This сase is before us on appeal from the trial court’s award of $63,497.58 in attorney's fees to Donna Wulkan for her work between June 8, 1988 and June 29, 1989, in enforcing the District of Columbia’s compliance with a consent decree in the matter of the complex and lengthy “Jerry M.” litigation.
See District of Columbia v. Jerry M.,
I.
The trial judge entered judgment on the consent decree following a class action filed on behalf of detained and committed juveniles, challenging the conditions under which they are confined at secure facilities maintained by the District of Columbia. The suit “alleg[ed] the failure of the District of Columbia and thosе officials responsible for administering the juvenile facilities ... to provide appropriate care, rehabilitation, and treatment to them in violation of the Constitution and the District of Columbia Code.”
Jerry M., supra,
Following judgment on the consent decree, 1 plaintiffs’ counsel moved to add Wul-kan as attorney for the plaintiff class. By order of the trial court in February 1988, Wulkan became one of the attorneys for the plaintiff class that were monitoring compliance with the decree. By the time Wulkan entered hеr appearance in the case, the monitor appointed to oversee the District’s compliance with the decree had reported several violations. Wulkan then took part in a series of efforts to enforce the District’s adherence to the decree.
On May 6, 1988, appellees filed a motion for emergency relief to reduce overcrowding. After attempts at mediation failed, the trial judge issued Memorandum Order “C” on October 15, 1988, directing the District to implement measures to remedy overcrowding and understaffing.
See Jerry M., supra,
In February 1988, after a critical report from an expert retained by the monitor to evaluate the state of medical care and recommend specific improvements, the District аgreed to a Corrective Action Plan implementing the expert’s recommendations by June 1988. In October 1988, the monitor reported that “implementation [of the plan to improve medical care] appears to be at an impasse. Improvement has been slow in some areas, nonexistent in others; in some areas, medical services have worsened.”
In December of 1988, appellees filed a motion for an order directing appellants to show cause why appellants should not be held in civil contempt for not complying with the medical, educational, staffing, and inmate population requirements of the consent decree, and with Memorandum Order “C.” After denying appellants’ motion to alter or amend Memorandum Order “C”, the triаl judge, on March 10, 1989, held the District in civil contempt upon finding that it had violated population limit provisions of the decree and certain provisions of Memorandum Order “C.” 2 He deferred action on the motion with respect to the medical care provisions until after an evi-dentiary hearing, held in July 1989, where testimony was taken from members of the District’s medical staff and public health officials and from an expert hired by appel-lees. On September 28, 1989, the judge entered Memorandum Order “H” finding that the District’s failure to implement certain professional medical standards was “contumacious conduct,” but that other asserted failures of compliance with the decree did not support a finding of civil contempt.
With respect to the educational provisiоns, appellees’ contempt motion alleged that the District had failed to comply with certain of the monitor’s recommendations, while acknowledging that some of the short term recommendations had been satisfied. The judge ordered the District to show cause why it should not be held in contempt and conducted a hearing on April 3, 1990. On April 13, the District submitted an affidavit from the Director of the Department of Human Services detailing specific actions the “Department is undertaking to ensure compliance with the Consent Decree’s provisions governing education, outplacement and suicide prevention.” On July 2, 1990, the judge issued Memorandum Order “I” which, among other things, found the District to be in compliance with the decree provision regarding special education but out of compliance with multiple other educational provisions of the decree.
Ms. Wulkan’s name appeared on most of the motions to enforce compliance. Up to June 3, 1988, the District voluntarily paid her $11,618.00 in attorney’s fees but stated for the record that it was doing so without admitting her entitlement to such fees. In May of 1989, Wulkan filed a motion for additional attorney’s fees under the Civil Rights Attorney’s Fees Award Act, 42 U.S.C. § 1988, which authorizes an award of attorney’s fees to a prevailing party who sought to enforce provisions of the Civil Rights Act, 42 U.S.C. § 1983. The District opposed the request but the judge, after finding that Wulkan had provided “valuable and competent legal services” to the plaintiff class, granted the request for fees in all but minor respects. The District appeals from that order.
II.
Generally, parties to a civil action must bear their own attorney’s fees absent a contrary contractual provision or “specific and explicit [statutory] provisions for the allowance of attorney’s fees.”
Schlank v. Williams,
In any action or proceeding to enforce a provision of section [ ] ... 1983 ... of this title, the court, in its discretion, may allow the prevailing party, other than the United States, a reasonable attorney’s fee as part of the costs.
