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Dombrowski v. Philadelphia
245 A.2d 238
Pa.
1968
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*1 Wlien amount spouse suit recover the entire brings acceptance of an offer this is appropriated, and a de- rejection sever but rather is a the offer be restored mand that the estate the entireties ma- I agree state. with the original Consequently, to the entire fund. that the survivor is entitled jority concurring joins Mr. Chief Justice Bell opinion. Philadelphia, Appellant.

Dombrowski *2 Argued January 1968. Before Musmanno, Cohen, O’Brien JJ. Eagen, Roberts, City Deputy with First Solicitor, Levy Anderson, City him Allan H. Assistant Solicitor, Gordon, appellants. City for Edward Solicitor, Jr., G. Bauer, him W. 11. Stein- Henry Sawyer, III, Phillip appellee. for berg, curiae. A. amicus

Herbert Fogel, August Opinion 1968: Mr. Justice Roberts, employed appellee, L. Edwin Dombrowski, accounting Philadelphia general as chief Philadelphia’s *3 July, 1952 to 1966. Under June, municipal plan to retirement retirement he entitled is Alleging commencing August, in 1972. benefits requires Philadelphia’s §2-308 of Home Rule Charter system” pension “actuarially retirement sound and an city’s in and the contributions and that system on to maintain retirement were insufficient its an actuarially footing, instituted Dombrowski an sound compel appellants the to make to of mandamus action appropriations. necessary Judge complexity of the issues raised, the

Given Philadel of Common Pleas the Court Spaeth appointed specially hear de phia County Preliminary objections were litigation. termine opin testimony expert taken and extensive denied, appro found below that the prepared. court ion city by fact insufficient the were priations made actuarially system in an sound retirement the maintain Philadelphia to allocate to It ordered condition.1 upon expert testimony pro concluded, based Judge Spabth exports city (the two all material by appellee duced public that, system, for a retirement agreed), actuarial particulars retirement system $20,000,000 1967, $40,000,000 19682 and for each year after appel 1968 until all of lee’s retirement benefits have paid been an amount de termined tbe city’s actuaries sufficient to meet the system’s plus normal cost ac interest on its unfunded crued liability. appeal This into question only calls aspects two the litigation: (1) appellee’s institute a scope mandamus action and (2) the order entered. The appeal ques does not on tion the conclusion of the court below that annual contributions for 1967 and 1968 insufficient were meet the standard of required by actuarial soundness the Home Rule Charter.3 requires municipality a sum soundness contribute money year “normal for that each sufficient to cover the cost” year system’s liability.” plus interest on the “unfunded accrued annually Normal cost is that amount which be contributed must provide upon present city employees benefits retirement upon their based current and service. Unfunded accrued future liability required provide is the amount retirement benefits for employees system upon prior covered based their service year. unlikely municipality to the current will Since that a corporate typical (as private, to exist contrasted with cease system), retirement actuarial soundness demands system experts “partially be, testified, funded,” i.e., system year contributions to the each must plus system’s normal un- sufficient to cover cost on the liability. appropriations funded accrued Where are not suffi- amount, liability cient to meet this accrued until increases operate (a pay- forced to on a cash disbursement basis *4 as-you-go system), city’s expert agreed which even the actuarially contrary unsound and to the Charter. 2 order, part, required: appropriate “1. The Defendants shall System following Retirement the and allocate the amounts: System’s liability, (a) on the For unfunded 1967: accrued City’s being $20,937,412.50; (b) Sys For 1968: the share of the cost, being $19,057,000.00,plus Sys normal interest on tem’s liability, being $20,937,412.50; accrued tem’s unfunded . . .” 3 experts agreed that the fact both Given as to the content of requirement soundness, 1, of actuarial the Charter’s see footnote

supra, is understandable. this

203 Standing I. To Su® Sufficiency A. The of Interest DombrowsM’s dispositive question par- The on as this issue, correctly recognized, ties have is Dombrow- whether ski’s interest is sufficient to allow him to maintain mandamus action in name. contends Ids own §2-808 that in an action Charter to enforce of the Attorney Attorney of Phil- or the General District adelphia Appel- County requisite standing. has the position supported lan- lants insist their guage of of the Act June 8, Mandamus Act of 1893, disputes appellee L. P. 12 345, §1913; P.S. 1893, §3, point argues decided this if the cases that, further pursuant support appellants, Act do Mandamus promulga- impliedly by the these cases were overruled Pennsylvania tion one 1082, of Civil Procedure Sale governing mandamus actions.4 the roles 4 suspends January 1, 1947, 1457, Pa. R. C. P. effective procedure apply Act the rules of civil 1893 Mandamus insofar as specifically (c) practice procedure; that rule subsection procedure, pro suspends Act rules civil of 1893. Our §3 1982, §1, mulgated 21, 1937, as amend- under the Act P. L. of June ed, §61, a statute. Disci 17 have the force of See P.S. Schofield 675, ; Lojeski pline 209, (1949) Case, 201, Pa. A. 2d v. 679 Superior 410, Quirk, 198 A. 2d Ct. n.2, Mercy Johnstown, Hospital In Strank opined n.2 Court 102 A. 2d rules change “scope procedure In civil made of mandamus.” no dispositive facts, this statement of the Strank context pri- accorded to Rule broadened to whether question plaintiffs, confronting for the the Court vate jurisdiction trial court had to issue the writ whether upon hospital hospital against private based claim that give nurse, plaintiff, a student transfer credits for had refused completed. pos- held our courts did had We courses she hospital primate grant jurisdiction the credits. sess quoted language hi’oadly, would indicate that the rules Read modify standing requirements; however, procedure did not of civil

We are convinced that Rule 1092 has broadened private standing for the mandamus actions simple possible exception of reason with the that, Davidson v. Beaver Falls 348 Pa. 34 A. Council, 2d 505 our cases have charted a consistent area effective course this both before and after the date of 1092. Rule this consistent course, Nevertheless, demonstrates believe, that Dombrowski’s support brought in is sufficient to a mandamus action private capacity. his provides: writ Act “The

