Lead Opinion
Appellee/eross-appellant Jane Doe was a student at University High School in Urba-na, Illinois.
Because the sufficiency of Doe’s allegations of sexual harassment is not at issue on this appeal, it is not necessary to describe in detail the campaign of harassment and intimidation to which she was subjected by the self-styled “posse” .of male students. . It is enough to note here that according to the Magistrate Judge’s Report and Recommendations, the'male students’ conduct included unwanted touching, epithets, and the deliberate exposure of one student’s genitals in front of Doe. Although school officials did suspend two of the male students for ten days and transfer one student out of Doe’s biology class, Doe claims that the school and the University took little or no meaningful action' to punish the sexual harassment or to prevent further occurrences. Indeed, the complaint alleges that some administrators suggested to Doe that she herself was to blame for the harassment, and that it was she -who ought to adjust her behavior in order to make it stop. 'On one occasion, University High’s Assistant Director told Doe and two of her friends to start acting like “normal females” and scolded them for making allegations of harassment that might injure'.some of the male students’ futures. Ultimately, Jane Doe’s parents removed her from the school as a result of the campaign of harassment and sent her to a private high school in another state.
On- May 24, 1995, Doe and her parents filed this suit against the University of Illinois and various individual officials of University High and the University of Illinois. They alleged violations of 20 U.S.C. §§ 1681 et seq. (Title IX) and of 42 U.S.C. § 1983, and sought damages under the Illinois Family Expense Statute, 750 ILCS 65/15. After the plaintiffs voluntarily dismissed certain claims, Magistrate Judge David G. Bernthal entertained the defendants’ motion to dismiss all of the remaining claims pursuant to Federal Rules of Civil Procedure 12(b)(1) and 12(b)(6). In a lengthy Report and Recommendations, he recommended that all of the remaining claims be dismissed. He further recommended that Jane Doe be granted leave to refile her claim against the University of Illinois for intentional sexual discrimination in violation of Title IX, but that all other claims be dismissed with prejudice.
On April 12, 1996, the University requested that the district court reconsider its decision to allow Doe to replead the Title IX claim, in light of the United States Supreme Court’s decision in Seminole Tribe of Florida v. Florida,
The University appeals the district court’s rejection of its Eleventh Amendment defense. Plaintiff Jane Doe also appeals the court’s dismissal of her Title IX claim against the University pursuant to Federal Rule of Civil Procedure 12(b)(6). On Doe’s motion, the two appeals were consolidated. For the reasons set forth below, this Court affirms the district court’s holding with respect to the University’s Eleventh Amendment defense and reverses the court’s holding with respect to Jane Doe’s Title IX claim.
I. THE ELEVENTH AMENDMENT IMMUNITY ISSUE
The Eleventh Amendment provides, “The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.” The University argues that it is immune from federal court suits under Title IX because it has not consented to such suits, and Congress has not validly abrogated its Eleventh Amendment immunity in the context of Title IX. The district court disagreed, holding in its denial of the University’s motion for reconsideration that Congress, in enacting Title IX and rendering it enforceable against the States (via the Equal Rights Remedies Equalization Act (“Equalization Act”), 42 U.S.C. § 2000d-7), had unequivocally and validly abrogated the States’ sovereign immunity with regard to suits under Title IX.
A The Eleventh Amendment’s Application to Federal Question Suits
Jane Doe argues in response to the University’s immunity claim that the Eleventh Amendment does not give States immunity from federal question suits. Doe observes that the explicit text of the Amendment mentions only suits brought against a State by citizens of another State or of a foreign country. Based on this literal reading of the Amendment and a number of dissenting and concurring Supreme Court opinions, Doe urges this Court to hold that Eleventh Amendment immunity is not present in this case, which involves a federal question suit by a citizen of Illinois against the University of Illinois. Even were this Court inclined so to hold, however, it would not be free to do so. In Seminole Tribe of Florida v. Florida,
B. Abrogation of Eleventh Amendment Immunity
Congress may abrogate States’ Eleventh Amendment immunity if it both unequivocally expresses its intent to do so and acts pursuant to a valid exercise of power. Seminole Tribe,
In Seminole Tribe, the Supreme Court held that the Indian Commerce Clause of the Constitution (art. I, § 8, cl.3) does not give Congress the power to abrogate the States’ Eleventh Amendment immunity. Id. at 71-72,
Neither the Supreme Court nor this Court has resolved the question of whether Title IX was enacted pursuant to Congress’ Section 5 powers. See Franklin v. Gwinnett County Pub. Schs.,
The University of Illinois asserts here that Seminole Tribe and other Supreme Court decisions compel this Court to overrule Elrod and hold that the proper inquiry is not whether the statute at issue is within Congress’ power under the Fourteenth Amendment, but rather whether Congress in fact enacted the statute pursuant to that power. Because neither Title IX nor its legislative history unambiguously states that Congress intended to act pursuant to Section 5 of the Fourteenth Amendment,
The University quotes at length from Gregory interpreting Pennhurst to hold that courts “should not quickly attribute to Congress an unstated intent to act under its authority to enforce the Fourteenth Amendment.” Gregory,
Thus the University’s reliance upon the Gregory Court’s reading of Pennhurst to the effect that, “[bjecause Congress nowhere stated its intent to impose mandatory obligations on the States under its § 5 powers, [the Court] concluded that Congress did not do so,” is misplaced. What the Pennhurst Court held that Congress did not do was “impose mandatory obligations,” not “[act] under its § 5 powers.” The Supreme Court reached a similar conclusion in EEOC v. Wyoming,
The University identifies in the Supreme Court’s decisions an “increasingly strict view of congressional waivers of sovereign immunity.” In support of this proposition, it cites Pennhurst, Gregory, and Seminole Tribe. The University’s reliance upon the former two cases is curious, given that neither decided an issue of sovereign immunity. It is, on the other hand, clear that Seminole Tribe contracted Congress’ power to abrogate the States’- Eleventh Amendment immunity. Neither that case nor any other, however, compels this Court to abandon the analysis employed in Elrod. Indeed, other courts of appeals, in decisions reached after Seminole Tribe, have adhered to an analysis very similar to that in Elrod for determining whether Congress acted pursuant to its Section 5 powers.