42 U.S.C. § 1988.
A. Availability of Fees for Enforcement of a Consent Decree
The District contends that § 1988 does not authorize a fee award in this case because, in enforcing the provisions of the consent decree through various motions, Wulkan did not seek to enforce § 1983 claims alleging deprivation of federal or constitutional rights, but rather sought to vindicate rights deriving solely from District of Columbia law. The District asks the court to focus on the “alleged violations of the consent decree for which [Wul-kan] claims fees” and the absence in those allegations of any claimed infirmity under the United States Constitution or federal law.
It is true that Wulkan’s May 6, 1988 Motion for Emergency Relief challenging overcrowding and other conditions at the Children’s Center was premised on alleged violations of the consent decree and various provisions of the D.C.Code and Superior Court Juvenile Division rules. Similarly, later motions seeking to enforce compliance with provisions of the consent decree concerning educational services and medical care did not exрlicitly allege deprivations of constitutional or federal rights. 3 Nevertheless, we do not agree that § 1988 authorizes fees only to the extent that alleged violations of the consent decree themselves constitute deprivations of constitutional or federal rights.
A plaintiff is a "prevailing party” within the meaning of § 1988 if he or she succeeds in obtaining relief by way of a settlement agreement or consent decree; “[njothing in the language of § 1988 conditions [the court’s] power to award fees on full litigation of the issues or on a judicial determination that the plaintiff’s rights have been violated.”
Maher v. Gagne,
In
Pennsylvania v. Delaware Valley Citizens’ Council,
These and other decisions recognize that, oftentimes, a consent decree “represents] only a beginning. Without determined, competent and dedicated representation, the provisions of [the c]onsent [d]ecree might have little practical significance for the class members.”
Duran v. Carruthers,
Here, the class plaintiffs sought a broad range of relief on a variety of claims, some founded on constitutional and federal law and others on District of Columbia law. They achieved the benefit sought by the
entire action
by way of a judgment entered on a consent decree rather than on the merits of the individual claims. That the measures required by the decree may have exceeded minimum constitutional standards does not mean they bore no relation to the constitutional claims asserted under § 1983 in the complaint. As alleged in the various motions to compel compliance, the District’s widespread disregard of its obligations under the decree threatened the relief attained in the decree addressing conditions plaintiffs had alleged violated their constitutional rights. “Efforts to monitor compliance with a consent judgment ‘cannot be severed from the matters upon which the plaintiff prevailed’ by obtaining the consent judgment.”
Turner v. Orr,
Not only were the § 1983 claims joined with others based on District of Columbia law in the complaint, but the factual allegations underlying both classes of claims were, for the most part, identical. Thus, there is nothing to suggest that the § 1983 claims were resolved against the plaintiffs or otherwise vanished at the moment the court approved the settlement. Even if the provisions of the decree Wul-kan sought to enforce represented success only on claims founded on District оf Columbia law, this would not defeat plaintiffs’ right to fees under § 1988. Successful state-based claims may also support a fee award provided they are joined with unresolved substantial constitutional or federal claims which arise from a common nucleus of operative facts with the state-based claims.
Allen v. District of Columbia, supra,
However, although § 1988 does not condition a fee award on an adjudication of a constitutional claim in the plaintiff’s favor, merely to invoke the federal constitution in a сomplaint does not entitle a prevailing party to attorney’s fees when the claim remains unaddressed; “[i]f a litigant could obtain fees simply by an incantation of § 1983, fees would become available in almost every ease.”
Smith v. Robinson,
B. Constitutional “Substantiality”
The first of these two requirements is “an extremely lenient one,”
Grano v. Barry,
“Constitutional insubstantiality” for this purpose has been equated with such concepts as “essentially fictitious,” ... “wholly insubstantial,” ... “obviously frivolous,” ... and “obviously without merit.” ... A claim is insubstantial only if “ ‘its unsoundness so clearly results from the previous decisions of this court as to foreclose the subject and leave no room for the inference that the questions sought to be raised can be the subject of controversy.’ ”
In
Maher v. Gagne, supra,
the Supreme Court acknowledged the
Hagans
substan-tiality formulation in holding attorney’s fees under § 1988 authorized when the plaintiff alleged constitutional claims substantial enough to support subject-matter jurisdiction, despite the fact that those claims were not adjudicated and ended in a settlement.
Despite the Court’s apparent acceptance of the
Hagans
test in
Maher,
the District argues that this court is free to adopt a more rigorous definition of substantiality because the meaning of that concept was not at issue in
Maher.
As pointed out previously, however,
Maher
concluded that “[njothing in the language of § 1988 conditions [the court’s] power to award fees on full litigation of the issues or on a judicial determination that the plaintiff’s rights have been violated.”
