Lead Opinion
Opinion by Chief Judge WALLACE; Dissent by Judge PREGERSON.
Homrighouse appeals from a district court order denying him qualified immunity. We have jurisdiction over this timely appeal pursuant to 28 U.S.C. § 1291. Mendocino Environmental Ctr. v. Mendocino County,
Beginning in September 1990, Doe reported to Homrighouse, her school counselor, that she was being harassed by some of her male and female peers. The harassment took the form of sexual comments and lewd writings about Doe on the restroom walls. Homrighouse states that he summoned female students in groups to his office to discuss the unacceptable behavior, and advised Doe about how to work out the problems. Doe alleges that Homrighouse also told her that “boys will be boys” and never told Doe’s parents or Doe that the school had a Title IX policy or a Title IX officer, who was responsible for enforcement. It is not contended that Homrighouse sexually harassed Doe. Rather, it is Homrighouse’s inaction that Doe argues violated her rights under Title IX and thereby gives rise to a cause of action under 42 U.S.C. § 1983.
In February 1992, Doe’s mother withdrew her from the school. In January 1993, Doe initiated a Title IX and section 1983 action against both Petaluma City School District and Homrighouse, alleging that the harassment resulted in physical injury, mental health problems, and emotional distress. After partial dismissal, Doe v. Petaluma City School District,
II
We first turn to Homrighouse’s request that we resolve whether he can be sued for a Title IX violation using section 1983. Homrighouse argues that Siegert v. Gilley,
The Court in Siegert “granted certiorari in order to clarify the analytical structure under which a claim of qualified immunity should be addressed,” id. at 231,
Ill
A district court’s denial of qualified immunity is reviewed de novo. ActUp!/Portland v. Bagley,
The standard for determining qualified immunity is objective. “If the law аt [the time of the official’s actions] was not clearly established, an official could not reasonably be expected to anticipate subsequent legal developments, nor could he fairly be said to ‘know’ that the law forbade conduct not previously identified as unlawful.” Harlow v. Fitzgerald,
It is Doe’s burden to show that the law was clearly established at the time of Hom-righouse’s inaction. “If this burden is met by plaintiff, the defendant then bears the burden of establishing that his actions were reasonable, even though they might have violated the plaintiffs [federally protected rights].” Maraziti v. First Interstate Bank,
To demonstrate that it was clearly established law at the time of Homrighouse’s inaction that a Title IX claim could be stated for failure to prevent peer sexual harassment, Doe “must show that the particular facts of [her] case support a claim of clearly established right.” Backlund v. Barnhart,
A.
Doe alleges that Homrighouse had a duty to act under Title IX to prevent peer sexual harassment. She does not allege that Homrighouse sexually harassed her, or that he intended that she be harassed. The claim is that he exhibited what Doe calls “intentiоnal indifference” to her right not to be harassed by fellow students. “We have previously held that under § 1983 the qualified immunity defense is inapplicable whenever an official does an affirmative act, participates in another’s affirmative acts, or omits to perform an act which he is legally required to do that causes the [rights] deprivation.” Perrill,
To bring this appeal into focus, it is important to identify what is not before us. The question we must decide is not whether Doe had a clearly established right not to be harassed by fellow students. Rather, we must decide whether it was clearly established under Title IX that Homrighouse had a legal duty to do something about the peer harassment.
At the time of Doe’s harassment, Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e-2, prohibited sex-based harassment in the employment context. See Meritor Sav. Bank, FSB v. Vinson,
In 1979, the Supreme Court held that Title IX was enforceable by an individual through an implied private right of action. See Cannon v. University of Chicago,
Because Homrighouse’s alleged inaction occurred from the fall of 1990 to February 1992, we must examine the state of Title IX law as it existed between the rulings of Cannon and Franklin. In doing so, we conclude that it was not clearly established, at the time of Homrighouse’s alleged inaction, that he had a duty to prevent peer sexual harassment. No case prior to February 1992 has been cited to us which demonstrates that Doe had a clearly established right to have Homrighouse intervene on her behalf. In fact, this case appears to be the first in which a student has sought money damages for peer harassment from either a school or school official. No case has been cited to us holding that a school counselor has any duty to prevent Doe’s peer sexual harassment, except for the district court’s opinion in this case. But another district judge has subsequently refused to follow it. See Aurelia D. v. Monroe County Bd. of Educ.,
Thus, the outcome of this case is clear. We must focus on the right Doe alleges was violated. Davis,
B.
We have held that the right to be free of sexual abuse in the workplace under Title VII was clearly established during the period of Doe’s harassment. See Bator v. Hawaii,
Doe’s claim is also not supported by Clyde K. v. Puyallup School District,
Doe points to a letter from the Office for Civil Rights (OCR) that had allegedly notified the school district that, according to OCR’s interprеtation of Title IX, the school district had a duty to prevent the kind of peer harassment that occurred against Doe. However, an opinion letter by the OCR does not clearly establish that Title IX created a duty on the part of Homrighouse to act.
