision retains vitality. (See 3 La Fave, Search аnd Seizure (1978) § 10.9; Giannelli & Gilligan, Prison Searches and Seizures: “Locking” the Fourth Amendment Out of Correctional Facilities (1976) 62 Va.L.Rev. 1045.) Federal courts, however, have consistently followed Lanza and upheld admission of monitored conversations in jails or police stations. “It still appears to be good law that so far as the
Despite these precursors, no federal case has repudiated the Lanza dictum or excluded a jail or police station conversation from evidence. (See 3 La Fave, op. cit. supra, § 10.9, p. 418.) If occasional state court cases such as De Lancie take a different course, they do so on state, not federal, grounds. Bound in matters of federal law by the United States Supreme Court, which has never rejected its dictum in Lanza v. New York, and influenced by the decisions of the lower federal courts, we are impelled to conclude that the Lanza dictum continues to control in federal law.
Under Lanza, the fact that neither defendant nor his brother was in custody does not advance defendant‘s claim. Lanza does not rest upon the concept that a prisoner loses civil rights upon arrest or conviction. (Lanza himself was a visitor at the jail, not an inmate.) The decision, instead, asserts that there is no right of privacy-in post-Katz terminology, no justifiable expectation of privacy-in detention facilities, regardless whether the particular defendant involved was detained or voluntarily present.
3. Admissibility of the evidеnce under pre-De Lancie California law.
California decisions before De Lancie followed the pattern of the federal decisions, admitting the challenged evidence in virtually all cases. In the leading case, North v. Superior Court, supra, 8 Cal.3d 301---the only case
Our opinion first noted that “prior California cases have uniformly held that an inmate of a jail ordinarily has no right of privacy.” (P. 308.) Even marital communications, we explained, were not protected: “[i]n view of the general rule that an inmate of a jail or prison has no reasonable expectation of privacy, . . . an ordinary jailhouse conversation between spouses could not be deemed to have been ‘made in confidence,’ as required by
North went on, however, to observe that the conversation in question occurred “under circumstances which strongly indicate that petitioner and his wife were lulled into believing that their conversation would be confidential. Although the record does not disclose whether or not Neesan made any representations to that effect, his admitted conduct spoke as clearly as words---first by surrendering to petitioner and his wife Neesan‘s own private office sо that they might converse and then by exiting and shutting the door, leaving them entirely alone. Certainly, nothing in Neesan‘s actions indicated that petitioner‘s conversation would be monitored. The foregoing circumstances, coupled with the statutory presumption that a conversation between spouses is presumed to have been made in confidence (
We concluded by emphasizing “that nothing in our opinion should be deemed a disapproval of the common practice of monitoring inmates’ conversations with others, including their spouses, in visiting rooms or similar places. That practice seems reasonably necessary in order to maintain jail security and (with the exceptions set forth in
The North opinion stood on two grounds: the marital privilege and the deliberate creation of an expectation of privacy. In the following year the Court of Appeal addressed the question whether the creation of an expectation of privacy alone would require exclusion. In People v. Finchum (1973) 33 Cal.App.3d 787 [109 Cal.Rptr. 319], the sheriff put two codefendants in an interview room and asked, “‘[I]f I left them together for ten or fifteen minutes, could they get their stories straight . . . ?‘” (P. 789.)
During the 10 years following North, all attempts to suppress conversations based upon unprivileged relationships failed. (See In re Joseph A. (1973) 30 Cal.App.3d 880, 885-886 [106 Cal.Rptr. 729] (defendant‘s conversation with his uncle in police interview room); People v. Fonville (1973) 35 Cal.App.3d 693, 707 [111 Cal.Rptr. 53] (defendant‘s conversation with his uncle in police interview room); People v. Martinez (1978) 82 Cal.App.3d 1, 15 [147 Cal.Rptr. 208] (defendant‘s jailroom conversation with his brother and sister); People v. Estrada (1979) 93 Cal.App.3d 76, 99 [155 Cal.Rptr. 731] (defendant‘s conversation with his sister in jail visiting room); People v. Owens (1980) 112 Cal.App.3d 441, 448-449 [169 Cal.Rptr. 359] (codefendants in jail interview room); People v. Dominguez (1981) 121 Cal.App.3d 481, 505 [175 Cal.Rptr. 445] (codefendant and his mother in jail visiting room).) Even marital communications were held admissible absent unusual circumstances demonstrating a deliberate attempt to create an expectation of privacy. (People v. Hill (1974) 12 Cal.3d 731, 765 [117 Cal.Rptr. 393, 528 P.2d 1] (conversation in jail visiting room);* cf. People v. Rodriguez (1981) 117 Cal.App.3d 706, 713-715 [173 Cal.Rptr. 82] (letter from inmate husband to inmate wife). In fact, apart from North, we have uncovered no pre-De Lancie case from any jurisdiction suppressing a jail or police station conversation on
Defendant nevertheless argues that his motion to suppress should be granted under pre-De Lancie law. He cannot predicate his claim on the family relationship, for communications between brothers are not privileged under the Evidence Code. And under the post-North cases, merely leaving the communicants alone in a room was not considered an improper attempt to create an expectation of privacy. (People v. Finchum, supra, 33 Cal.App.3d 787, 791; In re Joseph A., supra, 30 Cal.App.3d 880, 885-886.) He therefore stresses the unique aspect of his case: the fact that neither he nor his brother was under arrest at the time of their conversation.
