MEMORANDUM & ORDER
Plaintiffs Clair Dollman (“Dollman”) and Trevor Dollman bring this action against Defendants Mast Industries, Inc. (“Mast”), Victoria’s Secret Direct, LLC (“Victoria’s Secret”), and Limited Brands Inc. (“Limited”) claiming employment discrimination, hostile work environment, and wrongful termination on the basis of national origin or pregnancy in violation of Title VII of the Civil Rights Act of 1964 (“Title VII”), 42 U.S.C. § 2000e
et seq.,
the Pregnancy Discrimination Act, 42 U.S.C. § 2000e(k),
BACKGROUND
In May 2004, Victoria’s Secret hired Dollman, a British citizen from the county of Essex, England, to work as a Knit Fabric Manager in its New York office. (Defendants’ Statement of Undisputed Material Facts Pursuant to Local Rule 56.1 dated Nov. 20, 2009 (“Defs. 56.1 Stmt.”) ¶ 5; Affidavit of Clair Dollman in Opposition to Defendant’s Motion for Summary Judgment dated Jan. 12, 2010 (“Dollman Aff.”) ¶ 8.) Limited is a holding company for a number of subsidiary clothing and fabric businesses. (Defs. 56.1 Stmt. ¶ 1.) Victoria’s Secret is a Limited subsidiary that sells women’s clothing nationwide. (Defs. 56.1 Stmt. ¶ 2.) Mast, also a subsidiary of Limited, develops fabric for Victoria’s Secret garments. (Defs. 56.1 Stmt. ¶ 3.)
As a Knit Fabric Manager, Dollman was responsible for the sourcing and technical development of fabrics used to produce goods sold in the Victoria’s Secret catalog. (Defs. 56.1 Stmt. ¶ 5.) From May 2004 to November 2005, Dollman was supervised by and reported directly to Jaclyn Noble (“Noble”). (Defs. 56.1 Stmt. ¶ 7; Affidavit of Benjamin A. Shepler dated Nov. 20, 2009 (“Shepler Aff.”) Ex. F: Affidavit of Jaclyn Noble dated Nov. 19, 2010 (“Noble Aff.”) ¶ 3.) In November 2005, Noble was promoted and Alison Tranter (“Tranter”) became Dollman’s direct supervisor. (Noble Aff. ¶4.) Tranter, who is from Birmingham in West Midlands county, England, was Dollman’s direct supervisor from November 2005 until Dollman’s termination in February 2008. (Defs. 56.1 Stmt. ¶¶ 7-8, 14-15, 29-31.) Shortly after this change in supervision, Dollman was transferred from Victoria’s Secret to a division of Mast known as “Victoria’s Secret Direct Production,” where she retained her position as Knit Fabric Manager. (Defs. 56.1 Stmt. ¶ 9.) In February 2007, she was transferred laterally from Knit Fabric Manager to Fabric Manager for Sleepwear/Swimwear/Color. (Defs. 56.1 Stmt. ¶ 10.)
Dollman concedes she was treated fairly while Noble was her direct supervisor. However, the parties offer sharply conflicting accounts about Dollman’s performance under Tranter’s management and about her relationship with Tranter. For her part, Dollman asserts that she maintained an exemplary performance record and submits numerous letters of commendation and several internal company awards she received between 2004 and 2007. (Dollman Aff. Ex, B: Awards and Commendation Letters Bates Nos. 100-124, 584.)
Defendants submit that Dollman had a record of poor managerial and interpersonal skills. On May 18, 2006, Tranter gave Dollman a performance review. It included “several instances of non-positive feedback” under a category called “Rules of Engagement,” which measured “respect,” “positive intent,” and the ability to “resolve conflict.” (Noble Aff. Ex. A: Performance Review of Clair Warrick dated May 18, 2006 (“2006 Performance Review”) at 5.) However, the evaluation concluded by indicating that Dollman met or exceeded expectations in every category. (2006 Performance Review at 6.) In August 2006, Noble and Tranter met with Dollman to discuss some ongoing performance issues, specifically her management skills and response to problems within her group. (Noble Aff. Ex. B: Meeting Notes dated Aug. 9, 2006.)
