Lead Opinion
Opinion by
Edwin L. Dombrowski, appellee, was employed by the City of Philadelphia as chief of general accounting from July, 1952 to June, 1966. Under Philadelphia’s municipal retirement plan he is entitled to retirement benefits commencing in August, 1972. Alleging that §2-308 of Philadelphia’s Home Rule Charter requires an “actuarially sound pension and retirement system” and that the city’s contributions in 1966 and 1967 were insufficient to maintain its retirement system on an actuarially sound footing, Dombrowski instituted an action of mandamus to compel appellants to make the necessary appropriations.
Given the complexity of the issues raised, Judge Spaeth of the Court of Common Pleas of Philadelphia County was specially appointed to hear and determine this litigation. Preliminary objections were denied, expert testimony taken and an extensive opinion prepared. The court below found that the appropriations made by the city were in fact insufficient to maintain the retirement system in an actuarially sound condition.
A. The Sufficiency of DombrowsM’s Interest
The dispositive question on this issue, as the parties have correctly recognized, is whether Dombrowski’s interest is sufficient to allow him to maintain a mandamus action in Ids own name. The city contends that in an action to enforce §2-808 of the Charter only the Attorney General or the District Attorney of Philadelphia County has the requisite standing. Appellants insist that their position is supported by the language of the Mandamus Act of 1893, Act of June 8, 1893, P. L. 345, §3, 12 P.S. §1913; appellee disputes this point and further argues that, if the cases decided pursuant to the Mandamus Act do support appellants, these cases were impliedly overruled by the promulgation of Pennsylvania Sale of Civil Procedure 1082, one of the roles governing mandamus actions.
Section 3 of the Mandamus Act provides: “The writ of mandamus may issue upon the application of any person beneficially interested.” (Emphasis supplied.) Section 4, Act of June 8, 1893, P. L. 345, §4, 12 P.S. §1914, then states: “When the writ is sought to procure the enforcement of a public duty, the proceedings shall be prosecuted in the name of the commonwealth on the relation of the attorney general: . . .”
Subsequent cases did not work a change in this rule. Loraine v. Pittsburg, Johnstown, Ebensburg & Eastern Railroad Co.,
The leading post-rules case again reiterates that the relevant inquiry is whether the private plaintiff possesses an interest which is not shared by the public at large. In Dorris v. Lloyd (No. 1),
To the extent that Davidson states that the relevant group is not the public at large, it is a departure from both prior and subsequent cases and therefore is disapproved. Furthermore, it is clearly distinguishable even if all its language is given a broad reading. Davidson was entitled to retirement benefits only after
Having concluded that the correct test for standing is whether Dombrowski possesses an interest in the proper administration of Philadelphia’s retirement system distinct from that which he shares with the general public, we must determine if appellee does have such an interest. The city insists that, since appellee will not be entitled to retirement benefits until 1972, he lacks the requisite interest.
A long line of our decisions holds that, when an employee has satisfied the conditions placed by a retirement system upon his right to retirement benefits (there is no dispute that appellee has satisfied these conditions, e.g., years of continuous service, contributions to the system, etc.), his right to retirement benefits becomes vested with only the enjoyment thereof postponed. Harvey v. Allegheny County Retirement Board,
The relevancy of Dombrowsld’s vested right and Ms contract with Philadelphia as this bears upon his standing is illustrated by Edelman v. Boardman, Secretary of Revenue,
Finally, with the possible exception of Davidson, we have consistently entertained mandamus actions brought by a member of a retirement system to enforce statutory commands which would benefit all members
It could be argued, as does the dissent, that McGovern was not brought by a private plaintiff. This mandamus action was instituted by the majority of the retirement board, consisting of one county commissioner, the treasurer, controller and two persons elected from the system, against a minority of the board. None of these parties is the Attorney General or the district attorney of the appropriate county; they are private plaintiffs in the only sense here relevant, i.e., since the parties in McGovern were neither the Attorney General or a district attorney, they could bring an action under the Mandamus Act only if they were
As recently as 1966 we entertained a mandamus action brought by a private plaintiff to compel payments. See Taylor v. Abernathy,
Alternatively, the city argues that, if appellee’s interest is sufficiently distinct, his injury is not sufficiently immediate to sustain an action in his name.