In upholding the admission of intercepted conversations, the pre-De Lancie California cases do not clearly distinguish whether the crucial factor is
*Overruled on other grounds in People v. De Vaughn (1977) 18 Cal.3d 889, 896, footnote 5 [135 Cal.Rptr. 786, 558 P.2d 872].
The fundamental premise underlying all these decisions upholding admissibility was that routine monitоring of police station and jail conversations was necessary for institutional security, and consequently that society should not recognize any expectation of privacy which would impede that activity. Prior to De Lancie, the fact that a particular conversation was monitored not for security purposes but to gather evidence did not argue against admissibility.6 (See Henry, Electronic Surveillance in California Prisons After De Lancie v. Superior Court (1982) 22 Santa Clara L.Rev. 1109, 1112-1116.) The cases evince no reliance on the speaker‘s lack of awareness of the pervasive practice of monitoring conversations in jail or
The foregoing review of pre-De Lancie California cases does not support the present defendant‘s claim that police interception of the conversation between him and his brother violated their right of privacy under then-existing California law. It is true that many cases spoke of persons in custody lacking a “right” of privacy, but the underlying rationale of that language was that monitoring conversations by such persons is essential to institutional security. That rationale applied equally to all persons admitted to and left alone in an interview or other interior room of the police station, whether or not they have been arrested. Thus, under pre-De Lancie California law, the Donaldsons’ expectation of privacy would be unreasonable as a matter of law.
4. The effect and retroactivity of De Lancie.
Defendant contends that our De Lancie decision recognized that a person in jail or a police station may have a reasonable expectation of privacy and, to protect such expectations, limited police monitoring to that necessary to protect institutional security. He claims that under this standard, the police recording of the conversation with his brother was unlawful. Finally, defendant maintains that such evidence, obtained in violation of De Lancie, should be suppressed even though the recording was made before De Lancie was rendered.
In reviewing defendant‘s arguments, we first consider the effect of De Lancie upon prior Cаlifornia law. Then, avoiding any decision as to whether De Lancie requires the exclusion of evidence obtained after that case was filed, we turn directly to the question of retroactivity. Our conclusion that De Lancie does not apply to antecedent searches is dispositive of this case.
De Lancie itself was a civil action for injunctive relief, prompted by disclosures at the Patty Hearst trial (see United States v. Hearst, supra, 563 F.2d 1331) revealing that personnel at the San Mateo County jail were routinely monitoring conversations between visitors and pretrial detainees. We held that allegations charging that such monitoring was conducted for purposes other than institutional security stated a cause of action. (De Lancie v. Superior Court, supra, 31 Cal.3d 865, 877.) That holding necessarily
The De Lancie decision relied largely on
Since Donaldson and his brother were neither prisoners nor detainees, and had never been deprived of any civil rights, De Lancie‘s statutory analysis is largely irrelevant to the present case. What is crucial is De Lancie‘s discussion of North v. Superior Court, supra, 8 Cal.3d 301. Defendants in De Lancie relied on North for the proposition that ordinarily there can be no reasonable expectation of privacy in a jail or police station, and asserted that consequently routine monitoring of detainee-visitor conversations violated no expectation of privacy. Our rejection of that proposition was essential to the De Lancie decision.
Three considerations led us to reject the reasoning of North. First was the obvious need of persons confined in jail to communicate in private with their spouses, families, and friends about matters often of a confidential or intimate nature. Permitting state officials to listen in on such conversations for reasons unrelated to jail security---indeed without any reason at all---offends the fundamental right of privacy guaranteed by the California Constitution. (
