Opinion for the Court filed by Circuit Judge TATEL.
Under
Sandin v. Conner,
segregative confinement in prison implicates a liberty interest protected by the Due Process Clause of the United States Constitution only if it “imposes atypical and significant hardship on the inmate in relation to the ordinary incidents of prison life.”
I
Appellant Donald Hatch is a District of Columbia convict serving multiple sentences for armed robbery, kidnapping, sodomy, and rape. The events giving rise to
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this suit occurred while Hatch was an inmate at the Lorton Correctional Complex. Because the district court granted summary judgment for the District, we describe the facts in the light most favorable to Hatch.
See
Fed.R.Ctv.P. 56(c);
DeGraff v. District of Columbia,
On January 5, 1994, while working as head clerk at Lorton’s law library, Hatch got into a fight with another prisoner over the use of a copy machine. Immediately after the, incident, the prison Housing Board, which “determined appropriate housing placement” to ensure prison safety and security, D.C. Mun. Regs. tit. 28, § 522.1 (1987), assigned Hatch to administrative segregation, a form of solitary confinement commonly used to separate disruptive prisoners. In addition, Hatch received a disciplinary report charging him with fighting, lack of cooperation, and creating a disturbance- — all “Class II” offenses under Lorton regulations. See id. §§ 503.1, 503.4, 503.5, 503.11.
On January 11, Hatch appeared before the prison Adjustment Board, which adjudicates charged offenses and imposes disciplinary penalties.. See id. §§ 508-5.15. Due to a mistake in the disciplinary report, the Adjustment Board dismissed all charges. The next day, the Housing Board met to consider Hatch’s confinement. Finding that Hatch posed a threat to the orderly operation of the prison, the Housing Board recommended that he remain in administrative segregation. Hatch had no notice of the Housing Board meeting, did not attend the meeting, and had no opportunity to testify or present evidence.
On January 20, the Adjustment Board, which had previously dismissed the charges against Hatch, met again to consider the same charges. The Adjustment Board denied Hatch’s requests to speak on his own behalf, to cross-examine adverse witnesses, and to call witnesses, including the writer of the disciplinary report. The Board acquitted him of creating a disturbance and lack of cooperation, but found him guilty of fighting. It sentenced him to fourteen days of adjustment segregation, another form of solitary confinement which, unlike administrative segregation, punishes individual inmates for specific, proven acts of misconduct.
On March 21, the Housing Board, as required by Lorton regulations, see id. § 527.1, conducted a sixty-day review of Hatch’s status. Determining that Hatch no longer presented a “management problem,” it recommended that he be returned to the prison’s general population. Supervising officials approved this recommendation in early April, but Hatch remained in segregation until August 11 — more than seven months after his initial placement in segregation. The District offers no' explanation for this delay.. Hatch claims that Lorton officials kept him in segregation because bed space was unavailable in the general population.
Although Hatch’s confinement consisted of two weeks of adjustment segregation and twenty-nine weeks of administrative segregation, the conditions of his confinement remained basically the -same throughout the seven months. Confined to his cell twenty-three and a half hours per day on weekdays and all forty-eight hours of the weekend, Hatch had no outdoor recreation and was not allowed to work or to visit the library, gym, health clinic, psychological services, mailroom, clothing and bedding exchange, or culinary unit. He had no access to a dentist despite four written requests to have a broken, decayed tooth extracted. He had no opportunity to wash his clothes or get a haircut. Whenever he left the cell block, he was transported in handcuffs and leg irons. Prison officials confiscated his legal papers and denied him access to legal telephone calls for ninety days.
On June 24, while still in administrative segregation, Hatch filed suit against the District of Columbia in the United States District Court, alleging that his confine *849 ment in adjustment and administrative segregation violated the Due Process Clause of the U.S. Constitution as well as D.C. regulations governing Lorton. The District moved to dismiss or, alternatively, for summary judgment. After requesting additional briefing on the conditions of Hatch’s confinement, the district court granted summary judgment for the District. See Hatch v. District of Columbia, No. 94-1393 (D.D.C. Oct. 11, 1996) (“Mem. Order”). Applying Sandin v. Conner and assuming Hatch’s description of his confinement to be true, the court determined that he “did not suffer an ‘atypical and significant hardship’” compared to “the typical restrictions imposed on prisoners in the general population.” Mem. Order at 5. It thus concluded that under Sandin, Hatch had no liberty interest in avoiding either adjustment or administrative segregation. See id. at 5-6.
Hatch appeals
pro se,
aided by court-appointed counsel who filed briefs and argued the case as amicus curiae. Our review is de novo.
