Lead Opinion
Opinion for the Court filed by Circuit Judge SENTELLE.
Opinion, concurring in part and dissenting in part, filed by Circuit Judge RUTH BADER GINSBURG.
These consolidated cross-appeals arise from a decision of the United States District Court for the District of Columbia determining statutory and constitutional challenges to abortion-related executive restrictions on the use of population planning funds granted by the Agency for International Development (“AID”) under the Foreign Assistance Act, 22 U.S.C. § 2151 et seq. (“FAA” or “the Act”). The District Court determined that the limitations survived the statutory attacks but found a part of them invalid on constitutional grounds. DKT Memorial Fund Ltd. v. Agency for Int’l Dev.,
I. Background
A. Statutory and Factual Background
In the FAA, specifically 22 U.S.C. § 2151b(b), Congress authorized the President “to furnish assistance, on such terms and conditions as he may determine, for voluntary population planning.” Section 2151b(f)(3) of the Act provides that “[n]one of the funds made available to carry out this subchapter may be used to pay for any biomedical research which relates, in whole or in part, to methods of, or the performance of, abortions or involuntary sterilization as a means of family planning.” With certain exceptions, the President delegated the functions and allocation of funds authorized by 22 U.S.C. § 2151b(b) to the Director of the United States International Development Cooperation Agency (“IDCA”) in 1979. Executive Order No. 12,163, 44 Fed.Reg. 56,673 (1979). The Director, in turn, delegated that authority to the Administrator of AID. IDCA Delegation of Authority No. 1, 44 Fed.Reg. 57,521 (1979), as amended 45 Fed.Reg. 74,090 (1980).
In 1984, President Reagan announced certain abortion-related policy limitations on the use of family planning foreign aid funds. The Reagan Administration presented these new limitations at a United Nations sponsored International Conference on Population in Mexico City. These new limitations thus became known as the Mexico City Policy. See Policy Statement of the United States of America at the United Nations International Conference on Population (Second Session), Mexico, D.F., August 6-13, 1984. The Mexico City Policy states in part:
The United Nations Declaration of the Rights of the Child [1959] calls for legal protection for children before birth as well as after birth. In keeping with this obligation, the United States does not consider abortion an acceptable element of family planning programs and will no longer contribute to those of which it is a part. Accordingly, when dealing with nations which support abortion with funds not provided by the United States Government, the United States will contribute to such nations through segregated accounts which cannot be used for abortion. Moreover, the United States will no longer contribute to separate nongovernmental organizations which perform or actively promote abortion as a method of family planning in other nations. With regard to the United Nations Fund for Population Activities*278 [UNFPA], the U.S. will insist that no part of its contribution be used for abortion. The U.S. will also call for concrete assurances that the UNFPA is not engaged in, or does not provide funding for, abortion or coercive family planning programs; if such assurances are not forthcoming, the U.S. will redirect the amount of its contribution to other, non-UNFPA, family planning programs.
AID’s foreign aid population assistance activities include all programs described in the Mexico City Policy. After the announcement of that policy, AID developed proposed clauses implementing the Mexico City Policy for insertion in the grant and cooperative agreement documents to be entered between AID on the one hand and foreign governments or domestic and foreign nongovernmental organizations (“DNGOs” and “FNGOs”) on the other. Implementing contract clauses with FNGOs require that each grant recipient certify that “it does not now and will not during the term of this grant perform or actively promote abortion as a method of family planning in AID-recipient countries or provide financial support to any other foreign nongovernmental organization that conducts such activities.” AID Handbook 13 at 4D-54. Thus, a foreign NGO, during the term of an AID-population assistance grant, is prohibited from using its own funds to perform or actively promote abortion as a method of family planning abroad.
A DNGO receiving an AID grant or cooperative agreement must certify that it “will not furnish assistance for family planning under this grant to any foreign nongovernmental organization which performs or actively promotes abortion as a method of family planning in A.I.D.-recipient countries or which provides financial support to any other foreign nongovernmental organization that conducts such activities.” AID Handbook 13 at 4C-48 (emphasis added). Thus, DNGOs are prohibited from using grant funds, not their own, for the promotion of abortion in AID-recipient countries.
As we will set out below, the current litigation attacks all the Mexico City Policy implementing limitations on the use of AID funds by NGOs for foreign population assistance.
B. The Proceedings to Date
DKT Memorial Fund Ltd. (“DKT"), a DNGO, together with two FNGOs, Parivar Seva Sanstha, of India (“PSS”), and Population Services Family Planning Programmes, Ltd., of England (“PSFP”) (all collectively “plaintiffs”), brought the present action in 1985, seeking a declaratory judgment that AID’s policy is invalid as violative of (1) plaintiffs’ First Amendment speech and association rights, (2) the FAA, and (3) the Administrative Procedure Act, 5 U.S.C. § 551 et seq. (“APA”).
The District Court, thereafter, heard the matter on cross-motions for summary judgment, and entered the order which is the subject of the present appeal. DKT Memorial Fund Ltd. v. Agency for Int’l Dev.,
II. The Statutory Claims
A. The Foreign Assistance Act
We consider first plaintiffs’ claim that the Mexico City Policy and the implementing clauses run afoul of the FAA. Their argument is two-pronged. First, they contend the challenged funding eligibility policy contravenes the statutory purposes of the Act and, thereby, exceeds executive authority. Second, they contend that the Executive, by adopting abortion-related restrictions more stringent than those set out in the Act, “contravenes the limits Congress established” and that the executive restrictions are, therefore, invalid. Brief for Appellant at 27. The District Court correctly ruled that both these arguments are without merit.
As to the first, that is, that the present executive practice is inconsistent with the general legislative policy, plaintiffs rely principally on statements of policy in 22 U.S.C. §§ 2151b(a), 2151-l(b), 2151u(a). The first of these, section 2151b(a), sets forth Congress’s general finding that:
effective family planning depends upon economic and social change as well as the delivery of services and is often a matter of political and religious sensitivity. While every country has the right to determine its own policies with respect to population growth, voluntary planning programs can make a substantial contribution to economic development, higher living standards, and improved health and nutrition.
Section 2151-l(b)(l) adds certain principles governing assistance. Among these principles are: “[m]aximum effort ... to stimulate the involvement of the people ... through the encouragement of democratic participation;” the administration of assistance “in a collaborative style to support the developmental goals chosen by each country receiving assistance,” id. § 2151-l(b)(2); and that “United States cooperation in development should be carried out to the maximum extent possible through the private sector,” id. § 2151-l(b)(8). Additionally, plaintiffs contend that the policy is inconsistent with section 2151u(a), in which Congress finds that “activities planned and carried out by private and voluntary organizations and cooperatives,” are favored. Specifically, plaintiffs point to the phrase from that section: “it is in the interest of the United States that such organizations and cooperatives expand their overseas development efforts without compromising their private and independent nature.” Id. § 2151u(a). Plaintiffs contend that imposing the abortion-related limitations contravenes this stated objective.
To plaintiffs’ rather general assertion that the present practice is invalid because it contravenes these goals of the statute, the short answer is that it does not. As to the general policy statement in section 2151b(a), neither the Mexico City Policy nor the implementing grant clauses evinces any interference with the congressionally desired right of every country “to determine its own policies with respect to population growth.” Id. § 2151b(a). In fact, the Mexico City Policy specifically permits recipient foreign governments to continue to receive FAA funds in segregated accounts while conducting abortion-related activity with their own money.
As to the principles set out in section 2151-l(b), none of the cited subsections nor any other part of this or any other act expresses or implies a congressional intent
(1) None of the funds made available to carry out this subchapter may be used to pay for the performance of abortions as a method of family planning or to motivate or coerce any person to practice abortions.
