Lead Opinion
This Court initially heard White Oak Transport Company, Inc.’s (“defendant”) appeal from: (1) judgment and order entered after a jury found it breached a contract with Dogwood Development and Management Company, LLC (“plaintiff’); and (2) order entered, which denied its motion for judgment notwithstanding the verdict pursuant to N.C. Gen. Stat. § 1A-1, Rule 50 and its motion for a new trial pursuant to N.C. Gen. Stat. § 1A-1, Rule 59(a)(7) and (8). See Dogwood,
Defendant appealed pursuant to N.C. Gen. Stat. § 7A-30(2) (2007). Upon remand and after further review, we find no error in the jury’s verdict and affirm the trial court’s judgment and post-trial orders.
I. Background
This Court previously outlined the background leading to this appeal:
On 29 April 2004, plaintiff filed suit against defendant for breach of contract. Plaintiff alleged: (1) defendant hauled waste for Republic Services of North Carolina, LLC (“Republic”) from plaintiff’s waste transfer station; (2) Republic paid defendant $10.00 per ton hauled; (3) defendant agreed to pay plaintiff $.50 per ton hauled; and (4) defendant breached its agreement with plaintiff.
On 26 September 2005, the matter was tried before a jury and the jury found: (1) plaintiff and defendant entered into a contract; (2) defendant breached the contract; and (3) plaintiff was entitled to recover $155,365.00 from defendant. The trial court entered a judgment and order on 3 January 2006.
On 13 January 2006, defendant moved for [judgment notwithstanding the verdict] pursuant to N.C. Gen. Stat. § 1A-1, Rule 50 and for a new trial pursuant to N.C. Gen. Stat. § 1A-1, Rule 59(a)(7) and (8). The trial court denied defendant’s motions by order entered 2 March 2006. Defendant appealed] frоm both the judgment and orders entered 3 January 2006 and 2 March 2006.
Dogwood,
A divided panel of this Court granted plaintiff’s motion to dismiss and dismissed defendant’s appeal based upon the four violations enumerated above. Id. at 395,
II. Rules of Appellate Procedure
In Dogwood, our Supreme Court set out to “clarify the manner in which the appellate courts should address violations of the appellate rules.”
Generally, where a party moves for relief and the opposing party fails to respond, the requested relief is granted. For example, if a defendant fails to answer a properly served complaint, the plaintiff is entitled to entry of default and may move for a default judgment pursuant to N.C. Gen. Stat. § 1A-1, Rule 55 (2007). If a party fails to respond to another party’s requests for admissions, the matter is deemed admitted pursuant to N.C. Gеn. Stat. § 1A-1, Rule 36 (2007).
When a motion for summary judgment is made and supported as provided in this rule, an adverse party may not rest upon the mere allegations or denials of his pleading, but his response, by affidavits or as otherwise provided in this rule, must set forth specific facts showing that there is a genuine issue for trial. If he does not so respond, summary judgment, if appropriate, shall be entered against him.
N.C. Gen. Stat. § 1A-1, Rule 56(e) (2007). This Court must decide how to address a party’s motion to dismiss for violations of the appellate rules when the other party fails to respond or сorrect the violations.
“There is a presumption in favor of the regularity and validity of judgments in the lower court, and the burden is upon appellant to show prejudicial error.” London v. London,
In Dogwood, our Supreme Court restated ninety-five years of precedent and “observefd] that ‘rules of procedure are necessary . . . in order to enable the courts properly to discharge their dut[y]’ of resolving disputes.”
Our Supreme Court noted in Dogwood that an “appellate court faced with ... [nonjurisdictional rule violations] possesses discretion in fashioning a remedy to encourage better compliance with the rules.”
More recently, in State v. Hart, our Supreme Court reaffirmed that uniform application of the Rules of Appellate Procedure is paramount and stated:
[I]nconsistent application of the Rules [of Appellate Procedure] may detract from the deference which federal habeas courts will accord to their application. Although a petitioner’s failure to observe a state procedural rule may constitute an “adequate and independent state ground” barring federal habeas review, Wainwright v. Sykes,433 U.S. 72 , 81,97 S. Ct. 2497 , 2503,53 L. Ed. 2d 594 , 604 (1977), a state procedural bar is not “adequate” unless it has been “consistently or regularly applied.” Johnson v. Mississippi,486 U.S. 578 , 589,108 S. Ct. 1981 , 1988,100 L. Ed. 2d 575 , 586 (1988). Thus, if the Rules are not applied consistently and uniformly, federal habeas tribunals could potentially conclude that the Rules [of Appellate Procedure] are not an adequate and independent state ground barring review. Therefore, it follows that our appellate courts must enforce the Rules of Appellate Procedure uniformly.
A. Nature of Defendant’s Appellate Rules Violations
In Dogwood, our Supreme Court stated “that the occurrence of default under the appellate rules arises primarily from the existence of one or more of the following circumstances: (1) waiver occurring in the trial court; (2) defects in appellate jurisdiction; and (3) violation of nonjurisdictional requirements.”