Section 3 of Mandamus upon may application any issue person supplied.) beneficially (Emphasis interested.” Section P. L. P.S. Act June 345, §4, 8, 1893, procure sought then states: “When the writ §1914, public proceedings duty, shall enforcement prosecuted on be name of the commonwealth attorney general: of our the relation of the . . .”5 Two prior adoption early both decided cases, litigant private that Mandamus Act of tell us public may action to enforce maintain a mandamus plaintiff duty and bene- individual has an when litigation independent in the ficial interest large. public Commonwealth which is held (1876) Snyder 82 Pa. ; ex rel. v. Mitchell, Heffner 28 Pa. 108 ex rel. Kline, Commonwealth change Subsequent in did not work cases Ebensburg Pittsburg, & Johnstown, Loraine v. rule. (1903) 54 Atl. 580 Railroad Co., Eastern post-Mandamus leading fairly may Act, termed the procedure pre-rules of a on the case of civil operator, plaintiff. private sued a coal mine Loraine, alleging that carrier mandamus, defendant-common court, language means before to the issue confined jurisdictional requirements. not broaden rule did dispute below Appellee the conclusion of the court does duty. brought to enforce action is that his had perform the railroad failed to statutory duty plain- *6 transport a common carrier its refusal by as to coal tiff’s coal unless that coal was to to a be sold specified the carrier. held that this company We should private plaintiff standing had that the writ the for follows stating rule as proper standing issue, ; 54 act directs at Atl. at the (id. 136, 581-82) “True, perform- the to the procure that when writ sought in the shall be public ance duty only proceeding the at the name the commonwealth the relation proper or the district general attorney attorney it in the that it but also 3d provides section, county, on of any person beneficially issue the application shall words these While have no that interested. doubt, ap- make to one interested to any would give standing intervention, his plication attorney general ex- person right as to each save they just clearly he seeks to sue out writ when isting act, before distinct an special to protect interest, himself See supplied.) the general (Emphasis public.” (1902). Pa. Atl. 56 v. Stegmaier Jones, also irrelevant that The Loraine Court declared was shipper so restricted plaintiff was situated, with others so along railroad for his injury, *8 special.6 cases, determining private mandamus when whether the Our action, plaintiff have a sufficient interest to maintain has requisite interchangeably formulations to state the used various plaintiff inquired has a “bene whether interest. have thus We asserting interest,” right “which inde he is whether ficial large,” right pendent or in common with the held of a protecting in “distinct from that himself ho is whether Practice, (1964) ; public.” general Pa. ch. §§21-23 11 Std. quoted Lloyd 1), text, infra; (No. Butcher v. v. Dorris see Commission, Superior Philadelphia Service Ct. Civil any do not believe that of the above 2d We A. portends than a different test in Pa. R. found formulations brought party 1092(c) in the “An action : name of to on- P.C.

The Loraine analysis employed in Common- ex wealth rel. Attorney General Mathues, 59 Atl. 961 presenting case the converse did the Attorney General issue, i.e., standing have maintain Plaintiff-Attorney action. alleged General the state treasurer refused had funds appropriated judicial disburse for an increase our reprinted salaries. The court lower opinion, stressed that sala- withholding reports, judicial allow ries was matter of sufficient public concern Attorney However, General the writ. request brief, Mathues despite reading given city’s in no that an individual opinion way intimates if he so would have lacked judge, wished, *7 in- opinion that special sue the states his and, fact, pri- a support shared other would terest, judges, vate mandamus action.7 the reiterates that leading post-rules again case pos- plaintiff the private

relevant is whether inquiry at public an is not the sesses interest which shared A. (No. 100 In v. Lloyd 1), 474, Dorris large. Ct. 347 U.S. S. 2d cert. denied, Demo- the as chairman of (1954) county plaintiff, of the Board against cratic brought Party, Board that the alleging Elections of Luzerne County, duty public compel performance right act or or of force a from, [private] party interest distinct the has beneficial (Emphasis supplied.) general publAo . . .” that the . of Attorney Mathues, supra ex rel. Commonwealth General essentially public large “The at Atl. most at at 963: judiciary of in the maintenance of the as one . . . interested necessary independent government; and . . . and divisions of importance public question that the enforcement is one of such duty pay, authority law, public under of of the salaries of the depend willingness upon judiciary, should is one which private judge, capacity, attempt any en in his individual of private sup right (Emphasis of matter benefit.” as a his force plied.) required by the con-