(2) None of the funds made available to carry out this subchapter may be used to pay for the performance of involuntary sterilizations as a method of family planning or to coerce or provide any financial incentive to any person to undergo sterilizations.
(3) None of the funds made available to carry out this subchapter may be used to pay for any biomedical research which relates, in whole or in part, to methods of, or the performance of, abortions or involuntary sterilization as a means of family planning.
Id. § 2151b(f). See Planned Parenthood Fed’n,
This brings us to the second of plaintiffs’ arguments: that the clause limitations are violative of the FAA. In this argument they contend that the present eligibility policy contravenes specific provisions of the Act by going further than the quoted statutory limitations. In support of this proposition, they further offer the legislative history of the 1973 amendment which added the original abortion-related restrictions to the FAA. In the course of that enactment, Senator Helms, principal sponsor of the amendment, observed, “[w]e could, in fact, go far beyond the present amendment and require all abortion activities, from whatever funds, to be stopped before our assistance could be received. But the present amendment does not do that." 119 Cong.Rec. 32,293 (1973). Plaintiffs then argüe that Senator Helms’s language indicates that Congress considered, but rejected, the policy now followed by the executive branch, and that executive policy is therefore in contravention of the act of Congress. This is simply not the case.
As the Second Circuit has observed, Senator Helms’s statement
does not indicate that Congress “has spoken” on the issue of whether limitations may be imposed on the use of non-federal funds. At most, Senator Helms’ statement indicates that Congress was aware that it could consider an amendment containing such limitations on non-federal funds, not that Congress considered, but chose not to adopt, such limitations.
Planned Parenthood Fed’n,
Nothing in the statute as enacted or any reasonable interpretation of the words of the statute indicates an intent to limit the President’s discretion “to furnish assistance, on such terms and conditions as he may determine,” in the fashion argued by plaintiffs. 22 U.S.C. § 2151b(c)(l). We therefore conclude that the District Court correctly decided that subsection (f) only restricts the President’s authority to furnish assistance in the enumerated circumstances. “It does not, however, imply that the President cannot impose any other restrictions as to abortion.” DKT Memorial
B. The Administrative Procedure Act
Plaintiffs’ second statutory attack is no stronger than the first. They contend that the clauses implementing the Mexico City Policy are “arbitrary and capricious” and should be set aside under the Administrative Procedure Act, specifically 5 U.S.C. § 706(2)(A). In plaintiffs’ view, AID’s “new abortion-eligibility policy” is arbitrary and capricious because “AID did not develop an evidentiary record or otherwise provide a reasoned basis for its abrupt reversal of 25 years of prior practice.” Brief for Appellants at 32.
AID offers several reasons why this argument is invalid. Among them, AID contends that the grant clauses are exempt from APA review under 5 U.S.C. §§ 553(a)(1) and (2) which create exceptions to rulemaking requirements for “foreign affairs function[s] of the United States”; and “matter[s] relating to agency management ... or grants_” Certainly, these arguments are not without at least color-able merit. See National Wildlife Fed’n v. Snow,
Plaintiffs’ attack on the abrupt reversal of 25 years of prior practice” goes not to the grant clauses but to the presidential decision embodied in the Mexico City Policy itself. Thus, the decision involved is not a rulemaking by an agency, but rather a policy-making at the highest level by the executive branch. This attack does not go to the lawfulness of the policy, but rather its wisdom. In addition to the executive power vested by Article II of the Constitution, the President has power to make that change in policy, deriving from the broad language of 22 U.S.C. § 2151b(b) granting him discretion to furnish population planning assistance “on such terms and conditions as he may determine.” The APA has never been construed to grant to this or any other court the power to review the wisdom of policy decisions of the President.
As we recently noted, in a different context:
As the Supreme Court has stated of executive actions pursuant to express congressional grants of power, “[i]n such a case the executive action ‘would be supported by the strongest of presumptions and the widest latitude of judicial interpretation, and the burden of persuasion would rest heavily upon any who might attack it.’ ”
Palestine Information Office v. Shultz,
If the authority accorded the executive branch when acting pursuant to a congressional grant of power is great, it is greater still in the case at bar because the [executive branch] was acting in the field of foreign affairs.
Id.
In the present case, where the President acted under a congressional grant of discretion as broadly worded as any we are
Indeed, at least one court has concluded, “that the broad statutory language ... [and] the nature of the act to be reviewed, in particular its inappropriateness for judicial review, indicate Congressional intent to preclude APA review of funding decisions under § 2151b(b).” Allen Guttmacher Inst. v. McPherson,
III. The Constitutional Claims
A. The Free Speech Claims and Standing of the Foreign NGOs
Foreign NGOs, PSS and PSFP claim that “AID’S policy violates plaintiffs’ protected First Amendment rights by rendering plaintiffs ineligible to receive population assistance funds because they engage in certain activities relating to voluntary abortion, including the dissemination of information, that run afoul of AID’S policy, and by rendering plaintiffs unable to associate in AID programs with persons or entities whose abortion-related activities, including the dissemination of information, conflict with AID’S policy.” Amended Complaint at 10. In the complaint, plaintiffs do not differentiate between the asserted First Amendment rights of the FNGOs, PSS and PSFP and the DNGO, DKT. Initially, the District Court held that none of the plaintiffs had standing under the “case or controversy” requirements of Article III of the Constitution, as none of them had ever “applied to AID for funding and the challenged policy in no way prevented] them from applying for funding.” DKT Memorial Fund Ltd.,
The Court concluded that plaintiffs were alleging at most a “subjective chill” which the Court held not to be “ ‘an adequate substitute for a claim of specific present objective harm or threat of future harm.’ ” Id. (quoting Laird v. Tatum,
On remand, plaintiffs, in their amended complaint, asserted that they had contracted jointly to conduct a four-year comprehensive planning project in Uttar Pradesh, India, that did not involve abortion in any respect. The project, plaintiffs allege, and AID admits at least for purposes of this litigation, would be eligible for population assistance funds, but for the fact that the
The District Court concluded, and AID does not contest, that all plaintiffs had standing to assert the statutory claims. DKT Memorial Fund Ltd.,
On appeal, the FNGOs assert first that they satisfy the “case or controversy” requirements of Article III, in that they had “ ‘suffered some actual or threatened injury as a result of the putatively illegal conduct of the defendant.’ ” Valley Forge Christian College v. Americans United for Separation of Church & State, Inc.,
Under our jurisprudence, “[a] court may ‘refuse to determine the merits of a legal claim, on the ground that even though the claim may be correct the litigant advancing it is not properly situated to be entitled to its judicial determination.’ ” NFFE v. Cheney,
What the present question requires, and what the District Court conducted, is an inquiry as to whether prudential standing exists: that is, whether the “plaintiff’s complaint fall[s] within the ‘zone of interests to be protected or regulated by the statute or constitutional guarantee in question.’ ” Valley Forge Christian College,
The FNGOs attempt to circumvent the question by restating it. They assert that “[t]he issue [is] whether U.S. government officials can ignore the First Amendment when they exercise authority over nonresident aliens.... ” Brief for Appellants at 37. This of course is not the issue at all. Before we can decide that government officials have improperly exercised their authority, or that improper exercise violates constitutional rights, we must find that a plaintiff with standing to assert the violation of rights is properly before the court.
