*1 DOE, pseudonym, Appellant, John Alaska, Appellee.
STATE
No. S-12150.
Supreme Court of Alaska.
July25,2008.
Darryl Thompson, Darryl Thompson, L. L. P.C., Appellant. Anchorage, for Wendlandt, Attorney Diane L. Assistant General, Special Prosecutions and Office Marquez, Appeals, Anchorage, and David W. General, Juneau, Attorney Appellee. FABE, Justice, Before: Chief MATTHEWS, EASTAUGH, Justices. *2 II. AND OPINION FACTS PROCEEDINGS EASTAUGH, Justice. charged "John Doe" was in 1985 with three first-degree I. mi INTRODUCTION counts of sexual abuse of a molesting daughters.2 Doe nor for one of his Alaska statute known as the Alaska The pleaded no contest to one count of first- (ASORA) Registration Act Sex Offender re minor, a degree sexual abuse of an unclassi quires persons convicted of sex offenses to felony, fied and to one count second-de periodically re-register register and with the minor, gree B sexual abuse of a a class Corrections, Department of Alaska the Alas felony. superior accepted plea court his Troopers, police, or local and dis State years impris and him to sentenced twelve information, personal detailed some of close suspended. began onment with four Doe public. not otherwise Most of the which is August in serving his sentence publicly disclosed information is disseminated published by and is the state on the internet.1 completed serving In December 1990 Doe Doe," applying Does ASORA to "John who unsuspended portion of his sentence less crime and committed his was convicted and good-time required a reduction AS enacted, sentenced before ASORA was vio 33.20.010(2) mandatory and was released late the ex of the Alaska clause parole supervised probation. Sep- In conclude that Constitution? We does be tember 1991the Parole Board released Doe imposes cause that have ASORA burdens mandatory parole nearly years two ear- adding punishment beyond effect of what ly, based on its determination that Doe had imposed could be when the crime was com participated in counseling rehabilitative reg therefore mitted. We hold that ASORA's posed public. little or no threat to the In requirement apply per istration does not completed period probation. 1995 Doe his sons who committed their crimes before effective, May Legislature ASORA became and reverse the 1994 the Alaska enact superior granting judgment court order final ed the statute known as the Alaska Sex (ASORA)3 Registration Offender Act It be against favor of the state and Doe. (B) 11.41.110(a)(3), Although imposes registration, re-regis- ASORA a crime under AS or a obligations jurisdiction, tration, and disclosure similar law of another in which provides person attempted private committed or to commit dissemination of following one of the crimes, or a similar law of information, we sometimes refer to these provi- jurisdiction: collectively requiring "registration," another sions un- greater (i) requires specificity. degree; less context sexual assault in the first (ii) degree; sexual assault in the second (iii) sexual abuse of a minor in the first pseudonym. "John Doe" is degree; or (iv) sexual abuse of a second minor Chapter 41 of the 1994 session laws contains degree; codified 56; in Title Title provisions chapter (C) crime, solicitation, attempt, or an 63; 65; chapters chapter 55 and Title crime, conspiracy to commit a under fol- 5; chapter chapter Title and Title lowing statutes or a similar law another Following amendment ASORA defines jurisdiction: "sex offender" as follows: "'sex offender or (i) 11.41.410-11.41.438; AS kidnapper' person child means a convicted of a (ii) 11.41.440(a)(2); AS kidnapping sex offense or child in this state or (iii) AS 11.41.450-11.41.458; jurisdiction regardless another of whether (iv) exposure AS 11.41.460 if the indecent conviction before, after, occurred or on January person years age before under 16 and the 1999; § 1999." Ch. SLA AS previous offender has a conviction for that 12.63.100(5). offense; ASORA defines "sex offense" as follows: (v) 11.61.125-11.61.127; AS "sex offense" means (vi) 11.66.130(a)(2) AS 11.66.110 if the (A) 11.41.100(a)(3), person a crime under engage AS or a who was induced or caused to jurisdiction, prostitution years age similar law of another in which was 16 or 17 at the offense; person attempted committed or to commit time of the offense, a sexual aor (vii) similar offense under the former AS 11.15.120, 11.15.134, former jurisdiction; subpara- rape laws of the other in this or assault with the intent