See Tao v. Freeh,
II
Sandin v. Conner
represents the culmination of a twenty-year effort by the Supreme Court to clarify when restrictions imposed by prison officials on lawfully incarcerated inmates constitute deprivations of “liberty” within the meaning of the Due Process Clause. Two basic principles have guided the Court’s effort. The first is that prison officials need “broad administrative and discretionary authority over the institutions they manage.”
Hewitt v. Helms,
While recognizing the need to protect prison administrators’ discretion and flexibility, the Supreme Court has made equally clear a second, countervailing principle: “[T]hough his rights may be diminished by the needs and exigencies of the institutional environment, a prisoner is not wholly stripped of constitutional protections when he is imprisoned for crime.”
Wolff v. McDonnell,
The difficult question in a case such as this is how to reconcile the two principles at work in
Sandin
— that is, how do we define the range of state-created liberty interests protected by due process without unduly constricting management prerogatives of prison officials? Prior to
Sandin,
courts struck the balance by recognizing liberty interests where state laws or regulations contained explicit language circumscribing official authority to alter the conditions of a prisoner’s confinement. The key case was
Hewitt v. Helms, supra,
where a Pennsylvania inmate challenged the adequacy of proceedings that resulted in his confinement in administrative segregation after a prison riot. While observing that administrative segregation does not implicate “an interest independently protected by the Due Process Clause,”
Twelve years later,
Sandin
abandoned
Hewitt’s
approach for two reasons. First, by “encouraging] prisoners to comb regulations in search of mandatory language on which to base entitlements to various state-conferred privileges,” the Court said,
Hewitt’s
methodology “creates disincentives for States to codify prison management procedures in the interest of uniform treatment.”
Sandin,
Although
Sandin
rejected
Hewitt’s
methodology, it continued to “[f]ollow[]
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Wolff
[in] recognizing] that States may under certain circumstances create liberty interests which are protected by the Due Process Clause.”
Id.
at 483-84,
will be generally limited to freedom from restraint which, while not exceeding the sentence in such an unexpected manner as to give rise to protection by the Due Process Clause of its own force, nonetheless imposes atypical and significant hardship on the inmate in relation to the ordinary incidents of prison life.
Id.
at 484,
Although clear in its intent, Sandin’s test for identifying liberty interests protected by the Due Process Clause has proven easier to articulate than to apply.
See Brown v. Plant,
We too faced this issue in
Brown v. Plant, supra,
another due process case brought by a Lorton prisoner challenging his placement in administrative segregation. But there we found it unnecessary to decide the “difficult and unsettled questions of constitutional law” implicated by
Sandin.
The parties in this case agree that if Hatch had a liberty interest in avoiding
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administrative segregation, then
Hemtt
specifies the minimum procedures for placing him in such confinement. Those procedures include “some notice of the charges against him and an opportunity to present his views to the prison official charged with deciding whether to transfer him to administrative segregation.”
Hewitt,
Hatch alleges in his
pro se
complaint that he received no notice of the January 12, 1994 Housing Board hearing, that he was not allowed to attend the hearing, and that he had no opportunity to present witnesses or evidence. The District nowhere disputes these allegations, arguing instead that a subsequent exchange of letters between Hatch and Lorton officials afforded him due process under
Hemtt. See
With respect to his placement in adjustment segregation, Hatch argues that assuming he had a liberty interest in avoiding such confinement, then he was entitled to the more elaborate protections specified in
Wolff,
which include the opportunity “to call witnesses and present documentary evidence in his defense.”
The District claims that the availability of habeas corpus in the D.C. courts satisfies Hewitt’s procedural requirements. But we doubt that resolution of a habeas claim would “occur within a reasonable time following an inmate’s transfer” to
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segregation, as
Hewitt
requires.
Thus, because Hatch did not receive the process required by Hewitt, and because Hatch might have persuaded Lorton officials to reduce his time in segregation had he had a fair opportunity to present his views, we cannot resolve this case by taking the approach we followed in Brown.
The District suggests a second way we might decide this case without applying Sandin’s “atypical and significant hardship” test. According to the District, San-din’s test supplements Hewitt’s,, requiring Hatch to show not only that his segregative confinement was an “atypical and significant hardship,” but also that D.C. statutes or regulations had created an expectation that Lorton prisoners would not face such segregation absent certain substantive predicates. Claiming that Lorton regulations created no such expectation, the District argues that for this reason alone, Hatch had no protected liberty interest in avoiding segregative confinement.