We cannot say that the District Court’s decision that the FNGOs are not such plaintiffs is without support in controlling precedent. For example, in United States ex rel. Turner v. Williams,
More recently in Kleindienst v. Mandel,
Appellants point out, correctly, that Turner, Mandel, and the other authorities cited occur in the context of the exclusion of aliens. Nevertheless, the Supreme Court has never limited its absolute wording of the principle that nonresident aliens are without First Amendment rights, e.g., Turner,
Further, plaintiffs and amici curiae appearing on their behalf offer cases in which aliens have asserted protections of Bill of Rights provisions other than the First Amendment. For example, in United States v. Verdugo-Urquidez,
Plaintiffs and their supporting amici argue Verdugo-Urquidez particularly strongly since it proceeds on the basis that the Constitution, in that case the Fourth Amendment, controls the actions of the government, and the government therefore cannot constitutionally act in a way viola-tive of its normative principles either within or without its territorial borders. The Verdugo-Urquidez court particularly re
The United States is entirely a creature of the Constitution. Its power and authority have no other source. It can only act in accordance with all the limitations imposed by the Constitution.
Id. at 5-6,
The statement from Reid v. Covert is certainly not controlling on questions of alien rights, as it dealt with the government’s power to reach out and punish a citizen, beyond its borders. Nonetheless, the normative notion expressed is not inconsistent with traditional American expectations that the government will act consistently with the provisions of the Constitution that give it existence wherever in the world the government may be acting. Or as Justice Harlan put it, concurring in the result in Covert, “[t]he powers of Congress ... are constitutionally circumscribed. Under the Constitution Congress has only such powers as are expressly granted or those that are implied as reasonably necessary and proper to carry out the granted powers.” Id. at 66,
The difficulty with this argument is not that it is unconvincing, but rather that it does not address the question before us. As we have been at pains to note, our present concern is not the cause of action, or the legality of the government conduct, but rather the standing of the FNGOs to raise that cause of action and question that conduct in court. On this issue neither Verdugo-Urquidez nor the authority upon which it relies is helpful to the FNGOs’ cause. The Ninth Circuit’s standing analysis arose in the context of a nonresident alien being brought to the United States for trial on criminal charges. The Ninth Circuit expressly distinguished the alien exclusion cases cited above, and found standing to attack the search under the Fourth Amendment only after observing that the aliens in those cases were without the borders, whereas the government had brought Verdugo-Urquidez into the country to prosecute him in a United States court for violation of the laws of the United States. It was only in that context that the Ninth Circuit concluded that he had standing. Verdugo-Urquidez,
In short, even if we determined to follow the Ninth Circuit on its normative analysis of the effect of the Bill of Rights on extraterritorial conduct by the United States government — and certainly that analysis is well grounded in Supreme Court law and theory — we still can find in neither the Ninth Circuit decision nor the authorities on which it relies anything which takes the present case out of the zone of interest analysis discussed above. Given the language of the Supreme Court in the alien exclusion cases affording no First Amendment protection to aliens beyond the borders of the United States not within the custody or control of the United States, given nothing else to indicate that the aliens are within the “zone of interests to be protected or regulated by the statute or constitutional guarantee in question,” Association of Data Processing Serv. Orgs. v. Camp,
We will not, however, hold as the government urges, that an alien beyond the bounds of the United States never has standing to assert a constitutional claim. By way of comparison, in Cardenas v. Smith,
Nonetheless, we are not prepared today to conclude that Cardenas has standing to invoke the protection of the Constitution against actions of the American government. Given the difficulties and far-reaching consequences of a doctrine that enhances an alien’s standing to put*286 on a constitutional mantle, we are reluctant to apply such a rationale to a case where the complaint is broadly drawn, the facts remain obscure, and where, in any event, such a conclusion may be unnecessary to the ultimate disposition of the plaintiff’s claim.
Id. at 917. Similarly, in the present case, we are reluctant to announce a rule broader than that necessary to dispose of the exact question before us.
We also note that our denial of standing on zone of interest considerations is informed by prior decisional law of this Circuit. We have previously held “[i]n the absence of apparent congressional,” or in this case constitutional, “intent to benefit,” the putative plaintiff “there may still be standing if some factor — some indicator that the plaintiff is a peculiarly suitable challenger ... — supports an inference that Congress,” or in this case the Framers of the Constitution, “would have intended eligibility.” Hazardous Waste Treatment Council v. United States EPA,
In what is perhaps an excess of caution to be certain that we do not err in our application of the zone of interest test, we will examine plaintiffs’ allegations as we previously did in Cardenas v. Smith, supra. There, in determining whether a litigant’s “interest enjoys the protection of the [First] Amendment ],” we noted “that this inquiry tends to meld into the question of whether [plaintiffs] ha[ve] a cause of action to enforce” the Amendment. Cardenas,
In the present case we further determine to address the merits of the alleged claim,
In attempting to assert an infringement of free speech rights, plaintiffs constantly mischaracterize the policy of AID as a suppression of their viewpoint on abortion. What they actually complain of is not suppression, but rather a refusal to fund. The Supreme Court has “held in several contexts that a [government’s] decision not to subsidize the exercise of a fundamental right does not infringe the right, and thus is not subject to strict scrutiny.” Regan v. Taxation With Representation,
Similarly, in Buckley v. Valeo,
In Cammarano v. United States,
To hold that this item of expense must be allowed as a deduction would be to give impetus to the view favored in some quarters that First Amendment rights must be protected by tax exemptions. But that proposition savors of the notion that First Amendment rights are somehow not fully realized unless they are subsidized by the State. Such a notion runs counter to our decisions....
Id. at 515,
It is just that long-rejected notion that plaintiffs now assert as their free speech claim in the present case. Plaintiffs attempt to couch their claim in terms of the imposition of an “unconstitutional” condition on the receipt of a benefit, a practice forbidden in Speiser v. Randall,
To effectuate that constitutional amendment, the California legislature adopted a statute requiring any taxpayer, in order to qualify for a tax exemption, to sign a statement on his tax return declaring that he did not engage in the activities set forth in the constitutional provision. While the Court assumed “without deciding that California may deny tax exemptions to persons
The Speiser case, therefore, while standing for the proposition that the First Amendment forbids the imposition of unconstitutional burdens on the claiming of a benefit, speaks not at all to an act of government which does nothing other than refuse to subsidize the exercise of a First Amendment activity. In Speiser there was no claim that the funds involved in the exemption were going to promote First Amendment activity, nor that the funds rendered exempt for other taxpayers not engaged in the First Amendment activity would be used for any other constitutionally protected purpose. The question of subsidy simply was not before the Speiser Court, nor does the Speiser decision speak to anything which informs our decision in the present case.
Neither does Perry v. Sindermann support plaintiffs’ argument. In that case, an employee of a state college was denied tenure. The employee claimed that his denial of tenure was in retaliation for his exercise of his free speech rights, specifically, in publicly espousing positions unpopular with the Board of Regents. In holding that he had stated a claim for relief, the Court held that even where a person has no “right” to a government benefit, the government “may not deny a benefit to a person on a basis that infringes his constitutionally protected interests—especially, his interest in freedom of speech.” Perry,
Plaintiffs and their amici put forth other arguments designed to take their facts out of the general rule of Cammarano and Regan that a refusal to subsidize the exercise of their right is not an infringement of that right. First, they contend that the limitations in the present case are invalid because they constitute viewpoint-based discrimination. That is, they would have us strike the regulations because “AID ... continues to underwrite the association of domestic grantees with foreign affiliates hostile to abortion rights,” but “prohibits domestic grantees from subgranting AID funds to foreign organizations that share [their] support of abortion rights.” Brief for Amici Curiae Association for Voluntary Surgical Contraception, et al., at 19.