to commit un- graph, meaning given "sexual offense" has the 11.15.160, 11.40.110, der former AS former 11.41.100(a)(3); in AS or former 11.40.200. ... closest to his new residence 10, 1994,4 department after Doe August came effective day.9 working within one sentenced, convicted, released from proba completed his he prison, but before Department the Alaska requires reg requires offenders sex tion. ASORA regis to maintain a central Public *3 that contains the infor try of sex offenders Department Corree- the Alaska ister with under ASORA.10 ASORA mation obtained tions, Troopers, or local State the Alaska names, access to offenders' public authorizes registrants to disclose requires It police.5 birth, addresses, aliases, photo dates names, addresses, employ places of their physical descriptions, motor vehicle graphs, birth, their ment, information about date of information, employment, pub places of used, conviction, driver's license all aliases about their convictions lic information they numbers, about the vehicles information access to the information sentences.11 Public to, any identifying physical fea have access of a statement as to whether includes tures, changes, and in anticipated address compliance with AS 12.63 or fender is any treatment psychological about formation Department located.12 The cannot be registrants to be It authorizes received.6 Safety provides public access to the Public fingerprinted.7 Regis photographed by posting it on the internet.13 information up re-register periodically must trants a registrant appears on photograph A of each ag convicted of disclosures: those date their "Registered webpage caption under the Sex quarterly; re-register must gravated crimes regis Each Kidnapper.1 Offender/Child aggravated crimes convicted of those not registrant's page displays also trant's annually.8 A sex offender re-register address, must employ description, home physical address, give er, notice to informati changes residences must and conviction who work on.15 municipal police trooper office or the state viewing making public 12.63.100(6). erwise it available printed form. or electronic 41, 09.050(a) (AAC) SLA 1994. Ch. Code 13 Alaska Administrative 12.63.010(b). 5. AS 18.65.087(b). 12. AS 12.63.010(b)(1). argu- After we heard oral
6. AS 18.65.087(h) pertinent part: provides in 13. AS legislature Senate Bill enacted ment ASORA, amending effective sections of various provide Department shall The of Public Beginning January 2009. Ch. SLA department Internet website that on the regardless January registrants, all registry central of sex offend- maintains for the disclose their e-mail kidnappers as to date, conviction must also and child information ers addresses, addresses, messaging and oth- instant using public website how members of identifiers, Ch. er internet communication relating may compile the information access or kidnappers par- §§ a SLA 2008. or child 3, 6, to sex offenders map. geographic on a area ticular Safety, 12.63.010(b)(2). Department of Public Sex See Alaska 7. AS Of- Regis- Registration/Child Kidnapper Central fender try, http://www.dps.state.ak.us/sorweb/sorweb. 12.63.010(d), .020(a)(1), 8. AS 21, 2008). (last July Effective Janu- aspx visited department may provide a ary "the 12.63.010(c). 1, 2009, Effective 9. AS January for, pro- may participate ain federal method or department registrant notify within must also allows, gram to submit an elec- changing working day establishing an one messaging identifier address or Internet tronic or address, address, messaging e-mail instant whether the ad- a confirmation of and receive § Ch. internet communication identifier. regis- registered by a identifier has been dress or SLA 2008. kidnapper." Ch. or child tered sex offender 5,§ SLA 2008. 18.65.087(a). 10. See AS Safety, Department Sex of Public 14. See Alaska 18.65.087(b). regu- implementing 11. See AS The Kidnapper Registration/Child Central Offender pertinent part: lations state http://www.dps.state.ak.us/sorweb/ Registry, (follow hyperlink) sorweb.aspx all entries" "view department provide in the will information 21, 2008). (last July visited subject registry disclo- central any purpose, under AS 18.65.087 for sure by posting person, charge, oth- 15. See id. any without provisions require regis Doe to claims.24 The federal courts did not rule on re-register every ter and three months for Doe's state law claims. the rest of his life.16 But his information has January In 2005 Doe sued the state in the publicly never been released on the state's court, superior seeking judgment declaring (using pseudonym website. 