Donald Neweombe, a former major league baseball all-star appeals the district court’s order denying his motion to remand to state court due to lack of diversity, and the grant of summary judgment in favor of the defendants on all claims of various torts arising from the publication of a beer advertisement allegedly bearing his likeness. In this diversity action, Neweombe contends that his likeness and identity were used without his permission in an advertisement for Killian’s Irish Red Beer, and that this violated California’s statutory and common law protections against commercial misappropriation. Neweombe also contends that the advertisement was negligently created, that the defendants intentionally inflicted emotional distress upon him and that because he is a known recovering alcoholic, using his likeness in a beer advertisement was defamatory. We have jurisdiction pursuant to 28 U.S.C. § 1291, and we affirm in part and reverse in part.
FACTS AND PROCEDURAL BACKGROUND
Neweombe is a former major league baseball all-star who pitched for the Brooklyn Dodgers and other teams from 1949 until 1960. He had previously starred in the so-called Negro leagues and was one of the first African-American players to play in the major leagues after Jackie Robinson broke the color barrier in 1947. Neweombe is the only player in major league history to have won the Most Valuable Player Award, the Cy Young Award, and the Rookie of the Year Award. He was a four-time member of the National League All Star Team, he batted over .800 in four different seasons, and had the most wins of any pitcher in'the National League in 1950,1951,1955, and 1956.
Newcombe’s baseball career was cut short due to his service in the Army and a personal battle with alcohol. He is a recovering alcoholic and he has devoted a substantial amount of time using his fame to advocate the dangers of alcohol, including serving as a spokesperson for the National Institute on Drug and Alcohol Abuse pursuant to presidential appointments by Richard Nixon, Gerald Ford and Ronald Reagan. He is currently the Director of Community Relations with the Los Angeles Dodgers, where he continues an active role in fighting alcohol abuse.
Killian’s Irish Red Beer, owned by Coors Brewing Co., published an advertisement in the February 1994 Sports Illustrated “swimsuit edition” that featured a drawing of an old-time baseball game. The drawing was on the left half of the full-page advertisement while the right half was filled with text and a picture of a glass of beer. The baseball scene focused on a pitcher in the windup position and the background included a single infielder and an old-fashioned outfield fence. The players’ uniforms did not depict an actual team, and the background did not depict an actual stadium. However, New-eombe, along with family, friends and former teammates, immediately recognized the pitcher featured in the advertisement as Neweombe in his playing days.
Neweombe filed suit in California state court on March 10, 1994, alleging that his identity had been misappropriated in violation of California statutory and common law, that the advertisement was defamatory because it portrayed him — a recovering alcoholic — as endorsing beer, that the advertisement was negligently created, and that the defendants intentionally inflicted emotional distress upon him. He sought to enjoin the advertisement from future publication, and he asked for $100,000,000 in damages. In his complaint, Neweombe named Coors, Foote Cone & Belding Advertising (“Belding”) (the creator of the ad) and Time Inc. (the publisher of
Sports
Illustrated) as defendants (“the defendants”), and included 100 “Doe” defendants — those who were “responsible in some
While denying that the pitcher in the advertisement was a “likeness” of Newcombe, Coors admitted that the drawing in the color advertisement was based on a newspaper photograph of Newcombe pitching in the 1949 World Series. The drawing and the newspaper photograph are virtually identical, as though the black and white newspaper photo had been traced and colored in. The only major differences between the newspaper photograph of Newcombe and the drawing of him are that the pitcher’s uniform number has been changed from “36” to “39,” and the bill of the hat in the drawing is a different color from the rest of the hat. Otherwise, the drawing in the advertisement appears to be an exact replica of the newspaper photograph of Newcombe.