But the settled law is to the contrary. The fact that the government subsidizes one constitutionally protected or constitutionally permissible activity is no reason that it has to subsidize another. Here the government does not seek to punish the expression of a viewpoint, as in Speiser, but merely declines to subsidize one. In this respect, the present facts parallel those of Maher v. Roe,
The District Court opinion under review there held that the exclusion constituted unconstitutional discrimination, reasoning that since Roe v. Wade,
Here, again, the AID program has placed no obstacles in the way of the FNGO’s or DKT's funding of abortions and abortion-related activity that were not there before the FAA funding ever began.
Other parallel authority is voluminous. For example, in Harris v. McRae,
Similarly, in the present case, the AID program places no obstacles in the way of those who would perform or promote abortions that were not there before the commencement of FAA funding. It, like the programs upheld in the cited Supreme Court cases, simply represents an election to fund some communicative and associational acts, while not funding all. Plaintiffs contend that this choice is an invalid one because the government has offered no compelling interest for its policy choice, but again this is not the law. The Supreme Court stated in Maher v. Roe that the state was “not required to show a compelling interest for its policy choice to favor normal childbirth,”
The government must make policy choices and constantly makes policy choices as to which human activities it will subsidize and which it will not. These are by definition viewpoint-based. That is, it subsidizes the activities consistent with the viewpoints of the persons who engage in those activities, and inconsistent with those who do not, and vice versa. Certainly some would say that the Surgeon General’s activities against smoking discriminate against their personal viewpoints in favor of smoking. Never has a constitutional challenge to this program been sustained. See generally Capital Broadcasting Co. v. Mitchell,
If policy choices are made on philosophical and political viewpoint-based foundations in domestic affairs, how much truer must this be in the area of foreign policy. To hold that the United States government cannot make viewpoint-based choices in for
To hold that the government cannot make viewpoint-based choices in foreign aid and foreign affairs would not only depart from settled precedent, but would work much mischief. While the examples are probably numberless, three will suffice. First, in light of the congressional finding that the “policy of apartheid is abhorrent and morally repugnant,” 22 U.S.C. § 5020, it is altogether fitting and proper that the United States support policies “encouraging the government of South Africa to ... establish a timetable for the elimination of apartheid laws.” 22 U.S.C. § 5011(b). It is unthinkable that in order to make this encouragement constitutional, the government would likewise have to underwrite efforts to encourage the continuance of the abhorrent and morally repugnant system of apartheid.
Likewise, chapter 43 of title 22 of the United States Code authorizes the Board for International Broadcasting “to make grants to RFE/RL, Incorporated [formerly Radio Free Europe and Radio Liberty], to carry out the purposes set forth in [22 U.S.C. § 2871].” 22 U.S.C. § 2873. The referenced purposes include the “pro-mot[ion of] the right of freedom of opinion and expression, including the freedom ‘to seek, receive, and impart information and ideas through any media and regardless of frontiers,’ in accordance with article 19 of the Universal Declaration of Human Rights.” 22 U.S.C. § 2871(1). Hardly anyone would assert that this title is unconstitutional unless it also requires the United States to make grants opposing the rights set forth in section 2871.
Perhaps the most telling example of the foreseeable serious results of such a holding lies very close to the hearts of plaintiffs. If the United States cannot constitutionally fund international communication save on a viewpoint-neutral basis, then either the very population planning funding program in which plaintiffs seek to participate is constitutionally invalid, or, grants must be equally available to the significant number of domestic and foreign groups opposing population planning. In short, we have belabored this topic at least long enough, and conclude that a policy-based viewpoint discrimination in the making of grants to foreign nongovernmental organizations is not unconstitutional.
Plaintiffs finally argue that the limitations on the grants to the FNGOs should fall outside the rule of the denial of subsidy cases because: (1) the DNGOs are not permitted to subgrant funds to the FNGOs; and (2) the FNGOs, unlike foreign governments and DNGOs, are not left free to pursue their abortion-related goals with private funds while receiving government grants for other projects in segregated accounts. The first of these arguments, while perhaps a substantial one in favor of the DNGOs’ right of association (see Section 111(B)(1), infra) hardly bears mention in reference to the alleged free speech rights of the FNGOs. It would make little sense for the government to impose a policy-based limitation on the use of its grants, and yet permit a complete end-run around the limitation by granting the same funds to domestic entities who in turn subgrant them to the foreign recipients without imposing the same limitations. As the Supreme Court recognized in Regan v. Taxation With Representation,
The other objection is barely more substantial. When the government speaks in international affairs, it speaks not only
Neither does the difference in treatment in FNGOs, such as PSS and PSFP on the one hand, and DNGOs, such as DKT on the other, compel the United States to change its policy to treat the foreign entities as it would domestic ones. A recognition of a right, whether or not constitutionally based, for American entities to pursue certain goals with their own funds while receiving largess from the government for other pursuits does not in any way mandate that the same treatment must be afforded foreign entities. We observe again, that a nation speaks in foreign affairs not only by the express messages that it sends, but by its choice of foreign entities with whom it will associate. Plaintiffs have shown us no basis upon which we may dictate that choice to the political branches, in this case the Executive, on this particular matter of foreign affairs, an area in which, as we already noted, the Executive receives its greatest deference, and in which we must recognize the necessity for the nation to speak with a single voice. See Palestine Information Office,
Although amici for plaintiffs assert that the means employed to achieve the policy goals are invalid because they are not the “least restrictive,” this avails them nothing. Though they cite the use of segregated accounts in the funding of foreign governments and DNGOs as a less restrictive method, that is essentially irrelevant to the immediate question. As Harris v. McRae teaches, this sort of viewpoint-based subsidization decision is not “predicated on a suspect classification,” and is subject only to a rational relationship test not the sort of strict scrutiny that may require use of the least restrictive means.
In sum, we find that the FNGOs do not enjoy standing to assert the constitutional claims under any application of the zone of interest analysis.
B. DKT’s Freedom of Association Claims
1. AID Restrictions on Subgrants
In addition to the claims asserted that AID’s implementation of the Mexico City Policy infringes the supposed constitutional rights of the FNGOs, the DNGO DKT Memorial, asserts that the Policy and the implementing grant clauses unconstitutionally burden its rights to freedom of association. Its argument is twofold. First, DKT asserts that the provision forbidding subgrants by domestic grant recipients to FNGOs who are ineligible to receive grants directly interferes with the domestic recipient’s right to associate with FNGOs of its choice in nonabortion-related projects. The concrete factual setting for the assertion of this claim arises from the project in Uttar Pradesh, India, described in the amended complaint. All parties agree for purposes of the present litigation that the project would be eligible for subgrant funds, but for the unwillingness of the FNGOs to comply with AID’s abortion-related restrictions. DKT asserts that but for the grant clauses, it would be free to associate with the nonconforming FNGOs in the Uttar Pradesh project and asserts
Factually, AID is obviously correct. And, we conclude, AID is legally correct as well. By way of background to this conclusion, we note that freedom of association, while not expressly mentioned in the Constitution, is protected as a First Amendment right, under the Supreme Court’s decision in NAACP v. Alabama ex rel. Patterson,
The Supreme Court has recognized the constitutional protection of the right of expressive association in varied contexts, see cases collected in Roberts v. United States Jaycees,
That case was certainly stronger for the union members than is the present case for the three NGOs. In that case the purpose of the particular project for which the unions and their members sought protection of associative rights was directly to exercise freedom of expression. In the present case, DKT does not assert that the project at Uttar Pradesh is to exercise freedom of speech per se, but rather that their associative rights in this project be protected because of their expression elsewhere. Again we know of no case that goes so far, and we are unwilling to hold on the present record that the constitutional protection of the right to associate is so extended. However, since we will conclude that even if the right does so extend, the policy and the grant clauses work no infringement of the right, we will assume for purposes of this opinion that the combination of the NGOs in the Uttar Pradesh project is entitled to freedom of association protection.