Id.
at 129,
*1277 What the District desires, in essence, is a requirement of proof of likely success on the merits, a standard akin to that for obtaining a preliminary injunction. We agree with the United States Court of Appeаls for the District of Columbia Circuit, however, that the Maher/Hagans standard
requires courts to dismiss fee claims based on wholly frivolous lawsuits, but simultaneously constrains them from holding a full trial, or from making ad hoc predictions about the plaintiffs chance for success, on the merits. The court may only consider whether claimant’s action is frivolous, unreasonable, or groundless.
Miller v. Staats,
Accordingly, we must examine whether the constitutional claims of the plaintiff class were substantial under the Maher/Hagans standard. We hold that the complaint satisfies that test. Count I alleged that the totality of the conditions at the District’s juvenile facilities violated the right of confined juveniles to be free of harm, unnecessary restraint, and cruel and unusual punishment secured by the Fifth and Eighth Amendments; Count II alleged that the failure to provide adequate educational services violated the Fifth and Eighth Amendments; Count III claimed that the failure to provide adequate medical services violated the right of confined children to rehabilitative treatment, secured by the Fifth Amendment, and their Fifth and Eighth Amendment rights to be kept free from harm; Count IV alleged that the failure to provide safe and humane living conditions violаted the Fifth and Eighth Amendments; Count V alleged that the lack of adequate vocational training, counseling and social services, and parental visitation violated the Fifth Amendment right to rehabilitative treatment; Count VI claimed that the District’s failure to provide adequate facilities for consultation with attorneys violated the Fifth Amendment; and Count VII alleged that the climate of violence within the institutions caused by the District’s neglect violated the Fifth and Eighth Amendments.
The fact that each count except Count VI also alleged violation of rights created under the District of Columbia Code does not reveal the constitutional claims as spurious or without substance. In the aggregate, the allegations constituted a claim that the District was confining juveniles for a purposе and in a manner inconsistent with fundamental due process. A recurrent theme in the complaint is the asserted deprivation of confined juveniles’ Fifth Amendment right to rehabilitative treatment. We need not decide whether such a right exists or its scope; it is enough to point out that several federal courts have recognized the right
6
and that the District cites us to
*1278
nothing in Supreme Court decisions expressly or impliedly rejecting it. It has been argued that, to meet constitutional demands, “the nature ... of confinement must bear a reasonable relation to the purpose of the intervention,” and that “[m]ere custodial confinement without treatment bears no relationship to the rehabilitative purpose of the juvenile system.” R. Horowitz & H. Davidson, Legal Rights of Children, § 11.37, at 506 (1984). The argument is not frivolous.
See Jackson v. Indiana,
Relying on these principles, plaintiffs here asserted that the conditions of confinement of juveniles in the District’s institutions — alleged to include no efforts at rehabilitation through education, counseling, vocational training and other services, and to place children at unnecessary risk of physical and emotional harm — amounted to punishment, a constitutionally invalid goal of confinement of persons denied procedural rights of adult defendants. Whatever the ultimate merits of that claim, to satisfy
Hagans
it is enough that it is not foreclosed by any apparent binding authority.
8
Other claims of the plaintiffs relating to the failure to provide medical care, failure to prevent physical abuse, and use of physical restraints allege violations of “constitutionally protected interests in conditions of reasonable care and safety [and] reasonably nonrestrictive confinement conditions” recognized by the Supreme Court in
Youngberg v. Romeo,
C. Causal Relation
As stated earlier, unadjudicated constitutional claims must satisfy an additional requirement to permit an award of attorney’s fees under § 1988; the relief obtained must be related to those claims.
Smith v. Robinson, supra,
In making this causal inquiry ... courts [should] consider the chronological sequence of events and draw conclusions from the facts at hand.... From this sequence of events, the court must determine whether it is more likely than not that [the] fee claimant[’s] participation contributed to defendant’s action [in settling] — so that the relief granted cannot be ascribed to other influences.
