JOHN DOE vs. JANE DOE & another.
Supreme Judicial Court of Massachusetts
July 3, 1974
365 Mass. 556
Suffolk. March 13, 1974. Present: TAURO, C.J., REARDON, QUIRICO, BRAUCHER, HENNESSEY, KAPLAN, & WILKINS, JJ.
Decree affirmed.
Equity Jurisdiction, Suit between husband and wife, Personal right. Husband and Wife. Parent and Child. Constitutional Law, Abortion. Abortion.
This Court has jurisdiction with respect to declaratory relief in a suit by a husband to prevent his wife‘s having an abortion of a non-viable fetus, although difficulty of enforcement may preclude injunctive relief. [559]
Neither the Federal Constitution, nor any state statute, nor the common law gives a husband the right to prevent his estranged wife from having the abortion of a non-viable fetus. [559-564] HENNESSEY, J., dissenting in part [564-567]; REARDON, J., dissenting [567-574].
William E. Callahan, M. D.1 The names John Doe and Jane Doe are pseudonyms.
BILL IN EQUITY filed in the Supreme Judicial Court for the county of Suffolk on March 5, 1974.
The suit was reserved and reported by Reardon, J.
Mark I. Berson (Burton Winer & Herbert H. Hodos with him) for the plaintiff.
Paula W. Gold (Peter M. Wendt of New Jersey, & Judith Rubenstein of California, with her) for the defendant.
Neil L. Chayet, guardian ad litem, pro se.
Charles P. Kindregan, guardian ad litem, pro se.
William A. Lynch, amicus curiae, pro se, submitted a brief.
Katherine Allen & Eileen Shaevel, for Center for Women‘s Legal Studies, amicus curiae & John H. Henn, for Civil Liberties Union of Massachusetts, amicus curiae, joined in a brief.
James C. Heigham for Crittenton Hastings House of the Florence Crittenton League, amicus curiae, submitted a brief.
BRAUCHER, J. An estranged husband sought declaratory and injunctive relief against his pregnant wife, who intended to procure an abortion over his objection. After argument a majority of the court on March 14, 1974, ordered entry of a decree declaring that an abortion might be performed on her, without the consent of her husband, by the defendant physician or any other duly licensed physician. We now state our reasons.
The husband‘s bill was filed in the county court on March 5, 1974. On March 8 a single justice of this court ordered the appointment of a guardian ad litem for the unborn child and, after hearing, granted the husband‘s prayers for temporary relief, restraining the wife and the physician from proceeding with the planned abortion. On March 12 the single justice filed findings of fact, the wife filed a demurrer, an answer, an exception to the appointment of a guardian ad litem, and a motion to supplement the findings of fact, and the single justice reserved and reported the case to the full court. Briefs were submitted by
We summarize the evidence, which was largely undisputed. The husband, then twenty-seven years of age, married the wife, then twenty-three years of age, on April 17, 1973, and they lived together in this Commonwealth as husband and wife. The husband is employed as a truck driver, earning $200 a week. Before the marriage, in 1972, the wife had a child by another man. She first became pregnant by her husband in June, 1973, and suffered a miscarriage in August, 1973. About November 12 she again became pregnant by her husband. This pregnancy was a wanted pregnancy on the part of both husband and wife.
The husband and wife separated late in January, 1974. Early in February, the husband told the wife that he did not want to support the child, and that to avoid responsibility for the child he did not want his name on the birth certificate as the father. Thereafter the wife, notwithstanding her previously expressed sentiments against abortion, told her husband that she wished to terminate the pregnancy, saying she did not think she could handle two children and did not want the second child. The husband objected and brought this suit. He testified that he was willing to support the child and to assume custody and that he had considered arrangements for its care, including day care by the wife‘s sister. The wife testified that she did not think either her husband or her sister was capable of taking care of a child and that if prevented from having an abortion she would never consent to having custody given to her husband.
Medical testimony indicated that the wife‘s general health was good. Her first pregnancy was normal and resulted in the birth of a normal child. At the time of our order she was about eighteen weeks along in her pregnancy.
1. Jurisdiction. The wife argues that this court lacks jurisdiction over this case, citing
Although we think there is no lack of jurisdiction in this case, there is a serious question whether its subject matter is within the general principles of equity jurisprudence. Compare Mark v. Kahn, 333 Mass. 517, 519-520 (1956), with White v. Thomson, 324 Mass. 140, 142-143 (1949). There are “personal rights of such delicate and intimate character that direct enforcement of them by any process of the court should never be attempted.” Kenyon v. Chicopee, supra, at 534. This objection has more force with respect to injunctive relief than with respect to declaratory relief. The practical impact of existing legal uncertainties on doctors and hospitals is such that clarification is in the public interest, and the same considerations which bear on the propriety of equitable relief also bear on the substantive rights of the parties. Assuming that at least declaratory relief is proper, therefore, we turn to the substantive questions presented.
