Lead Opinion
Thе City of Springfield has an ordinance (§ 131.06 of the Municipal Code) that prohibits panhandling in its “downtown historic district” — less than 2% of the City’s area but containing its principal shopping, entertainment, and governmental areas, including the Statehouse and many state-government buildings. The ordinance defines panhandling as an oral request for an immediate donation of money. Signs requesting money are allowed; so are oral pleas to send money later. Springfield evidently views signs and requests for deferred donations as less impositional than oral requests for money immediately, which some persоns (especially at night or when no one else is nearby) may find threatening. Plaintiffs have received citations for violating this ordinance and allege that they will continue panhandling but fear liability; this gives them standing to contest the ordinance’s constitutional validity. See Susan B. Anthony List v. Driehaus, — U.S.—,
Plaintiffs asked the district court to issue a preliminary injunction, contending that the ordinance violates the Constitution’s First Amendment, applied to the states by the Fourteenth. The parties simplified the judicial task by agreeing that panhandling is a form of speech, to which the First Amendment applies, and that if it draws lines on the basis of speech’s content then it is unconstitutional. Defendants further simplified the litigation by not relying on the principle of Younger v. Harris,
We need not decide whether the parties are right about these matters, for none of them affects subject-matter jurisdiction— though some aspects of the parties’ agreement reflect the holdings, or assumptions, of Gresham v. Peterson,
Other courts of appeals have divided on the question whether rules similar to Springfield’s are content-based. Three circuits have answered “yes” and held them invalid. ACLU v. Las Vegas,
Each of these ordinances or regulations is a little different from the others, and from Springfield’s — the ordinance in Worcester, for example, addresses “aggressive” panhandling,
The Supreme Court has dealt with three anti-panhandling laws or regulations. Heffron v. International Society for Krishna Consciousness, Inc.,
True enough, in the Supreme Court’s three decisions the government had the benefit of its proprietary interest in the forum, while public streets traditionally are open to speech. But in each case the Court observed that regulation still must be reasonable. See also Cornelius v. NAACP Legal Defense and Educational Fund, Inc.,
Justiсe Kennedy concluded in Lee that an airport should be treated the same as a city street and that restricting panhandling is permissible in both settings. What made the regulation permissible, he concluded, was that it had been narrowly tailored so that it dealt only with potentially threatening (or advantage-taking) confrontations. He explained (
When the Supreme Court writes that rules regulating speech by content require the same sort of powerful justification as rules regulating speech by viewpoint, a standard met in practice only by a need as serious as the battle against terrorists, see Holder v. Humanitarian Law Project,
“[I]t has never been deemed an abridgment of freedom of speech or press to make a course of conduct illegal merely because the conduct was in part initiated, evidenced, or carried out by means of language, either spoken, written, or printed.” Giboney v. Empire Storage & Ice Co.,336 U.S. 490 ,69 S.Ct. 684 ,93 L.Ed. 834 (1949). Numerous examples could be cited of communications that are regulated without offending the First Amendment, such as the exchange of information about securities, SEC v. Texas Gulf Sulphur Co.,401 F.2d 833 (2d Cir.1968), corporate proxy statements, Mills v. Electric Auto-Lite Co.,396 U.S. 375 ,90 S.Ct. 616 ,24 L.Ed.2d 593 (1970), the exchange of price and production information among competitors, American Column & Lumber Co. v. United States,257 U.S. 377 ,42 S.Ct. 114 ,66 L.Ed. 284 (1921), and employers’ threats of retaliation for the labor activities of employees, NLRB v. Gissel Packing Co.,395 U.S. 575 , 618,89 S.Ct. 1918 ,23 L.Ed.2d 547 (1969).... Each of these examples illustrates that the State does not lose its power to regulate commercial activity deemed harmful to the public whenever speech is a component of that activity. Neither [Virginia Board of Pharmacy v. Virginia Citizens Consumer Council, Inc.,425 U.S. 748 ,96 S.Ct. 1817 ,48 L.Ed.2d 346 (1976)] nor*717 [Bates v. State Bar of Arizona,483 U.S. 350 ,97 S.Ct. 2691 ,53 L.Ed.2d 810 (1977)] purported to cast doubt on the permissibility of these kinds оf commercial regulation.