Miller v. Staats, supra,
The District’s consent to implement the provisions of the settlement can be traced in substantial measure to the claims alleged for which fees could be awarded under § 1988. The decree states that it was being submitted for the court’s approval to “resolve the issues in C.A. 1519-85,” the class action. Moreover, there is substantial identity between the requested relief from conditions generating those claims and the provisions of the decree. In its prayer for injunctive relief, the complaint sought to compel the District: to provide appropriate, humane, and safe living conditions in residential units; to provide adequate educational services (for both the general population and educationally handicapped children), including comрliance with the Education of the Handicapped Act; to provide adequate medical, counseling and mental health services and vocational training; to provide staff training and supervision of residents and take other steps to prevent counselor assaults on residents and resident assaults on other residents in the detention facilities; to promulgate and ensure staff compliance with proper disciplinary procedures; to provide adequate recreational services; and to adopt procedures necessary to ensure detained and committed children adequate opportunities for family visits and consultation with legal counsel. The decree memorializes the District’s agreement to address many of these conditions by “requiring housing [population] limitations, minimum standards for staffing and training, improvements in diagnostic services, treatment planning through individual service plans (ISP) and Team Leaders, as well as education, recreational, and mental health services and medical services,”
Jerry M., supra,
In
Smith v. Robinson, supra,
the Supreme Court reasoned that where fee claimants “present[] distinctly different claims for different relief, based on different facts and legal theories, and have prevailed only on a nonfee claim, they are not entitled to a fee award simply because the other claim was a constitutional claim that could be asserted through § 1983.”
III.
The District further contends that, even if § 1988 permits attorney’s fees for Ms. Wulkan’s efforts to enforce the consent decree, the fee award must be vacated and remanded because the trial judge abused his discretion in awarding fees that compensated activities by Wulkan whiсh duplicated the services of other attorneys staffing the case. The District argues, at a minimum, that the judge failed adequately to explain the reasons supporting his virtually complete grant of Wulkan’s request, particularly in light of the District’s de *1280 tailed opposition filed below. We find merit in the latter point, and thus conclude that a remand is necessary for a fuller statement of the judge’s reasoning specifically addressing the District’s claim that at least some of Wulkan’s services were unnecessary and duplicated those of PDS attorneys. Our disposition, however, is without prejudice to an immediate application by Wulkan in the Superior Court for an order directing partial payment of the fee requested. We leave the determination of any such amount tо the judge, noting only our opinion that a partial interim award appears justified.
A.
After entering her appearance as an attorney in February 1988, Wulkan submitted two invoices for fees to the District which it disputed. A settlement was reached with the court’s approval whereby the District, without conceding Wulkan was entitled to fees for monitoring compliance with the decree, agreed to pay her a total of $11,618.00 for work performed between February 8 and June 3, 1988. On May 1, 1989, Wulkan filed a motion for attorney’s fees and costs seeking payment for services rendered from June 3, 1988 forward. In opposing the motion, the District argued that (1) Wulkan was not entitled to claim fees because only the ACLU had reserved the right to fees in the consent decree; 9 (2) fees were avаilable for enforcement of the decree only to the extent the District’s alleged noncompliance violated federal or constitutional rights; (3) the fee sought was unreasonable because it duplicated services performed by PDS attorneys and requested fees for unnecessary and excessive work, and (4) the fee application was insufficiently detailed to permit assessment of the reasonableness of the fees claimed.
The judge entered an order granting the fee motion almost entirely. He correctly rejected the District’s arguments (1) and (2) above, and as to the argument that Wul-kan’s documentation was insufficiently detailed, found the detail “sufficient to permit a reasonable person to make an informed judgment regarding the reasons for the fees charged.” As to the claim of duplica-tive and excessive work, the judge stated:
Some of the defendants’ concerns expressed about Ms. Wulkan’s billing practices as an attorney member of the plaintiff’s team of lawyers fail[ ] to recognize the complex nature of the plaintiffs’ task. Defendants’ failure to date to comply with substantial portions of the Consent Decree underscores one dimension of the difficulty of the undertaking. The plaintiffs have been scrupulous in attempting to ensure that the Youth Services Administration discharges its responsibilities to the citizens of the District of Columbia and the young people entrusted to its care. Ms. Wulkan’s participation as a plaintiff’s team member has thus far proven important, constructivе and productive.
Defendants are correct when they argue that some of Ms. Wulkan’s time for which she is now claiming fees, is time spent in consultation with other members of plaintiffs’ team of attorneys. The Court, having reviewed carefully Ms. Wulkan’s fee application finds that the time spent conferring with co-counsel is well within reasonable limits. The Court finds defendants’ concern to be a valid one, however, and cautions Ms. Wulkan to continue to exercise the same judgment evident in the application under consideration.
B.
Determining the amount of a “reasonable” attorney’s fee under § 1988 is a matter within the trial judge’s discretion.
Hensley v. Eckerhart, supra,
The initial burden of showing that fees claimed are reasonable falls upon the fee claimant.