We see no need to decide whether San-din’s test supplements or supplants Hewitt’s, for we disagree with the District that D.C. regulations governing Lorton contain no standards or guidelines limiting official discretion to place prisoners in segregative confinement. Those regulations make clear that before prison officials may place an inmate in administrative segregation, “there shall be a finding made that: (a) There is a clear and present threat to the safety of the resident; (b) The resident poses a clear and present threat to the safety of others; or (c) The resident poses a definite escape risk.” D.C. Mun. Regs, tit. 28, § 521.4; see also id. §§ 522.3, 531.2. The regulations also require Lorton officials to review an inmate’s placement in administrative segregation every thirty days, see id. § 527.1, and “[a]t each thirty-day review, it shall be the responsibility of the Board to determine whether the resident’s return to the general population at the time of that particular review still poses an escape risk or security risk to the resident or others,” id. § 527.2. The regulations authorize adjustment segregation only after an inmate has been found guilty of violating Lorton’s Code of Offenses, see id. §§ 505.1-505.3, 515.1, and they limit the term of adjustment segregation for inmates found guilty of Class II offenses to fourteen days, see id. § 505.2(c).
Like the Pennsylvania statute at issue in
Hewitt,
the D.C. regulations governing segregative confinement at Lorton thus contain the “repeated use of explicitly mandatory language in connection with requiring specific substantive predicates” that prior to
Sandin
would have “de-mandad] a conclusion that the State has created a protected liberty interest.”
Hewitt,
Ill
Answering this question requires us to define the comparative baseline— “ordinary incidents of prison life” — with specificity. Hatch argues that the proper baseline is the most restrictive form of confinement that Lorton officials may impose in their unfettered discretion. Claiming that Lorton officials have no discretionary authority to impose any form of confinement other than assignment to the general population, Hatch argues that comparing the conditions he faced in segregation to those faced by prisoners in the *854 general population shows that he suffered an “atypical and significant hardship.”
We faced this same issue in
Neal v. District of Columbia,
Hatch claims that his proposed baseline follows directly from the Supreme Court’s application of the “atypical and significant hardship” test in Sandin itself. Concluding that the thirty-day disciplinary segregation of a Hawaii prisoner “did not present the type of atypical, significant deprivation in which a State might conceivably create a liberty interest,” Sandin said:
The record shows that, at the time of [the inmate’s] punishment, disciplinary segregation, with insignificant exceptions, mirrored those conditions imposed upon inmates in administrative segregation and protective custody.... Thus, Conner’s confinement did not exceed similar, but totally discretionary, confinement in either duration or degree of restriction.... Based on a comparison between inmates inside and outside disciplinary segregation, the State’s actions in placing him there for 30 days did not work a major disruption in his environment.
We disagree with Hatch’s reading of Sandin. As Hatch recognizes, the phrase “similar, but totally discretionary, confinement” in the quoted passage refers to “administrative segregation and protective custody.” At the time of the events giving rise to Sandin, Hawaii prison officials did not have unfettered discretion to place inmates in administrative segregation or protective custody. State regulations authorized administrative segregation
(1) Whenever the facility administrator or a designated representative determines that an inmate or ward has committed or threatens to commit a serious infraction.
(2) Whenever the facility administrator or a designated representative, considering all the information available, incuding [sic] confidential or reliable heresay [sic] sources, determines that there is reasonable cause to believe that the inmate or ward is a threat to: (A) Life or limb; (B) The security or good government of the facility; (C) The community.
(3) Whenever any similarly justifiable reasons exists [sic].
Haw. Admin. Rule § 17-201-22 (1983). Hawaii regulations also provided:
Admission to protective custody may be made only where there is reason to believe that such action is necessary or the inmate or ward consents, in writing, to such confinement. Protective custody is continued only as long as necessary except where the inmate or ward needs long term protection and the facts requiring the confinement are documented.
Id.
§ 17-201-23. These regulations did not authorize prison officials to impose administrative 'segregation or protective custody for no reason at all. Because the
Sandin
Court was fully aware of these regulations,
see
To be sure, Sandin nowhere directly explains why it used administrative segregation as the comparative baseline. But given the objectives Sandin sought to further, see supra at 5-6, we think the reason is not that such confinement is literally “totally discretionary,” but rather that prison officials routinely impose such confinement for non-punitive reasons related to effective prison management. Support for this interpretation comes from what the Court said in Hewitt about administrative segregation:
It is plain that the transfer of an inmate to less amenable and more restrictive quarters for nonpunitive reasons is well within the terms of confinement ordinarily contemplated by a prison sentence. The phrase “administrative segregation,” as used by the state authorities here, appears to be something of a catchall: it may be used to protect the prisoner’s safety, to protect other inmates from a particular prisoner, to break up potentially disruptive groups of inmates, or simply to await later classification or transfer. See 37 Pa.Code §§ 95.104 and 95.106.... Accordingly, administrative segregation is the sort of confinement that inmates should reasonably anticipate receiving at some point in their incarceration.