Our conclusion that the policy and the grant clauses work no infringement of the assumed right of association is based on precisely the factual assertion made by DKT. The restriction on subgranting creates no obstacle in the way of DKT’s association with the FNGOs that would not be there absent the existence of the grant program in the first place. The only thing that presently prevents DKT and the FNGOs from associating in the Uttar Pra-desh project is the unwillingness or inability of DKT and its prospective partners to fund the project. If they become willing or
Just as the Supreme Court in Maher v. Roe, supra, concluded that the Connecticut regulations against funding nontherapeutic abortions did not interfere with the rights recognized in Roe v. Wade,
As we also noted above, not only Maher v. Roe, but a whole line of Supreme Court cases teaches us that the refusal to subsidize the exercise of a constitutionally protected right is not tanamount to an infringement of that right. See, e.g., Regan v. Taxation With Representation,
does not prevent any candidate from getting on the ballot or any voter from casting a vote for the candidate of his choice; the inability, if any, of minor-party candidates to wage effective campaigns will derive not from lack of public funding but from their inability to raise private contributions.
Buckley,
As the Supreme Court observed in Maher v. Roe, “[t]here is a basic difference between direct state interference with a protected activity and state encouragement of an alternative activity consummate with legislative policy.”
We are given confidence in the conclusion by the Supreme Court’s decision in Lyng v. International Union, UAW, supra. In that case, strikers challenged on freedom of association grounds the constitutionality of a statute restricting the eligibility of households containing strikers to obtain food stamps. The statute not only prohibited such households from qualifying for allotment of food stamps but placed them in a less favorable status than families containing members who voluntarily quit jobs. The households containing strikers were ineligible for the duration of the strike, no matter how long, whereas voluntary quitters regained eligibility after ninety days. Even in light of this asserted discrimination, the Court subjected the statute only to a rationality analysis, and concluded that this refusal to subsidize was valid since it was “rationally related to the
2. AID Restrictions on Direct Grants to FNGOs
The other argument that DKT’s associational rights are infringed, is advanced more vigorously by amici American Civil Liberties Union, et al., than by DKT itself. That argument is that the AID restriction on grants to any FNGO that “performs or actively promotes abortion as a method of family planning” infringes DKT’s right to associate with FNGOs on abortion-related projects. Amici argue that “[t]he Clause cripples DKT in its efforts to initiate, with its own funds, international cooperative projects to preserve or advance abortion rights,” because the grant clause forbidding foreign grant recipients from receiving AID funds if they participate in abortion promotion even with non-AID funds buys off DKT’s potential partners in international association to promote abortion for family planning purposes. Brief of Amici Association for Voluntary Surgical Contraception, et al., at 10. This argument asserts that rather than lose AID funding for their nonabortion projects, DKT’s fair-weather foreign associates will withdraw from or decline to participate in abortion-related projects with DKT.
Whether this restriction and the alleged infringement of DKT’s associational rights are constitutionally impermissible raises problematic constitutional questions. First, before this Court are only organizations asserting that restrictions applied to them qua organizations infringe the right of the organizations to associate together. Neither this Court nor the Supreme Court has held that the Constitution protects rights of association between two organizations. NAACP v. Alabama ex rel. Patterson,
Lyng v. Int’l Union, UAW,
Second, DKT asserts its right to associate with foreign organizations. Although the right of Americans to maintain First Amendment relationships with foreigners has been upheld in Lamont v. Postmaster General,
In Kleindienst v. Mandel,
AID asserts that our decision on the present case should be informed by the Supreme Court decision in Lyng. There the Supreme Court noted that the statute restricting food stamp eligibility of households containing striking union members did in fact interfere with the striker’s right to associate either with his family or his union for expressive purposes, both of which are protected exercises of the right of association. Nonetheless, the Supreme Court held that the statute was not unconstitutional because it did not “ ‘directly and substantially interfere’ ” with the exercise of the associational rights. Id. 485 U.S. at -,
Here, too, AID argues the challenged clauses may “make it harder” for DKT to find partners for its international abortion promotion ventures, but it does not prevent any association, nor does it order anyone not to associate with anyone else.
Also supportive of AID’S position is Grove City College v. Bell, supra. In that case the Supreme Court upheld the constitutionality of the application of certain limitations on federal aid to education in a context somewhat analogous to that posed by amici on behalf of DKT. In that case the Court was construing a limitation imposed by section 901(a) of Title IX of the Education Amendments of 1972, 20 U.S.C. § 1681(a). Regulations promulgated under that section forbade aid to educational programs which did not execute an “Assurance of Compliance” required by 34 C.F.R. § 106.4 (1983). Grove City College did not discriminate, did not receive any direct federal aid, but on religious and other First Amendment protected grounds declined to enter into compacts with the government and refused to execute the Assurance of Compliance. Although Grove City College received no direct federal aid, 140 of its students received federal grants and 342 obtained guaranteed student loans. In the face of First Amendment challenges from Grove City College and some of its students, the Supreme Court held that Con
The present allegations cast DKT in the role of Grove City and the allegedly bought-off FNGOs in the role of the grant-receiving students. The hypothetical FNGOs may forgo the federal aid and associate with DKT in abortion programs or they may take the grants and their association elsewhere. The dissent would distinguish the present case from Grove City by mischaracterizing the Grove City decision. My colleague asserts that “abortion (or anti-abortion) counseling is constitutionally sheltered speech ... while discriminating adversely on the basis of race, national origin, religion or sex is not one’s constitutional right.” Dissent at 301, n. 2 (citations omitted). However, in Grove City “[t]he undisputed fact is that Grove City does not discriminate — and so far as the record in this case shows — never has discriminated against anyone on account of sex, race, or national origin. This case has nothing whatever to do with discrimination past or present.” Grove City College v. Bell,
In any event, on the present record we need not decide between the arguments of DKT, their amici, and the dissent, on the one hand and AID on the other with respect to this point. Indeed, we must not so decide, for we have no jurisdiction. The doctrine underlying our lack of jurisdiction is pointedly demonstrated by amici’s argument. They seek to illuminate the effect of the challenged clauses, not with facts but with a hypothetical example concerning a United States agency bribing foreigners not to attend a political speech by an American politician travelling abroad. Brief for Amici Curiae Association for Voluntary Surgical Contraception, et al., at 10 n. 14. We, of course, can do nothing for the fictitious American or her audience, since that is but a hypothetical case. The greater problem is that the case of the fleeing FNGOs is just as hypothetical as the ami-ci ’s example. So far as the record establishes, neither of these cases has ever happened yet. We are barred from determining the issues presented in either of these hypotheticals by the absence of a claim ripe for adjudication.