2. Constitutional rights of the husband. The husband contends that he has a fundamental right, guaranteed by
3. Statutory rights. The husband does not claim support for his position from any statute of the Commonwealth. Nor could he. Our statute on abortion, like the traditional statutes of most States, is a criminal statute, forbidding an abortion unless performed “in good faith and in an honest belief that it is necessary for the preservation of the life or health of the woman” (emphasis supplied). Kudish v. Board of Registration in Medicine, 356 Mass. 98, 99-100 (1969), interpreting
In neither Roe v. Wade nor Doe v. Bolton did the Supreme Court “discuss the father‘s rights, if any exist in the constitutional context, in the abortion decision.” No paternal rights had been asserted in either of the cases, and the governing “statutes on their face take no cognizance of the father.” The court found it unnecessary to “decide whether provisions” recognizing the father in certain circumstances “are constitutional.” 410 U. S. at 165, n. 67. In lower courts statutes requiring the husband‘s consent have not withstood constitutional attack. Coe v. Gerstein, Civil Action No. 72-1842 (S. D. Fla. Aug. 14, 1973), app. dism. and cert. den. 417 U. S. 279 (1974). Doe v. Rampton, 366
4. Common law rights. Before the 1973 decisions of the Supreme Court in Roe v. Wade and Doe v. Bolton, there was little occasion for the development of legal doctrines with respect to the civil rights and remedies of the parties to the abortion decision, since criminal statutes occupied the field pretty thoroughly. Such authority as there was tended to deny the husband an enforceable right. Herko v. Uviller, 203 Misc. (N. Y.) 108, 109 (1952). See Means, The Law of New York Concerning Abortion and the Status of the Foetus, 1664-1968, 14 N. Y. L. F. 409, 428-434 (1968); note, 14 Stanford L. Rev. 901, 903 (1962). Compare Leccese v. McDonough, 361 Mass. 64, 67 (1972).
After the 1973 decisions, recognition of an enforceable right in the husband to prevent the abortion would raise serious constitutional questions. Although the court did not pass on the husband‘s right, it used language inconsistent with such a right. It recognized “a right of personal privacy, or a guarantee of certain areas or zones of privacy... broad enough to encompass a woman‘s decision whether or not to terminate her pregnancy.” 410 U. S. at 152-153. During the first trimester “the attending physician, in consultation with his patient, is free to determine, without regulation by the State, that, in his medical judgment, the patient‘s pregnancy should be terminated.” Id. at 163. Thereafter, until the fetus is viable, “the State, in promoting its interest in the health of the mother, may, if it chooses, regulate the abortion procedure in ways that are reasonably related to maternal health.” Id. at 164.
The cases since Roe v. Wade give little support to the husband‘s claim. In a case involving an unmarried woman during the first trimester of pregnancy, a Florida court ruled that the putative father‘s claim was not covered by the Florida statute and denied relief apart from statute. Jones v. Smith, 278 So. 2d 339, 344 (Fla. App. 1973), cert. den. 415 U. S. 958 (1974). Compare Doe v. Bellin Memorial
If it is within our power, free of constitutional prohibition, to fashion a rule of decision recognizing an enforceable right in the husband, we decline to do so, at least where the fetus is not viable. The law of adoption might provide useful analogies, but it also discloses the complexity of the policy questions which can arise. See
Nothing we say here is intended to affirm or deny a right in the husband to divorce, separation, child custody, or the like by reason of an abortion procured by his wife without
HENNESSEY, J. (dissenting in part). I concur in part with, and dissent in part from, the majority opinion. I concur with the court‘s decision not to enjoin the wife from procuring the abortion. To issue such an injunction would have placed this court in an untenable position if it became necessary to enforce the order or punish for its violation.
At the same time, I dissent from the court‘s determination that the husband has no legal rights. I would have, while denying injunctive relief, simultaneously declared that the husband has fundamental rights here and that in the circumstances of this case the wife has a duty to forbear the abortion. Justice required such a declaration even though injunctive relief was denied.
The recent cases of Roe v. Wade, 410 U. S. 113 (1973), and Doe v. Bolton, 410 U. S. 179 (1973), are central to the issues raised here. It is the ruling of the Supreme Court of the United States that no laws may prohibit the taking of human fetal life in the approximate first six months of its existence. Abortions may be regulated by law during the approximate fourth to sixth months but only to the extent of requiring safe conditions for the woman. Laws may proscribe abortions during the approximate final three months of fetal life before birth. Even during those final three months the laws cannot prohibit abortion when it is necessary to preserve the life or health of the woman.