Blum, supra,
Hensley and other authorities teach that a vital step in calculating the lodestar — indeed, the first step — is the exclusion of hours that are redundant or unnecessary. In its opposition below, the District raised specific questions concerning unnecessary duplication of effort by Wulkan. It noted that PDS had staffed the case at the enforcement stage with no fewer than four attorneys, that Wulkan attended court hearings “where three, and sometimes four other attorneys for plaintiffs [were] also present,” and that on these occasions lead counsel “appear[ed] usually to be [a PDS attorney].” It cited seven instances of hearings for which Wulkan claimed fees where she allegedly played at most a secondary role. 11 In their brief, appellees assert that “Ms. Wulkan assumed primary *1282 responsibility for drafting pleadings, conducting discovery, and representing the plaintiff class in connection with issues relating to medical care and education” (emphasis added); from a similar understanding below the District argued that her role was subordinate in regard to other issues of overcrowding and understaffing. In its opposition, the District summarized several pages of billings related to her work on these issues.
At oral argument Wulkan argued strongly that her services and fee claims cannot validly be parsed according to the primary and secondary roles she assumed since the compliance issues were all interrelated and the judge impliedly found her services important to each.
Hensley,
however, requires the trial judge to deal explicitly with claims of duplication and redundancy,
12
and we are not persuaded on this record that the judge’s obligation was satisfied by findings merely that, “having reviewed carefully Ms. Wulkan’s fee application^] ... the time spent conferring with co-counsel is well within reasonable limits,” and given the “complexity of the plaintiffs’ task,” “Ms. Wulkan’s participation as a team member has thus far proven important, constructive and productive.”
See Johnson v. Georgia Highway Express, supra
note 10,
So ordered.
Notes
. A detailed description of the specific provisions of the consent decree is set out in our previous opinion addressing the propriety of certain orders entered by the court arising from appellees’ efforts to enforce the decree. Those facts will not be repeated here.
See Jerry M., supra,
. This court subsequently affirmed the contempt citation but vacated certain aspects of other orders requiring the District to take actions beyond the scope of the consent decree.
Jerry M., supra,
. This statement is subject to one qualification. Addressing the class plaintiffs' claims that the District had failed to provide screening, classification and special education to handicapped children in its charge as required by the Education of the Handicapped Act, 20 U.S.C. §§ 1400-1485 (1988), the consent decree required the District, among other measures, “to comply fully with the requirements of the [EHA] and its implementing regulations by September 1, 1987.” Notwithstanding the incorporation of the EHA into the decree, Wulkan’s contempt motions relied on the District’s noncompliance with the handicapped education provisions of the decree, rather than violations of federal law.
. In text the Court stated: “Congress was acting within its enforcement power in allowing the award of fees in a case ... in which both a statutory and a substantial constitutional claim are settled favorably to the plaintiff without adjudication.”
.
The District cites decisions from various states which it says have employed more exacting sub-stantiality tests than
Hagans.
Some appear to
*1277
be basically in accord with
Hagans.
The District relies chiefly on
Jackson v. Town of Searsport,
.
E.g., Nelson v. Heyne,
. As one court has stated, citing
Jackson v. Indiana,
"[S]ince the State has defined its interest in taking custody of delinquent children as rehabilitation, due process requires that the nature of the child’s custody bear a relation to that rehabilitation.”
State ex rel. R.S. v. Trent,
. Aside from the claims referring to this Fifth Amendment theory, the complaint alleged that certain practices, including overcrowding, violate the Eighth Amendment proscription against cruel and unusuаl punishment. While the District argues that such practices as “double-cell-ing” have conclusively been established not to constitute deprivation of the Eighth Amendment rights of adult prisoners,
see Rhodes v. Chapman,
. Relying on this provision, the District asserted that the parties had negotiated a waiver of fees as to the ACLU's successor, Ms. Wulkan. The trial judge rejected this exclusio unius argument, and we agree that the consent decree reflects no waiver of Wulkan’s right to claim fees, or exclusive reservation of the ACLU’s right to do so, but is simply silent on the issue of fee claims of other attorneys of the class.
. Because "there may be circumstances in which the basic standard of reasonable rates multiplied by reasonably expended hours results in a fee that is either unreasonably low or unreasonably high,”
Blum,
. The District also alleged that Wulkan attended inspection tours of District juvenile facilities by experts in the company of one or more PDS attorneys. Citing three such instances, it argued that Wulkan could have obtained at least a portion of the information she needed from the PDS staff rather than attending these tours herself.
. When Wulkan originally was permitted to enter her appearance as counsel, the judge made no finding whether her services were needed and could not be provided by counsel already in the case, primarily the PDS attorneys. The judge cannot be faulted in this regard since the District consented to Wulkan’s entry and did not request any finding of need for her services. We note that absent such a finding, however, the risk of duplication of services in a case such as this is substantial.