On April 13, 2007, Tranter gave Dollman another performance review which again indicated that she met or exceeded expectations in all categories. (Shepler Aff. Ex.
Dollman proffers that Tranter intensified her scrutiny by requiring her to attend weekly meetings when Noble had held only bi-weekly ones. (Dollman Aff. ¶ 9.) Tranter also instructed Dollman to refrain from using English jargon, such as “bonkers,” or English humor with her colleagues. (Dollman Aff. ¶¶ 10, 12.) Doll-man further sensed a “change in attitude” by Tranter, which she attributed to the fact that Tranter came from a different region of England than she did. (Dollman Aff. ¶¶ 8,10, 12.)
On October 28, 2007, Dollman learned she was pregnant and scheduled an obstetrics appointment. (Dollman Aff. ¶ 13.) The next day, Dollman sent an email to Tranter requesting additional time off for another appointment, which Tranter approved with the proviso that Dollman try to schedule her appointments at the beginning or end of the day. (Defs. 56.1 Stmt. ¶ 33; Dollman Dep. Ex. 21: Series of Emails between Alison Tranter and Clair Dollman dated Oct. 29, 2007 (“Tranter-Dollman Emails”).) After receiving Tranter’s email, Dollman attempted to forward it to her husband, Trevor Dollman, but accidentally hit the “Reply” button and sent the following message to Tranter: “Look at this — little does she know! Ha Ha.” (Tranter-Dollman Emails.) When Tranter inquired about this message, Doll-man explained to Tranter and a human resources employee Melissa Jones (“Jones”) that it was meant for her husband and was in reference to her pregnancy. (Dollman Dep. at 220-24.)
In November 2007, Tranter’s mother visited the Mast office, approached Doll-man to congratulate her on the pregnancy, and hugged her. (Dollman Dep. at 224-25.) Dollman believes that this was Tranter’s attempt to embarrass her in front of her colleagues. (Dollman Dep. at 225.)
According to Defendants, in November 2007, a “business decision” was made to transfer certain sleepwear department responsibilities from Victoria’s Secret Direct Production to another division of Mast. (Defs. 56.1 Stmt. ¶ 16; Shepler Aff. Ex. E: Affidavit of Mary Ellen Prentis dated Nov. 19, 2009 (“Prentis Aff.”) ¶¶ 5-6.) This restructuring of Dollman’s division resulted in the termination of two sleepwear associates. (Prentis Aff. ¶ 6.) Thereafter, Mary Ellen Prentis (“Prentis”), an Executive Vice President at Victoria’s Secret, concluded that Victoria’s Secret Direct Production no longer needed three Fabric Managers. (Prentis Aff. ¶¶ 8-9.) Prentis then assessed all three Fabric Managers “across a number of categories.” (Prentis Aff. ¶ 10.) Based on this assessment, Prentis decided to terminate Dollman because “she was [sic] weakest by a considerable margin in the areas of customer service and leadership/managerial skills.” (Prentis Aff. ¶ 11.)
On January 29, 2008, Mast informed Dollman of its decision, offered her a severance package, and allowed her to remain in her position until March 31, 2008. (Defs. 56.1 Stmt. ¶ 21.) The next day, Dollman informed Tranter that she would not come to work. (Defs. 56.1 Stmt. ¶ 22.) Without giving notice, she was also absent
On February 6 and 7, 2008, Don Hosea (“Hosea”), the human resources manager for the Mast New York office, attempted to meet with Dollman to discuss her absences. (Defs. 56.1 Stmt. ¶ 26.) Dollman refused to meet with him. (Defs. 56.1 Stmt. ¶ 26.) On February 6, 2008, Doll-man’s attorney sent a letter to Hosea indicating that the severance package was unacceptable and raising questions about Dollman’s termination with respect to her pregnancy and immigration status. (Doll-man Aff. Ex. F: Email from Preston A. Leschins to Don Hosea dated Feb. 6, 2008.) On February 8, 2008, Prentis decided to make Dollman’s termination effective immediately. (Defs. 56.1 Stmt. ¶¶ 27-28.) Prentis avers that she was not aware of the letter from Dollman’s attorney when she made that decision. (Defs. 56.1 Stmt. ¶¶ 27-28.)