Similarly, the Sixth Circuit recently reaffirmed an earlier decision that the Equal Pay Act was enacted pursuant to Section 5. Timmer v. Michigan Dep’t of Commerce,
Aside from the decisions of other circuits utilizing an approach very similar to that in Elrod, there is nothing odd in the proposition that Congress may have acted pursuant to more than one of its sources of power in enacting a single piece of legislation. In Elrod itself, this Court observed that the statute at issue there, the Age Discrimination in Employment Act, “follows the familiar pattern of contemporary civil rights acts in grounding prohibitions against - private parties in the Commerce Clause, while reaching government conduct by the more direct route of the Fourteenth Amendment.” Elrod,
This conclusion answers the argument of the Fifth Circuit that Title IX’s use of federal funds as a lever to insure compliance with its antidiscrimination objectives indicates that Congress could not have been acting tinder its Fourteenth Amendment powers. See Rowinsky v. Bryan Indep. Sch. Dist.,
This Court, therefore, reaffirms the analysis we used in Elrod and applies it here. The appropriate question is, were “the objectives of [Title IX] ... within Congress’ power under the [Fourteenth] amendment?” See Elrod,
In light of the foregoing conclusion that Congress validly abrogated the States’ immunity, it is unnecessary to resolve Jane Doe’s alternative claim that the University affirmatively waived its Eleventh Amendment immunity by choosing to accept federal funds under Title IX.
II. THE TITLE IX. ISSUE
A. Standard for Reviewing Motion to Dismiss
In reviewing a grant of dismissal pursuant to Federal Rule of Civil Procedure 12(b)(6) for failure to state a claim upon which relief can be granted, this Court must take as true all factual allegations in the plaintiffs pleadings and draw all reasonable inferences in her favor. Antonelli v. Sheahan,
B. Title IX Background
Title IX provides that “[n]o person in the United States shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any education, program or activity receiving Federal financial assistance.” 20 U.S.C. § 1681. As noted in Part I above, the Civil Rights Remedies Equalization Act, 42 U.S.C. § 2000d-7(a)(l), expressly made the States subject to suits to enforce the guarantees of Title IX.
It is well settled that sexual harassment of a student in a federally funded educational program or activity, if it is perpetrated by a teacher or other employee of the funding recipient, can render the recipient liable for damages under Title IX. See Franklin v. Gwinnett County Pub. Schs.,
The district court in the present case, ruling without consideration of any court of appeals decisions on the issue,
For reasons set forth below, this Court holds that a Title IX fund recipient may be held liable for its failure to take prompt, appropriate action in response to student-on-student sexual harassment that takes place while the students are involved in school activities or otherwise under the supervision of school employees, provided the recipient’s responsible officials actually knew that the harassment was taking place. We reject the district court’s further requirement that plaintiffs in such eases plead or prove that the recipient, or any of its officials, failed to respond as a result of sexually discriminatory intent. The failure promptly to take appropriate steps in response to known sexual harassment is itself intentional discrimination on the basis of sex, and so, once a plaintiff has . alleged such failure, she has alleged the sort of intentional discrimination against which Title IX protects.
C. Title IX Liability
Because today’s holding is inconsistent with the decisions- of two of the three other courts of appeals that have directly addressed the issue, it is appropriate that this Court should explain the grounds for its disagreement with those decisions. The Fifth Circuit in Rowinsky,
As a result of this analysis, the Rowinsky court concluded that the only way in which the plaintiff could state a cause of action under Title IX based on sexual harassment by other students would be by showing “that the school district responded to sexual harassment claims differently based on sex” by, for instance, “treat[ing] sexual harassment of boys more seriously than sexual harassment of girls.” Id. at 1016. Such a showing, the court believed, would be sufficient to show that the school itself diserimi-
With respect, the Fifth Circuit’s analysis fundamentally misunderstands the nature of the claim that plaintiffs in this kind of case advance. See Doe v. Petaluma City Sch. Disk (Petaluma II),
Moreover, the Rowinsky court’s demand that a plaintiff such as Jane Doe, in order to state a Title IX cause of action, allege and show that the school reacted differently to sexual harassment claims made by girls and boys misunderstands sexual harassment itself. This Court has noted in the Title VII context that the arguments underpinning the Rowinsky requirement “interpret sex discrimination in too literal a fashion.” McDonnell v. Cisneros,
1. The Eleventh Circuit’s Spending Clause Analysis
Apparently recognizing these fatal flaws of the Rowinsky opinion, the Eleventh Circuit in its en bane opinion in Davis took care not to characterize the issue as one of liability for the acts of third parties. It also did not echo the dictum that a plaintiff could only state a claim by showing differential treatment of complaints by boys and girls. The court properly recognized that the school’s allegedly discriminátory conduct lay in “failpng] to take measures sufficient to prevent a non-employee from discriminating against [the plaintiff].” Davis,
The Davis court began by finding that Title IX was enacted pursuant to the Spending Clause of the Constitution (art. I, § 8, cl.l). See id. at 1398. From that premise, it next concluded that the proper inquiry to determine whether the school could be held liable was “whether Congress gave the [school] Board unambiguous notice that it could be held liable for failing to stop [the] harassment.” Id. at 1399. This Court held in Part I above that Congress enacted Title IX and applied it to the States pursuant to its powers under both the Spending Clause and Section 5 of the Fourteenth Amendment. While the Eleventh Circuit’s approach is certainly relevant, it is not sufficient to conclude the inquiry.