liad control failed, statute, investigate primary duct and to election elections (id. 926) : 2d at frauds. We stated at 100 A. passage act [mandamus] “Even before the public rights uniformly are had held when been public ordinarily, only may, to he officers subserved private apply individual can- for the and that writ, particular right or he can show some do so unless independent privilege in com- held Ms own large: public omitted]. [citations mon at with the passage of have been numerous Since the the act there holding namely that, authorities the same effect, pub- duty a statute is where the of an officer under at- lic it can be enforced at suit one, proper attorney torney general the district or specific private county and has a or citizen who independent legal right or interest himself different public large or at who has suffered special peculiar injury [citations to himself: Against (Emphasis supplied.) these cases, omitted.]”8 announcing spanning years rule one hundred plaintiff private inquiry as- that our is whether serting from that of the an interest “different appellants pit large,” authority, Davidson v. one 34 A. 2d 505 Falls Council, Beaver proposition They for the that Davidson stands insist plaintiff private that must not whether examine *8 large (here, public at from the has an interest distinct Philadelphia) Ms interest hut whether the citizens other all shares with from that he is distinct plaintiff tost, for Applying that had no we held this perform by alleged injury failure to the Board’s he suffered general equally statutory he was one shared duties its investigation frauds public of election and the control for all matter in which members of is a of elections the conduct equal public concern. an had municipal system.9 members of the David- policeman. son was a Beaver that Falls He claimed sys- Beaver Falls should have established a retirement policemen tem for in 1930 rather date than be was and asked established, that Beaver Falls compelled to contribute at maximum it could, rates all since have contributed. In what at is, best, holding,10 (id. alternative at we said at 34 A. 2d 506) : “The establishment and administration public duty; in- Police Pension Fund Davidson’s is policemen terest was not different from of other that may city. may in or other or residents of the He eligible pay. in He is the future become to retirement suffering any special private damage in- or not now degree jury differing in in kind and not alone generally.” that suffered the residents To Davidson that rele- the extent that states departure group large, vant not the it is a is prior subsequent is therefore from both cases and distinguish- disapproved. clearly it is Furthermore, reading. language given broad able even if all is benefits Davidson was entitled to retirement after contained, city upon language unre- relies The also appellant’s (reprinted ported opinion in Davidson lower court essentially 16) sought “In the relief brief at : the instant case pension making fund or retirement of such contributions necessary proper plaintiff main- believes are to its as perform- think involves and administration. tenance We private public duty, . . . .” not the assertion of a ance of a fully Davidson, explicated primary as more basis Coghlan, Attorney Falls ex District Beaver Commonwealth rel. Council, the amount A. 2d 365 by municipality was, money appropriated with under the statute limits, discretionary enforceable there no thus certain general duty cognizable man in mandamus under rule that discretionary dis lie to act. There no does not damus appeal present pute to the conclusion of the court below in the requirement pension ac the Charter’s mandatory. tuarially sound is *9 twenty years a minimum of continuous service. See amended, Act P. L. 1931, §4302, of June 23, (Supp. 1967). he §39302 At the time suit, 53 P.S. policeman serving con- had as Beaver Falls been period tinuously February than of less 21, 1928, twenty years. Falls, Davidson v. Beaver See of Cty. 1939). (C.P. He 38 Pa. D. & C. Beaver brought en- at time he his action, thus, as will be discussed titled to retirement benefits and, fully in vested interest in he had no more text, infra, might he never, retirement benefits which future early receive. See or retirement, virtue either death Rights Retirement Bene in Public Vested Anderson, Temple L.Q. Pennsylvania, 259-60 fits in sequel ex Commonwealth The Davidson, Attorney Coghlan, Coun Beaver Falls rel. District brought 49 A. 2d 365 a suit cil, 355 payments the same the Commonwealth makes that Davidson’s demanded in clear Davidson, group the relevant action was not because dismissed simple large but for the was other than the yet obtained a vested that Davidson had reason in retirement benefits. interest

Having test for concluded that the correct possesses Dombrowski is whether Philadelphia’s sys- proper administration gen- with the tem from that which he shares distinct appellee public, if does have eral must determine appellee since The insists that, such an interest. until 1972, to retirement benefits will not be entitled requisite ar- We believe this he interest.11 lacks pres city’s clearly implies that, appellee if brief ap benefits, standing. ently drawing In view he would have right pellee’s contractual relation benefits and his vested these fully text, city (developed infra), ship immate plaintiff drawing private or is now benefits rial whether vested, benefits, will be received the future. now those whether gument ignores *10 to be unsound for it both the fact appellee’s his retirement benefits is vested having requirements fulfilled that, those pre-condition right his to receive these he has benefits, relationship city. entered into a contractual with the appellee’s right Of vested retirement course, his relationship and his contractual benefits, system and its retirement are does interests he public general in- share with the and which he holds dependent public. of the

longA line of our decisions holds when that, placed employee re- has satisfied the conditions upon system right tirement his to retirement benefits dispute appellee (there these no satisfied is has e.g., years of contribu- continuous conditions, service, right system, etc.), to retirement bene- tions to his enjoyment thereof fits becomes vested with postponed. Harvey Allegheny County v. Retirement (1958) Board, ; 141 A. 2d 201 392 Pa. 421, 428, 197, Pittsburgh Hickey v. Pension 378 Pa. Board, 311, 300, (1954) Baker v. Retirement Board ; A. 2d 238 233, (1953) Allegheny County, ; 374 Pa. 97 A. 2d 231 165, Hillegass, v. 335 Pa. 6 A. 2d Haldeman 375, 384, 386, Allegheny (1939); Retirement Board 801, 808, (1934). County v. 316 Pa. 174 Atl. 400 McGovern, 161, employee’s equally rela- established that the It is well tionship municipality and its vis-a-vis Harvey Allegheny v. Coun- contractual. See is supra ty at 141 A. 2d at Retirement Board, 431-32, County Wright Allegheny Board, Retirement 203; (1957); Hickey A. v. Pitts- 2d 231 390 Pa. 75, Municipal entitled, Appellee Retirement §204.3 under is also any prior System Ordinance, mini- time attainment of at his age credited to withdraw the total contributions mum retirement system. Finally, if in the retirement account to his retirement reaching prior age, appellee under his retirement die should survivorship §205, entitled to benefits. his survivor Pension supra at burgh Board, 2d 305, 309, A. at Haldeman v. 238; 236, supra Hillegass, A. 2d at 809. The relationship between these two rules has been stated aptly by First Philadel- Deputy phia Solicitor counsel for Anderson, appellants: “The entire ‘vested retire- theory rights’ ment outgrowth benefits a direct of the contractual concept.”12 Ms relevancy Dombrowsld’s vested right Philadelphia

contract with as this his upon bears is illustrated Edelman v. Sec- Boardman, retary A. 2d 393 Revenue, Edelman mandamus action own name brought his *11 to of Revenue to escheat certain Secretary property so that could collect his informer’s plaintiff fee. at (supra We held that Edelman had standing 2 A. at “It con- 396) 2d : is true that where the 91-92, imposed by tractual also obligation one which is it of be enforced not because may by mandamus, law, con- spite it; the contract but in of party acquires special tract a case an interest such pub- the general from that distinguished himself as pro- him to enabling bring lic, thus [mandamus] DombrowsM’s Similarly, name.” in his own ceeding from a stems the city with relationship contractual administra- and the creation i.e., by law, imposed duty con- party as and, system, of a retirement tion standing. has he tract, Davidson, exception possible