After her termination, Dollman visited several internet job-posting websites and discovered that Mast was advertising for a Fabric and Trim Development Manager in its New York office. (Dollman Aff. Ex. D: Job Website Printouts dated Feb. 8, 2008 (“Job Postings”) at Bates Nos. 0000156-0000167.) Dollman also found a listing for a Senior Material Research Designer, a Textile Technologist, and a Fabric Research Manager for Mast’s New York office. (Job Postings at Bates Nos. 0000168-0000174.) On February 13, 2008, she filed a complaint with the New York State Division of Human Rights (the “SDHR”). (Complaint dated Oct. 23, 2008 (“Compl.”) Ex. 1: N.Y. State Dept, of Human Rights Final Investigation Report and Basis of Determination in Case No. 10123650-08-E-SON-E dated Aug. 14, 2008 (“SDHR Report”).)
In August 2008, the SDHR completed its investigation. According to the SDHR report, Dollman “was the only one of more than sixty employees in [] Victoria’s Secret Direct Production” to be terminated as a result of the sleepwear restructuring. (Report at 6.) Further, the SDHR report noted that Mast hired a woman named Jennifer Lee to work as a Senior Technical Designer “a few weeks after [Dollman’s] termination.” (Report at 6-7.)
On November 24, 2008, Dollman and her husband commenced this action asserting claims for (1) national origin discrimination; (2) pregnancy discrimination; (3) retaliation; and (4) negligent infliction of emotional distress.
DISCUSSION
I. Legal Standard
Summary judgment “should be rendered if the pleadings, the discovery and disclosure materials on file, and any affidavits show that there is no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(c);
see also Anderson v. Liberty Lobby, Inc.,
II. National Origin Discrimination
Title VII prohibits employment discrimination on the basis of national origin “with respect to [an employee’s] compensation, terms, conditions, or privileges of employment.”
1
42 U.S.C. § 2000e-2(a)(1);
Harris v. Forklift Sys., Inc.,
The text of Title VII does not address whether “regional” discrimination is within the ambit of “national origin” discrimination. The Equal Employment Opportunity Commission has issued guidelines “broadly” interpreting national origin to include ancestry, place of origin, and the cultural and linguistic characteristics of a national origin group. 29 C.F.R. § 1606. Further, courts have extended national origin protection to persons born in countries which no longer exist,
Pejic v. Hughes Helicopters, Inc.,
Despite this inclusiveness, discrimination on the basis of a person’s regional heritage has typically been excluded from the coverage of “national origin.” Some federal courts have not recognized such discrimination, in and of itself, as a violation of the Civil Rights Act.
See Bronson v. Bd. of
Aside from the patchwork of caselaw declining to recognize or consider regional discrimination claims, several other factors counsel against granting victims of regional discrimination the same protection afforded those who suffer race or gender bias. Notably, the legislative history of Title VII suggests that Congress drew a line which excluded regional discrimination from national origin protection. As the Supreme Court noted in
Espinoza,
“[t]he only direct definition given the phrase ‘national origin’ is the following remark made on the floor of the House of Representatives by Congressman Roosevelt, Chairman of the House Subcommittee which reported the bill: ‘It means the country from which you or your forebears came.... You may come from Poland, Czechoslovakia, England, France, or any other country.’ ”
Espinoza,
Finally, the infirmity of Dollman’s legal claim is illuminated by her inability to muster facts showing discrimination by Defendants on the basis of her regional or national origin. The alleged discriminatory acts only amount to passive instructions to refrain from using the word “bonkers” and opaque English humor.