In its Spending Clause analysis, the Eleventh Circuit correctly observed that “[w]hen Congress enacts legislation pursuant to the Spending Clause, it in effect offers to form a contract with potential recipients of federal funding.” Id. (citing Pennhurst State Sch. & Hosp. v. Halderman,
By relying upon the unambiguous statement rule of Pennhurst, the Eleventh Circuit ignored a more recent Supreme Court holding on the matter. In Franklin, 503 U.S. at 74-75,
In the case before the Court today, Jane Doe alleges that University High’s failure or refusal to take prompt and appropriate action in response to her complaints of sexual harassment was intentional sexual discrimination. In other words, the allegation assumes that the combination of knowledge that sexual harassment is occurring in activities under the school’s control and intentional failure to take prompt, appropriate action (such as investigation and, if warranted, disciplinary measures) is presumably,. perhaps even necessarily, a manifestation of intentional sex discrimination. See Smith,
School.and University officials were unquestionably aware that Title IX subjected the school to liability for intentionally discriminating against or denying educational benefits to students on the basis of sex. There is also no question that the campaign of harassment that Doe alleges was sufficient to deny her the full benefit of her education and subject her to discrimination at the school. If, as alleged, school and University officials knew about the harassment and intentionally failed, and indeed flatly'refused in some instances, to take steps to address it, then the plea that the institution was not “on notice” that such failure could subject it to Title IX liability rings hollow.
2. Fourteenth Amendment Analysis
Part I of this opinion held that .Congress enacted Title IX and extended it to the States in part pursuant to Section 5 of the Fourteenth Amendment. In so holding, this Court concluded that the Supreme Court’s admonition in Pennhurst against “quickly attributing] to Congress an unstated intent to act under its authority to enforce the Fourteenth Amendment,” Pennhurst,
In Pennhurst, the Supreme Court declined to conclude that Congress, in passing the Developmentally Disabled Assistance and Bill of Rights Act, had intended to use its Section 5 powers to impose an obligation on States to provide and pay for certain kinds of treatment to the mentally disabled. Id. at 15-17,
The right Jane Doe asserts in this case would impose no affirmative funding obligations on the States. It would merely prohibit States, in their capacity as administrators of educational programs receiving Title IX funds, from failing to respond to sexual harassment that they knew was occurring. Cf. Timmer v. Michigan Dep’t of Commerce,
In any event, this Court does not read Pennhurst to stand for the proposition that Congress may never impose duties upon the States pursuant to Section 5 of the Fourteenth Amendment in the absence of a clear, unambiguous statement that it is imposing those precise duties. Clarity in legislative drafting is a goal to which this Court willingly subscribes. Congress need not, however, spell out in advance every situation to'whieh it wishes a statute to apply. As we observed nearly a decade and a half ago, the question of whether. Congress created enforceable rights in the first instance is very different from questions concerning “the scope and interpretation” of those rights. American Hosp. Assoc. v. Schweiker,
In its Spending Clause inquiry, the Eleventh Circuit looked primarily to the express terms and legislative history of Title IX. Finding no mention in the legislative history of student-on-student sexual harassment “or the related issue of school discipline,” Davis,
Although we have concluded herein that Title IX is not exclusively a Spending Clause
Indeed, the very principle that Title IX confers a private right of action for any sort of violation was not explicit in the text or legislative history; it became law only when the Supreme Court decided that Title IX implied such a right of action. See Cannon v. University of Chicago,
The Supreme Court has declared that Title IX is to be given “a sweep as broad as its language.” North Haven Bd. of Educ. v. Bell,
Beyond interpretation of the statutory language itself, however, federal courts look to cases decided under Title VII to inform analysis under Title IX. See, e.g., Preston v. Commonwealth of Virginia ex rel. New River Community College,
This Court recently held that, because of differences in the language and history of
One problem with borrowing so liberally from Title VII law in interpreting Title IX may be that under Title VII prospective litigants are required to proceed through a federal administrative agency, the Equal Employment . Opportunity Commission (EEOC), before filing suit in federal court.
On the other hand, private citizens have possessed a right to bring suit under Title IX for over eighteen years. See Cannon,
Under Title VII standards, “an employer who has reason to know that one of his employees is being harassed in the workplace by others on grounds of race, sex, religion, or national origin, and does nothing about it, is blameworthy.” Hunter v. Allis-Chalmers Corp., Engine Div.,
This view of Title IX liability also takes into account the interpretations of the Department of Education’s Office of Civil Rights (OCR), the federal agency charged with enforcing Title IX. Although OCR’s interpretation of Title IX is not entitled to strict deference from this Court, see id. at 1033-1034, it merits our consideration. The OCR’s final policy guidance on the matter states:
[A] school’s failure to respond to the existence of a hostile environment within its own programs or activities permits an atmosphere of sexual discrimination to permeate the educational program and results in discrimination prohibited by Title IX. Conversely, if, upon notice of hostile environment harassment, a school takes immediate and appropriate steps to remedy the hostile environment, the school has avoided violating Title IX. Thus, Title IX does not make a school responsible for the actions of harassing students, but rather for its own discrimination in failing to remedy it once the school has notice.
Sexual Harassment Guidance:- Harassment of Students by School Employees, Other Students, or Third Parties, 62 Fed.Reg. 12,034, 12,039-12,040 (1997).