Finally, actions mandamus entertained consistently have enforce retirement aof a member by brought all members benefit would commands statutory Pennsylvania, Anderson, Vested [12] Temple L.Q. Rights in Public 259 Retirement Benefits of the system.13 Thus, Retirement Board Alle gheny County v. McGovern, supra at Atl. at 408, this Court noted: “While an employee may have an interest or vested right in the fund to protect insolvency, right cannot be worked out by refusing to but contribute, rather in an effort to com- pel the county a proper proceeding make good payments directed by or legislature, to re- other dress bad practices.” The “proper proceeding” to which McGovern referred is obviously mandamus the simple reason that McGovern was a mandamus ac- tion brought by private plaintiff compel the mu- funds nicipality appropriate which would benefit all members the retirement issuance system, Haldeman v. writ was affirmed. See also Hille 6 A. 2d at Ackerman v. 806; supra gass, Lycoming D. & C. 2d (C.P. Williamsport, Fund v. Minnaugh, Pension 1957) Firemen’s ; Cty. 1951). Dauphin (C.P. Cty. & C. Pa. D. Mc- dissent, as does argued,

It could This plaintiff. private a brought Govern the majority instituted action commis- county of one consisting board, elect- two persons controller treasurer, sioner, *12 board. of the minority a against system, the ed the or General Attorney the parties these of None are they county; appropriate the of attorney district i.e., relevant, here sense the only in plaintiffs private Attor- neither were in McGovern parties since bring could attorney, they district aor General ney if were they Act Mandamus under action tem ently which [13] to owing doWe mandamus compel the to not him. here was payment employed rely of upon benefits by even member which more numerous he aof alleged were retirement cases pres- sys- in

213 persons. beneficially interested evident It should he private plaintiff throughout that the term our is used encompass group plaintiffs decision to that of not Attorney appro- attorney or General district priate county. to hold that members Furthermore, inter- the retirement board have a sufficient beneficial bring est to mandamus while members persons insisting equivalent do not may having right those sue but a vested benefits having right such a cannot. recently ac a mandamus 1966 we entertained

As payments. compel private by plaintiff brought tion Taylor Abernathy, 222 A. 2d 422 Pa. 629, v. See plaintiff-Taylor’s was interest anything, If suit time at the for, weaker than that of Dombrowski system Tay existing brought, retirement under the any longer benef lor no entitled in vested conclude that Dombrowski’s its.14 We thus contractual benefits and his his retirement terest relationship inde interests he holds with the are large.15 pendent of the Taylor specifically Although term Court did use phrased presented (as question opinion, in its plaintiff briefs) en parties had an was whether in their both concepts very right, sus we believe or vested forceable implicit standing. clear that It thus seems tain Dombrowski’s plaintiff recognition have Taylor did this Court was a standing.

ski abutting interests than special Co (1914) ; keep bring have been unty they previously this road in members no more note highway St. Lukacs, accorded David’s Church separate hours repair, have to have these offices had been standing. For county many when a sufficient Lank v. D. & other cases kept open, bar association have substantial v. county offices shall be C. 619 Sayen, Hughes, example, interest (C.P. 244 Pa. Bar than that of Dombrow private open 402 Pa. Association owners Mercer plaintiffs longer hours Cty. 1941) sufficiently kept property Atl. officials A. Mercer open 2d ; *13 B. The Immediacy Dombrowski’s Injury in- if appellee’s Alternatively, city argues that, terest is not suffi- is sufficiently distinct, injury his name.16 immediate action in his ciently to sustain an much suffi- has been is Although already what said cient to merit, demonstrate that contention lacks it does brief deserve treatment.

Dombrowski’s footnote supra, see complaint, premised upon belief that contributions his the city’s to its retirement on keep fund were insufficient an actuarially sound basis. below testimony As the present past practices placed disclosed, had on system if unsound basis actuarially and, in- unsoundness would continued, progressively crease. In Dombrowski essence, then, attempting himself assure and all other of the Phila- members delphia municipal sufficient funds would be present to meet his and others’ retire- ment payments.17 Part his contract with the city private individual, alleging by and a that she has been mistreated police, standing city mayor, required by has stat ute, appoint police board, Snyder, members to review Brown v. yor City York, Cty. (C.P. D. & C. 2d 286 York Ma 1966). immediacy injury, In terms of the of Dombrowski’s this suit respects taxpayer’s taxpayer’s inis similar to a some action. The justified grounds on is often that such an action necessary illegal governmental vehicle to deter See action. Price Philadelphia Parking Authority, 325-30, 221 A. 2d (1966); Jaffe, Standing 143-45 To Secure Judicial Review: Actions, (1961) ; Taxpayers’ Notes, Public 74 Harv. L. Rev. 1265 Survey Summary, Suits: A 69 Yale L. J. 895 17Actuarial soundness also serves an additional It function. generated by city’s the tax insures burden contributions to the fund will be distributed such manner that tax payers employees. are taxed for the benefits earned Where system operated basis, on a cash disbursements see footnote taxpayers supra, pay would be taxed to for benefits earned past employees years; typical positing furthermore, in- *14 promise by city, Rule Home made its actuari- that the retirement would Charter, ally finding here not sound. The court below found, promise. city kept disputed, Dom- that the had not impairment suffering present his browski is thus rights injury. contractual and thus an immediate appel- Neither of advanced the two authorities contrary are to In Commonwealth lants this conclusion. McLaughlin County, e x rel. v. Erie brought (1953) 100 A. 2d 601 a mandamus action was County Erie Erie allocate to the portion of the tax from Com- revenues received requiring funds monwealth under a statute that these governmental bridge be distributed to local for units highway purposes. city and We held that the had not complied with certain in the attach- conditions statute ing right before it had a it did and thus funds, legal right not have an to the funds. It is immediate, disputed complied that Dombrowski with all has requirements right condition his to receive retirement benefits an as discussed he and, has above, legal (and contractual) right an immediate, actuari- pension ally system. sound upon heavily Geary