I agree with the dissenting Justices of the Supreme Court of the United States in the cases of Roe v. Wade and Doe v. Bolton that the court in those cases has indulged in an unwarranted interference with the rights of the people to regulate abortions through legislation. Thus, Mr. Justice
It follows that I cannot join the majority of my colleagues of the Supreme Judicial Court in a voluntary extension of the rules of the cases of Roe v. Wade and Doe v. Bolton. For it is clear that the Wade and Bolton cases are not directly controlling here. Indeed the Wade case expressly reserves, at 165, n. 67, the question now before us of the father‘s rights. Further, in the Bolton case, at 189, the court said that a woman‘s constitutional right to an abortion is not absolute.
Nor, in my view, are the father‘s claims disposed of by any acceptable extension of the basic premises of the Wade and Bolton cases. The Supreme Court has stated in essence that the woman has a fundamental right of private decision to terminate the pregnancy. No right of the fetus is recognized by that court, at least during the first two trimesters.
But the father has rights. They are familial. They antedate the Constitution; they are about as old as civilization itself. They center in a main potentiality of his marriage: the birth and raising of children. Few human experiences have meaning comparable to parenthood. The father‘s rights asserted here are surely among the fundamental rights protected by the Constitution.
In the circumstances of the case before us, the father‘s
Having said that, I turn to the unique problem raised by the husband‘s prayer for injunctive relief. A majority of this court by the order of March 14, 1974, declined to restrain the abortion. This conclusion by the court is not necessarily inconsistent with the declaration of rights I have urged above. Although the nature of the injunction sought here may be within the general equity jurisdiction of this court (see Kenyon v. Chicopee, 320 Mass. 528 [1946]), it is also true that such relief lies in the sound discretion of the court. What the court is asked to do here is to restrain conduct of an extraordinarily personal and delicate nature. What is involved here are “personal rights of such delicate and intimate character that direct enforcement of them by any process of the court should never be attempted.” Id. at 534. The husband‘s claim is unprecedented in our jurisprudence because, until the recent Supreme Court rulings, the wife‘s contemplated conduct was forbidden by the criminal law.
It is axiomatic that a court should not enter an injunction unless it is able and willing to enforce it and punish for contempt of it. In any case where personal conduct is restrained, incarceration of the respondent may be the only effective way to prevent a violation of an injunction, or perhaps to punish for a violation. Thus the unseemly, almost unthinkable, prospect arises of the incarceration of the wife to prevent, or punish for, an abortion. This result would be visited upon a woman who was in no way in violation of the criminal law.
Nevertheless, it was of the utmost importance for us to
REARDON, J. (dissenting). This is a case where a court order has taken from a potential father the right to have his child born, a child which he and his wife both wanted at the time of conception. Although the majority opinion appears to be “deeply conscious of the husband‘s interest in the abortion decision,” and to recognize that interest as legitimate, the effect of that opinion is to destroy completely that interest in any meaningful sense. Since this is the result of the majority opinion I am constrained to dissent.
The resolution of the issues presented by the bill before the court requires entry by the court into areas of such delicacy and perplexity that the usually adequate tools of judicial scrutiny appear crude and clumsy, ill-suited to the task at hand. If nevertheless it is clear that real and substantial interests of the parties are at stake, it is incumbent upon the court to make as fair and honest a determination as is within its ability. To declare that the court may withdraw from that duty as matter of jurisdiction or policy is not only incorrect, it is self-deluding. Under the decision of the majority, a substantial, indeed precious, interest of the husband has been extinguished. While it is true that the court in Kenyon v. Chicopee, 320 Mass. 528, 534 (1946), eschewed equitable enforcement of “personal rights of ... [a] delicate and intimate character,” the principal concern there appeared to be with the “difficulty ... expected in administering relief by injunction.” In the present case there was no indication that the wife would
It is at first necessary to deal with the contention that the case is controlled by the implications of the decisions of the United States Supreme Court in Roe v. Wade, 410 U. S. 113 (1973), and Doe v. Bolton, 410 U. S. 179 (1973).1 Such a reading is a misconception of the real questions involved in the Wade and Bolton cases and the cases upon which they are based. As the majority recognize, these cases held certain decisions of individuals to be within “zones of privacy,” but those are areas into which the State may not enter. “This right of privacy, whether it be founded in the Fourteenth Amendment‘s concept of personal liberty and restrictions upon state action, as we feel it is, or, as the District Court determined, in the Ninth Amendment‘s reservation of rights to the people, is broad enough to encompass a woman‘s decision whether or not to terminate her pregnancy” (emphasis supplied). 410 U. S. 153. An examination of other “right of privacy” decisions reveals the same underlying rationale. Meyer v. Nebraska, 262
