PAUL DOMBROWSKI v. CITY OF NEW HAVEN ET AL.
AC 40899
Alvord, Moll and Norcott, Js.
December 10, 2019
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Syllabus
The plaintiff, a retired police officer, appealed to this court from the decision of the Compensation Review Board, which affirmed the decision of the Workers’ Compensation Commissioner denying his motion to open a certain stipulation that he and the defendants, the city of New Haven and its workers’ compensation administrator, had executed to settle several pending workers’ compensation claims related to his employment with the city. The plaintiff had agreed to accept a settlement of his claims for $22,500. On the morning of the stipulation approval hearing before the commissioner, the defendants’ counsel presented the plaintiff with the stipulation and a settlement agreement, neither of which the plaintiff had seen before and both of which he signed. The stipulation did not reference the settlement agreement, which required the plaintiff to waive, inter alia, causes of action under the
Argued September 19—officially released December 10, 2019
Procedural History
Appeal from the decision of the Workers’ Compensation Commissioner for the Third District denying the plaintiff‘s motion to open a certain stipulation, brought
Paul T. Dombrowski, self-represented, the appellant (plaintiff).
Brian L. Smith, for the appellees (defendants).
Opinion
MOLL, J. The self-represented plaintiff, Paul Dombrowski, appeals from the decision of the Compensation Review Board (board) affirming the decision of the Workers’ Compensation Commissioner for the Third District (commissioner) of the Workers’ Compensation Commission (commission), denying the plaintiff‘s motion to open a stipulation executed by the plaintiff and the defendants, the city of New Haven (city) and the Connecticut Interlocal Risk Management Agency (CIRMA). On appeal, the plaintiff raises a number of claims that, in essence, challenge the propriety of the board‘s decision affirming the commissioner‘s denial of his motion to open. We affirm the decision of the board.
The following procedural history and facts, as found by the commissioner in her “finding and dismissal,” dated October 11, 2016, or as undisputed in the record, are relevant to our resolution of this appeal. The plaintiff is a retired police officer who was formerly employed by the city.1 Following his retirement, the plaintiff sought to settle certain pending workers’ compensation claims relating to several injuries that he had sustained during his employment with the city. After numerous informal hearings, the plaintiff, without the assistance of counsel, agreed to accept a global settlement of his workers’ compensation claims for a lump sum payment of $22,500. The settlement was contingent upon the approval of the funds by the city‘s litigation settlement committee, which approved the funds on September 23, 2015. On September 29, 2015, the commission issued a notice providing that a stipulation approval hearing was scheduled for September 30, 2015.
On the morning of September 30, 2015, prior to the stipulation approval hearing, the plaintiff, accompanied by Craig Miller, the president of the police union, met with the defendants’ counsel. The defendants’ counsel presented the plaintiff with two documents: (1) a “Stipulation,” dated September 28, 2015 (stipulation); and (2) a “Settlement Agreement, General Release and Covenant Not to Sue,” dated September 29, 2015 (settlement agreement). The stipulation provided in relevant part: “[I]t is agreed by and between the parties hereto that the [defendants] shall pay to the [plaintiff] in addition to the compensation and medical benefits already paid by the [defendants] the further sum of [$22,500], the same is to be in full, final and complete settlement, adjustment accord, and satisfaction of all claims which the aforesaid [plaintiff] might otherwise have against the [defendants], or either of them, and be made and accepted in lieu of all other compensation payments, in accordance with our [
That same morning, Commissioner Jack R. Goldberg canvassed the plaintiff with regard to the stipulation. As part of the canvass, Commissioner Goldberg reviewed with the plaintiff forms entitled “Stipulation and What It Means”4 and “Stipulation Questionnaire.”5 Commissioner Goldberg then approved the stipulation after determining that the plaintiff had executed the stipulation knowingly and voluntarily. None of the parties asked Commissioner Goldberg to review or sign the settlement agreement, and at no point did Commissioner Goldberg examine or sign the settlement agreement.