The Eleventh Circuit’s opinion in Davis ignored this policy statement (although Judge Tjoflat addressed it in a footnote to the portion of the opinion that is his alone, see Davis,
It is clear, then, that Title VII case law and the interpretations of the responsible federal agency support the imposition of Title IX liability for the University’s failure to respond promptly and appropriately to the sexual harassment of Jane Doe. Furthermore, imposing such liability best serves the anti-discrimination goal that Congress indisputably had in mind when it enacted Title IX and made it binding upon the States. Accordingly, this Court holds that Title IX does make schools liable for failure to respond promptly and appropriately to known student-on-student sexual harassment.
In holding that schools have a duty to take prompt and appropriate action to remedy student-on-student sexual harassment, this Court does not imply that schools must be successful in completely eradicating sexual harassment from their campuses and programs. School officials faced with knowledge of sexual harassment must decide how to respond, but their choice is not a binary one between an obviously appropriate solution and no action at all. Rather, officials must choose from a range of responses. As long as the responsive strategy chosen is one plausibly directed toward putting an end to the known harassment, courts should not second-guess the professional judgments of school officials. In general terms, it should be enough to avoid Title IX liability if school officials investigate aggressively all com
D. Proper Standard for Notice -■ that Harassmerit is Occurring . ■ ■
The holding that a school can be liable for failing to respond appropriately to sexual harassment makes it nécessary to determine what constitutes sufficient notice to the school that such harassment is taking place. One court of appeals and one' district court, borrowing from the Title VII context, have held that a school is liable for faffing properly to address harassment that it actually knew or should have known was occurring. Brzonkala,
In Smith, this Court rejected Title IX liability for teacher-on-student sexual harassment based on a “knew or should have known” standard and adopted instead a requirement of actual knowledge. Smith,
The actual knowledge standard is sufficient to resolve the case before the Court today, because Doe alleged that the University actually knew of the campaign of harassment against her. Indeed, counsel for the University conceded at oral argument that school officials knew of at least some of the incidents of sexual harassment. The parties agree that school officials on one occasion suspended some of 'the male students involved and took other actions in response to the harassment. Such responses preclude any argument that the officials did not have actual knowledge.
Furthermore, the requirement of actual knowledge is an' appropriate limitation upon the liability to which suits based on student-on-student harassment subject schools. It will prevent schools from being blind-sided by liability based upon events that officials did not even know were taking place. Such a requirement does not place too severe a burden on potential plaintiffs! All that is required is that they report thie alleged harassment to responsible school officials, thus giving the school a chance to respond before it is hauled into court.
CONCLUSION '
Jane Doe has alleged that she was subjected to hostile environment sexual harassment. As noted above, Doe also alleged (and the University concedes) that school and University officials had actual knowledge of that harassment. In addition, Doe has alleged facts that would allow a jury to find that the University failed to respond promptly and appropriately to her complaints.
For the reasons set forth in Part I of this opinion, the district court’s denial of the University’s motion to reconsider on the basis of Eleventh Amendment immunity is affirmed. Because the plaintiff, Jane Doe, alleged facts sufficient to support each element of her claim that the University violated Title IX, the district court’s dismissal of her Title IX cause of action against the University pursuant to Federal Rule of - Civil Procedure 12(b)(6) is hereby reversed. The case is remanded to the district court for further proceedings consistent with this opinion.
Notes
. The University’s Eleventh Amendment immunity defense is a question of the federal courts’ subject matter jurisdiction over the action. The University was therefore entitled to raise the issue at any stage of the litigation. See Fed. R.Civ.P. 12(h)(3) (“Whenever it appears by suggestion of the parties or otherwise that the court lacks jurisdiction of the subject matter, the court shall dismiss the action.”).
. The Equalization Act states in relevant part, "A State shall not be immune under the Eleventh Amendment ... from suit in Federal court for a violation of ... title IX.” 42 U.S.C. § 2000d-7(a)(1).
. Section 5 of the Fourteenth Amendment provides, "The Congress shall have power to enforce, by appropriate legislation, the provisions of [the Amendment].”
. In passing, however, it is worth noting that Jane Doe’s briefs to this Court point out several instances in the legislative history where members of Congress refer to Title IX as an extension of Fourteenth Amendment protections.
. Gregory, too, interpreted the substantive reach of a statute, rather than divining the source of Congress’ power. The question in Gregory was whether Congress intended the Age Discrimination in Employment Act to apply to appointed state court judges. See Gregory,
. The district court’s Order dismissing Doe's Title DC claim was issued on March 29, 1996. The Fifth Circuit decided Rowinsky,
. In sections of the en banc opinion not joined by any other judge, the author of the majority opinion, Judge Tjoflat, went on to state that the possibility of schools' being subject to what he called "whipsaw liability” was a further indication that Title IX did not put schools on notice that they might face liability under the circumstances of the case. Davis,
. The EEOC reviews Title VII complaints of unlawful employment practices to determine whether reasonable cause exists to believe the charges are true. 42 U.S.C. § 2000e-5(b). If it determines that such cause does exist, the EEOC must "endeavor to eliminate any ... alleged unlawful employment practice by informal methods.” Id. The EEOC is empowered to institute civil suits itself or refer cases to the Attorney General for action. Id. § 2000e-5(f)(l). If the EEOC does not institute such a suit or refer the case, or if it determines that reasonable cause does not exist to support the charges, it must dismiss the case and notify the complaining party that he or she has the right to sue in federal court. Id. In addition, the EEOC in many cases is required to give State enforcement agencies an opportunity to resolve the dispute.- See id. §§ 2000e-5(c)-(d).
