450 Mass. 66 | Mass. | 2007
Massachusetts law prohibits landlords from discriminating against tenants who receive public housing subsidies either “because the individual is such a recipient,” or “because of any requirement” of the subsidy program. G. L. c. 151B, § 4 (10).
1. Background. We first summarize the provisions of the AHVP, the subsidy program for temporary housing at issue in this case. The program was established following the abolition of rent control in the Commonwealth by popular initiative. See St. 1995, c. 179, § 16 (“An Act improving housing opportunities for elders and non-elderly persons with disabilities”). The statute called on the Executive Office of Communities and Development, now the Department of Housing and Community Development (department), to “establish and administer a transitional rental assistance program” for “eligible and qualified handicapped persons of low income,” and to promulgate rules and regulations to implement the program (emphasis added). Id. The statute specifies that program participants pay a monthly rent on a rental unit limited to between twenty-five and thirty per cent of their income,
To administer the program, the department created a standard form lease to be signed by all landlords and tenants participating in the program (AHVP lease). Under the AHVP lease, tenancy is for a term of one year and is automatically extended from year to year unless either the landlord or the tenant gives sixty days’ notice of election not to renew the lease. The AHVP lease does not allow either the landlord or the tenant to terminate the lease early, except for certain enumerated reasons that constitute “good cause.” In those cases, a landlord may terminate the lease on thirty days’ notice, and a tenant on one month’s notice. Among the circumstances that constitute “good cause” under the AHVP lease are “when the Tenant becomes a participant in another housing subsidy program, or when the tenant secures Suitable Permanent Housing, as defined” in 760 Code Mass. Regs. § 53.02.
The amount of funding made available by the Legislature for the AHVP program has varied from year to year. In 1996, for example, the AHVP program administered as many as 784 vouchers. In 2005, the AHVP served fewer than 236 households.
We turn now to the facts of this case. In the Superior Court, the plaintiffs and the defendants filed cross motions for summary judgment. Summary judgment entered in favor of the defendants from which DiLiddo appealed. Because the standard of review of a grant of summary judgment is whether, viewing the evidence in the light most favorable to the respective nonmoving party, “there is no genuine issue as to any material fact and ... the moving party is entitled to a judgment as a matter of law,” Mass. R. Civ. P. 56 (c), as amended, 436 Mass. 1404 (2002); Augat, Inc. v. Liberty Mut. Ins. Co., 410 Mass. 117, 120 (1991), we summarize the facts in their light most favorable to DiLiddo. See Yakubowicz v. Paramount Pictures Corp., 404 Mass. 624, 626 (1989) (“we look at the materials available to the judge for summary judgment purposes in the light most favorable to the [nonmoving party] to see whether, as a matter of law, they support a claim”).
DiLiddo, who was disabled after an automobile accident in 1994, was issued an AHVP voucher by the Cambridge Housing Authority in April, 1998. In late May, 1998, DiLiddo viewed an apartment located at 2 Belvedere Place, in Cambridge. Marie Doubleday, a real estate agent (agent) working for Oxford, showed her the unit. DiLiddo was accompanied by Lisa Hart-
At the time that Oxford offered DiLiddo the unit, Indeck testified, he and his company were aware that DiLiddo intended to use her AHVP voucher to pay the rent. Oxford nevertheless required that DiLiddo herself pay the rent for the first month, beginning June 1, because the first AHVP voucher payment was not expected until July 1. DiLiddo agreed to do so, and to be reimbursed by the landlord after the first voucher payment was processed.
On June 5, 1998, Hartnett sent Indeck a copy of the AHVP lease. Indeck was not familiar with the AHVP form lease, although he was familiar with the form lease required under the so-called “Section 8” Federal housing subsidy program. See 42 U.S.C. § 1437f (2006). After consulting with two attorneys and with Pepi’s son, Indeck concluded that several of the AHVP form lease provisions were, he testified, “unreasonable and excessive.” Specifically, Indeck objected to the provisions of the AHVP lease that would terminate the lease on one calendar month’s notice “when the Tenant becomes a participant in another housing subsidy program, or when the Tenant secures Suitable Permanent Housing, as defined” in 760 Code Mass. Regs. § 53.02. Indeck testified at his deposition that he believed that these provisions placed an “unreasonable” burden on landlords. Indeck also objected to a provision allowing the local housing authority and the department access to the landlord’s premises and records for audit purposes, which he found “invasive”; to a provision that would vary the tenant’s share of the rent if the tenant’s income changed; and to a provision requesting the owner’s Social Security number.