On October 1, 2015, a representative of CIRMA, the third-party administrator for the city, mailed to the
On May 6, 2016, the plaintiff, who was represented by counsel at the time, filed a motion to open, with an accompanying memorandum of law, seeking to open the stipulation (motion to open).6 The plaintiff asserted that, prior to September 30, 2015, the parties had agreed to settle only the plaintiff‘s workers’ compensation claims in exchange for the sum of $22,500, and that the settlement agreement constituted a unilateral expansion of the parties’ agreement by the defendants. The plaintiff argued that he did not knowingly and voluntarily execute the settlement agreement, citing factors used in analyzing waivers of ADEA claims on the basis that the terms of the settlement agreement required him to waive causes of action arising under the ADEA. The plaintiff further argued that the stipulation was nugatory on the ground that his execution of the settlement agreement was not knowing and voluntary; however, the plaintiff expressly stated that he was not challenging the canvass conducted by Commissioner Goldberg that preceded the approval of the stipulation. In addition, the plaintiff contended that the commissioner had subject matter jurisdiction to open the stipulation pursuant to
On October 11, 2016, Commissioner Nancy E. Salerno issued a decision, captioned “finding and dismissal,” denying the motion to open. After setting forth a recitation of the parties’ respective positions and her findings of fact, Commissioner Salerno concluded that opening the stipulation was not warranted because the plaintiff failed to offer any evidence of fraud, misrepresentation, accident, or mistake, and the plaintiff did not contest the adequacy of Commissioner Goldberg‘s canvass con-
On appeal to the board, the plaintiff, through counsel, asserted that the commissioner erred in denying the motion to open,8 contending that the stipulation was nugatory on the basis that Commissioner Goldberg did not review the settlement agreement and canvass the plaintiff as to whether he voluntarily and knowingly assented to the terms of the settlement agreement. The plaintiff relied primarily on the board‘s decision in Leonetti v. MacDermid, Inc., No. 5623, CRB 5-11-1, 2012 WL 141552 (March 19, 2012), aff‘d, 310 Conn. 195, 76 A.3d 168 (2013), in support of his argument. In addition, the plaintiff contended that the commissioner erred in concluding that she lacked subject matter jurisdiction to interpret the terms of the settlement agreement. In response, the defendants argued, inter alia, that the commissioner correctly concluded that the plaintiff failed to demonstrate any proper ground upon which to open the stipulation and that the commissioner lacked subject matter jurisdiction to interpret the terms of the settlement agreement.
On September 11, 2017, the board rendered its decision affirming the commissioner‘s denial of the motion to open. The board summarized the plaintiff‘s claim to be that Commissioner Goldberg erred in not examining whether the settlement agreement offered the plaintiff any consideration for withdrawing any claims that he may have had unrelated to the act. The board determined that the parties had agreed that the plaintiff would receive $22,500 as reasonable consideration for the withdrawal of his workers’ compensation claims, the plaintiff was canvassed by Commissioner Goldberg with respect to the stipulation, and no mistake was made warranting the opening of the stipulation given that the plaintiff had received the consideration specified in the stipulation. Additionally, relying on Stickney, the board concluded that “[t]o the extent there was a failure to achieve a meeting of the minds relative to the issues in the settlement agreement which were beyond the jurisdiction of this commission, the [plaintiff] would need . . . to seek redress in a forum which has jurisdiction to consider such a dispute.”9 This appeal followed. Additional facts will be set forth as necessary.
