This is an interlocutory appeal from an order of the Superior Court denying the pre-trial motion of the District of Columbia (and others) to dismiss this case under Super. Ct. Civ. R. 12(b)(6) for failure to state a claim upon which relief could be granted. We affirm the denial of the motion to dismiss.
I
A. The Receivership
This appeal arises from a lawsuit that challenged the decision of a judicially ap
In its order establishing the receivership, issued on August 24,1995, the United States District Court granted the receiver “all necessary authority to carry out its responsibilities, including but not limited to any and all authority previously vested in the Office of the Mayor or any other executive branch of the government of the District of Columbia.” The appointed receiver was vested with “direct control and line supervisory authority over all activities and tasks relating to members of the LaShawn class,” including “full authority to ... designate and assign all necessary administrative, direct service, and support staff, including hiring personnel directly and all other personnel actions deemed necessary by the Receiver to carry out the Court’s [remedial and implementation] orders.” The CFSA remained in receivership for six years, until 2001.
B. Proceedings in the Superior Court
Pablo Ruiz-Salomon was a social worker employed at the CFSA from 1992 to 2001. 2 From approximately 1995 to 2000, he was an outspoken critic of the CFSA and its ongoing failure to comply with the La-Shawn remedial order. During this period, he also repeatedly complained to the CFSA management about workplace hostility toward his sexual orientation. The record does not indicate that the CFSA took any constructive action in response to his complaints. In April and May 2000, Mr. Ruiz-Salomon sought psychiatric treatment in a sexual addiction recovery program at Del Amo Hospital, a medical facility in California. Sometime around June 2000, without Mr. Ruiz-Salomon’s authorization or knowledge, the hospital released all of his confidential medical records to the CFSA’s human resources department. These records contained a note stating that the “patient ... is here due to his sexual offense two years ago by molesting a 14-year old autistic girl.” It is undisputed that this statement actually pertained to another hospital patient and was mistakenly included in Mr. Ruiz-Salo-mon’s file.
In May 2002, Mr. Ruiz-Salomon filed a complaint in the Superior Court against several named parties, including former judicial receivers appointed by the federal court in the
LaShawn
case. He alleged in
The District of Columbia and its individual employees, along with the CFSA (collectively “the District”), moved to dismiss the complaint under Rule 12(b)(6), contending inter alia that the CFSA and its former managerial employees were protected by the same absolute judicial immunity that shields receivers from liability for acts done within the scope of their official duties. The motion also argued that the District did not have supervisory control over the receivership and that the complaint did not specifically allege Ms. Golden’s involvement in the events underlying this suit. The trial court denied the motion in a brief order, without stating its reasons, and the District noted this appeal. 4
II
The parties agree that the fundamental issue on appeal is whether the individual defendants are entitled to judicial immunity as former managerial employees of the receiver. Beyond this, the District also contends that this court has jurisdiction to review its substantive claim that the District and the former CFSA director are not liable for management decisions made by the receiver during the CFSA’s period of receivership.
Since the District is appealing from an order denying its motion to dismiss under Rule 12(b)(6),
5
the factual allegations contained in Mr. Ruiz-Salomon’s complaint, and any reasonable inferences from them, are deemed to be true.
See, e.g., Schiff v. American Ass’n of Retired Persons,
A. Appellate Jurisdiction
Because this court has authority (with limited exceptions) to review only “final orders and judgments” of the Superior Court, any lack of finality is a bar to appellate review. D.C.Code § ll-721(a)(l) (2001);
see Rolinski v. Lewis,
To qualify for immediate appellate review under this narrow exception, a ruling on a motion to dismiss must satisfy three conditions:
First, it must conclusively determine the undisputed question [of law]; second, it must resolve an important issue completely separate from the merits of the action; third, it must be effectively un-reviewable on appeal from a final judgment.
Flanagan v. United States,
The Supreme Court and this court have both recognized the rejection of a claim of immunity as satisfying the collateral order doctrine. “This court, for example, has held that a defendant church may appeal the denial of a motion to dismiss based on a claim of immunity from suit under the First Amendment.”