Ohralik v. Ohio State Bar Association,
The Court has classified two kinds of regulations as content-based. One is regulation that restricts speech because of the ideas it conveys. See, e.g., Turner Broadcasting System, Inc. v. FCC,
The ordinance is indifferent to the solicitor’s stated reason for seeking money, or whether the requester states any reason at all. And if the panhandler uses a sign, which is less threatening than oral demands (the requester need not approach the target), there is no restriction. Springfield has not meddled with the marketplace of ideas. Here, as in McCullen v. Coakley,
The disagreement within the Court in McCullen about how to distinguish a content-based from a content-neutral law (four Justices thought that law to have been content-based) — and the conflict among the circuits about panhandling ordinances — shows that it is difficult to be confident about how the line between subjеct-matter (usually allowed) and content-based (usually forbidden) distinctions is drawn. We do not profess certainty about our conclusion that the ordinance is content-neutral. But this was Justice Kennedy’s understanding in Lee. Evaluated by the standard for time, place, and manner restrictions Springfield’s ordinance is with
Affirmed.
Notes
The ordinance covers "a range of potentially coercive though not conventionally aggressive behaviors, including soliciting from someone waiting in line to buy tickets or enter a building; soliciting after dark, calculated as 'the time from one-half hour before sunset to one-half hour aftеr sunrise’; continuing to solicit from a person after the receipt of a negative response; and soliciting anyone within 20 feet of an entrance or parking area of a bank, automated teller machine, public transportation stop, pay phone, theater, or any outdoor commercial seating area like a sidewalk café."
Dissenting Opinion
Today the court holds that a panhandlеr who asks a passerby for money in the downtown historic district of the City of Springfield commits a crime and may face criminal prosecution for this simple request. This conclusion is alien to our First Amendment jurisprudence. Accordingly, I do not join the opinion of the court because the City of Springfield’s panhandling ordinance is a content-based regulation of speech, subject to strict scrutiny. By concluding that the ordinance is content-neutral, the court misapplies the Supreme Court’s content-based regulation jurisprudence. Consequently, I respectfully dissent.
Section 131.06(e) of the City of Springfield Municipal Code bans panhandling in the City of Springfield’s (the “City”) “downtown historic district.” The ordinance defines panhandling, in pertinent part, as “[a]ny solicitation made in person ... in which a person requests an immediate donation of money or other gratuity.” § 131.06(a)(1).
The Supreme Court has upheld solicitation bans three times, i.e., Int’l Soc. for Krishna Consciousness v. Lee,
Likewise, we upheld a solicitation ban in Gresham v. Peterson,
The court asserts a division among five Circuits regarding whether anti-panhandling ordinances like the one before us are content-based or content-neutral. It states that the Fourth, Sixth, and Ninth Circuits have struck down anti-panhandling ordinances as content-based, while the First Circuit and District of Columbia Circuits have upheld anti-panhandling ordinances as content-neutral. Faced with what it understands to be a fork in the road, the court takes the path less-traveled, and joins the First and District of Columbia Circuits. I agree with the court’s assertion that three Cirсuits have struck down anti-panhandling ordinances as content-based, but I disagree with the court’s conclusion that the First Circuit’s decision conflicts with them. A careful look at each of the five cases is therefore necessary.
Three Circuit decisions have held that statutory prohibitions against immediate requests for monetary donations are content-based. In Am. Civil Liberties Union of Nev. v. City of Las Vegas,
Likewise, in Speet v. Schuette,
Finally, in a case very similar to the one before us, in Clatterbuck v. City of Charlottesville,
The Ordinance plainly distinguishes between types of solicitations on its face. Whether the Ordinance is violated turns solely on the nature or content of the solicitor’s speech: it prohibits solicitations that request immediate donations of things of value, whilе allowing other types of solicitations, such as those that request future donations, or those that request things which may have no “value” — a signature or kind word, perhaps.
Id. In fact, the rationale adopted by the district court in Clatterbuck is precisely the argument that the district court adopted in this case — that the ordinance was content-neutral because it “d[id] not distinguish between favored and disfavored solicitation,” but rather “applie[d] to all forms of solicitations, regardless of the solicitor’s purpose or the content of the solicitor’s speech.” But, the Fourth Circuit expressly rejected the argument when it held that the ordinance was сontent-based because it did not distinguish between favored and disfavored content of the solicitor’s speech. Id. Like Clatter-buck, here the City’s ordinance permits some verbal requests for money, but it specifically prohibits a verbal request for money for a panhandler’s personal use.