1994Doe process him ASORA denies due viola- Rowe) sued state officials in the United tion of the Alaska Constitution. Doe also States District Court for the District of Alas requested temporary restraining order and challenging grounds ASORA on the preliminary permanent injunctions against prohibition violates the federal ex prevent requiring pub- the state from him to laws, pro the Fourth Amendment licly register. opposed The state Doe's mo- *4 against hibition unreasonable searches and relief, injunctive August tion for In 2005 the seizures, contract, plea bargain his and his superior court It denied Doe's motion. de- right privacy.17 court The federal con poten- termined that Doe had established the cluded that Doe established a likelihood of harm, irreparable tial for but had not estab- post plea agree success on his ex facto and lished a likelihood success on the merits. claims, ment violation and found that It concluded that Doe had not that shown hardships tipped balance of in favor of Doe to registration requirement violated the extent his information would any right liberty fundamental interest and publicly disseminated.18 It therefore requiring publicly register Doe to there- granted preliminary injunction requiring pro- fore would not violate his substantive or act, register Doe to prohibiting under the but process rights. cedural due publicly disclosing the state from court, Anticipating appeal an to this parties
infor mation.19 In 1998 the superior temporary stay court entered a un- summary judgment filed cross-motions prohibiting der Alaska Civil Rule 62 the state granted and the district court the state's publishing disseminating Doe's infor- motion.20 parties agreed mation. The supe- no further appeal, proceedings necessary rior court
On the United States Court of were to re- Appeals for the Ninth Cireuit reversed the stipulated entry solve Doe's claims and summary judgment state's and held that judgment. supe- final In November 2005 the applied ASORAis an ex facto law as to rior judgment court entered final for the Doe.21The Alaska Public Commission against state and Doe. petitioned er for certiorari and the United appeals. Doe States Court reversed the Ninth concluding Circuit's decision after IH. DISCUSSION statute did not violate the federal ex facto clause.22 The Court remanded the case A. Standard of Review remand, to the Ninth Cireuit.23 On give ques rejected We de novo review to Ninth Cireuit Doe's other federal law, procedural process substantive due including statutory tions of issues of 12.63.010(d)(2). 16. AS Id. at 995. Burton, F.Supp.
17. See Rowe v.
Doe,
84, 105-06,
22. Smith v.
538 U.S.
123 S.Ct.
(D.Alaska 1994). This
is de
procedural
history
(2003).
Otte,
(9th
I
scribed
Doe v.
259 F.3d
Cir.2001),
rev'd
Doe,
sub nom. Smith v.
538 U.S.
Id. at
statute's effects to determine appears whether "whether it excessive rela [ punitive.62 purpose tion to the assigned." alternative 64] effects, assessing a statute's the Su Supreme The explained Court has not the preme Court indicated in Ward the seven weight relative to be afforded each factor. Kennedy factors it listed in 1968 in v. Men 3 But recognized the Court has that the factors "provide guidance":6 doza-Martines some point differing "often directions" and (1) "(whether the sanction involves an af- no one factor is determinative.65 Determin restraint"; disability firmative ing punitive whether a necessarily statute is (2) weighing relatively subjective involves the historically "whether it has been re- factors. garded punishment"; as a We address each of the factors in turn.
(8)
play only
"whether it comes into
on a
scienter";
finding of
disability
1. Affirmative
or restraint
(4)
operation
promote
"whether its
will
We first ask "[wlhether
the sanction in
pumshmen’o—retmbu—
traditional
aims of
an
disability
volves
affirmative
res
deterrence";
tion and
6
traint."6
argues
The state
that ASORA
(5) "whether
ap-
behavior to which it
imposes
physi
involves neither because it
no
plies
erime";
already
is
restraint,
cal
obligations
has
less harsh than
an
purpose
"whether
alternative
occupational
Supreme
debarment-which
67-and,
non-punitive
may rationally
Court has held to be
which it
be
connected
it";
assignable
words,
Supreme
Court's
"restrains
[no]
scrutiny
Patterson,
reviewing
legislature's
when
(applying
intent.