See Duch v. Jakubek,
Accordingly, because neither the undisputed facts nor the law support Dollman’s claims for national origin discrimination, those claims are dismissed.
III. Pregnancy Discrimination
Title VII was amended in 1978 by the Pregnancy Discrimination Act, 42 U.S.C. § 2000e(k), which provides that discrimination “on the basis of sex include[s] ... [discrimination] ‘on the basis of pregnancy1 ... [and] a woman affected by pregnancy shall be treated the same for all employment-related purposes.” Title VII creates causes of action for pregnancy discrimination for both a hostile work environment and wrongful termination.
See Leibovitz v. N.Y. City Transit Auth.,
A. Hostile Work Environment
For hostile workplace harassment on account of one’s pregnancy to be actionable, “it must be sufficiently severe or pervasive to alter the conditions of ... employment and create an abusive working environment.”
Leibovitz,
Although Dollman apparently felt she was subject to hostility in the workplace, she fails to advance facts that would lead a reasonable jury to reach the same conclusion.
Harris,
B. Wrongful Termination
Dollman’s wrongful termination claim is subject to the well-established burden-shifting analysis of
McDonnell Douglas Corp. v. Green,
“First, the plaintiff has the initial burden of proving by a preponderance of the evidence a
prima facie
case of discrimination.”
Quaratino,
Second, where a plaintiff makes out a
prima facie
case, the burden of production shifts to the employer to articulate a legitimate, clear, specific and non-discriminatory reason for discharging the employee.
Quaratino,
Finally, if the defendant articulates a non-discriminatory reason for its behavior, “the burden shifts back to the plaintiff to prove that discrimination was the real reason for the employment action.”
Graham v. Long Island R.R.,
1. Dollman’s Prima Facie Case
“The Supreme Court has used the adjective ‘minimal’ to describe the burden of establishing a
prima facie
case of discrimination ... and [the Court of Appeals has] likewise held that the plaintiffs burden of establishing a
prima facie
[Title VII] case is
de minimis.” Sassaman v. Gamache,
With regard to her job performance, although each of Dollman’s reviews listed areas for improvement, her consistent scores of “meets expectations” or “exceeds expectations” show that she was a technically sound and successful manager. Notably, Tranter repeatedly lauded her for excellent technical skills. Dollman’s strong marks demonstrate that she was objectively performing well and satisfying Mast’s internal subjective measures.
Compare Slattery v. Swiss Reinsurance Am. Corp.,
2. Defendants’ Norn-Discriminatory Justifications
“To dispel the inference of discrimination arising from the establishment of a
prima facie
case, [a defendant] is required to articulate — but not prove — a legitimate, nondiscriminatory reason for the discharge.”
Dister v. Cont'l Grp., Inc.,
Defendants proffer that the restructuring of the division in which Dollman worked caused her termination. When faced with the need to downsize from three Fabric Managers to two, Prentis endeavored to select the two best performers for continued employment. Prentis conducted a review of each manager and determined that Dollman had the least desirable qualities, especially with regard to her interpersonal skills. This finding was supported in Dollman’s prior performance reviews, which cited managerial skills as her primary deficiency. Because the “inability to cooperate with colleagues constitute^] [a] legitimate, non discriminatory reasons for discharge,”
Bynog v. SL Green Realty Corp.,
No. 05 Civ. 305(WHP),
3. Evidence of Pretext
At the final
McDonnell Douglas
stage, the inquiry turns to whether the plaintiff could show, by a preponderance of the evidence, that the defendant intentionally discriminated against her.