We begin by setting forth the relevant standard of review and principles of law governing our resolution of this appeal. “The board sits as an appellate tribunal
“Long ago, we said that the jurisdiction of the [workers’ compensation] commissioners is confined by the [a]ct and limited by its provisions. Unless the [a]ct gives the [c]ommissioner the right to take jurisdiction over a claim, it cannot be conferred upon [the commissioner] by the parties either by agreement, waiver or conduct. . . . While it is correct that the act provides for proceedings that were designed to facilitate a speedy, efficient and inexpensive disposition of matters covered by the act . . . the charter for doing so is the act itself. The authority given by the legislature is carefully circumscribed and jurisdiction under the act is clearly defined and limited to what are clearly the legislative concerns in this remedial statute. . . . A commissioner may exercise jurisdiction to hear a claim only under the precise circumstances and in the manner particularly prescribed by the enabling legislation. . . . Because of the statutory nature of our workers’ compensation system, policy determinations as to what injuries are compensable and what jurisdictional limitations apply thereto are for the legislature, not the judiciary or the board, to make.” (Internal quotation marks omitted.) Leonetti v. MacDermid, Inc., 310 Conn. 195, 216-17, 76 A.3d 168 (2013).
Our Supreme Court previously has defined the term “stipulation” as follows: “A stipulation is a compromise and release type of settlement similar to settlements in civil personal injury cases where a claim is settled with a lump sum payment accompanied by a release of the adverse party from further liability.” (Internal quotation marks omitted.) Id., 198 n.2. “Although the [act] does not explicitly provide for [stipulated settlement agreements], we have consistently upheld the ability to compromise a compensation claim as inherent in the power to make a voluntary agreement regarding compensation. . . . [O]nce an agreement is reached, [
“Our Supreme Court has stated that [a]lthough the commission may modify awards under certain circumstances, its power to do so is strictly limited by statute. . . . Section 31-315 allows the commission to modify an award in three situations. First, modification is permitted where the incapacity of an injured employee has increased, decreased or ceased, or . . . the measure of dependence on account of which the compensation is paid has changed . . . . Second, the award may be modified when changed conditions of fact have arisen which necessitate a change of [the award]. . . . Third, [t]he commissioner shall also have the same power to open and modify an award as any court of the state has to open and modify a judgment of such court. This provision extends the commission‘s power to open and modify judgments to cases of accident . . . to mistakes of fact . . . and to fraud . . . but not to mistakes of law. . . . This provision, however, does not independently confer authority to modify awards for reasons not otherwise enumerated in § 31-315.” (Internal quotation marks omitted.) Rodriguez v. State, supra, 76 Conn. App. 622.
On appeal, the plaintiff, who is representing himself, sets forth an assortment of claims contesting the propriety of the board‘s decision affirming the commissioner‘s denial of the motion to open. As a preliminary matter, we note that the plaintiff raises various claims in his appellate briefs that, on the basis of our review of the record before us, were not presented to the commission during the underlying proceedings. For instance, he asserts that the defendants’ counsel failed to abide by a “stipulation approval procedure,” the stipulation contained a number of errors, and there is cause to open the stipulation because it contained “broad and confusing language,” it was “poorly negotiated,” and certain documents were not submitted to the commission for review. “We acknowledge that the plaintiff is a self-represented party and that it is the established policy of the Connecticut courts to be solicitous of [self-represented] litigants and when it does not interfere with the rights of other parties to construe the rules of practice
We construe the crux of the plaintiff‘s preserved appellate claims to be that the board and the commissioner erroneously concluded that the commission lacked subject matter jurisdiction to consider the terms of the settlement agreement. More specifically, it appears from a close review of the motion to open that the plaintiff‘s chief concern regarding the settlement agreement is his relinquishment of any rights that he may have had to bring causes of action against the defendants unrelated to his workers’ compensation claims, such as causes of action arising out of the ADEA. For the reasons that follow, we conclude that the board did not err in affirming the commissioner‘s denial of the motion to open.