In discussing how a plaintiff may overcome a claim of qualified immunity, the Supreme Court has stated that “[o]fficials sued for constitutional violations do not lose their qualified immunity merely because their conduct violates some statutory or administrative provision.” Davis,
In Elder v. Holloway, — U.S. —,
The OCR letter in this case neither creates the source of the right sued upon by Doe, nor is it a relevant “precedent” which can clearly establish an official’s duty to act. It is true that an obligation to act might arise from something other than decisional law, such as a regulation or policy that an official is legally bound to follow. See Perrill,
C.
If Homrighouse engaged in the same conduct today, he might not be entitled to qualified immunity. We would then be required to consider the Supreme Court’s recent Franklin decision. It might be that today a Title VII analogy likening Homrighouse to an employer and Doe to an employee might provide an argument to consider in a similar Title IX case. However, those arguments are not properly before us. With what is properly before us, we cannot say that Hom-righouse’s duty to act under Title IX was clearly established at the time of his inaction. See Davis,
REVERSED.
Notes
. It is therefore beside the point whether, as the dissent argues, Doe had a right to be free from peer-to-peer sexual harassment. The question before us is whether Homrighouse had a duty to act to prevent such harassment, not whether the harassment itself was permitted under Title IX.
Dissenting Opinion
dissenting:
The majority opinion concludes that Hom-righouse, a school counselor, is entitled to qualified immunity because when he failed to
The majority opinion does acknowledge that “specific binding precedent is not required to show that a right is clearly established for qualified immunity purposes.” Yet, in summarily brushing aside relevant ease law that clearly established a school official’s duty’to stop teachers from sexually harassing their students, and an employer’s duty to stop employees from sexually harassing their co-workers, the majority opinion in effect conditions the denial of qualified immunity on the existence of a case that factually is on all-fours with the action in question.
In Anderson v. Creighton,
We made clear in Wood v. Ostrander,
Thus, the fact that in 1990, no court had yet held a school official liable for failing to stop student-to-student sexual harassment should not automatically immunize Homrighouse from suit. In Bator v. State of Hawaii,
A. PRE-EXISTING CASE LAW
Applying the same analysis we employed in Bator to the instant case, I believe that the unlаwfulness of student-to-student sexual harassment would have been apparent to a reasonable school official. To determine whether a right is “clearly established,” we must start with binding precedent from our court and from the Supreme Court. Kirkpatrick v. City of Los Angeles,
In 1990, when Jane Doe first complained to Homrighouse about the incidents of sexual harassment, several cases were on the books which clearly indicated a student’s right to be free from peer-to-peer sexual harassment under the due process and equal protection clauses of the Fourteenth Amendment, and
First, courts had established the duty of school officials to prevent teachers from sexually harassing students. After the Supreme Court’s ruling in Cannon v. University of Chicago,
In Alexander v. Yale,
Second, courts had also established the right to be free from sexual harassment perpetrated by one’s peers in the workplace. As noted above, in Ellison v. Brady,
However, notwithstanding this distinction, courts regularly looked to Title VII cases as guides in interpreting Title IX. For example, in Mabry v. State Bd. of Community Colleges,
The Equal Employment Opportunity Commission issued guidelines instructing agencies to “consider Title VII case law and EEOC Guidelines ... in determining whether a recipient of Federal financial assistance [under Title IX] has engaged in an unlawful employment practice.” 29 C.F.R. § 1691.4 (1994). The legislative history of Title IX also reflected this approach. The House Report states: “Title VII ... specifically excludes educational institutions from its terms. [Title IX] would remove that exemption and bring those in education under the equal employment provision.” 1972 U.S.C.C.A.N. 2462, 2512. Thus, it was well settled in 1990 that the standards for sexual harassment under Title VII apply to employment discrimination claims under Title IX.
In Lipsett v. University of Puerto Rico,
Lipsett is noteworthy not only for its extension of the Title VII definition of sexual harassment to an educational context (albeit one that also was employment-related), but also for its holding that school officials may be liable for failing to stop sexual harassment perpetrated by student-employees’ peers. See also Pagano by Pagano v. Massapequa Public Schools,
In light of the cases discussed above, one can reasonably argue that, at the time of Homrighouse’s alleged inaction, the Ninth Circuit or the Supreme Court would likely have followed the First Circuit’s extension of
Unquestionably, Title IX placed on the ... school the duty not to discriminate on the basis of sex, and “when a supervisor sexually harasses a subordinate because of the subordinate’s sex, that supervisor discriminates on the basis of sex.” We believe the same rule should apply when a teacher sexually harasses and abuses a student.
Id. at 75,
Concededly, Franklin cannot serve as evidence of existing law that indicated the unlawfulness of peer-to-peer sexual harassment because it was decided after Homrighouse’s alleged inaction. Nonetheless, Franklin demonstrates that the Supreme Court would have followed existing case law that extended Title VII sexual harassment standards to Title IX educational eases.