The First Circuit’s decision does not conflict with the three Circuits that have held that anti-panhandling ordinances are a content-based regulation of speech. In Thayer v. City of Worcester,
The ordinance in Thayer was designed to combat the ill effects of “aggressive” solicitation and prohibits “continuing to solicit from a person after the person has given a negative response to such solicitation,” or soliciting someone “in a manner ... likely to cause a reasonable person to fear immediate bodily harm.” Worcester Revised Ordinances, ch. 9, §§ 16(c) (emphasis added), 16(a)(3)(H).
C. The District of Columbia Circuit’s decision should not be followed.
Finally, I address the District of Columbia Circuit’s decision in ISKCON of Potomac, Inc. v. Kennedy,
The reasoning of ISKCON is unsound. The first step in First Amendment public forum analysis is to examine the regulation to determine whether it discriminates оn the basis of content, viewpoint, or not at all. If a court concludes the regulation is content-neutral, then it asks “whether the requirements are ‘narrowly tailored to serve a significant governmental interest, and ... leave open ample alternative channels for communication of the [regulated] information.’” ISKCON,
Rather than compounding the Circuit split, a look at the Supreme Court’s latest First Amendment еase reminds us that a regulation is content-based if it draws “content-based distinctions on its face.” McCullen v. Coakley, — U.S. —,
To answer the question implicitly posed by these First Amendment cases, we must temporarily step into the shoes of the City’s enforcement authorities. A police officer seeking to enforce the City’s ordinance must listen to what the speaker is saying in order to determine whether the speaker has violated the ordinance. Indeed, the officer must determine on which side of at least three different verbal distinctions the speech falls when evaluating whether the ordinance has been violated. First, the officer must determine whether the speech is a request for money or other gratuity (potentially a violation) or merely a request for the listener’s time, signature, or labor (not a violation). Second, the officer must determine whether the speech is a request for an immediate transfer of money (pоtentially a violation) or merely a request for the transfer of money at a future date (not a violation). Third, the officer must determine whether the speech is a request for a charitable donation (potentially a violation) or merely a request for a commercial transaction (not a violation). The officer cannot answer any of these questions without listening to and understanding what the speaker is saying. That is precisely the sort of situation that the Supreme Court said involves a content-based regulation. See Snyder,
The court says that it does not necessarily matter that the ordinance targets speakers based on what they say, so long as the ordinance does not “restrict[ ] speech because of the ideas it conveys” or because it “disapproves of its message.” Op. at 717; Ward v. Rock Against Racism,
Even if Ward and its progeny implicitly suggest some legal distinctiоn between permissible restrictions on what a speaker says and the speaker’s message, the City’s ordinance is still content-based because it advantages commercial speech over charitable speech. The City’s ordinance facially prohibits someone from vocally communicating the message, “I want money,” while allowing an identically situated speaker to communicate the message “I want money, and I will give you something of value in return.” Thus, the City’s ordinance leaves commercial speech comparatively unregulated, but prohibits a type of vocal speech that has traditionally enjoyed greater constitutional protections — that is, speech soliciting charitable activity. Riley v. Nat’l Fed’n of the Blind of N.C., Inc.,
Because the City’s ordinance is content-based, we may only uphold the ordinance if it satisfies strict-scrutiny review. United States v. Playboy Entm’t Grp., Inc.,
The City’s ordinance prohibiting vocal requests for immediate donations of money or other gratuity at all times throughout the downtown historic district is a content-based regulation. Because the City has not alleged that the ordinance’s method of restricting speech is the least restrictive means to further a compelling government interest, the City has failed to demonstrate that the ordinance satisfies strict scrutiny. Sable Commc’ns of Cal. v. FCC,
For the foregoing reasons, I would reverse the district court’s order denying the plaintiffs’ motion for a preliminary injunction and remand with instructions to enter a preliminary injunction enjoining the enforcement of City ordinance § 131.06(a)(1). Accordingly, I respectfully dissent.
. The ordinance does not define "gratuity.”
. In our case, the plaintiffs brought no challenge to the part of the City’s ordinance prohibiting aggressive solicitation.
. "Aggressive” describes the manner of conduct-it obviously does not refer to "content.”
. Moreover, Thayer did not address whether the statute was facially content-based but skipped over that prong entirely and considered only " 'whether the government ... adopted [the] regulation of speech because of disagreement with the message it conveys,’ ” and ultimately upheld the ordinance.
. The First, Fourth, and District of Columbia Circuits’ decisions involved laws that prohibited both in-person solicitations for charitable donations and in-person solicitations for commercial transactions. See Worcester Revised Ordinances, ch. 9, § 16 (defining "solicit” and "solicitation” to include both requests for immediate donations and requests for immediate commercial transactions); Clatterbuck,
