Lead Opinion
Plaintiff-appellant, Distinctive Printing and Packaging Company, seeks to recover $178,495.94 in damages from defendants-appellees, Verlyn R. Cox; his wife, Martha L. Cox; and Susana Hernandez, under the provisions of the parental liability statute, Neb. Rev. Stat. § 43-801 (Reissue 1988), asserting the defendants’ respective resident minor sons willfully and intentionally set fire to plaintiff’s property. So far as is relevant to this appeal, the defendants demurred on the ground that plaintiff’s petition failed to state a cause of action because the statute is unconstitutional on state and federal equal protection and due process grounds. The district court sustained the demurrers and thereafter dismissed plaintiff’s petition. In its appeal to this court, plaintiff asserts that the district court’s dismissal of its action on the ground that the foregoing statute is unconstitutional in its entirety is erroneous. Pursuant to this court’s order, the parties have also explored whether the statute suffers constitutional infirmity by imposing excessive fines for the failure to control one’s errant children, or otherwise exacts penalties or punitive damages. Determining that the statute, whether wise or unwise, is constitutional, we reverse the district court’s order of dismissal and remand the cause for further proceedings.
EQUAL PROTECTION
The statute reads as follows:
The parents shall be jointly and severally liable for the willful and intentional infliction of personal injury to any person or destruction of real and personal property occasioned by their minor or unemancipated children residing with them, or placed by them under the care of other persons; Provided, that in the event of personal injuries willfully and intentionally inflicted by such child or children, damages shall be recoverable only to the extent of hospital and medical expenses incurred but not to exceed the sum of one thousand dollars for each occurrence.
§ 43-801.
Defendants first contend that limiting the liability of parents whose children
Although the power of classification rests with the Legislature of this state, a statute which makes an artificial and baseless classification violates article III, § 18. Snyder v. IBP, inc., 229 Neb. 224,
In analyzing the questions presented by this appeal, we must bear in mind that in every constitutional challenge there attaches the presumption that all acts of the Legislature are constitutional with all reasonable doubts resolved in favor of constitutionality. Landon v. Pettijohn,
We begin by noting that other courts considering the matter have generally concluded that parental liability statutes such as § 43-801 are rationally related to the legitimate governmental purposes of compensating victims and deterring juvenile delinquency. See, Bryan v. Kitamura, supra; Alber v. Nolle,
In treating defendants’ equal protection concern, we are reminded that a class need not be all-inclusive. “ ‘Legislation is to a large extent an evolutionary process, and legislatures often work by piecemeal. Not infrequently they approach a new subject of legislation in a timid and halting spirit, and it often takes years and many sessions to frame legislation covering a whole subject.’ ” Bridgeford v. U-Haul Co.,
In very few cases from other states is there a complaint that parental liability statutes violate equal protection by creating discriminatory classifications. One such case is Piscataway Tp. Bd. of Ed. v. Caffiero, supra, in which it was claimed that a statute which imposed vicarious liability on the parents or guardians of pupils damaging school property treated such persons having public school children differently from those having nonpublic school children, and thus offended equal protection notions. However, the Caffiero court found a rational relation between the statute and the legitimate government objective of maintaining discipline.
The fact that the Legislature did not at the same time address the problem of deterring delinquent behavior by nonpublic school children or the problem of compensating school districts for all acts of vandalism does not deprive the statute of its rational basis. A state may undertake resolution of problems one step at a time, addressing itself to the part of the problem that seems most acute.
Id. at 324,
Similarly, in Bryan v. Kitamura, supra, it was argued that the Hawaii parental liability statute denied equal protection because it failed to impose liability on persons other than natural parents who are as responsible for a child’s conduct as are natural parents. That court held, however, that the distinction drawn between natural parents and others responsible for the child’s behavior is rationally related to the legitimate governmental ends of compensating victims and deterring juvenile delinquency, and said, “It is within the discretion of the legislature to address only part of a problem or to select only one phase of a field for regulation.”
However, no case has been found which considers the precise question before us: Does a rational basis exist for limiting parental liability where children intentionally cause personal injury but not limiting such liability where children intentionally cause property damage?