Finkelstein,
In light of these and similar precedents from both this court and the Supreme Court — most notably Mitchell v. Forsyth, supra note 5 — we hold that we have jurisdiction to consider this appeal by the District under the collateral order doctrine.
B. The Merits
We turn our attention, then, to the nature of the District’s claim of immunity. The specific question before us is whether the individual defendants are entitled to immunity from suit as former managerial employees of court-appointed receivers who were themselves immune. As the District appears to concede in its brief, neither statute nor case law in this jurisdiction has explicitly recognized default immunity for employees of a government agency otherwise accountable to a judicial receiver. Consequently, we must examine cases sharing the factually similar predicate — although the actual basis for immunity in each instance may differ — of workplace subordinates seeking shelter from suit in an official’s vested grant of immunity-
In
Doe v. McMillan,
In
Doe
a group of parents brought an action against several members of Congress, their staff members, and two high-ranking officials of the Government Printing Office (GPO) for violating their children’s privacy rights by publishing a congressional report containing identifiable information about the children’s substandard performance as students in District of Columbia public schools. The Court held that the work undertaken to produce the report by a congressional committee and its staff members, as well as their investigators and consultants, was a protected “legislative act” entitled to absolute immunity. That immunity, however, did not
The question of immunity for certain judicial actors — such as judges and receivers — is equally well-settled: they are entitled to absolute immunity from civil liability for acts committed within their judicial capacity if the particular act at issue is a “judicial act.”
Stump v. Sparkman,
Like members of a congressional staff, employees of receivers are not automatically entitled to judicial immunity. The United States District Court for the District of Columbia, for example, has held that a court-appointed receiver’s employees are “twice-removed” agents with a “less compelling claim of quasi-judicial immunity” than the actual receiver because “it is more difficult to discern whether their acts are undertaken on behalf of the Court.”
Fantasia v. Office of the Receiver of the Commission on Mental Health Services,
Dismissal of the case at bar on immunity grounds would be equally inappropriate because — as the District concedes in its brief — the factual allegations against the CFSA’s employees did not involve “judicial acts” but instead reflected managerial decisions that were predominantly employment-related. Courts have generally held that workplace decisions regarding employment, even when made by a judge, are “administrative functions” not entitled to immunity.
See, e.g., Forrester v. White, supra
note 7,
Of course, the denial of the District’s motion to dismiss does not foreclose the possibility that appellee’s complaint may eventually prove to be without merit. We note that absolute immunity has been extended to receivers making personnel decisions when their actions specifically related to implementing the receivership order itself.
See Fantasia,
But we need not engage in supposition in order to decide this appeal. Given the demanding standard of Rule 12(b)(6), we hold that the immunity issue in this case cannot be resolved on a motion to dismiss. Whether the CFSA’s managerial employees were acting within the scope of their official duties as agents of the receiver is a question of fact, to be resolved by a judge or jury after “weighting] the pertinent factors and discerning] where the appropriate balance of interests lies.”
Moss v. Stockard,
Ill
Beyond its claim of absolute immunity, the District has raised other issues which it asks us to decide in this interlocutory appeal. In particular, the District questions whether it may be held hable for acts taken by the CFSA employees during the receivership
10
and whether the CFSA
We cannot agree. In considering whether the District may argue issues other than immunity on its appeal from the denial of its motion to dismiss, we find the answer in our case law to be unambiguously clear: appellate review will ultimately be available if the District meets with an adverse outcome at trial, but not until then.
The jurisdiction of this court is not a discretionary matter; either we have jurisdiction or we do not.... “The fact that [an] issue ... is important, or even critical to the disposition of the case, is of no legal consequence in deciding the question of appellate jurisdiction.”
Stein,
IV
The trial court’s denial of the District’s motion to dismiss the complaint was correct, and accordingly it is
Affirmed.