Prior to filing this lawsuit, Newcombe allegedly made repeated requests of the defendants to divulge the identity of the artist who drew the scene portrayed in the advertisement — the name “Cassidy” was signed at the bottom of the advertisement — so that the artist could be named as a defendant, but the defendants honored the artist’s request not to have his name disclosed and did not divulge this information. During discovery— the first time the defendants were legally obligated to disclose information about the artist — they informed Newcombe that the artist’s full name was Michael Cassidy and that he lived in Del Mar, California.
Immediately after learning that Cassidy was a resident of California, Newcombe filed a motion on August 29,1994, to have the case remanded to state court because Newcombe is also a California resident, thus destroying diversity. The district court denied the motion after finding that Cassidy need not be joined as a defendant because he was neither a necessary nor indispensable party under Fed.R.Civ.P. 19. Six months later, the district court granted summary judgment in favor of the defendants on all claims. New-combe now appeals.
DISCUSSION
I. Remand
Newcombe first argues that remand to state court is necessary because removal was improper in the first instance. We review the propriety of removal
de novo
because it is a question of federal subject matter jurisdiction.
Kruse v. State of Hawaii,
At the time the defendants sought to remove this action to federal court, there was complete diversity among the parties and the matter in controversy was in excess of $50,-000, thus meeting the requirements for removal. See 28 U.S.C. § 1332(a); 28 U.S.C. § 1441(a). 1 Newcombe contends that there was not complete diversity because the defendants were aware that he intended to add Cassidy as a defendant and that Cassidy’s presence would destroy diversity. Because the defendants concealed Cassidy’s identity until after they removed this action to federal court, Newcombe argues, the defendants misrepresented to the court that there was complete diversity when in fact there was not. Newcombe’s claim must fail.
First, 28 U.S.C. § 1441(a) explicitly provides that the citizenship of defendants sued under fictitious names shall be disregarded for purposes of removal. As such, the district court was correct in only considering the domicile of the named defendants. Second, the defendants were under no legal obligation to disclose the artist’s identity prior to discovery. Therefore, we cannot agree with Newcombe that the defendants improperly concealed Cassidy’s identity. Furthermore, equity does not require the result requested by Newcombe. There is no indication that Newcombe attempted to independently ascertain the identity of the artist prior to filing this lawsuit, and even if he did, there is no indication that the defendants attempted to thwart these efforts. Newcombe filed this suit knowing that there
Newcombe also argues that the district court should have granted his motion to remand this action to state court once Cassi-dy’s identity and domicile were divulged because Cassidy’s presence destroyed diversity of citizenship. 2 The district court denied the motion to remand after determining that under Fed.R.Civ.P. 19, Cassidy was neither a necessary nor indispensable party. For the reasons articulated below, we review for an abuse of discretion the district court’s decision not to allow joinder of a party that would destroy diversity.
Once removal has occurred, the- district court has two options in dealing with an attempt to join a non-diverse party. 28 U.S.C. § 1447(e) provides that
[i]f after removal the plaintiff seeks to join additional defendants whose joinder would destroy subject matter jurisdiction, the court may deny joinder, or permit joinder and remand the action to the State court.
The language of § 1447(e) is couched in permissive terms and it clearly gives the district court the discretion to deny joinder. Because the decision regarding joinder of a diversity destroying-defendant is left to the discretion of the district court, we may only review the district court’s decision for an abuse of discretion.
The district court considered the potential prejudice to Newcombe, balanced the equities, and determined that no injustice would occur. The district court, after stating that it was aware of its discretion under § 1447(e), concluded that Cassidy was not a crucial defendant in this case because New-combe only sought (1) an injunction, which could only be enforced against the other defendants, and (2) money damages, which could be fully satisfied by the other defendants. In addition, the district court concluded that Newcombe would not suffer undue prejudice due to Cassidy’s absence as a party because he could subpoena Cassidy to testify at trial, and if he so chose, he could still proceed separately against Cassidy in state court. We agree with these conclusions and therefore conclude that the district court did not abuse its discretion in denying New-combe’s motion to remand.
