DiPaulo v. PotterDiPaulo v. Potter
MEMORANDUM OPINION AND ORDER
Plaintiff Cathy T. DiPaulo (“DiPaulo”) brings this action against John Potter in his representative capacity as Postmaster General of the United States Postal Ser
I. FACTS
On motion for summary judgment, the court views the following evidence in the light most favorable to DiPaulo.
Shaw v. Stroud,
From September 1994 to September 2004, DiPaulo was a rural letter carrier employed by USPS in its Hillsborough, North Carolina, office. (Doc. 1 ¶¶ 4-7.) In March 2004, she was reassigned a new delivery route, which she found in need of a major labeling overhaul. (Id. ¶¶ 9-10.) DiPaulo ordered new case labels, but once they were received her supervisor, Lori Warren (“Warren”), threw them away. (Id. ¶ 10.) Warren also did not allow DiPaulo to be paid for pre-approved training, causing her to use a vacation day to attend training while allowing a co-worker in a similar position to be paid for the same training. (Id. ¶ 11.) In addition, DiPaulo’s supervisors added mailboxes to her delivery route and failed to properly credit her for the additional workload, resulting in a reduction of her wages. (Id. ¶¶ 12-13.) The alleged failure to properly adjust her route occurred on August 31, 2004. (Id., Ex. A.)
DiPaulo alleges that these actions were performed “for discriminatory reasons based on her medical impairments and disability related conditions, and had the purpose and effect of creating a hostile and abusive work environment that forced [her] to leave her job due to the intolerable working conditions.” (Id. ¶ 24.) She contends that “based exclusively or in large measure upon Warren’s actions of harassment ... [she] was medically diagnosed with work[ ]-related stress to include panic attacks, and show[ed] symptoms of severe anxiety, hair loss and heart arrhythmias, later medically diagnosed as severe anxiety and severe clinical depression.” (Id. ¶ 14.) DiPaulo claims that her supervisors and managers knew or had reason to know of her mental impairments yet failed or refused to reasonably accommodate her with respect to her job duties and responsibilities. (Id. ¶ 20.) DiPaulo resigned on September 15, 2004. (Id., Ex. A.)
DiPaulo subsequently applied for disability retirement, which was approved retroactive to September 15, 2004.
(Id.,
Ex. A.) On October 21, 2004, she contacted the Equal Employment Opportunity (“EEO”) Office of USPS, alleging she had been discriminated against on August 31, 2004, based on her sex and mental disabilities.
(Id.,
Ex. A at 1.)
1
She filed a formal complaint of discrimination on January 24, 2005.
2
(Id.
Ex. A at 1.) USPS issued a Notice of Final Agency Decision (Corrected) on July 22, 2009, dismissing DiPaulo’s
DiPaulo filed this lawsuit on August 5, 2009. (Id.) She alleges three claims under the Rehabilitation Act and the ADA: first, that USPS violated her rights by discriminating against her because of her disability; second, that USPS constructively discharged her due to her medical impairments and conditions; and third, that USPS discriminated against her by failing or refusing to reasonably accommodate her medical conditions and impairments. (Id. ¶¶ 27-29.) USPS moves to dismiss the action for failure to state a claim or, in the alternative, for summary judgment. (Doc. 4.) USPS argues that DiPaulo failed to timely exhaust her administrative remedies by failing to initiate contact with an EEO counselor within 45 days of the date on which she knew or should have known of the alleged discrimination, in accordance with 29 C.F.R. § 1614.105(a)(1). DiPaulo contends that she timely contacted an EEO counselor and, even if she did not, her case should be equitably tolled based on USPS’s conduct and her alleged mental and psychological impairments. (Doc. 10.) Additional facts specific to the analysis are set forth in more detail below.
II. ANALYSIS
A. Motion to Strike
USPS moves to strike DiPaulo’s surreply brief. (Doc. 13.) The Rules of Practice and Procedure of the United States District Court for the Middle District of North Carolina only allow for the filing of a motion, a response to a motion, and a reply.