See Hicks,
509 U.S at 511,
Dollman elicits several facts which could lead a reasonable jury to conclude that her firing was pretextual. Primarily, a jury could reject Defendants’ proffered restructuring justification. This finding would not be unwarranted, given the small number of employees Mast terminated and the ongoing advertising for Dollman’s position. Given Dollman’s consistently positive job evaluations, there are significant questions of fact about why Dollman was
Accordingly, Defendants’ motion for summary judgment on Dollman’s pregnancy discrimination claim with respect to her termination is denied.
IV. Retaliation
Dollman asserts a retaliation claim based on Mast’s decision to accelerate her termination. Title VII provides that “[i]t shall be an unlawful employment practice for an employer to discriminate against any of his employees ... because he has opposed any practice made an unlawful employment practice by this sub-chapter, or because he has made a charge, testified, assisted, or participated in any manner in an investigation, proceeding, or hearing under this subchapter.” 42 U.S.C. § 2000e-3(a). Because retaliation claims are subject to the
McDonnell Douglas
framework, Dollman must first make a
prima facie
showing that she engaged in protected activity and that there was a causal connection between the protected activity and the adverse employment action.
See Mack v. Otis Elevator Co.,
Dollman fails to establish a
prima facie
case of retaliation in several respects. First, Dollman only engaged in protected activity — by consulting an attor
ney
— after she had been given notice of her termination. Thus, there is no causal relationship between her objection to Mast’s behavior and Mast’s decision to terminate her — the deed had been done. Moreover, because “[t]he anti-retaliation law ‘protects an individual not from all retaliation, but from retaliation that produces an injury or harm,”’
Fincher v. Depository Trust & Clearing Corp.,
V. Emotional Distress Claims
Dollman and her husband Trevor Dollman also bring state law claims for negligent infliction of emotional distress arising from Dollman’s termination and subsequent loss of a United States work visa. Under New York law, a claim for negligent infliction of emotional distress may arise under either (1) the “bystander theory” or (2) the “direct duty theory.”
Baker v. Dorfman,
Such special circumstances of serious distress are not present here. Learning that you or your spouse was terminated by an employer — a common occurrence in this economy — is not sufficient to support a claim for negligent infliction of emotional distress.
See Kelly v. Chase Manhattan Bank,
VI. Proper Defendants
Finally, Defendants challenge the propriety of the Dollmans’ suit against three different entities — Limited, Mast, and Victoria’s Secret. Defendants assert that Mast, the company that employed Dollman, is the only appropriate defendant. Limited is a holding company with no employees. While Dollman was hired originally by Victoria’s Secret, the gravamen of her case concerns only her employment at Mast. Dollman’s tax returns also that Mast, and not any other Defendant, was her employer. Because there is no obvious need to pierce the corporate veil and Dollman’s allegations concern Mast exclusively, Defendants Limited and Victoria’s Secret are dismissed as Defendants from this action.
CONCLUSION
For the foregoing reasons, Defendants Limited Brands, Inc. and Victoria’s Secret Direct, LLC are dismissed from this action. All claims by Plaintiff Trevor Doll-man are also dismissed. Defendant Mast Industries, Inc.’s motion for summary judgment on Plaintiff Clair Dollman’s claim for wrongful termination based on pregnancy discrimination is denied. Defendant Mast Industry Inc.’s motion for summary judgment on all remaining claims is granted. The Clerk of Court is directed to terminate all pending motions.
SO ORDERED:
Notes
. Each of Dollman's federal claims are coupled with identical allegations under the New York Human Rights Law ("NYSHRL”), N.Y. Exec. Law § 296
et seq.
and the New York City Human Rights Law ("NYCHRL”), N.Y.C. Admin. Code § 8-101
et seq.
Because the Court of Appeals "has determined that a plaintiff's discrimination claims under both the NYSHRL and the NYCHRL are subject to the burden-shifting analysis applied to discrimination claims under Title VII,”
Spiegel v. Schulmann,