I believe that the interests of fathers in the birth of offspring en ventre sa mère may be discerned in the constitutional and common law of the Commonwealth. To find its roots we need look no further than the Preamble to our Constitution which declares among the purposes of the Commonwealth the provision to its citizens of “the power of enjoying in safety and tranquility their natural rights.” Article 1 of our Declaration of Rights proclaims the exist-
The legal and philosophical sources to which the draftsmen of both our Massachusetts Constitution of 1780, and the Federal Constitution which followed seven years later repaired, are well known. Thinking as they did, it is not conceivable to me that transported into this century they would read their own language to compel the action which finds me in dissent and which seems so contrary to what underlay their work. The immovable place of natural rights in the common law was well understood by those draftsmen. It was thoroughly comprehended at the very beginning of the history of English law as well. Bracton saw natural law as “a certain instinctive impulse arising out of animate nature by which individual living things are led to act in certain ways.” 2 Bracton, On the Laws and Customs of England (Thorne rev.) Introduction 26 (1968). If any interest of mankind can be said to lay claim to a place in natural law the interest of a parent in his child must be so recognized. Blackstone called it “the most universal relation in nature.” Noting that the obligation of parents to children had its foundation in the law of nature, he found their duties self-evident, a result of Providence “implanting in the breast of every parent that natural στοργη, or insuperable degree of affection, which not even the deformity of person or mind, not even the wickedness, ingratitude, and rebellion of children, can totally suppress or extinguish.” 1 Blackstone, Commentaries, 446-447 (1807). It is possible of course to belittle the effect of these natural relations but they influence our judicial actions today as surely as they have done for the last 700 years. Thus the
The existence of this interest is further evidenced by long lived and undisputed rights which the common law has recognized. The presumptive common law rule, in the absence of statute or court decree, is that custody of children is in the father. Commonwealth v. Briggs, 16 Pick. 203 (1834). Barry v. Sparks, 306 Mass. 80, 82-83 (1940). Kauch, petitioners, 358 Mass. 327 (1970). While more
Furthermore, it would be absurd to posit that this interest springs into existence full grown on the day of birth. As in the case of the mother, the period of gestation is for the father one of anxiety, anticipation, and growth in feeling for the unborn child. See, generally, Spock, Baby and Child Care, 28-31 (Rev. Pocket Book ed. 1968). The modern trend is for fathers to take a more active role in the pregnancy and, indeed, to participate during the mother‘s labor and delivery of the child. Wright, The New Childbirth, 158-190 (Pocket Book ed. 1971). The law has not been insensitive to the undeniable interest of parents in their children even prior to their birth. Thus over a period of years the law has recognized remedies for injuries to unborn children in tort and under the wrongful death statute. Compare Dietrich v. Northampton, 138 Mass. 14 (1884), with Keyes v. Construction Serv. Inc. 340 Mass. 633 (1960), and with Torigian v. Watertown News Co. Inc. 352 Mass. 446 (1967). Perhaps the most obvious legal recognition of the fact that the parental interest in children precedes birth is in the area of the distribution of estates. Thus a class gift to children by a testator is ordinarily construed to include posthumously born children since this is quite rightly deemed to be within the scope of the intended gift. See In re Salaman, [1908] 1 Ch. 4, 98 (1907); comment, 33 Mich. L. Rev. 414 (1935). This has long been the law of Massachusetts. Hall v. Hancock, 15 Pick. 255 (1834) (Shaw, С.Ј.). Moreover, under the theory of the pretermitted child statute, the law again quite properly deems a testator not to have omitted a bequest to any child including one yet unborn unless an intention to do so is clearly indicated.
The great difficulty, of course, is that there are other rights involved, very substantial rights. If it were unclear before, it is surely clear since the decisions in Roe v. Wade, 410 U. S. 113 (1973), and Doe v. Bolton, 410 U. S. 179 (1973), that there is at least limited right in a woman to decide whether to terminate a pregnancy. The contours of that right with respect to regulation by the State were defined in those opinions. Although, as I have noted, those rulings did not declare the extent of any such rights with respect to infringement by other private persons, it is a natural inference that such a right does exist to some degree. Neither the interest of the father in bringing the pregnancy to term nor that of the mother in terminating the pregnancy has been declared to be absolute and to cancel the other.4 The balance of these two rights, each of such a sensitive and personal nature, is, as I see it, the real task confronting the court. The factors which might bear on this decision and the weight to which they should be accorded are matters which would be peculiarly suited for legislative
