Dobkin v. ChapmanDobkin v. Chapman
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Each of these three cases stems from an automobile accident in New York in which the victim was either injured or killed. In two of the cases, the defendants were residents while, in the third, they had been domiciled in another state. Since the defendants’ whereabouts were unknown, rendering normal prescribed methods of service of process upon them impossible, we are called upon to decide an important question of first impression, namely, whether the methods directed by the respective courts for such service were authorized by paragraph 4 of
The facts in the three cases may be briefly stated.
Dobkin v. Chapman
The plaintiff, a New York resident, sues to recover for personal injuries sustained in an accident in Kings County, in which he was struck by an automobile operated by one of the defendants and owned by the other. The car bore a Pennsylvania registration plate. The .owner’s registration certificate, produced at the time of the accident, indicated that he lived
Numerous letters sent to these addresses by ordinary mail were not answered but were not returned. However, certified and registered mail sent to the same addresses were returned by the Post Office. The Sheriff of the county in which Aliquippa was located was unable to find the defendants to serve them with process sent him for that purpose. In his return, he stated that one of the addresses was that of the defendants’ parents who told him that they had not heard from the defendants in four years. The plaintiff thereupon attempted to effect service pursuant to section 253 of the Vehicle and Traffic Law by serving the Secretary of State and mailing the summons and complaint to the defendants by registered mail. This attempt proved unsuccessful since the envelopes were returned, unopened, with the notation, “ Moved. Left no address ”, and, thus, the required proof of the delivery or refusal of the registered mail was lacking.
On these facts, the Civil Court of the City of New York, Kings County, concluding that the defendants could not be served with process by any of the methods prescribed in paragraphs 1, 2 and 3 of
Sellars v. Raye
An administratrix sues to recover for the wrongful death of her decedent, killed in an accident in Wantagh, Nassau County, while a passenger in an automobile owned and operated
The administratrix attempted to commence an action through personal service at the Brooklyn address but the defendant could not be found, and all correspondence directed to him at that address was returned. The plaintiff then sought an ex parte order under paragraph 4 of
Keller v. Rappoport
The plaintiff, a New York resident, sues to recover for injuries sustained when his automobile collided with the defendant’s car in Baldwin, Nassau County. At the time, the defendant resided at an address in Long Beach in the same county. He moved from that place without leaving any forwarding address and the plaintiff was unable to serve him with process.
The plaintiff then attempted service pursuant to sections 253 and 254 of the Vehicle and Traffic Law. However, registered mail sent to the California address was returned with the notation, “ Moved — Left no Address ”. Further attempts to locate the defendant were equally unsuccessful. The plaintiff then applied to the Supreme Court, Nassau County, for an ex parte order under paragraph 4 of
Following such service, the defendant, by attorneys for the insurance carrier, moved, under
As already indicated, the appellant in each case contends that the mode of service employed was unauthorized by the statute and that, if it was authorized, it violated the requirements of due process. Agreeing with the conclusion reached by the Appellate Division, we find no merit in either of these contentions.
Turning first to the issue of statutory construction, we direct our attention to
It must be assumed, of course, that the Legislature, by enacting paragraph 4 of
Paragraph 4 itself contains no words limiting the court’s discretion except those requiring the court to be satisfied that service is ‘ ‘ impracticable ’ ’ under paragraphs 1, 2 and 3. Those first three paragraphs contain whatever specific prescriptions the draftsmen wished to impose on the service of process. In paragraph 4, however, for use in the unpredictable circumstances in which plaintiff could ¡not follow the prescribed methods, the court was given the discretion to fashion other means adapted to the particular facts of the case before it.
Paragraph 4 is one of the important accessory provisions by which the purposes of article 3 are carried out. Not surprisingly, therefore, the report of the legislative committees accompanying the later (1961) draft of a proposed statute which included
We may, at this point, dispose of two other contentions advanced by the defendants on the issue of statutory construction. The appellant in the Keller case urges that service may be made under paragraph 4 of 308 only if it has not been possible to obtain in rem jurisdiction by an attachment and, in Dobkin and Sellars, the appellant MVAIC suggests that sections 253 and 254 of the Vehicle and Traffic Law provide the sole means by which a plaintiff may attempt service sufficient for personal jurisdiction over missing, or out-of-State, defendants in motor vehicle cases. The procedural conditions precedent to the use of paragraph 4 of 308 are to be found only in 308 and there is not the slightest intimation in that section or any other provision as to the necessity for first attempting to obtain in rem jurisdiction.
In Dobkin, a further point of statutory interpretation remains before we turn to the constitutional issue affecting all three cases. The defendants in Dobkin, nondomiciliaries, were served outside New York; authorization must thus be found in
Having thus determined that the statute authorizes the methods of service directed in these cases, we are brought to the issue of constitutionality. The constitutional objection raised by all the appellants is the same, namely, that the methods provided for in the orders fall short of due process standards because they did not give the defendants sufficient chance of receiving actual notice of the commencement of action against them.