Dombrowski’s complaint, see footnote 1, supra, was premised upon his belief that the city’s contributions to its retirement fund were insufficient to keep it on an actuarially sound basis. As the testimony below disclosed, the present and past practices had placed the system on an actuarially unsound basis and, if continued, the unsoundness would progressively increase. In essence, then, Dombrowski was attempting to assure himself and all other members of the Philadelphia municipal retirement system that sufficient funds would be present to meet his and others’ retirement payments.
Neither of the two authorities advanced by appellants are contrary to this conclusion. In Commonwealth ex rel. McLaughlin v. Erie County,
The city relies most heavily upon Geary v. Allegheny County Retirement Board,
Appellants lastly advance as justification for their belief that appellee’s injury is not sufficiently immediate §116.1 of the Municipal Retirement System Ordinance which provides that the obligations of the pension fund shall be obligations of the City of Philadelphia. Although the relevance of this provision is not
We conclude that Dombrowski’s suit was properly brought in his individual capacity as a member of the Philadelphia municipal retirement system.
II. The Propriety of Issuance of the Writ
A. The Scope of the Pleadings and Proof
The city next contends that the order issued by the court below is beyond the scope of the relief requested and that, therefore, it was improper. The basis for this argument is appellants’ belief that the court was confined to the specific prayer for relief contained in appellee’s complaint, i.e., that the city appropriate sufficient funds to meet its normal cost for 1966 and
We must begin by noting that the city certainly was not misled by Dombrowski’s complaint; it knew that the concept of actuarial soundness embodying both normal cost and unfunded accrued liability was in issue. Not only was the city prepared with expert testimony on this point, but the complaint clearly put this matter in issue. Paragraph 9 of the complaint pleads §2-308 of the Charter, the section requiring city council to adopt an actuarially sound retirement system. Paragraph 12(e) then alleges: “In order for a public pension system to be ‘actuarially sound,’ as that term is properly defined, there should be contributed to the system each year both (i) the ‘normal cost’ of the system and (ii) an amount equivalent to the interest which would have been earned by a deposit equivalent to the ‘unfunded actuarial liability’ of the System.” Finally, paragraph 30 adds:
“It is estimated that the proposed amendments to the Municipal Retirement System Ordinance [amendments which were subsequently passed] will add at least $8 million to the ‘normal cost’ to the City of its Municipal Retirement System for the year 1967, making the total ‘normal cost’ of said System in 1967 ap
The city’s contention that the court was powerless to render an order beyond the relief specifically prayed for gives no effect to the general prayer for relief also contained in the complaint, i.e., “to grant such other relief as may be appropriate in the circumstances.” Given this general prayer, we believe that the court below could shape its order to fit the pleadings and proof and that its requirement that the city obey the Charter’s command was proper.
As early as 1868 this Court recognized that under a general prayer for relief an equity court may grant such relief as is “agreeable” to the case pleaded and proven even though the relief granted differs from the specific relief prayed for. Slemmer’s Appeal,
Combining these two principles — the power of an equity court to grant relief differing from that specifically requested when the complaint also contains a general prayer and the similarity between the principles operative in equity and those applying in mandamus — we fail to see why a mandamus court should not also possess the power to grant relief which differs from that specifically requested. To hold otherwise, as the court below noted, would be to insist that a mandamus court may not grant the relief that the pleadings, proof and the law require.
The city’s final argument which, at least in part, has merit is that the order entered steps beyond the traditional office of the writ of mandamus. In this aspect of the litigation, the city first relies upon cases as Travis v. Teter,
The second branch of the city’s argument centers about language contained in Dorris v. Lloyd (No. 1),
There is no dispute that the first part of the order, covering 1967, is within the scope of the court’s power; nor can there be, the city to the contrary notwithstanding, a dispute as to the 1968 section of the order. Section 2-300 of the Home Rule Charter requires that
However, for years subsequent to 1968 the city has not yet made its financial decisions; the third section of the order below thus contains a directive for the performance of a future act in violation of the dictates of Dorris. Although we can agree with the court below that, if the city fails to make sufficient appropriations for years subsequent to 1968 and the court’s order for subsequent years is vacated, then subsequent and perhaps annual mandamus actions will be necessary to compel performance of the city’s duty, we certainly cannot assume that the city, now aware of its obligations, will refuse to act accordingly.
The order of the Court of Common Pleas of Philadelphia County, as modified, is affirmed.