See
Local Rules 7.3 & 56.1. Parties do not have the right to file a surreply.
See Johnson v. Rinaldi,
No. 1:99CV170,
Here, USPS raised no new arguments in its reply memorandum in support of its motion for summary judgment. (Doc. 11.) Rather, USPS’s reply simply responded to DiPaulo’s contention and supporting declaration that she believed Mr. Tom Monroe (“Monroe”), whom she and her father contacted at USPS “[ijn and around early September 2004,” was an EEO counselor. Because Federal Rule of Civil Procedure 12(f) applies to pleadings, however, the court will not strike the surreply (Doc. 12) but will simply not consider it and its attachments. 3
B. Motion for Summary Judgment
1. Summary Judgment Standard
Summary judgment is appropriate when “there is no genuine issue as to any material fact and ... the movant is entitled to judgment as a matter of law.” Fed. R.Civ.P. 56(c). Material facts are those identified by controlling law as essential elements of the claims asserted by the parties.
Anderson v. Liberty Lobby, Inc.,
The moving party bears the burden of initially “demonstrating] the absence of a genuine issue of material fact.”
Celotex,
2. Failure to Timely Exhaust Administrative Remedies
USPS argues that it is entitled to judgment because DiPaulo failed to timely exhaust her administrative remedies. Specifically, USPS contends that DiPaulo failed to timely initiate contact with an EEO counselor within 45 days of when she knew or should have known of her alleged discrimination in violation of 29 C.F.R. § 1614.105(a)(1). DiPaulo counters that she initiated contact within 45 days of when she spoke with Monroe at USPS, who she claims appeared to be an EEO counselor and, alternatively, that the 45-day time period should be equitably tolled.
a. Timely Initiating Contact with an EEO Counselor
A federal employee is required to exhaust her administrative remedies prior to bringing a claim for discrimination in district court.
See
42 U.S.C. § 2000e-16; 29 U.S.C. § 794a; 42 U.S.C. § 12111(5)(B)(i)
&
12133;
Wilkinson v. Rumsfeld,
The Equal Employment Opportunity Commission (“EEOC”) has held that in order to “initiate contact” with an EEO counselor, an employee must: (1) contact an agency official logically connected with the EEO process, even if that official is not an EEO counselor; (2) exhibit an intent to begin the EEO process; and (3) allege that an incident in question is based on discrimination.
Pueschel v. Veneman,
DiPaulo alleges that she was last discriminated against on August 31, 2004. (E.g., Doc. 5, Ex. A-l (Information of PreComplaint Counseling signed by DiPaulo).) She first initiated contact with an EEO counselor on October 21, 2004, 51 days after the alleged discriminatory incident. (Doc. 5, Ex. A-l.) 4 It is undisputed, as DiPaulo claims, that she contacted Monroe. However, Monroe was not an EEO counselor, nor has he ever worked in USPS’s EEO office. (Doc. 11, Ex. C.) Rather, he was a Workplace Environment Analyst for the Greensboro District of the USPS. (Id.) Because Monroe is not “an agency official logically connected with the EEO process,” the court finds that DiPaulo failed to make a timely contact.
DiPaulo contends that the EEOC has held that an aggrieved party fulfills her responsibilities under the regulations when contact is made with an EEO office, citing
Stauffer v. Chertoff
EEOC App. No. 01200637511 (E.E.O.C. August 2, 2007) (Doc. 10, Ex. B), which is also found at
b. Equitable Relief
DiPaulo asserts that the 45-day time limit should be equitably tolled. Her argument appears to rest on two separate bases. First, she argues that the time limit should be tolled because Monroe led her to believe he was an EEO counselor and that it appeared to her that talking with him sufficed. Second, she contends that her mental disabilities were such that the court should waive strict adherence to the 45-day time limit.