When a party fails to comply with one or more nonjurisdictional appellate rules, the court should first determine whether the noncompliance is substantial or gross under [Appellate] Rules 25 and*120 34. If it so concludes, it should then determine which, if any, sanction under [Appellate] Rule 34(b) should be imposed. Finally, if the court concludes that dismissal is the appropriate sanction, it may then consider whether the circumstances of the case justify invoking [Appellate] Rule 2 to reach the merits of the appeal.
Id. at 201,
B. Appellate Rules 25 and 34
“Based on the language of [Appellate] Rules 25 and 34, the appellate court may not consider sanctions of any sort when a party’s noncompliance with nоnjurisdictional requirements of the rules does not rise to the level of a ‘substantial failure’ or ‘gross violation.’ ” Id. at 199,
In determining whether a party’s noncompliance with the appellate rules rises to the level of a substantial failure or gross violation, the court may consider, among other factors, whether and to what extent the noncompliance impairs the court’s task of review and whether and to what extent review on the merits would frustrate the adversarial process. See Hart,361 N.C. at 312 ,644 S.E.2d at 203 (noting that dismissal may not be appropriate when a party’s noncompliance does not “ ‘impede comprehension of the issues on appeal or frustrate the appellate process’ ” (citation omitted)); Viar,359 N.C. at 402 ,610 S.E.2d at 361 (discouraging the appellate courts from reviewing the merits of an appeal when doing so would leave the appellee “without notice of the basis upon which [the] appellate court might rule” (citation omitted)). The court may also consider the number of rules violated, although in certain instances noncompliance with a discrete requirement of the rules may constitute a default precluding substantive review. See, e.g., N.C.R. App. P. 28(b)(6) (“Assignment of error not set out in the appellant’s brief, or in support of which no reason or argument is stated or authority cited, will be taken as abandoned.”).
Id. at 200,
Here, defendant failed to: (1) direct the attention of the appellate court to the particular error about which the question is made, with clear and specific record or transcript references, in violation of Appellate Rule 10(c)(1); (2) state the grounds for appellate review in violation of Appellate Rule 28(b)(4); (3) reference any assignments of error pertinent to the questions presented in violation of Appellate
In addition to the numerous appellate rules violations outlined above, defendant’s assignments of error numbered 1 and 2 are not confined to a single issue of law and are overly broad in violation of Appellate Rule 10(c)(1). Defendant’s assignments of error numbered 1 and 2 state:
1. The Court’s granting Plaintiff judgment from Defendant in the sum of $155,365.00, plus interest which shall accrue at the legal rate from December 31, 2004, until paid and costs in the amount of $1,426.14 to be "taxed against the Defendant.
2. The Court’s denying Defendant’s Motion For Judgment Notwithstanding the Verdict under Rule 50 of the North Carolina Rules of Civil Procedure and Defendant’s Motion for New Trial pursuant to Rule 59(a)(7) and (8) of the North Carolina Rules of Civil Procedure.
“Th[ese] assignments] — like a hoopskirt — cover]] everything and touch]] nothing. [They are] based on numerous exceptions and attеmpt]] to present several separate questions of law — none of which are set out in the assignments] [themselves] — thus leaving [them] broadside and ineffective.” State v. Kirby,
The concurring opinion asserts that defendant’s second assignment of error does not “impede comprehension of the issues on appeal or frustrate the appellate process.” (Citing Hart,
C. Appellate Rule 34(b)
Appellate Rule 34(b) states:
A court of the appellate division may impose one or more of the following sanctions: (1) dismissal of the appeal; (2) monetary damages including, but not limited to, a. single.or double costs, b. damages occasioned by delay, c. reasonable expenses, including reasonable attorney fees, incurred because of the frivolous appeal or proceeding; (3) any оther sanction deemed just and proper.
N.C.R. App. P. 34(b) (2006).
“[A] party’s failure to comply with nonjurisdictional rule requirements normally should not lead to dismissal of the appeal.” Dogwood,
Given defendant’s failure to respond to the motion to dismiss and the nature and number of uncorrected nonjurisdictional appellate rules violations in this case, we hold plaintiff’s noncompliance to be substantial, but not so egregious as to warrant dismissal of defendant’s appeal in its entirety. See Dogwood,
D. Appellate Rule 2
Appellate Rule 2 states:
To prevent mаnifest injustice to a party, or to expedite decision in the public interest, either court of the appellate division may, except as otherwise expressly provided by these rules, suspend or vary the requirements or provisions of any of these rules in a case pending before it upon application of a party or upon its own initiative, and may order proceedings in accordance with its directions.
N.C.R. App. P. 2 (2006).
In Dogwood, our Supreme Court stated, Appellate Rule 2 “may only [be invoked] on rare occasions and under exceptional circumstances . . . .”
Before exercising [Appellate] Rule 2 to prevent a manifest injustice, both this Court and the Court of Appeals must be cognizant of the appropriate circumstances in which the extraordinary step of suspending the opеration of the appellate rules is a viable option. Fundamental fairness and the predictable operation of the courts for which our Rules of Appellate Procedure were designed depend upon the consistent exercise of this authority.