. The majority incorrectly states that "today’s holding is inconsistent with the decisions of two of the three other courts of appeals that have directly addressed the issue” of Title DC liability for student-on-student sexual harassment. Maj. Op. at 661. Because this court has adopted the aforementioned "actual knowledge" test in Title IX cases, our holding should be contrasted with, as opposed to likened to, all three of the decisions of those circuits, as neither the Fifth nor Eleventh circuit recognizes Title IX liability for peer-on-peer harassment, while the Fourth Circuit implores a negligence-based "knew or should have known" standard.
. I am weE aware, however, that an educational institution’s pattern of "negligent” responses to complaints of peer-on-peer sexual harassment (i.e., responses that fail to evidence an endorsement of harassment) might under certain circumstances conceivably rise to the level of intentional discrimination. See e.g., Wellman v. Faulkner,
Concurrence in Part
concurring in part and dissenting in part.
I concur in the majority’s conclusion but not in its reasoning; I dissent from the majority’s standard of liability. Title IX does impose liability upon fund recipients for failing to take prompt, appropriate remedial action in response to complaints of student-
The statutory language itself should be the starting point in resolving any controversy arising under a federal statute. Title IX states that “[n]o person in the United States shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any education program or activity receiving Federal financial assistance....” 20 U.S.C. § 1681(a) (1990). And while the peer-on-peer harassment issue implicated in this case is one of first impression for this Circuit, we have previously been called upon to interpret Title IX in a different context. In Smith v. Metropolitan Sch. Dist. Perry Township, decided by this Court a mere few months ago, we concluded that “a school district can be liable for teacher-student sexual harassment under Title IX only if a school official who had actual knowledge of the abuse was invested by the school board with the duty to supervise the employee and the power to take action that would end such abuse and failed to do so.”
In Smith, Steve Rager, a male teacher at Southport High School in Indianapolis, Indiana, engaged in a sexual relationship with Heather Smith, then a seventeen-year-old female senior at Southport. After graduating, Smith apprised her parents of the affair and they, in turn, reported it to school officials. Two days later, Rager was suspended, informed that his services were no longer desired, and told that his teaching license would be terminated if he did not resign forthwith. Rager promptly submitted his resignation. Thereafter, the school district sent a letter to the Indiana State Board
In my view, Smith’s “actual knowledge” requirement is the very basis of Title IX liability, and it transcends any differences that might exist between the nature of teaeher-on-student and student-on-student sexual harassment. Both demand that the plaintiff establish intentional discrimination before Title IX liability will attach, and school officials cannot intend to discriminate against an individual unless they have actual knowledge of harassment in the first place.
Although this Court has issued but one decision dealing with and defining the parameters of Title IX liability, that single case, Smith, leaves no doubt that Title IX forbids intentional discrimination only. I fear that a casual reader of today’s majority opinion might very well argue that negligence concepts have somehow crept into our Title IX jurisprudence. It may indeed be true that “Doe has alleged facts that would allow a jury to find that the University failed to respond promptly and appropriately to her complaints” Maj. Op. at 668, but such a statement begs the question as to what constitutes a “prompt and appropriate” response — is it merely some action, however trite, suspension fas was done here), or expulsion of the harassing student? Of course, the answer thereto must lie somewhere beyond a negligence rubric, and hinges on the circumstances of the particular case. The issue is not whether a given school did enough to wipe out ongoing student-on-student sexual harassment — that is a negli
As long as the responsive strategy chosen is one plausibly directed toward putting an end to the known harassment, courts should not second-guess the professional judgments of school officials. In general terms, it should be enough to avoid Title IX liability if school officials investigate aggressively all complaints of sexual harassment and respond consistently and meaningfully when those complaints are found to have merit.
Maj. Op. at 667-68. I think a “meaningful” response, as Judge Cummings uses the term, eari and should be interpreted very broadly to include any remedial action which is not so de minimis that it demonstrates an intent by school officials to discriminate against the complaining student on aii improper basis. I would, therefore, prefer to raise the level of deference we should accord schools’ remedial actions even beyond Judge Evans’ observation that “fcjonsiderable deference ... must be given to. schools in meeting these demands,. and a wide range of reasonable responses should be permitted” Evans Op. at 50 (emphasis added), and emphasize the word “considerable.” Alternatively, if a school fails to take prompt remedial steps after having received actual notice of student-on-student harassment, taking place
The bases of liability I propose above, like many other aspects of this fast developing area of the law, may be new to Title IX, but that is not to say they are entirely foreign to our jurisprudence. Only one year ago, in Nabozny v. Podlesny,
Jamie Nabozny attended middle and high school in the Ashland Public School District in Ashland, Wisconsin. Nabozny,
On appeal from the district court’s entry of summary judgment in the defendants’ favor, this Court reversed. In so doing, we explained that “[i]n order to establish liability under § 1983 [for an equal protection violation], Nabozny must show that the defendants acted with a nefarious discriminatory purpose,” Id. at 453 (citation omitted), that is, “demonstrate intentional or purposeful discrimination.” Id. at 454 (quoting Shango v. Jurich,
Nabozny has presented evidence that his classmates harassed and battered him for years and that school administrators failed to enforce théir anti-harassment policies, despite his repeated pleas for them to do so. If the defendants otherwise enforced their anti-harassment policies, as they contend, then Nabozny’s. evidence strongly*673 suggests that they made an exception to their normal practice in Nabozny’s case.
Therefore, the question becomes whether Nabozny can show that he received different treatment because of his gender..,. Nabozny does allege,... that when he was subjected to a mock rape Podlesny responded by saying “boys will be boys,” apparently dismissing the incident because both the perpetrators and the victims were males. We find it impossible to believe that a female lodging a similar complaint would have received the same response.
Moreover, Nabozny introduced evidence to suggest that the defendants literally laughed at Nabozny’s pleas for help.