II. Substantive Claims
Turning to Newcombe’s substantive claims, we review the grant of summary judgment
de novo. Bagdadi v. Nazar,
A. Cal. Civ.Code § 3344 and Common Law Misappropriation
Newcombe contends that the defendants violated his right of privacy and used his likeness and identity to their commercial advantage in violation of his statutory rights under Cal. Civ.Code § 3344 and common law right of privacy. California has long recognized a common law right of privacy for the protection of a person’s name and likeness against appropriation by others for their advantage.
Eastwood v. Superior Court of Los Angeles County,
To sustain a common law cause of action for commercial misappropriation, a plaintiff must prove: “(1) the defendant’s use of the plaintiffs identity; (2) the appropriation of plaintiffs name or likeness to defendant’s advantage, commercially or otherwise; (3) lack of consent; and (4) resulting injury.”
Eastwood,
Cal. Civ.Code § 3344 provides in relevant part, “Any person who knowingly uses another’s name, voice, signature, photograph, or likeness, in any manner ... for purposes of advertising ... without such person’s pri- or consent ... shall be liable for any damages sustained by the person.” Cal. Civ. Code § 3344(a). Section 3344, unlike a common law claim, thus requires a plaintiff to establish: (1) a “knowing” use; (2) for purposes of advertising, and (3) a direct connection between the use and the commercial purpose.
Id.
at 417-18,
In assessing whether summary judgment against Newcombe was appropriate with respect to both his common law and statutory claims, we must first decide whether New-combe’s likeness was actually used. Necessarily, we must address how identifiable an image must be to constitute a likeness under the common law and section 3344. 3 Neither the common law nor section 3344 indicate to whom or to what degree the plaintiff must be identifiable from the alleged likeness.
We find a useful definition in section 3344 itself. Section 3344(b) states that a photograph must be “readily identifiable” as the plaintiff in order for the plaintiff to prevail. A person is deemed to be readily identifiable from a photograph “when one who views the photograph with the naked eye can reasonably determine that the person depicted in the photograph is the same person who is complaining of its unauthorized use.” Cal. Civ.Code § 3344(b)(1). Because a likeness and a photograph are so similar—a photograph is a visual image that is obtained by using a camera while a likeness is a visual image of a person other than a photograph— we find application of this standard appropriate to likenesses as well as photographs. Therefore, we hold that in order to constitute Newcombe’s likeness, the pitcher depicted in the advertisement must be readily identifiable as Newcombe.
Having viewed the advertisement, we hold that a triable issue of fact has been raised as to whether Newcombe is readily identifiable as the pitcher in the advertisement. Initially, we note that the drawing in the advertisement and the newspaper photograph of Newcombe upon which the drawing was based are virtually identical. The pitcher’s stance, proportions and shape are identical to the newspaper photograph of New-combe; even the styling of the uniform is identical, right down to the wrinkles in the pants. The defendants maintain that stance alone cannot suffice to render a person readily identifiable, and that even if it could, the drawing of the pitcher in the advertisement was essentially generic and could have been any one of thousands of people who have taken to the pitcher’s mound to throw a baseball. We disagree.
It may be the case that Newcombe’s stance is essentially generic, but based on the record before us, Newcombe is the only one who has such a stance. The record contains pictures of other pitchers in the windup position but none of these pitchers has a stance similar to Newcombe’s, thus giving us no basis to reach the conclusion proposed by the defendants that the pitcher in the advertisement is “generic.” Further
In addition to the identifiability of the pitcher in the advertisement as Neweombe based on the pitcher’s stance, the pitcher’s skin is moderately dark, which is quite similar to Neweombe’s skin color. A jury could rationally find from this that Neweombe was readily identifiable, even though his facial features were not entirely visible.
Furthermore, while the drawing in the advertisement was slightly altered from the newspaper photograph, that does not alter our conclusion that there is a genuine issue of material fact as to whether the advertisement made use of Newcombe’s likeness. For example, the uniform number in the advertisement (“39”) is only slightly different than Newcombe’s number (“36”)—the first number is the same and the second number is simply inverted and the advertisement utilized the same block style numbers that were used on Newcombe’s jersey—and it is arguable that the similarity in numbers could either consciously or subconsciously conjure up images of Neweombe.