DKT does not allege that any individual or organization has refrained from associating with it. Nor does DKT allege the existence of any particular organization that is likely to break off association. At most, plaintiffs and amici have asserted in briefs that this consequence is possible. Such a claim is the substance of law school exams, not of “cases and controversies.” Indeed, the only FNGOs ever named by DKT are its co-plaintiffs who, according to the full record, neither accept grants nor curtail their association with DKT. In this regard DKT and its co-plaintiffs rather closely resemble the respondents in Laird v. Tatum, who had complained in district court of the “chilling effect upon the exercise of their First Amendment rights” of intelligence-gathering programs of the Department of Defense. In rejecting their claim, the Supreme Court concluded that “[a]llegations of a subjective ‘chill’ are not an adequate substitute for a claim of specific present objective harm or a threat of specific future harm_” Laird,
Here it is not only the application of the grant clause but also the response of unidentified third parties to that clause that is in question. “If the injury be a future one the occurrence of the injury must be reasonably certain and clearly describable for the action to be deemed ‘ripe’ for adjudication.” Martin Tractor Co. v. Federal Election Comm’n,
After rejection of its claim by the District Court on the first summary judgment motions, an opportunity to amend, and remand, with respect to the buy-off argu
The dissent would reject our ripeness analysis in part with the accusation that we have “lowered the boom” on plaintiffs without giving them proper notice and opportunity to be heard. Dissent at 302 n. 3. To this we would offer brief response. The buying-off claim which we find unripe was not articulated by plaintiffs in their complaint. Neither did plaintiffs raise it in their prior appeal to this Court. Nor did plaintiffs assert it in the papers accompanying the cross-motions for summary judgment. Nor did they assert it in their principal brief in this Court. It was only when this argument was raised by amici that plaintiffs adopted it as their own. Underscoring the lack of record support for the buying-off argument is the fact that our dissenting colleague finds concreteness (or “documentation of reality” to paraphrase the dissent) not in any affidavit or other accompanying evidence from the District Court proceeding, but from the presence of “population amici” who joined in briefing to this Court. Dissent at 300, n. 1. Therefore, while we grant that we would rather not dispense with an alleged claim by dismissal on ripeness grounds at the eleventh hour, when the argument is not made until the tenth hour plus fifty-nine minutes, we can dispense with it no sooner.
We would further remind our colleague that courts have the duty to examine ripeness when the case presents the problem, even when the parties do not wish it addressed.
[T]o the extent that questions of ripeness involve the exercise of judicial restraint from unnecessary decision of constitutional issues, the Court must determine whether to exercise that restraint and cannot be bound by the wishes of the parties.
Regional Rail Reorganization Act Cases,
Since this is such a case, we cannot avoid the ripeness question. As we have previously held “[t]he question of ripeness goes to our subject matter jurisdiction, and thus we can raise the issue sua sponte at any time.” Duke City Lumber Co. v. Butz,
Finally, we perceive that we have inflicted no unfairness on plaintiffs. In our prior review of this case, we did indeed, as the dissent points out, remand the matter for further consideration on the issue of standing. DKT Memorial Fund, Ltd.,
IV. Summary and Conclusion
To recapitulate briefly, after reviewing the record, the arguments of ail parties, and the applicable law, we conclude that: (1) the District Court did not err in finding that the statutory arguments of all plaintiffs were unmeritorious, and we affirm the District Court’s judgment to the extent that it upheld the challenged grant clauses against statutory attack; (2) Parivar Seva Sanstha and Population Services Family Planning Ltd. lack standing to assert invalidity of the grant clauses under the Constitution of the United States, and we therefore affirm the decision of the District Court in that regard and the order of the court dismissing their claims; (3) the District Court did err in concluding that the challenged clauses restricting subgrants violated the right of DKT to associate with PSS and PSFP, and we reverse the District Court’s order allowing relief on that basis; and (4) DKT has presented no claim ripe for adjudication that the clauses governing grants to unnamed foreign nongovernmental organizations unconstitutionally interfere with DKT’s right to associate with them, and we remand the case for dismissal of that claim. In short, the decision of the court below is affirmed in part, reversed in part, and the case is remanded with instructions that it be dismissed.
Notes
. The definition of “abortion [as] a method of family planning" excludes those "performed if the life of the mother would be endangered if the fetus were carried to term [and] abortions performed following rape or incest (since abortion under these circumstances is not a family planning act)." AID Handbook 13 at 4C-51. For the sake of brevity, hereinafter the terms "abortion,” "abortion-related" and the like will refer to "abortions for family planning" unless the context indicates otherwise.
. Plaintiffs asserted other grounds for invalidity of the Policy which were not brought forward on appeal.
. Section heading: initial capitals omitted.
. We are advertent to the caution that subsequent congressional inaction may not represent approval of the status quo, see, e.g., Johnson v. Transportation Agency, Santa Clara County, California, 480 U.S. 616, 669-72,
. Plaintiffs also include within their allegation of ineligibility the fact that DKT, the DNGO, engages in such activity. Obviously, however, under the terms of the Mexico City Policy and the grant clauses, this is immaterial to the eligibility of the Uttar Pradesh project since DNGOs are permitted to obtain grants under a segregated funds policy even if they engage in abortion-related activities with their own funds so long as they do not subgrant FAA funds to FNGOs engaging in the proscribed conduct.
. We note that our discussion of the merits is not essential to our decision on standing. We address the merits at all only as we did in Cardenas v. Smith, because the two subjects are so intertwined in plaintiffs’ arguments. We, of course, recognize as does the dissent that the question of "standing” is distinguishable from "the question whether plaintiffs have a viable claim for relief.” Dissent at 307, n. 10. We therefore intend not a “merits first” analysis as we conducted in National Maritime Union, but rather a "merits also" discussion, in which we may be properly accused of indulging in the inclusion of dicta.
. In fairness to plaintiffs we again note that amici assert this unripe claim at much greater volume than plaintiffs themselves. Perhaps the force of assertion by groups dedicated to the general pursuit of First Amendment goals, as opposed to the concrete plaintiffs who came to court principally to assert their individual claims serves to further illustrate the unripeness of the present controversy.
Concurrence Opinion
concurring in part and dissenting in part:
Based on the wide discretion Congress accorded the President to furnish assistance for voluntary population planning abroad “on such terms and conditions as he may determine,” 22 U.S.C. § 2151b(b) (1982), I concur in the court’s disposition of plaintiffs’ statutory claims. I dissent, however, from my colleagues’ rulings on the constitutional aspects of this case. In accord with the district court, I conclude that the Agency for International Development (AID) has unconstitutionally deployed its puissant purse to restrain the privately-funded speech and association of domestic nongovernmental organizations (NGOs) engaged in family planning work overseas, NGOs here exemplified by plaintiff DKT Memorial Fund, Ltd. (DKT). Because AID respect for the first amendment rights of domestic grantees should assure the relief all plaintiffs seek, I would pretermit the question whether our government officers have overstepped constitutional limitations on their authority with respect to foreign NGOs, here exemplified by plaintiffs Parivar Seva Sanstha (PSS), an Indian nonprofit society, and Population Services Family Planning Programmes, Ltd. (PSE, for Population Services Europe), a United Kingdom charity.
I.
The situation stateside is not in dispute. On the one hand, government need not spend public funds on abortion services; it may, instead, encourage the indigent pregnant woman to reproduce by paying the full medical costs of childbirth, Harris v. McRae,
The same arrangement is effective when foreign nations themselves seek family planning assistance. If those nations “support abortion with funds not provided by the United States government,” they nonetheless qualify as grantees; “the United States will contribute to such nations [for family planning programs] through segregated accounts which cannot be used for abortion.” Policy Statement of the United States of America at the United Nations International Conference on Population (Second Session) Mexico, August 6-13, 1984, at 4-5 [Mexico City Policy Statement]. Domestic NGOs, as well, qualify for family planning grants for programs abroad, so long as they hold federal funds separate from any funds they raise and use for abortion-related services. See Brief for Appellees-Cross-Appellants at 9. These accommodations too, like the stateside situation, are not at issue in this case.