Our analysis begins with an overview of our Supreme Court‘s decision in Stickney v. Sunlight Construction, Inc., supra, 248 Conn. 754, upon which the commissioner and the board relied in concluding that the commission lacked subject matter jurisdiction to interpret the terms of the settlement agreement. In Stickney, the court held that a Workers’ Compensation Commissioner lacked subject matter jurisdiction to entertain an insurer‘s motion to open and modify a voluntary agreement for the purpose of substituting a different insurer as the entity responsible for payment of an injured employee‘s workers’ compensation benefits. Id., 757-59. The court determined that, pursuant to the plain language of
We next turn to our Supreme Court‘s decision in Leonetti v. MacDermid, Inc., supra, 310 Conn. 195. In Leonetti, the principal issue before the court was whether the board properly affirmed a Workers’ Compensation Commissioner‘s refusal to approve as a valid stipulation a termination agreement executed by a claimant and his employer. Id., 198-99. Article II of the termination agreement provided in relevant part that the claimant agreed to release the employer from a variety of claims, including workers’ compensation claims arising out of, relating to, or connected to, inter alia, the claimant‘s employment with the employer or the termination of that employment. Id., 199-200. Article III of the termination agreement provided in relevant part that, as consideration, the claimant, inter alia, would be paid twenty-seven weeks of “severance pay” predicated on the claimant‘s base salary, totaling $70,228.51, and that the claimant understood that the consideration would serve as “all that [the claimant] [was] entitled to receive from [the employer].” (Emphasis in original; internal quotation marks omitted.) Id., 200. The claimant initially hesitated to execute the termination agreement because he did not want to release the employer from liability for a preexisting workers’ compensation claim; however, the claimant signed the agreement after having received a letter from the employer indicating that it would withdraw the severance pay offer if the claimant failed to sign the agreement within ten days. Id., 201. Subsequently, the commissioner held a formal hearing to determine the enforceability of the termination agreement‘s language regarding the release of the claimant‘s workers’ compensation claim. Id., 202. The Workers’ Compensation Commissioner (1) concluded that, without approval by a Workers’ Compensation Commissioner, the termination agreement did not waive the parties’ rights and obligations under the act, and (2) declined to approve the agreement as a full and final stipulation of the claimant‘s workers’ compensation claim because, pursuant to the agreement, the claimant was not receiving any consideration for the release of his claim.12 Id., 202-203.
On appeal, our Supreme Court affirmed the decision of the board, concluding that (1) the execution of the termination agreement had no effect on the claimant‘s workers’ compensation claim unless and until it was approved by a Workers’ Compensation Commissioner, and (2) the board properly affirmed the Workers’ Compensation Commissioner‘s refusal to approve the agreement, to the extent that it implicated the claimant‘s workers’ compensation claim, on the ground that the claimant was not given any compensation for settling his workers’ compensation claim. Id., 207-208, 215. In addition, the court rejected the employer‘s argument that the Workers’ Compensation Commissioner and the board, in deciding whether to enforce the termination agreement, improperly declined to consider alleged ” ‘deceitful’ ” conduct by the claimant. Id., 216. The court observed that neither its precedent nor the provisions of the act cited by the employer conferred subject matter jurisdiction on the commission “over the general enforceability of severance agreements.” Id., 217; see also id., 217-20. The court then determined that the alleged misconduct by the claimant, if true, had no bearing on the issue of whether the termination agreement should have been approved as a stipulation with respect to the claimant‘s workers’ compensation claim. Id., 220. As to the remainder of the termination agreement, the court concluded: “The commission is not competent to rule on the rights and obligations of the parties to a contract when those rights and obligations do not involve the issues that the legislature has authorized the commission to consider. . . . The enforceability of the remainder of the agreement is not a question for the workers’ compensation forum, and the [workers’ compensation] commissioner and the board properly refused to decide that aspect of the dispute between the claimant and the [employer].” (Citations omitted.) Id., 220-21.
The decision of the Compensation Review Board is affirmed.
In this opinion the other judges concurred.
Notes
We share the board‘s concern regarding the manner in which a purported global settlement was reached between the plaintiff and the defendants during the morning of the stipulation hearing. We are particularly troubled by the acknowledgement of the defendants’ counsel during oral argument before this court that he presented a copy of the settlement agreement to the plaintiff for the first time on the morning of the stipulation hearing with the expectation that the plaintiff would sign the settlement agreement, notwithstanding that the settlement agreement contained a provision explicitly stating that the plaintiff had been given twenty-one days to consider it.