The relies most v. Alle gheny County Retirement 231 A. Board, (1967). question Qeary 2d 743 called into the consti- permitted tutionality Allegheny of an act which Coun- policemen previous- ty age to retire at 55 instead of the ly established basis of this constitutional challenge age that the reduction in the retirement the actuarial decreased soundness of the retirement rights and under the fund vested therefore, con- municipality’s tract cases, contracts with em- impaired. unconstitutionally ployees were Without dis- municipal employees year in benefits, each crease the burden taxpayers placed currently being meet on future benefits earned previously earned) greater. (as as those would be even well cussing (supra 2d standing, 231 A. at stated 746) Harvey v. Alle- : fact Court “[T]he [in that the gheny County Board] Retirement concluded a fund was enhancement of the actuarial soundness prevent length- age or sufficient an increase eligible requirement yet employees of-service being . . . that a unconstitutional does not mean decrease actuarial sufficient soundness is itself deprivation rights im- or an constitute vested pairment bearing rights. in mind contractual Thus, presumption strong in favor of constitution- ality legislation *15 that [citation conclude omitted], legislative alteration of retirement whose ad- laws participants verse effect on ... theoreti- is to increase possibility payments cal not met them will sufficiently is not a concrete detriment to constitute sup- guarantees.” (Emphasis violation of constitutional plied.) Geary, distinguishable on its is on three face, separate grounds. protest- DombrowsM not First, is ing legislative pension system alteration of his but city plan rather a failure of it enact- follow the purposes, ed for these has and, never amended. Sec- nothing possible there is ond, theoretical or about Dom- browsky’s injury city’s court below found that the —the system actually presently retirement and unsound. insisting Dombrowski Third, is not that his constitu- right impairment prohibiting tional of contracts legislative change has been violated simply, but, city presently fulfilling that is not its contractual obligations.

Appellants lastly justification advance as for their appellee’s injury belief that sufficiently is not imme- Municipal System §116.1 diate of the Retirement Ordi- provides obligations nance pen- that the of the obligations sion fund shall be of the of Philadel- phia. Although provision the relevance of this is not sug- city immediately apparent, we assume are gesting benefits if retirement his that DombrowsM, judgment exe- city, and enter can sue the not received, ability do upon city property. his However, cute injury immedi- less in our not make his does view, so, obligations of the retirement for the fact that ate obligations city relieve system does are the of the ac- duty on to maintain its Its tuarially contractual sound It is Bombrowski’s basis. impaired city’s relationship city that with comply Charter and its own Home Rule failure impairment supports standing; that immediate his appellee through judgment might execu- be able pre- due him 1972 does not tion to obtain the funds present impairment asserting in him from 1968 a vent rights. of contractual properly suit conclude Dombrowski’s

We brought capacity his individual as a member of municipal Philadelphia system.18 Propriety the Writ II. Issuance Scope Pleadings Proof A. The *16 by city The next contends that the order issued beyond scope requested relief court below is improper. basis for it was The that, therefore, appellants’ argument was belief that the court this specific prayer in for contained to the relief confined appropriate appellee’s complaint, city that the suf- i.e., its normal for to meet cost 1966 and ficient funds 18 rely, case, upon we did in as one thus do the “exi We support plaintiff’s standing. Mayer gency” to the situation See D’Ortona, A. 2d 582 Pa. overruled on other v. Hemphill, Mayer grounds, A. 2d 444 1967.19 this the order Admittedly, entered goes beyond specific prayer to make sufficient by requiring city appropriations to place its retirement on system actuarially sound basis dictated the Charter —the city was ordered to for both make sufficient provision normal cost and interest on unfunded accrued liability. See footnote supra.

We must was begin that by noting city certainly not misled by Dombrowski’s it knew complaint; both concept actuarial embodying soundness normal cost and unfunded accrued is- liability sue. Not tes- prepared expert was the city on timony put this but complaint point, clearly matter complaint issue. Paragraph 9 of the pleads of the the section requiring §2-308 Charter, council to city adopt an actuarially sound system. Paragraph then “In 12(e) order alleges: pension system to be ‘actuarially sound,’ term is properly there should con- defined, tributed to the system each both year the ‘normal (i) cost’ (ii) equivalent amount the interest which would have been deposit earned aby equivalent the ‘unfunded actuarial liability’ System.” Finally, paragraph 30 adds:

“It is estimated that proposed amendments Municipal Retirement System Ordinance [amend- ments which were subsequently passed] will add least million to the ‘normal cost’ $8 of its Municipal Retirement System for the year mak- the total ‘normal ing cost’ said System ap- city also to our calls attention several made statements during appellee’s trial appellee’s counsel which indicate that primary appropriate desire was sufficient However, during normal colloquies funds cover its cost. these way careful to note that counsel was he no intimating power the trial court lacked to enter an differing order from the requested. specific relief

219 City’s (In proximately addition million. $28.6 2318 No. if Bill for 1967 of million, ‘normal cost’ $28.6 in- equivalent adopted amount [it was], Sys- liability’ ‘unfunded actuarial terest on the which than million, tem for 1967 is less $16.9 1967 require contribution minimum would Municipal Re- million to make than less $45.5 System ‘actuarially that term sound’ as tirement sys- pension respect properly defined with ”) tems. powerless city’s court was that the contention prayed specifically beyond the relief to render an order prayer general also gives for relief for no effect to the grant other complaint, such “to i.e., contained appropriate may in the circumstances.” relief as general court prayer, that we believe Given this pleadings shape order to fit the could below city obey proof requirement and that its proper. command was Charter’s recognized early under Court as 1868 this As grant may equity general prayer court for relief an pleaded “agreeable” as is the case such relief granted proven though relief differs even specific Appeal, prayed Pa. for. Slemmer’s relief repeatedly (1868). been This doctrine has e.g., Christian v. Police Johnstown reaffirmed. See, A. 421 Pa. Association, Pension Fund 240, 245-46, (1966); Meth v. Meth, 2d 749-50 (1949). have stressed A. 2d 848 Furthermore, similarity equity proceedings many between cases performed pleas by a common court function and the example, a mandamus action.20 For it entertains when sprinkled profusely are cases statements Our application a writ of mandamus is addressed to the sound dis- bespeak equitable court, statements doctrine. cretion of Samuel, See, e.g., 80 A. 2d 848 Waters *18 A. Casey Company 23 Hotel v. 343 Ross, 573, 582, “Although following: (1942) 2d contains the 737, granted by side of . . . the law [mandamus] is equitable principles largely govern issuance its court, Taggart Canon- . . . .” Board Directors See also of of System, A. McMillan Joint School 409 Pa. 33, 40, expression (1962). this 2d A more recent in view is contained Francis v. 418 Pa. 417, Corleto, (1965) “Although granted 211 A. 2d : eq- essentially the law side of the mandamus is court, equita- requiring application in uitable nature, principles.” ble Combining principles power these two of an —the