Addressing foreign NGOs, however, our government speaks in a different, dissonant voice. For those organizations, there is no accommodation, no tolerance for what the organization would elect to do with other resources available to it, whether from private donations or contributions by foreign governments. To receive AID funds, either indirectly as subgrantee of a domestic NGO or directly as grantee, the foreign NGO must agree in writing “that it will not, while receiving assistance under th[e] grant, perform or actively promote abortion as a method of family planning in AJ.D.-recipient countries or provide financial support to other foreign nongovernmental organizations that conduct such activities.” AID Handbook 13 (Grants), effective June 19, 1987, at 4C-49 (Ineligibility of Foreign Nongovernment Organizations That Perform or Actively Promote Abortion as a Method of Family Planning) (governing subgrantees); see id. at 4C-48 (agreement by subgranting domestic NGO); id. at 4D-54, effective Jan. 1, 1987 (certification by foreign NGO as direct grantee). It is not enough that the foreign NGO, in common with the nation it serves, agree that no grant funds will be used to cover abortion-related expenditures; the condition is that the foreign NGO will not venture into the abortion service, counseling, or referral area at all. That condition, covering the foreign NGO’s allocation of funds supplied by donors other than the United States, is the one — the only one— contested in this litigation.
There is no pretense on AID’s part, however, that the policy in question affects only foreign NGOs. The policy impacts powerfully on domestic NGOs like plaintiff DKT that use their own private resources to enable poor women, at home and abroad, to gain access to abortion services. The AID condition effectively picks off or buys up the audience or associates abroad that organizations like DKT must have if they are to act in the international arena.
The district court spoke concretely with reference to the instant case. DKT currently ventures jointly with foreign NGOs like PSE and PSS to provide birth control information and services to impoverished women abroad. Using non-AID funds, these organizations cooperate in the provision of information about, and access to, abortion. The current AID restrictions, however,
impair the associational rights of DKT. In order to qualify for AID funding, PSE and PSS would be required to terminate [the] non-AID funded abortion programs in which DKT participates, thereby preventing DKT from implementing those programs in association with PSE and PSS.
DKT Memorial Fund Ltd. v. AID,
The prominence of AID in population control assistance abroad is apparent. Through AID, “the United States continues to be the largest single donor of international population assistance, contributing more than 40 percent of the total $500 million provided by all donors in 1986.” Declaration of John J. Dumm, Deputy Director of the Office of Population of AID, December 30, 1987, at 5, reproduced in Joint Appendix at 123. AID confirms that “more population assistance continues to be provided through nongovernmental organizations than through foreign governments.” Id.
Several domestic NGOs, filing as amici in this case, observed that “foreign NGOs that are the most respected and prominent spokespersons on family planning issues in their own countries — and therefore the most effective partners for [organizations like] DKT — are also AID recipients, because the U.S. organizations have selected them for subgranting as best able to use resources successfully.” Brief of Amici Curiae at 15. Furthermore, “[e]ven foreign NGOs that do not now receive AID funds are reluctant to work with [domestic NGOs on abortion-related services], because the foreign NGOs hope to receive AID funds in the future.” Id. at i; see supra note 1. The government labels “voluntary,” however, the decision of a foreign NGO to decline to participate in abortion-related projects in order “to associate with the U.S. population planning program.” Reply Brief for Appellees-Cross-Appellants at 12. The label “voluntary,” as unconstitutional condition doctrine makes plain, obscures or begs the question: may
The first amendment secures to persons in the United States the respect of our government for their right to communicate and associate with foreign individuals and organizations, as well as with individuals and organizations stateside.
DKT’s case rests on the freedom to communicate, to receive communications, and to maintain associations, at home and abroad, that United States residents enjoy vis-a-vis the United States government. Abortion counseling compatible with governing law is sheltered speech, just as antiabortion counseling is. See Bigelow v. Virginia,
II.
Endeavoring to establish that, in this instance, our government can “manipulate[ ] out of existence” “guaranties [of freedom of speech and association] embedded in the Constitution of the United States,” see Frost & Frost Trucking Co. v. Railroad Comm’n,
Neither Kleindienst v. Mandel,
III.
As earlier indicated, see supra p. 299, government may proscribe use of public funds to perform abortions. Webster v. Reproductive Health Servs., — U.S. -, -,
The structure of the Internal Revenue Code made it possible [for government to respect political expression by diverse private entities without either subsidizing or inhibiting it], since the Code permitted organizations eligible for tax-deductible contributions under § 501(c)(3) to retain that status while setting up financially independent but wholly controlled § 501(c)(4) lobbying arms that would conduct lobbying directed by their § 501(c)(3) affiliates but funded without benefit of any taxpayer-assisted dollars.
L. Tribe, American Constitutional Law 784 (2d ed. 1988). The commentary concludes that this bifurcated arrangement, which the Supreme Court noted,
Accommodation of the very same order has been made regarding abortion-related programs of domestic NGOs and with respect to foreign government population programs. See supra pp. 299-300. Those entities may receive federal funds for non-abortion related family planning so long as they segregate the United States funds from abortion-related expenditures.
It is too late in the day to argue that the segregated funds solution is illusory because any United States funding “frees up” funds from other sources. It is now settled that when
*306 the government makes the availability of funding dependent upon the restriction of activities paid for through private sources, the government requirements then become impermissible penalties on protected expression. FCC v. League of Women Voters,468 U.S. 364 , 399-401,104 S.Ct. 3106 , 3127,82 L.Ed.2d 278 (1984)....
Recent abortion-related cases further emphasize this point. Courts consistently have struck down regulations which attempt to curtail constitutional activities funded through private sources, by making federal grants and subsidies conditional upon the termination of these activities.
Commonwealth of Massachusetts v. Secretary of Health & Human Servs., slip op. at 57, 58 (Torruella, J., concurring in part, joined by Selya, J.) (several citations omitted).
The Supreme Court’s 1986 summary affirmance in Planned Parenthood v. Arizona, cited supra p. 300, confirms the lower court consensus. In that case, Planned Parenthood successfully sought an injunction against a state law prohibiting state funds for family planning “to agencies or entities which offer ‘abortions, abortion procedures, counseling for abortion procedures or abortion referrals.’ ”
IV.
Even if the first amendment comes into play because of the handicap or burden placed on the speech and associations of DKT and like-minded domestic NGOs, the government maintains, the Mexico City Policy reflects a superior interest: the “worldwide view” shared by countries round the globe, of the respect society owes to “human life at its most vulnerable, human life still unborn.” Reply Brief for Appellees-Cross-Appellants at 13, 14 (quoting from 23 Weekly Comp.Pres.Doc. 879-80 (July 30, 1987)). “It must be remembered,” the government cautions, “that abortion is illegal in many countries and is repugnant to the cultural and moral values of large segments of the world population with whom the United States must conduct its foreign affairs.” Id. at 14.
I do not reach the question whether a policy tailored to avoid offending our neighbors in the world community would pass muster. The policy here at issue is not so refined. Strikingly overbroad, it encompasses relations with NGOs in countries where abortion is legal, where abortion-related services are regarded as a necessary last resort given current conditions of poverty, ignorance, physical insecurity, and fear in which many women live. While a purpose to avoid antagonizing foreign nations is not rationally served by a gross approach, just such a purpose is advanced by segregated accounts, as the framers of the Mexico City Policy recognized when they stated: “[W]hen dealing with nations which support abortion with funds not provided by the United States Government, the United States will contribute to such nations through segregated accounts which cannot be used for abortion.” Mexico City Policy Statement at 4-5.
The government additionally objects that the segregated accounts solution “would render the Mexico City Policy redundant,” for “all NGO[s] are forbidden by 22 U.S.C. § 2151b(f) from using U.S. funds for abortion or promotion of abortion and appellants do not challenge that prohibition.” Brief for Appellees-Cross-Appellants at 37. But the Mexico City Policy itself draws no distinction between foreign and domestic NGOs. It reads: “[T]he United
In sum, once it is recognized that our government may not stop domestic NGOs from counseling abortion abroad with funds they raise privately, it follows that government may not impede, without compelling cause, the domestic NGO’s access to an audience, adherents, and associates among foreign NGOs. Because AID’s present policy does so block domestic NGOs from fruitful communication and association, I would hold that policy incompatible with the first amendment.