Id. at 454-55. Nabozny’s message is unequivocal, and should not be lost in any attempt to differentiate between § 1983 and Title IX. Specifically, intentional discrimination can be manifested in an institution’s: (1) complete failure to respond to allegations of peer-on-peer harassment; (2) its disparate treatment of male and female complaints thereof; and/or (3) its unexcused departure from established anti-harassment policies. Nabozny did not call upon this Court to address the fourth way in which a school’s intent to discriminate might be demonstrated; namely, by taking remedial action which is so de minimis in nature that it might very well be considered an endorsement of sexual harassment.
In this case, Doe does not allege that University High School officials did nothing in response to her accusations of sexual harassment, nor that they previously had, much less would have, reacted differently to a male student’s complaints thereof. Rather, the school suspended two of Doe’s harassers for ten days each, and transferred another one of them out of Doe’s biology class. Does such a response,. which turned out to be unsuccessful in curtailing the boys’ campaign of sexual harassment, circumstantially evidence the school’s intent to discriminate against Doe? I think not, but that is an issue for the district court on a motion for summary judgment, or for the trier of fact at trial.
That having been said, I turn to another troubling aspect of the majority’s standard; namely, that the majority, in imposing Title IX liability for peer-on-peer harassment which “takes place while the students are involved in school activities or otherwise under the supervision of school employees” Maj. Op. at 661, advances an indefinite disjunctive test that casts far too broad a net upon the acts of students for which an institution might incur liability. In my view, only harassment that takes place while students are involved in school-sponsored activities, whether on or off school grounds (ie., during scheduled classes, school-sanctioned athletic events, dances, field trips, or theatrical productions, to name a few), might conceivably provide cause for Title IX liability. Unlike the majority’s standard, my test maintains Title IX’s requisite relationship between the discrimination alleged and the school sought to be charged. For example, let us suppose that students within a public institution called “City Public High School” hold an annual dance entitled the “City Public High School Winter Formal.” Notwithstanding the name of the event, it is not school-sanctioned, but is instead an entirely private gala that takes place at a suburban country club and is open to only a select group of invited students. The district neither provides funding for the affair nor assists in the organization, planning or supervision of it — every arrangement is exclusively made by and through the students. Once at the dance, a male student makes some unwanted sexual “passes”at a female classmate in attendance who, in turn, complains to her principal about it several days later. The school takes corrective action, but the same type of “harassment” occurs at next year’s ‘Winter Formal.” This time the young woman visits with her attorney, rather than the principal, and brings a Title IX action against the school district. While the majority’s use of the loose term, “school activities,” could possibly encompass this set of facts, I do not think that Title IX was enacted to capture a broad range of conduct of this nature. In my view, there must be established a true and meaningful nexus between the harassment alleged and the institution sought to be
In the same vein, I disagree with the majority that Title IX liability alternatively arises for “harassment that takes place while the students are ... otherwise under the supervision of school employees.’! Maj. Op. at 661. Once again, this language is too all-inclusive. Taken literally, the majority’s standard could potentially impose Title IX liability if, after school hours or even during summer break, a male student visits the home of a female peer whose father happens to be a public school employee (i.e., a custodian or maintenance man), and sexually harasses her (assuming that the parent (school employee) was present to supervise the students’ behavior).
My belief that the majority has in this instance gone too far with its sweeping test is nof only grounded in the strict language of Title IX, but also in my appreciation of the veritably impossible task imposed on school authorities of controlling the all-too-frequent reckless and unpredictable, behavior of today’s adolescents. The law does not allow minor children (under eighteen years of age) to consent to surgical procedures without parental approval because of their emotional immaturity.
[T]he Court has held that the States validly may limit the freedom of children to choose for themselves in the making of important, affirmative choices with potentially serious consequences. These rulings have been grounded in the recognition that, during the formative years of childhood and adolescence, minors often lack the experience, perspective, and judgment to recognize and avoid choices that could be detrimental to them.
Id. at 635,
The policies which underlie our law’s prohibition against the participation of minors in those activities set forth above (i.e., voting, etc.) also argue against imposing Title IX liability -for peer-on-peer harassment. I harken back to what the Supreme Court said in Bellotti — “that, during the formative years of childhood and adolescence, minors often lack the experience, perspective, and judgment to recognize and avoid choices that could be detrimental to them.” Bellotti,
Finally, I wish to point out that, contrary to what one might be led to believe by the majority opinion’s heavy reliance on Title VII (see Maj. Op. at 665-67), this Court is not retreating from its position in Smith that Title IX and Title VII are not analogous statutes, and as such, the latter should not be used to enlighten our analysis under the former except in very limited circumstances. In Smith, we explained in unequivocal language that “it is helpful to look to Title VII to determine whether the alleged sexual
Because I am confident that Doe will not be the last student-on-student sexual harassment case to come before this Court, I close with the concern that the majority opinion, which ! join only in part, has attempted to open the gates to Title IX liability wider than that statute’s language reasonably allows, and it shall only be a matter of time before the floodwaters of litigation begin to rise. Allegations of peer-on-peer harassment are being levied at a fevered pitch even in the primary grades, and oftentimes for conduct that is nothing more than “child’s play.” Indeed, only one year ago a six-year-old, North Carolina first-grader was accused of sexual harassment after he kissed a female classmate. See Linda Chavez, Feminist Kiss Patrol is on the March, USA Today, Oct. 2, 1996, at 15A. More recently, school officials in Pittsburgh suspended a ten-year-old, fourth-grade student for two days because he, and his two “victims” put it, grabbed one of them from behind and subjected the other to an unwanted hug. Kid Stuff a Silly Sexual. Harassment Charge Against a 10-Year-Old, Pittsburgh Post Gazette, Sept. 25, 1997, at A22. My point is simply that, absent Congressional or Supreme Court guidance in this area of the law, we must be mindful to approach it with an application of common-sense, combined with utmost reflection and study, so as not to let it get “out of control” for those individuals who must live by its mandate.