equity grant spe- differing court to relief from that cifically requested complaint when the also contains general prayer similarity princi- and the between the ples operative equity applying and those in man- why damus—we fail to see should mandamus court possess power grant not also relief differs which specifically requested. from that To hold otherwise, as the court below would be noted, to insist may grant mandamus court not the relief that proof pleadings, require.21 and the equita- law Since principles ble control the issuance of the writ of man- equitable principles we believe that equally damus, al- trial low the court to enter an order differs specific requested. relief 21Appellants equity insist that an action is not a mandamus equity action and considering therefore the general prayer cases agree for relief issue are not relevant. equity While we that an action action, identical to a identity mandamus this lack of aspects does not mean that on certain principles the same should apply. Furthermore, text, infra, as discussed in appellants rely support argument of another on cases which stress equitable action; city nature simply cannot ways. have it both Scope Writ

B. Tlie part, argument city’s at least final which, steps beyond the entered merit is that the order has In mandamus. office of the traditional writ upon cases aspect litigation, relies first (1952) 87 A. 2d 370 Pa. 326, Travis v. Teter, 2d 80 A. Waters v. Samuel, emphasizing mandamus ac- that a Both cases, equitable discretion tion is addressed to the may discretion stated the court court, refuse *19 injuriously to issue the writ where its issuance would and affect the interests of the or create disorder municipal government. confusion in do These cases city say, suggests, as the trial court abuses nothing (there if its discretion it does issue the writ in tills record which this indicates that issuance of above).22 writ would in result Fur- evils outlined attempt the court thermore, below did to balance city of interests and those of the of its members system by permitting city to meet its obligations gradual appears, Charter on a basis: “It therefore, the most and hence constructive, way equitable, proceed most for Court this this at obligations moment is to declare what defendants’ are, obligations up- and to order that the shall be met. If, on consideration, defendants find that bewill financially and that to embarrassed, avoid the embar- plea by city prepared

22 A that it was not to meet Charter of demands actuarial soundness has little to recommend it. In No vember, 1952, April, 1958, January, 1961, June, in in in and city’s again March, (in reports in 1966 the actuaries included record) warned the that it paying should at least be liability on unfunded accrued liability so that this will presently (as is) grow. it reports continue to Some of these suggestion liability an additional contain the accrued itself be period years. decreased amortization over a present taxpayers too to be taxed will have rassment, help severely, may then with the defendants devise, achieving program actuary, their reasonable present gradually, and hence without undue burden on may taxpayers, what must be achieved. Defendants apply permission comply then the Court for graduated Court’s order accordance with such program.”23 balance Under the circumstances, by Judge proper. drawn seems Spaeth city’s argument The second branch of the centers language (No. 1), Lloyd about contained Dorris v. 375 Pa. 100 A. 2d 924 cert. denied, (1954). U.S. S. Ct. 632 See also Std. (1964); ch. at 227 Lakeland Practice, 46, §1, Joint Authority Township School District v. Scott School District, A. 2d 451, 458, 927) (supra We said Dorris : 100 A. 2d at 478-79, objection granting fatal “[A] here the relief sought ordinary is the fact that . . .: ‘The office performance writ of mandamus is to coerce the single specific imperative duty, acts .; . . ordinarily appropriate remedy not an general long course of conduct or a series continu- performed varying ous to be under acts, conditions, *20 plain . . .’ To this there is added . . .: ‘It is that where require adopt the court is ashed to the defendant to although a of official course it action, is a re- course quired by imposed upon by statute and the official necessary it supervise, would be for law, the court to generally, his official and to conduct, in determine numerous instances whether he to the has, extent power, carried out his the mandate of the court. It substantially technique This balance is similar to the employed suggested and have might have that lower courts em Sinking ploy. Philadelphia Fund Commissioners See v. Phila delphia, 134-36, 188 Atl. 324 Pa. 317-18 supervising and in the court a effect render would operation managerial body conduct and to the keep activity pertains, and so to which the writ superintend open time to the case for an indefinite respond- by performance of the duties continuous Accordingly, ent. the writ will issue judicial performance offi- of a of acts series compel performance of other acts . . . nor cer; ”24Appellants nature.’ contend continuous tripartite teaching order of the court violates the below places position where Dorns for it the court municipal supervise offi- must of future series acts parts required the cers. The first two of the order city appropriate funds 1967 and sufficient to cover its normal on unfunded cost interest its appro- liability; city accrued the third directed the priate appel- year for each after 1968 and until all of paid lee’s retirement amount benefits have been plus sufficient to cover normal on un- cost parts liability. funded accrued The first of this two order are not violative the third is. Dorris; dispute part

There is no that the first of the order, covering scope power; is within the court’s contrary nor can there be, notwith- dispute standing, as to the 1968 section of order. requires Home Section 2-300 of the Rule Charter always Our cases have not been consistent with the views expressed example, Pittsburg, For Dorris. in Loraine v. Johns town, Ebensburg Company, & Eastern Railroad 54 Atl. requiring we affirmed an order essence a common carry plaintiff’s goods. Holding carrier in futuro to order broad, (id. 137-38, 582) was not too below we insisted 54 Atl. at : way framing compelling can no obstacle in the “We see a writ performance duty (to carry defendant’s continuance of that plaintiff’s goods] ample power and the court below has enforce against defendant commands and its see officers should obeyed.” to it that are its orders *21 fiscal year at least 30 before the end days city’s must council (in 1967) December case, city annual for the adopt ordinance operating budget for coming provide fiscal This must dis- year. budget ordi- deficit. if the charge any city’s budget Thus, for appro- nance fiscal 1968 did not contain sufficient priations the court normal (as found) below to cover has cost and interest on unfunded accrued liability, breached its to 1968 the order already duty as the court performance below does not future act. for has

However, years subsequent to 1968 the city made yet its financial section decisions; third of the order below thus contains a directive for performance of a future act dictates violation of Dorris. be- Although can with the court agree if low that, city fails to make appropria- sufficient subsequent tions or- years 1968 and the court’s der for subsequent years then vacated, subsequent annual perhaps neces- mandamus actions will be to compel sary performance of the we cer- city’s duty, cannot assume that tainly of its now aware city, obligations, will refuse to act accordingly.25 Thus, third section of the order of the court below must vacated.