We do not agree with plaintiff’s suggestion that Otto v. Hahn,
The debate during the Nebraska Legislature’s Judiciary Committee’s consideration of the bill which expanded the purview of the earlier parental liability statute so as to include intentionally inflicted personal injury reveals that one of the concerns was the fact that, unlike the situation in property damages, personal injury, if not limited,
That certain limitations on recovery and differentiation among types of tort-feasors are permissible is demonstrated by Prendergast v. Nelson,
Some courts have held that where parental liability statutes limit liability, the statutory purpose must be only to deter juvenile delinquency, not to compensate victims. See, First Bank Southeast v. Bentkowski,
DUEPROCESS
The next question is whether § 43-801 runs afoul of either the guarantee contained in Neb. Const, art. I, § 3, that no person shall be deprived of property “without due process of law,” or the like guar antee embodied in U.S. Const, amend. XIV.
So far as we have been able to determine, only in Corley v. Lewless,
We have upheld the imposition of vicarious liability against a due process challenge in Bridgeford v. U-Haul Co.,
Statutes which are reasonably designed to protect the public safety, health, morals, and general welfare do not violate the Constitution where the statute operates uniformly on all within a class which is reasonable____
The imposition of strict liability, in the exercise of the police power of a state, does not of itself contravene the due process clauses of the federal [and] state Constitutions. . . . Legislation imposing liability without fault is frequently sustained as a proper exercise of the police power.... The extent to which the Legislature may exercise the police power, an attribute of state sovereignty, is primarily a matter of legislative judgment, but the purpose of the regulatory matter must be ligitimate [sic] and the means employed to effect it must be reasonable... . Nebraska has, both by legislation and court decision, approved the principles of strict liability and vicarious liability in its workmen’s compensation statutes, judicial application of the family purpose doctrine, and defective products cases.
(Citations omitted.) Id. at 312-14,
In like fashion, imposing total or partial liability on parents whose children intentionally inflict personal injury or damage to property is, as we said in considering defendants’ equal protection concerns, a reasonable means to the legitimate state ends of controlling juvenile delinquency and compensating, in whole or in part, the victims of such delinquency. Accordingly, § 43-801 violates neither the due process clause contained in Neb. Const, art. I, § 3, nor that contained in U.S. Const, amend. XIV on the ground that it imposes vicarious liability.
We also note that at least two other jurisdictions have specifically held that the imposition of vicarious liability on parents for the acts of their children does not deprive the parents of due process. Piscataway Tp. Bd. of Ed. v. Caffiero,
NEITHER FINE NOR PENALTY
This brings us to the additional concerns we directed the parties to address. U.S. Const, amend. VIII and Neb. Const, art. I, § 9, prohibit the imposition of excessive fines. Neb. Const, art. VII, § 5, further provides that, with certain exceptions not relevant to the present inquiry, all fines and penalties shall be appropriated exclusively to the common schools of the political subdivisions in which they accrue. Obviously, the foregoing constitutional provisions can have application to § 43-801 only if the statute in question imposes a fine or penalty upon the defendants.
NOT PUNITIVE DAMAGES
Although we are aware the U.S. Supreme Court recently held, in Browning-Ferris Industries of Vermont, Inc. v. Kelco Disposal, Inc.,
Punitive damages “are given to the plaintiff over and above the full compensation for the injuries, for the purpose of punishing the defendant, of teaching the defendant not to do it again, and of deterring others from following the defendant’s example.” Prosser and Keeton on the Law of Torts, Introduction § 2 at 9 (5th ed. 1984).
Although in Bankers Life & Casualty Co. v. Crenshaw,
PREROGATIVE OF LEGISLATURE
While some may question the wisdom of imposing generally uninsurable liability upon the parents of errant children rather than leaving the risk of insurable loss upon those who experience property damage or personal injury at the hands of such children, the fact remains that in a representative democracy such as exists in this state, the wisdom, justice, policy, or expediency of a statute is for the Legislature alone. Arant v. G. H., Inc.,
The judgment of the district court, being erroneous, is reversed and the cause remanded for further proceedings.
Reversed and remanded for
FURTHER PROCEEDINGS.
Dissenting Opinion
dissenting.
I dissent. I feel that Neb. Rev. Stat. § 43-801 (Reissue 1988) is unconstitutional and that its predecessor statute, § 43-801 (Reissue 1952), was unconstitutional, because both constitute special legislation denying equal protection of the law in violation of article III, § 18, of the Nebraska Constitution and the 14th amendment, § 1, to the U.S. Constitution and because the current statute violates the due process clause set out in article I, § 3, of the Nebraska Constitution and in the 14th amendment, § 1, to the U.S. Constitution.