In Jansen,
I do recognize that student-on-student harassment is a most serious issue, and echo the sentiments I expressed in my Smith concurrence, that “I am unalterably opposed to sexual harassment, which is both intolerable and wrong.” Smith,
. As we all know, public school systems can pick and choose to employ whomever they wish as teachers and "filter out” any applicants with histories of sexual misconduct, while on the other hand they must educate every qualified child within their respective districts. Moreover, whereas adult educators have, or should have, the emotional maturity and experience to know what type of conduct oversteps the bounds of socially acceptable behavior, children, because of their youth, more often than not do not have the ability to exercise such sound judgment.
. Although we conclude today that Title IX was enacted pursuant to its Spending Clause powers as well as Section 5 of the Fourteenth Amendment, the fact remains that the statute prohibits intentional discrimination only.
. Because it is the threshold Inquiry under Title IX, and is implicit in the discussion throughout the remainder of this opinion, I see no need to repeatedly reference the requirement that an educational institution must possess actual knowledge of alleged sexual harassment before Title IX liability might attach.
. The majority hints that a school’s response to complaints of harassment will only constitute "intentional discrimination” if it demonstrates an intent to foster a sexually hostile environment by stating that:
the combination of knowledge that sexual harassment is occurring in places or activities under the school's control and intentional failure to take prompt, appropriate action (such as investigation and, if warranted, disciplinary measures) is presumably, perhaps even necessarily, a manifestation of intentional sex discrimination. After all, what other good reason could there possibly be for refusing even to make meaningful investigation of such complaints ____
Maj. Op. at 663 (citation omitted).
. Because I am of the opinion that intentional discrimination is manifested in a school’s disparate treatment of female and male sexual harassment complaints, I agree with the Fifth Circuit’s Rowinsky decision to the extent that it concluded “a school district might violate title [sic] IX if it treated sexual harassment of boys more seriously than sexual harassment of girls, or even if it turned a blind eye toward sexual harassment of girls while addressing assaults that harmed boys.” Rowinsky,
."It is well settled law that departures from established practices may evince discriminatory intent.” Nabozny v. Podlesny,
. Whereas a Title IX claim can only be brought against a grant recipient and not an individual, Smith,
. ■ Of course, this Circuit now recognizes that "a plaintiff may not claim that an instance of intentional discrimination simultaneously creates causes of action under Title IX and under § 1983 and the Equal Protection Clause of the Fourteenth Amendment; the availability of a Title IX claim precludes the pursuit of a § 1983 claim.” Merrill Area Pub. Sch.,
. This example further assumes, of course, that school officials possessed actual knowledge that the harasser had previously engaged in harassing conduct.
. Because courts typically refer to individuals below the age of eighteen as “minors,” see, e.g., Behnke v. Behnke,
.A minor may, of course, enter into a contract with another, but "it is settled law ... that a contract of a minor for items which are not necessaries is void or voidable at the minor’s option.” Halbman v. Lemke,
. The "report card” also issued the following overall state grades for the three respective categories: "Standards and Assessment” — (B); "Quality of Teaching” — (C); "School Climate”— (C-).
Concurrence Opinion
concurring.
I am pleased to join Judge Cummings’ splendid opinion. I write separately only to offer a few observations as this case returns to the district court for further proceedings. Our bottom line is, as Judge Cummings writes, “that, a Title IX fund recipient may be held liable for its failure to take prompt, appropmte action in response to student-on-student sexual harassment that takes place on the recipient’s grounds or while its students are involved in school activities, provided the recipient’s responsible officials actually knew that the harassment was taking place.” (Slip. op. at 661.)- I support this holding and have nothing to add to Judge Cummings’ effective analysis of why the Fifth and Eleventh Circuits’ contrary view is flawed. But the devil here will be in the details.
It is vitally important to emphasize that this case is on appeal following a dismissal for failure to state a claim under Rule 12(b)(6). As such, we are required to assume all facts in the complaint to be true, but of course we cannot and do not vouch for their accuracy. The complaint in this case is a sprawling document — 21 pages peppered with 114 separately numbered paragraphs. Seventy-one of the paragraphs are under the heading “Facts.” Although the complaint is excessively long and unnecessarily detailed, its gist is that our plaintiff, while a student a University- High, faced an unrelenting campaign of verbal and physical sexual harassment perpetrated by a group of male students at the school and that the school officials did little or nothing to address the chaotic situation. What troubles me, and what will have to be addressed by the district court upon remand, is just what exactly did the school do here to address the situation and was what it did enough? The complaint, and the concession at oral argument that Judge Cummings notes (slip op. at 668), give a hint that the school did something to ameliorate the situation — it suspended two boys. Tested later on summary judgment, that just might turn out to be enough to satisfy our command that a school must take “prompt and appropriate” action to combat know sexual harassment.
Concurrence Opinion
respecting the denial of rehearing en banc.
The panel circulated its opinion before release under Circuit Rule 40(e) so that we could decide whether to create á conflict among the circuits on the question whether the eleventh amendment to the Constitution,as understood in Seminole Tribe v. Florida,
After the panel circulated its draft opinion, some judges expressed concern about a different question: under what circumstances does inaction by a public school that has received reports of one pupil’s misconduct toward another amount to sex discrimination? Taking sides in a second conflict among the circuits, the panel held that failure to protect pupils from private aggression is a species of discrimination. This is the original meaning of equal protection of the laws: If a state protects white or male residents against crimes (or torts), it must protect the black or female residents as well. Some courts of appeals seem to have forgotten this, but the panel has not — and again none of the active judges favors review of this question by the full court. What has led to the dissent from the majority’s decision to let the panel issue its opinion is not a belief that we should follow one of-the other circuits but concern about how to implement the principle that schools must protect their female pupils against private assaults. What level of knowledge is required? How effective must intervention be? These are difficult questions, on which Title IX offers no. guidance — and on which none of the other circuits has yet offered a view.