Id. at 317,
Nothing in the record or briefs demonstrates any “exceptional circumstances” to suspend or vary the rules in order “to prevent manifest injustice to a party, or to expedite decision in the public interest.” Id. at 315-16,
In the exercise of our discretion, we decline to invoke Appellate Rule 2 to review defendant’s assignments of error numbered 1 and 2. Dogwood,
Defendant argues the triаl court erred when it failed to grant defendant’s motions for judgment notwithstanding the verdict and a new trial.
IV. ■ Standard of Review
A. Motion for Judgment Notwithstanding the Verdict
[A] motion [for judgment notwithstanding the verdict] is essentially a renewal of an earlier motion for directed verdict. Accordingly, if the motion for directed verdict could have been properly granted, then the subsequent motion for judgment notwithstanding the verdict should also be granted. In considering any motion for directed verdict, the trial court must view all the evidence that supports the non-movant’s claim as being true and that evidence must be considered in the light most fаvorable to the non-movant, giving to the non-movant the benefit of every reasonable inference that may legitimately be drawn from the evidence with contradictions, conflicts, and inconsistencies being resolved in the non-movant’s favor. This Court has also held that a motion for judgment notwithstanding the verdict is cautiously and sparingly granted. It is also elementary that the movant for [judgment notwithstanding the verdict] must make a motion for directed verdict at the close of all the evidence.
Bryant v. Nationwide Mut. Fire Ins. Co.,
B. Motion for New Trial
The standard of review for a trial court’s denial of a motion for a new trial based upon insufficiency of the evidence is abuse of discretion. In Re Buck,
Defendant argues the trial court erred when it denied its motions for judgment notwithstanding the verdict and a new trial because: (1) plaintiff failed to prove there was a meeting of the minds between the parties and (2) N.C. Gen. Stat. § 25-1-206 limits plaintiff’s recovery to $5,000.00.
A. Meeting of the Minds
“To constitute a valid contract the parties must assent to the same thing in the same sense, and their minds must meet as to all the terms. If any portion of the proposed terms is not settled, there is no agreement.” Goeckel v. Stokely,
B. N.C. Gen. Stat- 8 25-1-206
N.C. Gen. Stat. § 25-1-206 (2005) states:
(1) Except in the cases described in subsection (2) of this section a contraсt for the sale of personal property is not enforceable by way of action or defense beyond five thousand dollars ($5,000.00) in amount or value of remedy unless there is some writing which indicates that a contract for sale has been made between the parties at a defined or stated price, reasonably identifies the subject matter, and is signed by the party against whom enforcement is sought or by his authorized agent.
(2) Subsection (1) of this section does not apply to contracts for the sale of goods (G.S. 25-2-201) nor of securities (G.S. 25-8-113) nor tо security agreements (G.S. 25-9-203).
Defendant’s reliance on N.C. Gen. Stat. § 25-1-206, the statute of frauds provision in the Uniform Commercial Code, is misplaced. The
VI. Conclusion
Defendant’s numerous and uncorrected appellate rules violations “rise to the level of a ‘substantial failure’ or ‘gross violation.’ ” Dogwood,
Plaintiff presented sufficient evidence to establish aprima facie breach of contract claim and for the jury to resolve the parties’ factual dispute. Whitaker,
We find no error in the jury’s verdict or the judgment entered thereon. The trial court properly denied defendant’s motions for judgment notwithstanding the verdict and a new trial. The trial court’s denial of defendant’s motions for judgment notwithstanding the verdict and for a new trial are affirmed.
No error in part and affirmed in part.
Concurrence Opinion
concurring.
While I agree with the majority that there was no error in defendant’s trial and that the trial court properly denied defendant’s motions
Appellate courts have a strong preference for deciding cases on the merits. Our Supreme Court’s recent decisions in State v. Hart,
Defendant’s second assignment of error states: “2. The Court’s denying Defendant’s Motion for Judgment Notwithstanding the Verdict under Rule 50 of the North Carolina Rules of Civil Procedure and Defendant’s Motion for New Trial pursuant to Rule 59(a)(7) and (8) of the North Carolina Rules of Civil Procedure.” I do not agree with the majority that defendant’s second аssignment of error constitutes a substantial violation of Rule 10(c)(1) warranting dismissal of the issue. As our Supreme Court has held, “[r]ules of practice and procedure are devised to promote the ends of justice, not to defeat them.” Dogwood,
In the case sub judice, defendant’s second assignment of error did not “rise to the level of a ‘substantial failure’ or ‘gross violation[,]’ ” id., and certainly did not “ ‘impede comprehension of the issues on appeal or frustrate the appellate process.’ ” Hart,
Regarding defendant’s other rules violations in this appeal, I agree with the majority that monetary sanctions are appropriate.
Thus, while I agree with the outcome of this decision, I concur in the result only and write separately for the aforementioned reasons.
Notes
. It is of note that many of the procedural problems fаced by the litigants in the case at bar and in other similar cases before our court arise from the violation of the assignment of error requirement found in Appellate Rule 10(c)(1). Recently, the North
. I find it pertinent to remind the Bar that in future cases the offending attorney’s response to a motion to dismiss for appellate rule violations should be to file a motion to amend his brief and correct those violations.