The regulations governing federal employee discrimination claims provide that the time limits “are subject to waiver, estoppel and equitable tolling.” 29 C.F.R. § 1614.604(e). And the Fourth Circuit has ruled that the deadline acts as a statute of limitations that can be subject to equitable tolling.
Zografov,
There is no evidence of waiver. Equitable tolling applies where a defendant has wrongfully deceived or misled a plaintiff in order to conceal the existence of a cause of action.
Lawson v. Burlington Indus., Inc.,
DiPaulo contends her conversation with Monroe is evidence that she was misled into believing she properly initiated an EEO contact. She argues that he misled her into thinking that he was an EEO counselor and that her doctor’s clearance was needed in order to go forward with her case. Consequently, she contends, USPS affirmatively prevented her from timely contacting another EEO counselor and should be estopped from asserting the deadline.
The court finds that no genuine issue of material fact exists. A careful reading of DiPaulo’s affidavit makes clear that there is no evidence that Monroe portrayed himself to be an EEO counselor or misled DiPaulo. On the contrary, there is ample evidence that DiPaulo understood that her October 21, 2004, contact was the first formal or informal contact she had with an EEO office.
In her declaration, DiPaulo states as follows:
In and around early September 2004, I, along with my father, Robert Taylor, attempted to contact the equal employment opportunity (EEO) office of the U.S. Postal Service, to seek some relief from the unfair employment practices under which I was working. My mental state was such that I was not thinking clearly____As such, my father, Robert Taylor, contacted the Human Resources (HR) office in Greensboro to find out who I needed to speak to. At HR’s direction, my father, with me present, contacted Tom Monroe. In speaking with Mr. Monroe about my claims and issues he learned that I was out of work on stress leave and that I was seeing a psychiatrist due to my claim of work related stress. The indications I received from Mr. Monroe was [sic] that he worked at the U.S. Postal Service’s EEO office. Tom Monroe told me thathe could not or would not speak with me about my EEO issues until I got clearance or permission from my psychiatrists to speak with him....
Mr. Monroe never indicated to me that I must get this clearance from my physician with in [sic] a forty-five day time limit if I were to speak with him about the EEO matters that caused me to call his office in the first place. It appeared to me from my conversation with Mr. Monroe that by contacting Mr. Monroe and letting him know the reasons for my contact was [sic] all I needed to do at that time, and that once I got permission or clearance from my physician I could pick back up with my discussions with Mr. Monroe and everything would be fine. From what I was understanding from Mr. Monroe, any requirements I had to meet would take place from the point of me getting permission from my physician to speak with him.
(Doe. 9 at 2-3 ¶¶ 9,10.)
Nowhere is there any indication that Monroe or anyone on behalf of USPS deliberately misled DiPaulo into thinking that contacting Monroe was sufficient to satisfy the 45-day requirement. Nor is there any conduct which USPS should unmistakably have understood would cause DiPaulo to delay filing her charge. DiPaulo’s declaration contains vague statements such as “indications” she received, how it “appeared to [her],” and “[f]rom what [she] was understanding.” None of these reflects any conduct or statement that USPS should have realized would have led a reasonable person to either believe she had fulfilled her 45-day notice requirement or could delay in doing so. Nor does DiPaulo present any alleged statement of USPS upon which DiPaulo reasonably could have relied in believing she satisfied her 45-day requirement.
Lawson,
This conclusion is wholly consistent with DiPaulo’s Information for PreComplaint Counseling form, which she signed November 2, 2004, wherein she acknowledged that she had conducted “no EEO activity until now.” (Doc. 5, Ex. A-l at 13.) She also claimed in a letter to the EEOC on November 28, 2004, that she did not become aware of the option of filing with the EEOC until October 20, 2004, and requested that her 45-day time limit not start until October 20, 2004.