One would suppose from 20 U.S.C. § 1682 that issues posed but not answered by Title IX .are to be .resolved by the federal aid-granting agencies, after their regulations have been reviewed by the President, with judicial review to follow under 20 U.S.C. § 1683. Use of a private right of action for damages to short-circuit this deliberately cumbersome process not only replaces administrative negotiation with damages liability (the source of the dissent’s principal concern) but also leaves the court substantively at sea. Is it wise to jump the gun in this fashion? Why not say that, until regulations have specified vital details, damages are inappropriate? Cf. Blessing v. Freestone, — U.S. -,
As a standard that school districts must satisfy until regulations have been issued— alternatively, that pupils must meet if they want damages as opposed to administrative relief — Chief Judge Posner’s proposal makes a great deal of sense. But I do not think it necessary or appropriate to hear this case en banc, for we do not know whether the choice of standard matters. Anything we say on the subject may be advisory — and unnecessary too, for none of the three judges on the panel clearly rejects an analogy to the deliberate-indifference standard under Farmer v. Brennan,
Dissenting Opinion
join, dissenting from denial of rehearing en banc.
The issue of a school’s liability under 20 U.S.C. § 1681(a)(which forbids sex discrimination by schools that receive federal financial aid) for the sexual harassment of one student by another is well worth the attention of the full court, quite apart from the issue of intercircuit conflict. The potential liabilities of the nation’s schools, already financially hard-pressed, are staggering, since insults, teasing, petty persecutions, grabbing, poking, sexual experimentation, and other forms of what might actually or arguably constitute sexual harassment are an omnipresent feature of school life. Liability for failing to prevent of rectify sexual harassment of one student by another places a school on a razor’s edge, since the remedial measures that it takes against the alleged harasser are as likely to expose the school to a suit by him as a failure to take those measure would be to expose the school to a suit by the victim of the alleged harassment.
I tentatively favor the adoption of a standard of liability that would give schools substantial protection against being sued for failing to guess right about the proper management of sexual and related nastiness among their charges. That is the standard of “deliberate indifference,” and I shall explain it in a moment. The clearest alternative, the negligence standard, would not give the schools sufficient protection. The panel acknowledges this; none of its members endorses the negligence standard. Judge Cummings’ opinion adopts a hybrid standard: the school must have actual knowledge of the harassment; but if it does, then it is liable (as I read the opinion) if it fails to respond with “prompt and appropriate action.” This could mean, if it acts negligently. This would still not be the negligence standard, because that standard does not require knowledge of the risk; that is why I call Judge Cummings’ standard a hybrid. Some language in his opinion, however, suggests a higher standard than simple negligence to govern the school’s response to knowledge of a risk (“courts should not second-guess the professional judgments of school officials”), as does the language of Judge Evans’ concurrence. Judge Coffey would limit liability to instances in which the school’s misconduct can fairly be described as intentional,' an approach very similar to deliberate indifference. It is unclear how much real “space” there is between the position of Judges Cummings and Evans on the one hand and Judge
We need to consider the important issue of the proper standard as a court. The hybrid standard is a possibility but would have to be more clearly defined to be serviceable. Simple negligence is another possibility, gross negligence a third. The statute does not say. We must choose. My tentative preference is for the standard of deliberate indifference. Title IX in general and section 1681(a) in particular are not designed to create a comprehensive and stringent new regime for the regulation of sexual harassment in schools but to create sex equality in educational programs and facilities. The analogy to Title VII is deceptive, since Title VII regulates the behavior of adults in the workplace rather than the inevitably unruly behavior of adolescents. It may be excessive intrusion into the management of the schools for the courts to sanction them for failing to prevent the harassment of one student by another unless the school’s failure can fairly be described as intentional.
Three types of intentional failure can be distinguished. The first, which must be very rare, is where the school wants the harassment to occur. The second is where the school deliberately treats harassment differently depending on the sex, race, etc. of the pupils involved. There too, liability is clear. The third and most difficult case is where the school knows about the harassment, knows that it is serious or even dangerous, and could take effective measures at low cost to avert the danger, but decides — consciously, deliberately — to do nothing, although it does not base this decision on an invidious ground such as race or sex. The school doesn’t mean any harm to the victim of the harassment, but knowing that the harassment is occurring, is serious, etc., it decides to do nothing. An example mentioned in Judge Coffey’s opinion is where the school deliberately departs, without adequate excuse, from its established policy in dealing with such incidents.
This difficult third case is the domain of “deliberate indifference,” which is the equivalent of criminal recklessness. E.g., Farmer v. Brennan,
Deliberate indifference by the school in a case of one student sexually harassing another would mean that the school (1) actually knew of (2) hostile or offensive conduct likely to interfere with the victim’s education, and (3) deliberately did nothing, or took steps that it knew would be ineffectual, to protect the victim, (4) without excuse (for it might be difficult or even impossible to take effective measures). Element (1) and (4) will both be more difficult for the plaintiff to satisfy when the harassment occurs off the school premises; and that is how it should be because it is much more difficult for the school to discover and remedy off-premises harassment.
Through careful examination of alternative standards of liability, we can find the standard that will best fit the purposes and circumstances of Title IX and that.will be simple and workable. That is a challenge well worth the court’s plenary consideration.