The order of the Court of Common of Phila- Pleas delphia County, modified, is affirmed. Eagen

Mr. Justice concurs the result. Mr. Chief Justice and Mr. Justice took Bell Jones part no the consideration or decision of this case. further assume that AVe the court below will still entertain plan city, submitted wishes, enable the if it so comply gradual with the first two sections of the court’s order on a basis. *22 by Opinion

Dissenting Mr. Cohen: Justice inaccurately lawyers state When before this Court perform holdings they of disservice to cited cases a litigants judge misinter- and. the but a when Court, prets appellate performs court he a disservice decisions only litigants to and the but addition, Court, importantly ma- the Bar and more to the law. The opinion jority upon writer of Retire- relies case Allegheny County ment Board McGovern, support proposition 174 Atl. 400 consistently that “we have entertained ac- mandamus brought by system tions a member a retirement statutory enforce all commands which would benefit system.” (Emphasis supplied). members One paragraph need read the first to dis- McGovern plaintiff cover the obvious fact that the in that case Allegheny County was the Retirement Board of not an individual member the retirement as majority would have one believe. attempt In an to answer the contention that Mc- by Govern involved an action instituted the Retirement Allegheny County by Board of and not an individual system, opinion majority member the retirement again analyzing commits serious errors McGovern it Initially, as relates to the instant situation. it must pointed out that the action in McGovern was insti- tuted entity the Retirement Board as and not against county individual thereof members com- individually missioners, or as members of Re- capacity tirement county but rather their Board, responsibility commissioners who had the under the question appropriate Act in moneys certain then owing due and to the Retirement Board. public

Although body the Board is a clothed with public majority duties nature, still insists private plaintiff it and as such McGovern maintain right to Dombrowski’s weight lends under reasons majority action. The mandamus district or a attorney general Act the the Mandamus the only are appropriate county attorney actions officials who institute may “bene- considered Board unless hence the Retirement requisite also lack the person” would ficially interested ma- standing. Therefore, to have necessary in Mc- if the Board had concludes jority per- interested “beneficially because Govern then benefits, right vested having son” without *23 view in the majority’s who has certainly Dombrowski “benefi- as a standing would also have right a vested person.” interested cially of June

A of the Mandamus Act reading majority will reveal the P. L. P.S. §1914, from a fallacious position is arguing substantiate of the interpretation assumption due to an incorrect an ac- Board can only bring a Retirement i.e., statute, interested if it a “beneficially tion mandamus were public under of the since the only person” Act, §1913 be can commence such an action would officials who ap- or a of the attorney general attorney the district the “When provides: Section 1914 propriate county. public of procure the enforcement a sought writ is name prosecuted the shall be the proceedings duty, attorney of the on the relation of the Commonwealth That Provided said general: however, proceeding, be on the relation of the at- proper cases, shall district proper of the Provided That torney county: further, sought said proceeding duty when enforce af- it interest particular public fecting state, of be on the relation entrusted with shall of officer such . . .” interest. management (Emphasis sup- plied). seeking proceeding in a clear that seems

The statute public particular affecting duty to enforce the relation on commenced it be of the shall state, management in- such entrusted with officer Philadelphia Board of the Retirement terest. Here management retire- County of the is entrusted with suggest foolhardy be and it would ment language §1914 unqualified under would there are several of mandamus. Thus, an action file majority apparently of, unaware cases which proviso dealing import construe the other officials mandamus actions commenced attorney of attorney general or district than appropriate county. La- In ex rel. Commonwealth Snyder, 104 Atl. fean upheld com- commenced an action mandamus general banking against the auditor missioner approve pay the them to state treasurer argued requisition salary him. The due defendants banking that the commissioner lacked under proceeding bring §1914of the Act to such a Mandamus proper plaintiff party Com- and that the was the attorney general. re- on relation of the In monwealth jecting permitting banking this contention and com- *24 the under the missioner maintain mandamus action proviso of “. we stated: . . There can be no doubt §1914, pub- present proceeding brought that the is to enforce a public duty affecting one lic and also a name- interest, department ly, banking of the the and Commonwealth, brought properly in therefore is the name of Com- the of on the relation the bank- monwealth commissioner of private ing. the relator has in While also interest yet payment salary, compensation, of the his as his expenses payment of other of his office, well necessary incident administration of af- paid department, being public and of out of fairs public funds is matter of consequently, concern, of duty having payment officials such charge a public duty. . . .” Powell,

The case of Commonwealth ex rel. Bell v. light 94 Atl. additional (1915), sheds on proper interpretation Powell section. concerned an action of the at- mandamus instituted by torney general seeking general the auditor his in upon draw warrant favor the state treasurer, specified the National Limestone as was Company, in requisition of the state commissioner. highway question first in at- raised Powell was whether torney relator general proper person to act as in the com- proceedings or should the action have been menced on the relation of commis- the state highway sioner. We held that prop- attorney general was er not party plaintiff but proper plaintiff the exclusion of other public in namely, officials, the state other Powell, highway In commissioner. recognized words, an official entrusted the management particular of a state would interest have standing to institute a addi- action tion to and to the exclusion the attorney gen- eral or the district attorney the appropriate county. Cf. Stegmaier Jones, 203 Pa. 52 Atl.