them
and
practical
Ninth Circuit
observed
ef-
upheld
constitutionality
Court has
of
feet of this dissemination is that
it leaves
post-conduct professional
sanctions that
in
open
possibility
registrant
will
prohibition
cluded the
of
participation
further
3
employment
housing
be denied
banking industry8
opportu
in the
and
and revocation of
community hostility.79
nities as a result of
comparable
medical licenses.84 A
bar for sex
As Justice
in concurring
Souter noted
pose
might
offenders who
a risk to children
Smith,
significant
"there is
evidence of oner
employment
places frequented
by chil
practical
being
ous
effects of
listed on
sex
practical
dren. But
effects here can
0
Alaska,
registry."8
offender
Outside
there
predictably
employment
extend to all
oppor
reports
have been
of incidents of suicide
non-employ
tunities as well as to all other
vigilantism against
offenders on state
life,
aspects
including housing oppor
ment
of
registries.81
published reports
tunities. There are
disagree
We also
subjected
pro
offenders are sometimes
Court's
conclusion
Smith that the
obli
group
tests and
designed
actions
force
jobs
them out of their
and homes.85 We
gations
imposes
are less harsh than
occupational
agree
debarment which the
practical
Court
that "[the
effect of such un
calls,
percent reported
(9th
receiving
and 24.8
harass-
78. Doe I v.
Otte,
979,
259 F.3d
987
Cir.
2001),
84,
rev'd
ing
sub nom. Smith v.
threatening
being
mail as a result of
listed
(2003).
publicly
registries);
fied
type
felony).
most serious
(1997).
131.
259 F.3d at
rev'd
104-05,
sub nom. Smith
138.
Id. at
11. See State
(Alas-
Coon,
1021 prin by the raised threshold higher Our the meet legislation."19 facto post exon hibitions that my opinion, In decisis. stare ciple of analysis of an from followed in Coon decision decisis met. Stare that not been has explanation our threshold precedent federal precedent past to we adhere that differ demands no prohibition state our construe "Iwle 20 the rule clearly convinced "we unless prohibition." federal the ently than longer sound no or is erroneous originally our that no doubt leave decisions These conditions, more that changed of because ex federal state treating the of practice depar from result harm would good than coextensively is settled clauses facto post 23 arguer- Assuming precedent." from ture today, decision court's The precedent. in decision Court's the do the under protections broader recognizing Ex Federal on reliance our upsets Smith of uncertain- Constitution, pall casts a Alaska I remain jurisprudence, Facto Clause Post court decisions. earlier our ty upon prece our from departing unconvineed "does decision that its declares nevertheless result would invalidate to dents any overruling on depend not overrule not alone is Alaska harm. good than more depart court, it does nor this of prior decision pub to this responds legislation passing This court." holding of this past any passed Congress 1994 safety threat.24 lic our language of plain ignores assertion Against Chil Wetterling Crimes the Jacob of the doctrine and alters holdings previous Registration Offender SexuallyViolent dren recognition. beyond decisis stare funding federal ,25 conditions which Act decision prior "a explained have established enforcement law assist to 'changed con of because may be abandoned offender state sex guidelines so have lawof principles if 'related ditions' sex offender Alaska's programs. no rule old left the have as to developed far a nation part of one small forms program doctrine, of abandoned a remnant than more program. regulatory comprehensive wide to be come changed[,] or have so facts [or] gives old rea- analysis robbed have court's differently, Nothing as to in the so seen 21 Perhaps practice application." significant established from our depart rule son clause facto development ex ongoing Alaska's interpreting view could one United Su States law, protections United mirror case federal particular, adherence Our decision Constitution. Smith Court's States preme court automatically, and But condition." "changed proceeded aas has practice judgments for the regard its decision frame our attempt has reflected no makes in this Instead, fails Court court States the United a manner. such dissent. respectfully I Accordingly, "in indeed area. today's decision recognize approach analytical consistent deciding ex approved Constitution." Alaska under claims to overrule has decided court Because Alaska construing the practice
our settled "no differ clause
Constitution's
22it must
prohibition,"
federal
than the
ently
(internal
marks
quotation
at 610
lop,
P.2d
721
at 391.
974 P.2d
omitted)).
at 391-92.
Id.
union
every
state
legislators in
By 1996
Sheehan,
Canada,
852
v.
Whitney
Inc.
&Pratt
after
regulate
offenders
sex
laws
enacted
had
1993) (quoting Planned
(Alaska
1176
P.2d
S.Ct.
at
123
U.S.
538
Doe,
release.
their
Casey,
U.S.
v.
Penn.
Se.
Parenthood of
Doe,
1140;
v.
Dep't
Pub.
Conn.