5
(Doc. 5, Ex. A-2.) Her psychiatrist’s statement reflects as well that DiPaulo did not learn of the 45-day limit to contact an EEO counselor until October 2004. (Doc. 9, Ex. C.) If DiPaulo believed that Monroe had held himself out as an EEO counselor, DiPaulo would not have immediately initiated contact with an EEO counselor when she learned of the 45-day time limit because she would have believed she had already fulfilled that requirement.
See
Doc. 5, Ex. A-2 (stating in DiPaulo’s letter to the manager of EEOC Dispute Resolution “[i]t was on 10-20-04 when my Dad informed me that we should file an EEOC claim. That was the first knowledge I had that I had this option with EEOC.”) Further, Monroe
Therefore, DiPaulo has failed to convince the court that the record, taken as a whole, raises a genuine issue of material fact that USPS misled her into believing that Monroe was an EEO counselor or that she could delay in pursuing her claim.
See Matsushita, 475
U.S. at 587,
DiPaulo also argues that the 45-day time limit should be waived or equitably tolled due to her mental impairments. Generally, federal courts will apply equitable tolling due to a petitioner’s mental condition only in cases of profound mental incapacity. Sosa,
DiPaulo claims that during the 45-day time limit she was suffering from “severe, clinical depression, PTSD, [and] debilitating anxiety” and thus lacked the concentration and focus needed to initiate contact with an EEO counselor. (Doc. 10 at 8.) Her treating psychiatrist, Dr. Walter Afield, stated that “during the August 2004 and September, 2004 time period ... Cathy Di[P]aulo — because of the mental illnesses specified above — was not able to engage in rationale [sic] thought and deliberative decision making and could not reliably handle her legal affairs and fully and knowingly understand and rationally act upon her legal rights.” (Doc. 10, Ex. A.)
While DiPaulo may have been suffering from mental and physical ailments during the 45-day time limit, her condition did not rise to the level necessary to constitute “profound mental incapacity.”
Sosa,
DiPaulo’s ability to craft and send these multiple letters during the 45-day time period refutes her claim of incapacity during that time.
See, e.g., Robison v. Hinkle,
In summary, DiPaulo has failed to demonstrate a genuine issue of material fact as to whether she complied with the requisite 45-day time limit or, if not, she should be excused from the requirement.
III. CONCLUSION
For the reasons stated herein,
IT IS THEREFORE ORDERED that Defendant’s Motion to Strike (Doc. 13) is DENIED and Defendant’s Motion for Summary Judgment (Doc. 4) is GRANTED as to all claims. A separate Judgment will be entered.
Notes
. Plaintiff states that she "made contact with the EEO office on or around October 20, 2004.” (Doc. 10 at 4.) October 20, 2004, is the date her father allegedly learned of the EEO requirements. This date is past the 45-day period.
. DiPaulo’s claim was previously dismissed without prejudice by this court on different grounds.
See DiPaulo v. Potter,
. Even if the court were to consider the materials in DiPaulo’s surreply and attached declarations, however, it would not change the outcome. Those materials do not create a genuine issue of material fact whether USPS knew, or should have known, it misled DiPaulo into believing that she had timely contacted an EEO counselor or could delay in doing so.
. The EEO Dispute Resolution Specialist’s Inquiry Report, contained in Exhibit A-l, mistakenly states the date of initial contact as October 21, 2005 rather than October 21, 2004. (Doc. 5, Ex. A ¶ 3.)
. Even if DiPaulo were not aware of the time limit, she was nevertheless on constructive notice of it. Revised Poster 72, which details the requirements of the 45-day time period and how to properly file an EEO complaint, was posted at the Hillsborough Post Office since September 2001. (Doc. 5, Ex. B.) Because notice of the filing requirement was properly posted, DiPaulo is not able to claim equitable tolling on account of her being unaware of the 45-day time limit.
See English v. Pabst Brewing Co.,
. The Fourth Circuit has been particularly parsimonious in finding profound mental incapacity. Albeit an unpublished opinion,
Farabee v. Johnson,