Notes
Judge Spabth concluded, based upon expert testimony produced by appellee and the city (the two exports in all material particulars agreed), that, for a public retirement system, actuarial
The order, in part, required: “1. Defendants shall appropriate and allocate to the Retirement System the following amounts: (a) For 1967: interest on the System’s unfunded accrued liability, being $20,937,412.50; (b) For 1968: the City’s share of the System’s normal cost, being $19,057,000.00, plus interest on the System’s unfunded accrued liability, being $20,937,412.50; . . .”
Given the fact that both experts agreed as to the content of the Charter’s requirement of actuarial soundness, see footnote 1, supra, this is understandable.
Pa. R. C. P. 1457, effective January 1, 1947, suspends the 1893 Mandamus Act insofar as the rules of civil procedure apply to practice and procedure; subsection (c) of that rule specifically suspends §3 of the Act of 1893. Our rules of civil procedure, promulgated under the Act of June 21, 1937, P. L. 1982, §1, as amended, 17 P.S. §61, have the force of a statute. See Schofield Discipline Case,
Appellee does not dispute the conclusion of the court below that his action is brought to enforce a public duty.
Our cases, when determining whether the private mandamus plaintiff has a sufficient interest to maintain the action, have interchangeably used various formulations to state the requisite interest. We have thus inquired whether plaintiff has a “beneficial interest,” whether he is asserting a right “which is independent of a right held in common with the public at large,” or whether ho is protecting an interest in himself “distinct from that of the general public.” 11 Std. Pa. Practice, ch. 46, §§21-23 (1964) ; see Dorris v. Lloyd (No. 1), quoted in text, infra; Butcher v. Philadelphia Civil Service Commission,
Commonwealth ex rel. Attorney General v. Mathues, supra at 377,
Applying this tost, we held that plaintiff had no standing for the injury he suffered by the Board’s alleged failure to perform its statutory duties was one he shared equally with the general public for the investigation of election frauds and the control of the conduct of elections is a matter in which all members of the public had an equal concern.
The city also relies upon language contained, in the unreported lower court opinion in Davidson (reprinted in appellant’s brief at 16) : “In the instant case the relief sought is essentially the making of such contributions to the pension or retirement fund by the city as plaintiff believes are necessary to its proper maintenance and administration. We think this involves the performance of a public duty, not the assertion of a private interest . . . .”
The primary basis for Davidson, as more fully explicated in Commonwealth ex rel. Coghlan, District Attorney v. Beaver Falls Council,
The city’s brief clearly implies that, if appellee was presently drawing benefits, he would have standing. In view of appellee’s vested right in these benefits and his contractual relationship with the city (developed fully in text, infra), it is immaterial whether the private plaintiff is now drawing benefits or whether those benefits, now vested, will be received in the future.
Anderson, Vested Rights in Public Retirement Benefits in Pennsylvania, 34 Temple L.Q. 255, 259 (1961).
We do not here rely upon the even more numerous cases in which mandamus was employed by a member of a retirement system to compel the payment of benefits which he alleged were presently owing to him.
Although the Taylor Court did not specifically use the term standing in its opinion, the question presented (as phrased by both parties in their briefs) was whether plaintiff had an enforceable or vested right, the very concepts which we believe sustain Dombrowski’s standing. It thus seems clear that implicit in Taylor was a recognition by this Court that plaintiff did have standing.
we note that in many other cases private plaintiffs with interests no more separate and substantial than that of Dombrowski have been accorded standing. For example, owners of property abutting a highway have a sufficient interest to compel officials to keep this road in repair, Lank v. Hughes,
In terms of the immediacy of Dombrowski’s injury, this suit is in some respects similar to a taxpayer’s action. The taxpayer’s standing is often justified on the grounds that such an action is a necessary vehicle to deter illegal governmental action. See Price v. Philadelphia Parking Authority,
Actuarial soundness also serves an additional function. It insures that the tax burden generated by the city’s contributions to the fund will be distributed in such a manner that 1967 taxpayers are taxed for the benefits earned by 1967 employees. Where the system is operated on a cash disbursements basis, see footnote 1, supra, 1967 taxpayers would be taxed to pay for benefits earned by employees in past years; furthermore, positing the typical in
We thus do not rely, as we did in one case, upon the “exigency” of the situation to support plaintiff’s standing. See Mayer v. D’Ortona,
The city also calls to our attention several statements made during trial by appellee’s counsel which indicate that appellee’s primary desire was to compel the city to appropriate sufficient funds to cover its normal cost. However, during these colloquies counsel was careful to note that he in no way was intimating that the trial court lacked power to enter an order differing from the specific relief requested.