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Reading
Sandin
to require that we look to conditions in administrative segregation as the proper baseline does not end our analysis.
Sandin
took two additional factors into account. First, it observed that the prisoner’s confinement “did not exceed similar ... confinement in either
duration
or degree of restriction.”
To sum up, we interpret
Sandin
to mean that a deprivation in prison implicates a liberty interest protected by the Due Process Clause only when it imposes an “atypical and significant hardship” on an inmate in relation to the most restrictive confinement conditions that prison officials, exercising their administrative authority to ensure institutional safety and good ’order, routinely impose on inmates serving similar sentences. We think this standard captures what
Sandin
means by the phrase “ordinary incidents of prison life.” While the “incidents of prison life” encompass more or less restrictive forms of confinement depending on prison management imperatives, the term “ordinary” limits the comparative baseline to confinement conditions that prison officials routinely impose. We also think our interpretation of the test' is faithful to the principles animating
Sandin:
It ensures that prison officials have broad administrative authority to “fine-tun[e] the [conditions] of prison life,”
We turn finally to the parties’ competing claims regarding the significance of inter-prison inmate transfers for Sandin’s baseline. According to Hatch, the baseline must be defined by reference to conditions at Lorton only. We agree with the District, however, that the possibility of transfer is one of the “ordinary incidents of prison life” for most prisoners in the eoun-
*857
try, including those at Lorton.
See
D.C.Code Ann. § 24-425 (1981) (giving Attorney General broad discretion to transfer Lorton inmates to any federal prison);
cf. Meachum v. Fano,
Sandin
defined the “ordinary incidents of prison life” in terms of the “basic conditions” of a prisoner’s sentence,
We thus think that to the extent Hatch might face more burdensome conditions at other prisons, those conditions become part of the baseline only if it is likely
both
that inmates serving sentences similar to Hatch’s actually will be transferred to such prisons
and
that once transferred they actually will face such conditions. If, as the District claims, conditions for all inmates at Marion are more burdensome than the most restrictive conditions at Lor-ton that prison officials routinely impose in their administrative discretion, then conditions at Marion would form the proper baseline’under
Sandin
if the District can show that transfers to Marion are “normally expected” for Lorton inmates serving sentences similar to Hatch’s.
Sandin,
IV
• This brings us to the disposition of this case. The district court compared the conditions of Hatch’s segregative confinement (as he described them) with conditions faced by prisoners in the general population. See Mem. Order at 3-4. Finding these differences no greater than the differences in Sandin between that prisoner’s disciplinary segregation and his confinement in the general population, it then concluded that Hatch suffered no “atypical and significant hardship.” See id. at 5.
To'be sure,
Sandin
observed in dictum that “the conditions at Halawa involve significant amounts of'‘lockdown time’ even for inmates in the general population.”
We thus reverse the district court’s grant of summary judgment for the District and remand for further fact-finding consistent with this opinion. In evaluating whether Hatch had a liberty interest in avoiding adjustment segregation, the district court should begin by determining the usual conditions of administrative segregation at Lorton. It should treat those conditions as the baseline for evaluating whether Hatch’s two-week adjustment segregation was an “atypical and significant hardship.” If using that comparison the court finds that his adjustment segregation was “atypical and significant,” it should then take into account the possibility that Hatch will be transferred to other prisons. The district court should redefine the comparative baseline by reference to more restrictive conditions at other prisons if it finds that it is likely both that inmates serving sentences similar to Hatch’s will actually be transferred to such prisons and that once transferred they will actually face such conditions. The term “likely,” as we use it here, means not that the combination of events must be more probable than not, but that there must be a substantial chance of its occurrence.
As to whether Hatch had a liberty interest in avoiding administrative segregation, the fact that routine conditions of administrative segregation form the proper baseline under
Sandin
does not foreclose Hatch’s claim for two reasons. First, Hatch alleges that although twenty-nine weeks of his segregation were nominally “administrative,” he actually spent his entire confinement in conditions of adjustment segregation. As long as this allegation remains undisputed, the district court should undertake the same comparative analysis outlined above. Second, even if the conditions Hatch faced were no more restrictive than ordinary conditions of administrative segregation, the district court should determine whether its duration— twenty-nine weeks, including twenty weeks after the Housing Board found that he no longer posed a management problem — was “atypical” compared to the length of administrative segregation routinely imposed on similarly situated prisoners.
See Brooks,
So ordered.