L.Ed.2d
S.Ct.
L.Ed.2d
S.Ct.
Coon,
at
391-92.
(dis-
25. See
(Alaska
Dunlop, 721 P.2d
State
14071).
§
cussing 42 U.S.C.
1986)
Souter,
(quoting State
grounds Dun
1980),
(Alaska
on other
overruled
notes
reality
different. See
seeras much
infra
jurisdiction....
registered
argument
sex
of the other
laws
and 85.
11.41.110(a)(3),
(B)
or a
change jobs and residences
under AS
a crime
are free to
offenders
view of the "ma
Anatole France's
jurisdiction,
calls to mind
which
law of another
similar
laws,
attempted
rich and
equality
which forbid
to commit
jestic
person
of the
committed or
beg
crimes,
bridges,
sleep
poor
following
under the
a
law of
alike to
or
similar
of the
one
streets,
their bread." Anatore
and to steal
jurisdiction:
the
France,
another
Livy
Rep
(The
Library
Modern
(i)
degree;
Tue
in the first
sexual assault
1917) (1894).
appear
the mere
We cannot allow
(ii)
degree;
assault in the second
sexual
reality
its
equal
to obscure
ance of
freedom
degree;
(iii)
a minor in the first
sexual abuse of
denial..
or
(iv)
in the second
of a minor
sexual abuse
(Ste-
111,
Notes
supra notes
149. See
2, 6,
42, §§
facility." Ch.
a correctional
ing text.
provide for
as amended
even
But
SLA 2008.
speci-
the two
for
risk determination
limited
this
(2001).
54-255(a), (b)
§
Gen.Srar.
See Conn.
a court
crimes,
not authorize
does
fied
to soci-
poses
risk
registrant
no
determine
Myers,
Kan.
State
him of
altogether relieve
consequently to
ety and
obligations.
disclosure
registration and
Rather,
tims.152
we are determining for ex nonpunitive
aims it seeks to advance."
purposes
15
whether the means cho
Although
non-punitive
aims
protect
public
sen to
consequences
have
undeniably
are
legitimate
important,
to sex offenders that significantly go beyond
registration
pro
dissemination
the state's valid
public safety,
interest
visions
consequences
to sex offenders
exclude
may pose
individuals who
equivalent
go beyond
the state's
public
interest
public
threats to
safety. Some sex offender
safety; we must therefore conclude that the
registration
employ
statutes
means that have Alaska statute is excessive in relation to the
been held to
rationally
relate
closely
state's
public
interest
safety.
enough to the state's
public
interest
safety.
example,
For
the Second Circuit concluded
8. ASORA's effect
policy
notification
adopted by the
Summing up the effects under the seven
Connecticut Office of Adult Probation was
factors, we conclude that ASORA's effects
"not excessive in relation to
purpose
its
punitive,
and convincingly outweigh the
enhancing public awareness
helping
non-punitive
statute's
purposes and effects.
prevent
recovering
offender from harmful
recognize
that several of the factors seem
apses."15
rel
Connecticut
certain
allows
related,
closely
and that discussion of one
sex offenders
convicted between October
may overlap discussion of another. Nonethe
1988 and
"petition
June
1999 to
the court
less it is not the mere number of factors that
Department
order the
Safety
of Public
conclusion,
leads us to our
but our assess
restrict
registration
dissemination of the
ment of those factors and their
relative
information to law enforeement purposes weight. Six of those factors lead us to dis
only and to not make such information avail
agree, respectfully
firmly,
but
with the Su
able
public
access."15 Connecticut also preme
analysis
Court's
and its ultimate con
provides certain sex offenders
possibility
clusion that ASORA
penal.157
is not
Our
avoiding
and dissemination
decision is consistent with what we consider
upon
judicial
determination that registra
to be the compelling comments
dissenting
tion or
dissemination
required
is not
justices in Smith158and with
majority
safety.155
the Ninth Cireuit
Appeals
Court of
panel
"A statute is not
punitive that,
deemed
reversal,
before
discerned an ex
simply because it lacks a
facto violationunder federal law.159
perfect
close or
fit
Id. at 1043.
minor,
than the
if the offender
age
was under the
of nineteen at the time of the offense. Conn.
153. Roe v.
Adult Prob.,