See Motschenbacher v. R.J. Reynolds Tobacco Co.,
We find that there is a genuine issue of material fact as to whether the defendants made use of Neweombe’s likeness. However, our assessment of whether summary judgment in favor of defendants on these two claims was improper does not end here.
As to the remaining factors for a common law misappropriation claim, the second prong of the
Eastwood
test has been met in that Newcombe’s likeness was certainly used to Coors’ and Balding’s commercial advantage as the drawing which resembled Neweombe was a central figure in the advertisement and the purpose of the advertisement was to attract attention.
See Eastwood,
The third and fourth prongs of the Eastwood test were satisfied with respect to Coors and Belding because Neweombe did not consent to the use of his likeness, and he was injured because he was not compensated for the use of his likeness. As a result, we hold that summary judgment was improper as to Coors and Belding on Newcombe’s common law misappropriation claim.
With regard to Newcombe’s statutory claim, the district court alternatively held that summary judgment was appropriate because Neweombe had failed to establish a direct connection between the use of his likeness and defendants’ commercial purpose. Section 3344(e) states that not all uses of likeness are a “use” that requires consent; only those uses where the “likeness was so directly connected with the commercial sponsorship” constitute a “use” under § 3344(a).
A final consideration in evaluating Newcombe’s statutory claim is the fact that Cal. Civ.Code § 3344(f) expressly exempts from liability “owners of any medium used for advertising ... by whom any advertisement or solicitation in violation of this section is published or disseminated, unless it is established that such owners or employees had knowledge of the unauthorized use of the person’s ... likeness as prohibited by this section.” This exemption absolves Time, Inc. from liability, as Newcombe has failed to allege that Time, Inc. knew that Newcombe had not authorized use of his likeness. However, this exemption from liability is not available to either Coors or Belding. Therefore, summary judgment on Neweombe’s statutory claim was appropriate only as to defendant Time, Inc.
Accordingly, we reverse the district court’s grant of summary judgment in favor of Coors and Belding on Newcombe’s common law misappropriation and Cal. Civ.Code § 3344 claims.
B. Equitable Relief and Constructive Trust
We also reverse the district court’s grant of summary judgment as to Newcom-be’s prayer for equitable relief and constructive trust. The district court had granted summary judgment as to these claims because summary judgment had been granted as to all of the substantive causes of actions, thus not giving Newcombe a basis from which to receive a remedy. Because we hold that Newcombe is entitled to proceed to trial on his common law claim against Coors and Belding, he is also entitled to proceed on his claim for equitable relief and constructive trust against these defendants.
C. Defamation and False Light
Newcombe next argues that he was defamed by the publication of the advertisement because it is libelous to suggest that he, as a recovering alcoholic, endorses alcohol. Newcombe also contends that because the advertisement made it appear that he endorses alcohol, this gives rise to the tort of false light. California courts have determined that a false light claim that rests on the false nature of the publication is substantively equivalent to a libel claim based on the same publication.
See Fellows v. National Enquirer, Inc.,
Under Cal. Civ.Code § 45a, a plaintiff may only prevail on a claim for libel if the publication is libelous on its face or if special damages have been proven.