Notes
. The
LaShawn
litigation, which began in April 1991, was a federal class action against the District of Columbia and some of its officials on behalf of certain abused and neglected children in the city’s child welfare system. The United States District Court concluded that the District had mismanaged its supervisory operations and deprived the children of various rights under federal and local statutes.
See generally LaShawn A. v. Barry,
330 U.S.App. D.C. 204,
. Mr. Ruiz-Salomon died while this case was pending. In accordance with Rule 43(a) of the Rules of this court, Petra L. Pizzulli, the personal representative of his estate, has been substituted as the appellee in this appeal.
.The complaint included claims of negligence, intentional and negligent infliction of emotional distress, defamation, invasion of privacy (false light and publication), and violations of D.C.Code § 1-615.51 et seq. (2001) (commonly known as the "Whistleblower Act"). Mr. Ruiz-Salomon alleged several retaliatory actions, including the undermining of his supervisory role, removal from all interaction with non-managerial CFSA employees, transfer to a position without any substantive assignments commensurate with his experience and supervisory status, conversion from career civil service to management supervisory service lacking civil service protections, and wrongful termination.
. Del Amo Hospital is not a party to this appeal.
. In general, the denial of a motion to dismiss is not a final order and is therefore not ap-pealable. The Supreme Court and this court, however, have held that when the motion is based on a claim of immunity, its denial is appealable under an exception to the rule of finality known as the collateral order doctrine, which we shall discuss in part II-A of this opinion.
See, e.g., Mitchell v. Forsyth, 472
U.S. 511, 525,
. The defendant, who was employed by the Senator as a “security specialist” to accompany him on a trip to South America, had a license to carry a gun in California, but not in the District of Columbia.
See Stein,
. ''[W]hether an act by a judge is a 'judicial’ one ... [depends on] the nature of the act itself,
i.e.,
whether it is a function normally performed by a judge, and the expectations of the parties,
i.e.,
whether they dealt with the judge in his official capacity.”
Stump,
. In
McAllister
the plaintiff was convicted of a criminal offense which "carried a maximum penalty of one year. However, on the Order which the judge later signed, the courtroom clerk recorded a sentence of 'time not to exceed five years.’ ”
. We do not, of course, foreclose the possibility of a motion for summary judgment, assuming that the District can establish that there are no issues of material fact. See Super. Ct. Civ. R. 56(c). We hold only that the CFSA employees, like the GPO officials in Doe v. McMillan or the receiver’s employees in Fantasia, or even the judge in Forrester, are not entitled to immunity as a matter of law simply by virtue of their employment. Whether their claim of immunity is (or is not) viable will depend on specific facts yet to be established; at this juncture we simply do not know what those facts are.
. The District admits in its brief that “the claim of entitlement to absolute immunity does not apply to the District of Columbia,” but asserts nevertheless that it should be dismissed as a party because “it was not involved in the management of CFSA during the
LaShawn
receivership.” We note that the court in the
Fantasia
case, in denying a motion by the plaintiffs to add the District of Columbia as a defendant, held that "an entity placed in receivership cannot be held directly or vicariously liable for the wrongful acts of a receiver, because such an entity is controlled by the receiver and as a matter of law lacks discretion to disobey his or her orders.”
Fantasia v. Office of the Receiver of the Commission on Mental Health Services,
In other circumstances we might consider the denial of a separate claim by the District of Columbia of immunity from suit as an appealable collateral order. In this case, however, it is clear from the record that any claim against the District of Columbia is entirely dependent on, and derivative of, the claims against the individual defendants and the CFSA. Indeed, the second amended complaint, although it names "The District of Columbia, et al.,” in the caption as defendants, lists only the CFSA, the five named individual defendants, and Del Amo Hospital as defendants in the body of the complaint. Because any potential liability of the District would thus be entirely vicarious, and because the second amended complaint contains no separate claim against the District independent of the claims against the individual defendants and the CFSA, we hold that we lack jurisdiction to decide in the present appeal whether the District may be held liable for any acts of the CFSA employees during the receivership.