V.
My analysis of the rights of the domestic organization DKT would resolve the instant controversy completely, rendering it unnecessary to decide whether the first amendment limits the actions of U.S. officials in their dealings with foreign parties, here PSS and PSE.
If our land is one “of freedom, of equal opportunity, of religious tolerance, and of good will for other peoples who share our aspirations,” it is in no small measure so because our Constitution restrains all officialdom from infringing on fundamental human rights; just as our flag “carries its message ... both at home and abroad,” so
Applicability op Constitutional Safeguards
The provisions of the United States Constitution safeguarding individual rights generally control the United States government in the conduct of its foreign relations as well as in domestic matters, and generally limit governmental authority whether it is exercised in the United States or abroad, and whether such authority is exercised unilaterally or by international agreement.
Restatement (Third) of Foreign Relations Law of the United States § 721 (1987). True, the matter “has not been authoritatively adjudicated” in respect of aliens outside the United States. Id. § 722 comment m & reporters’ note 16; see also id. § 721 comment b & reporters’ notes 1 and 2. There is, however, continuing support for the ideal that “wherever the United States acts, ‘it can only act in accordance with the limitations imposed by the Constitution.’ ” Id. § 721 reporters’ note 1 (quoting Reid v. Covert,
Conclusion
The handicap our government has placed on DKT’s speech and associations is repugnant to the first amendment. I therefore dissent from the court’s judgment.
. This reality is documented by the eleven “population amici” who joined in a brief to this court: the Association for Voluntary Surgical Contraception; the Centre for Development and Population Activities; the Center for Population and Family Health; Family Health International; Alan Guttmacher Institute; International Projects Assistance Services; International Women's Health Coalition; the Pathfinder Fund; the Population Council; the Population Crisis Committee; Planned Parenthood Federation of America. These domestic NGOs reported finding that AID’s extraordinary condition on grants and subgrants to foreign NGOs blocked the domestic NGOs "from associating, for purposes of speech relating to abortion, with many of the most logical and effective potential foreign partners in such speech." Brief of Amici Curiae at i, viii.
The Center for Population and Family Health (CPFH), for example, is a “research center of Columbia University that conducts research, training and policy work on population issues in developing countries, especially in Africa." Id. at ii. CPFH states that AID’S restraint on foreign NGOs “has ... meant that private groups in Africa that might work with CPFH, using private funds, on expanding abortion rights have been unwilling to do so because it
These clear statements by major domestic NGOs refer to actual, not hypothetical, situations. The court, in short, is dead wrong in asserting that amici are organizations in the main primarily "dedicated to the general pursuit of First Amendment goals” rather than to family planning. Court’s Opinion at 296 n. 7. My brethren err as conspicuously in pretending that "[a]t most, plaintiffs and amici” posit "the fleeing FNGOs” only hypothetically. See Court’s Opinion at 296-97.
. See abo infra note 6.
The court lapses again when it equates this case not to Sherbert v. Verner or Shapiro v. Thompson, but to Grove City College v. Bell,
[T]he first amendment does not provide private individuals or institutions the right to engage in discrimination. Thus, neither Grove nor its students can assert an alleged first amendment right to be free of the strictures of Title IX’s prohibitions of gender discrimination and also claim the right to continued federal funding.
Grove City College v. Bell,
. If there is any genuine doubt whatever of the "ripeness” of this case, see Court’s Opinion at 296-99, the instant dismissal solution is surely an arbitrary, wholly unwarranted response. The notion that this case is "fictitious," "hypothetical,” meet only for a law school exam, id. at 296, 297, and so "not ripe” for adjudication, surfaces for the very first time in my
It is a matter of simple justice in our system for a party to be given fair notice and an opportunity to be heard before the boom is lowered. Cf. Harman v. Valley Nat'l Bank,
. My colleagues refer to those who take the U.S. dollars and the pledge that goes with it as “DKT’s fair-weather foreign associates.” Court’s Opinion at 294. I would not so characterize the hard decision confronting foreign NGOs operating in communities with poverty so dire and conditions for women so low we cannot comprehend their situation.
. My colleagues question the constitutional right of organizations, as distinguished from individuals, to associate together. See Court’s Opinion at 294-95. Each organization, however, can advance the rights of the individuals it represents. It is not revealed to me why, in this instance, the whole (the organization) should count for less than the sum of its parts (its members and supporters). Cf. Brown v. Socialist Workers '74 Campaign Comm.,
. The government claims there is no meaningful distinction between denying a nonresident alien entry into the United States and denying one entry into the AID assistance program. Reply Brief for Appellees-Cross-Appellants at 3-4. The Court stated, however, that “the power to exclude aliens is 'inherent in sovereignty, necessary for maintaining normal international relations and defending the country against foreign encroachments and dangers.' ” Mandel,
. I do not fathom why my colleagues spend pages establishing this well-established proposition. See Court’s Opinion at 286-90. Given prevailing precedent, plaintiffs cannot and do not complain of a refusal to fund abortion-related services. While my brethren indeed "belabor" this non-issue, see Court's Opinion at 290, they remarkably fail to notice the great care the Supreme Court twice took to distinguish a case like this one. In McRae the Court recognized that
[a] substantial constitutional question would arise if Congress had attempted to withhold all Medicaid benefits from an otherwise eligible candidate simply because that candidate had exercised [with resources other than Medicaid] her constitutionally protected freedom to terminate her pregnancy by abortion. This would be analogous to Sherbert v. Ver-ner....
If Connecticut denied general welfare benefits to all women who had obtained abortions and who were otherwise entitled to benefits, we would have a close analogy to the facts in*305 Shapiro [v. Thompson ], and strict scrutiny might be appropriate....
Just as a privately-funded abortion should not render one ineligible for all Medicaid benefits, so the privately-funded abortion counseling of the plaintiffs here should not render them ineligible for non-abortion related family planning grants.
. It is simply not true that our government makes a "single-voiced statement” on this foreign affairs question. But see Court’s Opinion at 289, 291 (supposing a "necessity” for the nation to speak on this topic with a single voice). We speak one way to domestic NGOs, the same way to foreign governments, but break away from that single-voiced statement when addressing foreign NGOs.
. I part ways with the district court on the scope of relief in order. That court concluded, incorrectly in my judgment, see infra note 10, that the foreign plaintiffs PSE and PSS “lack standing." Tied to its ruling on "standing,” the district court’s injunction, as amended, reaches foreign NGOs as sub-grantees, but not as direct grantees. The adverse impact of AID’s policy on domestic NGOs, however, is not limited to sub-grant situations. AID picks off or buys up DKTs potential associates abroad when it signs them up — subject to their exhaustive anti-abortion pledge — as grantees, just as it does when it allows them — subject to the same pledge — to be sub-grantees. I would therefore extend the injunction to cover AID contracts with foreign NGOs as direct grantees.
. I am unable sensibly to distinguish the court’s "standing” and "merits” dispositions. The two become one under the "merits first” approach adopted, i.e., first the court decides the foreign NGOs "had no First Amendment rights," therefore the court concludes those NGOs had "no standing to assert a violation of such rights.” Court’s Opinion at 279 (reporting district court’s conclusion "that the foreign plaintiffs had no First Amendment rights and therefore no standing to assert a violation of such rights’’); id. at 284 (this court opens discussion of standing with recitation of "principle that nonresident aliens are without First Amendment rights”), id. at 286 (court restates that under "zone of interest test,” disposition of standing "may be informed by an examination of the merits of the claim”). But cf. Women's Equity Action League v. Cavazos,
Nor do I see how this case can be fitted into the Laird v. Tatum,