In short, I believe that a reasonable official would have concluded that the sexual harassment standard we established in Ellison v. Brady, supra, would most likely apply to Title IX educational cases. Just as an employer must take remedial action “reasonably calculated to end” co-worker harassment,
B. OCR’S LETTER OF FINDING
The conclusion that student-to-student sexual harassment, like co-worker sexual harassment, violates the law should have been particularly apparent to someone like Homrig-house. The Office for Civil Rights of the U.S. Department of Education (“OCR”) explicitly notified the Petaluma City School District through a Letter of Finding that the failure to stop the very type of harassment to which Jane was subjected violates Title IX. It is undisputed that Homrighouse received a copy of this letter, read it, and placed it in a file marked “Title IX” in his office.
The Letter of Finding, which was dated May 5, 1989, stated that the district was in violation of Title IX for failing to take prompt and effective action to stop the sexual harassment of another student. The other student was verbally harassed by fellow students at Kenilworth Junior High School, who yelled “Moo, Moo” at her and made blunt references to the size of her breasts. Kenil-worth is the same junior high school that Jane Doe attended.
OCR found that (1) the taunts directed at the other student constituted sexual harassment because (a) they were sexual in nature and (b) they interfered with her ability to benefit from her education and created an intimidating, hostile, and offensive environment;
Jane suffered virtually identical harassment. The epithets such as “slut” and “ho” (slang for whore), and the pervasive taunts of her having a “hot dog” in her pants, were clearly of a sexual nature. Jane and her parents informed Homrighouse numerous times that the harassment severely interfered with her education. Yet, despite the OCR notice that the failure to address adequately this type of problem violates Title IX, Homrighouse failed to take the requisite action.
Instead, for several months, Homrighouse refused to tаke any action at all, telling Jane that “boys will be boys” and that “girls cannot sexually harass other girls.” After one of many incidents, Homrighouse finally called the offenders into his office and warned them. The warning did not stop the harassment. Homrighouse never reported the incidents to the school’s Title IX officer, nor did he ever tell Jane or her parents that the school had a Title IX policy and a Title IX officer who was responsible for enforcing the policy. Homrighouse declared that he did not inform the Title IX officer of the harassment because he “didn’t feel it was important.”
The majority asserts that an opinion letter by OCR “is simply not enough” to bind Hom-righouse because it “neither creates the source of the right sued upon by Doe, nor is it a relevant ‘precedent.’” The majority does note, though, that an obligation to act might arise from something other than deci-sional law, such as a regulation or policy that an official is legally bound to follow. See Alexander v. Perrill,
Although OCR’s Letter of Finding was not legally binding on school officials in general, it specifically bound Kenilworth’s officials, including Homrighouse, to its terms. OCR is the entity charged with enforcing and effectuating Title IX. 20 U.S.C. § 1682 authorizes the U.S. Department of Education to investigatе reported violations of Title IX and to initiate administrative proceedings to enforce compliance if voluntary compliance cannot be secured. Refusals to comply can be sanctioned with a termination of federal aid. Section 1682 also authorizes the Secretary of the Department of Education to promulgate rules, regulations, or orders of general applicability to effectuate Title IX.
A Letter of Finding notifies the institution in question whether it is in violation of applicable civil rights statutes, and outlines remedial steps that must be taken to preserve federal funding of its programs. See Notice of Final Annual Operating Plan for Fiscal Year 1985, Department of Education, Office for Civil Rights, 49 Fed.Reg. 48,599 (December 13, 1984) (“OCR reviews with recipients its findings on each issue raised by a complaint or compliance review and ... the resulting LOF cites the basis for the violation finding and the remedy adopted by the recipient.”).
Moreover, even though agency interpretations of law do not have the binding force of law, it is well established that “an agency’s construction of its own regulations is entitled to substantial deference.” Martin v. Occupational Safety and Health Review Comm’n,
In Chevron USA, Inc. v. Natural Resources Defense Council, Inc.,
Title IX provides, in relevant part: “No person in the United States shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected
Because Homrighouse closed his eyes to the clear indications of case law, and because Homrighouse ignored OCR’s requirement that he take adequate steps to stop the sexual harassment suffered by Jane Doe, I submit that he should not enjoy the benefit of qualified immunity. We said in Pelletier v. Federal Home Loan Bank,
. Although the majority opinion only decided whether a school official's duty to stоp peer sexual harassment was clearly established under Title IX, Jane Doe claims that that duty arises under Tide IX and the Fourteenth Amendment. See Second Amended Complaint at 13-14; District Court’s Order at 7 — 8.
. Quid, pro quo sexual harassment is where the harasser demands sexual favors from the victim in exchange for a benefit.
. Ellison also contained broad language on the scope of an employer’s duty to alleviate a hostile work environment created by one's peers. The decision should have alerted any reasonable official of the imperative to act upon similar kinds of complaints, such as student-to-student harassment: “[T]he reasonable victim standard we adopt today classifies conduct as unlawful sexual harassment even when harassers do not realize that their conduct creates a hostile working environment.”
. The letter noted that harassment which is directed at a student because of his or her sex also constitutes sexual harassment.