In my judgment, a rational basis for differentiating parents of children who cause property damage from parents of children who cause personal injury damage does not exist. It does not seem rational to me that the State of Nebraska is perfectly willing to drive a family into bankruptcy (most families could not stand a $178,000 judgment such as sought in this case) if a minor child willfully damages property, but chooses to limit possible frightful damages caused by the same willful child by way of personal injury. Can it make sense to value a burned-up warehouse more highly in the overall scheme of things than the eyesight of a child lost through the malicious actions of another child? That such parental statutes do result in bankruptcy filings is shown in many cases. In bankruptcy cases, it appears that the owners of judgments against parents often seek to inflict additional punishment by contending the judgments are not dischargeable because they represent intentional torts. See, In re Whitacre, 93 Bankr. 584 (Bankr. N.D. Ohio 1988); In re Eggers, 51 Bankr. 452 (Bankr. E.D. Tenn. 1985); In re Horne, 46 Bankr. 814 (Bankr. N.D. Ga. 1985); In re Cornell, 42 Bankr. 860 (Bankr. E.D. Wash. 1984); In re Austin, 36 Bankr. 306 (Bankr. M.D. Tenn. 1984). Appellees herein may take some comfort in the fact that it appears that debts resulting from vicarious liability for intentional or negligent acts of children appear generally to be dischargeable in bankruptcy.
In reaching the foregoing conclusion, I do not contest the obviously correct holding in Abel v. Conover,
I do not believe a rational basis exists for such a differentiation, and I believe § 43-801 is unconstitutional as constituting proscribed special legislation under the Nebraska Constitution and in not affording equal protection under the U.S. Constitution.
I also believe that § 43-801 violates the due process clauses of the Nebraska and U.S. Constitutions, because the statute imposes unlimited vicarious liability, without fault, on certain parents. I do not believe § 43-801 can be considered by this court in the way that courts of other states have considered parental liability statutes in their states, because our statute differs materially from other statutes. In Maryland, New Mexico, Texas, Illinois, Connecticut, Ohio, Georgia, and Wyoming, there are statutory limits to the amount for which the parent may be liable. Those limits range from $300 to $15,000, but the mere fact there is a limit differentiates those states from Nebraska, where the property damage liability is unlimited. In New Jersey, a parent is liable if the parent “fails or neglects to exercise reasonable supervision and control” of the conduct of a minor child — a negligence basis. N. J. Stat. Ann. § 2A:53A-15 (West 1987).
I do not believe the court’s analysis of the case of Bridgeford v. U-Haul Co.,
If the Nebraska statute imposed liability for a parent’s actions, not for the mere status as parents, or had a reasonable limit on the amounts which a parent might have to pay for damages intentionally caused by his or her child (as most of the states provide), I would not make this contention. Such a statute might reflect the valid considerations this state has in encouraging parents to teach their children respect for the law and the property of others. I think it an entirely different situation when the statute operates to take all the assets of a family (up to $178,000 in this case) for the derelictions of one member of the family, without providing any process where parents can adequately defend such a taking, in a situation where the parents probably cannot obtain protective insurance and thus possibly protect the interest of the family unit in surviving.
I also believe that provisions of the U.S. and Nebraska Constitutions forbidding excessive fines also require the court to determine that § 43-801 is unconstitutional. I note the consideration expressly given in many states to the fact that limited recovery of amounts from parents should be in the nature of penalties to enforce compliance with the law rather than in the nature of compensation to the injured parties. The majority opinion states that § 43-801 is related “to the legitimate state ends of controlling juvenile delinquency . . . .” As soon as that approach is adopted, it is clear the state is imposing a penalty on persons in a certain status, i.e., being parents of children who intentionally damage property, in order to control the behavior of such parents. As stated in Trop v. Dulles,
Such a penalty is in the nature of a fine. The eighth amendment to the U.S. Constitution, and article I, § 9, of the Nebraska Constitution expressly provide that excessive fines may not be imposed. The “fine” sought to be levied on appellees in this case is $178,000. In my judgment, that amount constitutes an excessive, unconstitutional fine and is, therefore, invalid.
I recognize that in Ingraham v. Wright,
I would affirm.