Notice and an opportunity to be heard are, of course, high among the traditional elements of fair procedure included in the concept of due process. Their importance is properly emphasized in both decision (see Mullane v. Central Hanover Trust Co., 339 U. S. 306, 314; Walker v. City of Hutchinson, 352 U. S. 112, 118; Milliken v. Meyer, 311 U. S. 457, 463; Matter of
Our law has long been comfortable with many situations in which it was evident, as a practical matter, that parties to whom notice was ostensibly addressed would never in fact receive it. (See, e.g., provisions for service by publication, in certain kinds of actions, in former Civ. Prac. Act, § 232, subds. 1, 2 and in
“ In Mullane v. Central Hanover Bank & Trust Co., 339 U. S. 306, we gave thorough consideration to the problem of adequate notice under the Due Process Clause. That case establishes the rule that if feasible, notice must be reasonably calculated to inform parties of proceedings which may directly and adversely affect their legally protected interests. We there called attention to the impossibility of setting up a rigid formula as to the kind of notice that must be given; notice required will vary with circumstances and conditions. We recognized that in some cases it might not be reasonably possible to give personal notice, for example, where people are missing or unknown.” (Emphasis supplied.)
Undeniably, there are situations in which insistence on actual notice, or even on the high probability of actual notice, would be both unfair to plaintiffs and harmful to the public interest. (See Mullane v. Central Hanover Trust Co., 339 U. S. 306, 317, 319, supra.)
Of course, as the foregoing discussion demonstrates, what might be inadequate notice in one kind of situation will amount to due process in another. In the cases before us, the plaintiff’s need, the public interest, the reasonableness of the plaintiff’s efforts under all the circumstances to inform the defendant, and the availability of other safeguards for the defendant’s interests are compellingly present. We discuss each of these elements briefly.
The plaintiff’s need is readily apparent. As the Supreme Court has observed, “ The potentialities of damage by a motorist, in a population as mobile as ours ’ ’ are so widespread ‘ ‘ that those whom he injures must have opportunities of redress against him provided only that he is afforded an opportunity to defend himself.” (Olberding v. Illinois Cent. R.R. Co., 346 U. S. 338, 341.) As to the second element—the State’s interest and concern has been evidenced by its policy of ameliorating
Due process does not require that defendants derive any advantage from the sedulous avoidance of any of these measures. Indeed, in an automobile case, no defendant need be without notice unless he chooses and wants to be; many an injured plaintiff, however, will go without recompense if, in a proper case, the standards of informative notice may not be relaxed.
Relevant also to the due process balance is the presence of the insurer in Keller and of the appellant MVAIC in Dobbin and in Sellars; these, rather than the named defendants, are
It may not, in any event, be said that the kind of notice given under the ex parte orders in these cases was entirely meaningless or that it was not—to cull from Mullane (339 U. S. 306, 314, supra)—“ reasonably calculated, under all the circumstances, to apprise ” the defendants of the actions brought against them. In each case, mail was sent to an address which the defendant himself had given as his last address of record, the address at which, he must have known, he would be sought. In Dobkin, one of the addresses was, apparently, that of the defendants’ parents. In Keller, where the defendant was insured, notice went not only to such last address but to his insurance carrier as well. These are all places at which a defendant, who was properly curious about the legal consequences of the accident in which he had been involved, and not
On the question of reasonableness of notice, we have no greater difficulty with Dobbin, where the defendants were nonresidents and service was made outside the State, than we do with the other two cases. Residence itself may provide a foundation for the exercise of personal jurisdiction over an absent defendant by means of substituted service. (See Fishman v. Sanders, 15 N Y 2d 298, 302, supra.) But, beyond this, once we have recognized that the occurrence of an automobile accident in New York justifies the taking of jurisdiction by our courts regardless of the defendant’s domicile (
The orders appealed from in all three cases should be affirmed, with costs in Sellars and Keller and without costs in Dobbin —the plaintiff in that case having neither appeared in this court nor filed a brief—and the certified questions answered in the affirmative.
Judges Burke, Scileppi, Bergan, Keating, Breitel and Jasen concur.
In Dobbin v. Chapman: Order affirmed, without costs. Question certified answered in the affirmative.
In Sellars v. Raye: Order affirmed, with costs. Question certified answered in the affirmative.
In Keller v. Rappoport: Order affirmed, with costs. Question certified answered in the affirmative.
Notes
. Two justices stated that, although they agreed with the views expressed in the dissenting opinions in Dobkin and Sellars, they considered themselves bound by the decisions in those cases.
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“Personal service upon a natural person shall be made:
“I. by delivering the summons within the state to the person to be served; or
“2. Except in matrimonial actions by delivering the summons within the state to the agent for service designated under rule 318 of the person to be served; or
“3. Where service under paragraph one cannot be made with due diligence, by mailing the summons to the person to be served at his last known residence and either affixing the summons to the door of his place of business, dwelling house or usual place of abode within the state or delivering the summons within the state to a person of suitable age and discretion at the place of business, dwelling house or usual place of abode of the person to be served and proof of such service shall be filed with the clerk of the court designated in the summons and service is complete ten days thereafter; or
“4. In such manner as the court, upon motion without notice, directs, if service is impracticable under paragraph one, two or three of this section.”
. It has been noted that “ amendments to [the draft of] what is now paragraph 3 of
. In somewhat greater detail, 313 reads as follows:
“ Service without the state giving personal jurisdiction.
“A person domiciled in the state or subject to the jurisdiction of the courts of the state under section 301 or 302 * * * may be served with the summons without the state, in the same manner as service is made within the state ” by certain categories of persons.
. As the court expressed it in Mullane (339 U. S., at p. 314), “An elementary and fundamental requirement of due process * * * is notice reasonably calculated, under all the circumstances, to apprise interested parties of the pendency of the action and afford them an opportunity to present their objections.”
. However, the statute provides, the defendant must move for such relief within five years after the entry of judgment.