Consequently, the Retirement Board Allegheny County predicated McGovern was up- on (as a public officer) not because the §1914 Board was “beneficially interested person” under should It also seem obvious §1913. the Board McGovern was a “beneficially interested person” in the sense that all the cases heretofore i.e., suggest, it had no or pecuniary financial personal other than its enforcing statutory duties responsibilities The Board public. acting its public ca- attempt in an pacity discharge functions *25 logic or imagination, by no of the reason, and stretch majority categorized, authority as the can it be case private plaintiff. aas does, 13) opinion majority indi- (footnote further upon relying cases the numerous that not

cates by member instituted a mandamus action was which compel payment system benefits to of a retirement Despite owing allegedly due to Mm. were single decision I find a am at a to this loss disclaimer, opinion majority man- cited which involved retirement commenced member damus action presently system under who not due benefits system. In Falls Council, Davidson Beaver position 34 A. 2d Court took the our yet eligible Davidson not benefits that allegation system there was no the retirement since any owing him. that funds were then due and will the Court concluded mandamus Therefore, presently party seeking relief not issue unless the Contrary seeking he is to create. entitled the funds exception opinion, majority to the Davidson is an ex- without but rather has been the rule rule, respect ception years Commonwealth for exception If actions. Davidson is long suggesting why does line of cases otherwise, majority opinion glaringly author- fail to cite one permitted ity which has a mandamus action when member retirement did individual moneys allege presently were due certain owing? prin- supports

Every majority case cited ciple sys- of a that an individual member retirement requisite institute an action tem lacks point specific pres- he can unless some of mandamus injury if him would which, demonstrated, entitle ent form to relief time certain benefits system. under *26 attempt chronological briefly,

I to in will outline every the factual case situations retirement order, purpose demonstrating by majority of cited for the allegation that in com- each case there an in the was plaint sys- plaintiff, that the member of the retirement attempting to was to the defendant tem, mandamus compel payment pension presently of a he which was Hillegass, to In entitled receive. Pa. Haldeman v. (1939), A. 2d ac- Haldeman an 375, commenced County compel Montgomery tion of beneficiary- recognise Retirement Board to him as a system. member of the in- retirement This action was stituted after number of on the demands made were plaintiff Board and after the had filed a written application question. to be retired under the Act Simply plaintiff alleging pres- stated, was that he was entitled, ently pension being unlawfully which by withheld the Retirement Board. Baker v. Retire Allegheny County, ment Board 97 A. (1953), following picture: 2d 231 involved the factual having years Baker after terminated 20 Department as a service member of the Police of the applied Pittsburgh, to the Police Fund Pension pension payments. Association for certain He was pension began receiving awarded benefits January as of 1929. On October Baker be- 1, 1928, employee County came Allegheny an employment continued until June he when 30, 1952, applied county He retired. then for retirement application allowance but his was denied. Thereafter, against an amicable action of mandamus was instituted compel payment Board to Retirement of bene- system alleged fits under the retirement which Baker presently owing due and were to him. Suffice it to just say, this is another case majority cited parallel which cannot said involve a situation ease. the instant Hickey Pittsburgh Board, Pension v.

Likewise, man- A. 2d 233 an action aof instituted member damus was an individual pay Board to the Pension plain- pension according him installments which, complaint, obtained tiff’s discontinued when he were employment Again County Allegheny. with the plaintiff allegation seeking there man- that the if un- be entitled to would damus, successful, benefits system. Harvey Allegheny County der the Re See *27 (1958), tirement 392 Pa. 141 A. 2d 197 Board, Wright Allegheny County and v. Retirement Board, (1957), in- Pa. 134 A. 2d 231 both of which volved actions of individual members respective systems only they their retirement re- after presently pension tired and were due benefits. opinion majority upon Taylor relies v. Aber- nathy, (1966), 222 A. 2d 863 the as- anything, plaintiff-Taylor’s sertion: “If interest was weaker than that of Dombrowski at the suit time for, brought, existing system Tay- was under the longer any lor was no entitled to retirement benefits.” On reasoning, majority basis concludes Taylor standing, certainly that if had then Dombrow- standing. Contrary majority’s ski would have to the Taylor’s unquestionably assertion, interest was much stronger Taylor present than Dombrowski’s. had a im- being mediate interest inasmuch he as was cer- denied quite clearly alleged tain funds which he were then owing. yet due and Here, Dombrowski has to suffer any injury other than possibility the theoretical Philadelphia City (1972 later) the future or might not sufficient have obliga- funds to meet their Taylor In possibility to him. tion became the reality Taylor of the situation, since definitely be- ing majority denied funds which the right- concluded fully belonged suit to him. of tbe time this As City financial tbe has continued to meet its instituted, obligations it in full under the retirement merely conjecture day will is or some surmise that obligations. DombrowsM meet these The time for complain is when he but at such time now, pension eligible entitled and to receive his City for make some reason or another has failed payments requires. in accordance with what the law Geary Allegheny County In Retirement Board, Geary A. ac- 2d 743 instituted grant tion of mandamus to his the Board application for a retirement which he al- allowance, leged presently eligible Board he was to receive. The defended on the reduced basis that the statute required age sixty fifty-five was unconsti- changed since it the terms of the retirement tutional, (discriminatory) contracts and in addition reduced certainty payment system. In members of the Geary alleged other the Board in defense words, basically alleges that which com- Dombrowski his plaint, namely, system presently actuarily un- and that sound not in will the future be able *28 issuing to meet its commitments. Our Court, refusing writ of mandamus and to consider the ac- system, tuarial soundness of the reasoned there must be some sort concrete detriment em- ployees conjectural, possibili- rather than a theoretical ty payments to them will not be met sometime in the future. While Court did not use lan- “standing guage impliedly sue,” result reached employee to the conclusion that an leads would lack requisite challenging the actuarial more until concrete soundness detriment existed, i.e., City failure of the the actual to meet its current obli- gations him. If the defense of actuarial unsound- Board Retirement not be raised ness could to conclude reasonable it seems Geary, cannot question likewise of actuarial unsoundness complaint in mandamus to form the basis serve conjectural, just speculative, It is as Dombrowski. forthcoming payments not be will and theoretical that or of defense is a matter the future whether this complaint. I subject For these reasons, of a requisite inter- hold that Dombrowski lacks would standing action to maintain this in order to have est suggest that I do not mean to However, mandamus. parties to contest lack the other would also sys- City’s retirement the actuarial soundness traditionally certain as well officials, since tem, in- a sufficient Board have the Retirement itself, perform compelling its duties terest public. I dissent. Appellant, Tree Media School

Rose District, Department of Public Instruction.

Case Details

Case Name: Dombrowski v. Philadelphia
Court Name: Supreme Court of Pennsylvania
Date Published: Aug 6, 1968
Citation: 245 A.2d 238
Docket Number: Appeal, 178
Court Abbreviation: Pa.
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