4
New-
Newcombe also failed to meet the alternative requirement that special damages be pled when the defamatory language is not libelous on its face. Cal. Civ.Code § 45a. Special damages are defined as “all damages which plaintiff alleges and proves that he has suffered in respect to his property, business, trade, profession or occupation, including such amounts of money as the plaintiff alleges and proves he has expended as a result of the alleged libel, and no other.” Cal. Civ. Code § 48a. Newcombe submitted a declaration that stated he had incurred the following expenses due to the publication of the advertisement: “purchase of medications for headaches and stress, gasoline for travel to Dodger Stadium, numerous local and long distance telephone calls, purchase of the subject magazine, photocopy of the ad, purchase of non-local newspapers and other expenses.” 5 None of these expenses constitutes special damages because they do not relate to Newcombe’s “property, business, trade, profession or occupation.” Cal. Civ. Code § 48a. The only expenses that are arguably special damages — purchase of med-ieations for headaehes and stress — cannot qualify as special damages because Newcom-be admitted in his deposition that he did not know whether the publication of the advertisement caused him to have to take medication. Because Newcombe has failed to prove that the allegedly defamatory meaning of the advertisement was apparent from its face, and because he has failed to prove special damages, we affirm the district court on this claim.
D. Negligence
Newcombe’s penultimate claim is that the defendants were negligent in the creation of the advertisement because they failed to adequately investigate whether the artist’s rendition of the pitcher depicted a real person. The district court determined that it was not possible to have a negligent creation claim because a claim for negligence must include a claim for damages that were the result of the negligence, and there was simply no damage from the creation of the ad; the only alleged damages resulted from the publication of the ad. As such, the district court characterized Newcombe’s negligence claim as a claim for negligent publication of the advertisement; i.e. the defendants were negligent because they published the advertisement before adequately investigating how the advertisement was prepared. The district court then concluded that a claim for negligent publication is essentially the same as either a claim for misappropriation or for defamation, and that the constitutional and statutory principals regarding those standards cannot be circumvented by artful pleading. We agree with the district court’s analysis and affirm on this claim.
E. Intentional Infliction of Emotional Distress
Newcombe’s final claim is that the defendants are liable for intentional in-
First, there is no evidence that the defendants engaged in conduct that was intentionally outrageous. The evidence only indicated that the defendants intended to create an advertisement that evoked feelings of nostalgia by including an old-fashioned, and generic, baseball scene.
See Schneider v. TRW, Inc.,
CONCLUSION
Because there is a genuine issue of material fact as to whether Newcombe’s identity was used in the advertisement, we reverse the district court’s grant of summary judgment in favor of defendants Coors and Beld-ing on his Cal. Civ.Code § 3344 claim, his common law claim of commercial misappropriation and the claim for equitable relief and constructive trust. In all other respects, we affirm the judgment of the district court.
AFFIRMED in part and REVERSED in part. Defendants to bear costs.
Notes
. The amount in controversy requirement has subsequently been increased to $75,000. 28 U.S.C. § 1441(a) (as amended Oct. 19, 1996, Pub.L. 104-317, Title II, § 205(a), 110 Stat. 3850).
. Newcombe did not move to amend his complaint to include Cassidy as a defendant prior to his motion to remand. The district court noted that the proper procedure would have been to first add Cassidy as a defendant and then file a motion for remand. However, the district court determined that this error was meaningless because the motion to add Cassidy as a defendant would have been denied because Cassidy was not a necessary and indispensable party.
. We have previously noted that a common law misappropriation claim can arise not only from use of one’s likeness but also from the use of one’s identity.
See White v. Samsung Electronics America, Inc.,
. There are also constitutional hurdles that a defamation plaintiff must overcome in addition to meeting the above statutory requirements. In
New York Times Co. v. Sullivan,
The free speech concerns are not as great when a publication involves a private person and matters of private concern and therefore we do not require such a demanding standard to allow a private plaintiff to prevail. A private person who is allegedly defamed concerning a matter that is not of public concern need only prove, in addition to the requirements set out by the local jurisdiction, that the defamation was due to the
. The "gasoline for travel to Dodger Stadium” expense was apparently included because when Newcombe was first told about the ad, he drove to Dodger Stadium to view the magazine.
. Free speech concerns also require a public figures to prove that the publication contained a false statement of fact which was made with " 'actual malice,’ i.e. with knowledge that the statement was false or with reckless disregard as to whether or not it was true.”
Hustler Magazine
v.
Falwell,