Our cases are profusely sprinkled with statements that an application for a writ of mandamus is addressed to the sound discretion of the court, statements which bespeak equitable doctrine. See, e.g., Waters v. Samuel,
Appellants insist that an equity action is not a mandamus action and therefore the equity cases considering the general prayer for relief issue are not relevant. While we agree that an equity action is not identical to a mandamus action, this lack of identity does not mean that on certain aspects the same principles should not apply. Furthermore, as discussed in text, infra, the appellants rely in support of another argument on cases which stress the equitable nature of a mandamus action; the city simply cannot have it both ways.
A plea by the city that it was not prepared to meet Charter demands of actuarial soundness has little to recommend it. In November, 1952, in April, 1958, in January, 1961, in June, 1963 and again in March, 1966 the city’s actuaries (in reports included in this record) warned the city that it should at least be paying the interest on its unfunded accrued liability so that this liability will not (as it presently is) continue to grow. Some of these reports contain an additional suggestion that the accrued liability itself be decreased by amortization over a period of years.
This balance is substantially similar to the technique we have employed and have suggested that lower courts might employ. See Sinking Fund Commissioners of Philadelphia v. Philadelphia,
Our cases have not always been consistent with the views expressed in Dorris. For example, in Loraine v. Pittsburg, Johnstown, Ebensburg & Eastern Railroad Company,
AVe further assume that the court below will still entertain a plan submitted by the city to enable the city, if it so wishes, to comply with the first two sections of the court’s order on a gradual basis.
Dissenting Opinion
When lawyers before this Court inaccurately state holdings of cited cases they perform a disservice to the litigants and. the Court, but when a judge misinterprets appellate court decisions he performs a disservice not only to the litigants and the Court, but in addition, to the Bar and more importantly to the law. The majority opinion writer relies upon the case of Retirement Board of Allegheny County v. McGovern,
In an attempt to answer the contention that McGovern involved an action instituted by the Retirement Board of Allegheny County and not by an individual member of the retirement system, the majority opinion again commits serious errors in analyzing McGovern as it relates to the instant situation. Initially, it must be pointed out that the action in McGovern was instituted by the Retirement Board as an entity and not by individual members thereof against the county commissioners, not individually or as members of the Retirement Board, but rather in their capacity as county commissioners who had the responsibility under the Act in question to appropriate certain moneys then due and owing to the Retirement Board.
Although the Board is a public body clothed with duties of a public nature, the majority still insists that it is a private plaintiff and as such McGovern
A reading of the Mandamus Act of June 8, 1893, P. L. 345, 12 P.S. §1914, will reveal that the majority to substantiate its position is arguing from a fallacious assumption due to an incorrect interpretation of the statute, i.e., a Retirement Board can only bring an action in mandamus if it were a “beneficially interested person” under §1913 of the Act, since the only public officials who can commence such an action would be the attorney general or a district attorney of the appropriate county. Section 1914 provides: “When the writ is sought to procure the enforcement of a public duty, the proceedings shall be prosecuted in the name of the Commonwealth on the relation of the attorney general: Provided however, That said proceeding, in proper cases, shall be on the relation of the district attorney of the proper county: Provided further, That when said proceeding is sought to enforce a duty affecting a particular public interest of the state, it shall be on the relation of the officer entrusted with the management of such interest. . . .” (Emphasis supplied).
The case of Commonwealth ex rel. Bell v. Powell,
The majority opinion (footnote 13) further indicates that it is not relying upon the numerous cases in which a mandamus action was instituted by a member of a retirement system to compel payment of benefits which were allegedly due and owing to Mm. Despite this disclaimer, I am at a loss to find a single decision cited in the majority opinion which involved a mandamus action commenced by a member of a retirement system who was not presently due benefits under the system. In Davidson v. Beaver Falls Council,
Every case cited by the majority supports the principle that an individual member of a retirement system lacks the requisite interest to institute an action of mandamus unless he can point to some specific present injury which, if demonstrated, would entitle him at that time to relief in the form of certain benefits under the retirement system.
The majority opinion relies upon Taylor v. Abernathy,
I dissent.