In December, 1998, DiLiddo filed a complaint with the human rights commission of Cambridge and the Massachusetts Commission Against Discrimination (MCAD), alleging that Oxford and the landlord had discriminated against her in violation of G. L. c. 151B, § 4 (lO).
2. The “requirement” provision of G.L. c. 15IB, § 4 (10). The defendants make no challenge, constitutional or otherwise, to the validity of the statute prohibiting landlords from discriminating on the basis of “any requirement” of housing subsidy programs, G. L. c. 151B, § 4 (10). Nor do they challenge the validity of the statute creating the housing subsidy program at issue in this case, St. 1995, c. 179, § 16. They do not challenge that the AHVP is a valid temporary housing subsidy program created in furtherance of the statute, and they do not challenge the regulations implementing the AHVP, 760 Code Mass. Regs. §§ 53.00. The question presented therefore is a narrow one of statutory interpretation: Is the one-month termination provision of the AHVP lease a “requirement” of the AHVP, and, if so, is it a requirement that a landlord may reject for purported financial reasons without running afoul of the housing antidiscrimination law?
We begin with basic principles of statutory interpretation. We interpret a statute “according to the intent of the Legislature, as evidenced by the language used, and considering the purposes and remedies intended to be advanced.” Glasser v. Director of the Div. of Employment Sec., 393 Mass. 574, 577 (1984). “The statutory language, when clear and unambiguous, must be given its ordinary meaning.” Bronstein v. Prudential Ins. Co., 390 Mass. 701, 704 (1984). The relevant section of G. L. c. 151B makes it unlawful for a landlord to discriminate against recipients of rental assistance or housing subsidies “because of any
The Legislature granted the department broad authority to “establish and administer” a transitional housing subsidy program. St. 1995, c. 179, § 16. The development of a standard form AHVP lease containing clauses designed to implement the program’s transitional character is well within the bounds of the department’s mandate from the Legislature. Cf. Liberty Mut. Ins. Co. v. Commissioner of Ins., 395 Mass. 765, 771 (1985) (upholding agency’s authority to require standard coverage terms and standard form in automobile insurance context). We find no support for, and accordingly reject, the view of the defendants and of the judge that the “requirements” provision of G. L. c. 151B, § 4 (10), pertains exclusively to an obligation to provide “decent” housing.
The General Court added § 4 (10) to G. L. c. 151B in 1971. St. 1971, c. 726. As originally enacted, the provision prohibited landlords from discriminating against any recipient of public assistance or housing subsidies, such as rental assistance or rental supplements, “solely because the individual is such a recipient.”
Two years after the Brown decision, the General Court sought to amend G. L. c. 15IB, § 4, to make more housing available
The facts of this case parallel the facts in the Brown case, but the General Court’s amendment to G. L. c. 151B, § 4 (10), compels a different result. As in Brown, the administrative agency charged with implementing the relevant housing subsidy
The defendants argue that, even if the termination provisions of the AHVP lease are “requirements” of the AHVP for purposes of our antidiscrimination law, they may refuse to accept those requirements so long as they had a “legitimate, non-discriminatory reason” for doing do. Put another way, they contend that, because they rejected the AHVP based on a good faith attempt to serve the landlord’s economic interests and not from any discriminatory “animus,” they may not be held hable for housing discriminatian under G. L. c. 151B, § 4 (10). But it is G. L. c. 151B, itself, not the defendants’ conception of what should or should not constitute discrimination, that delineates what is “legitimate” and “nondiscriminatory” under the statute. The statute contains no language requiring a showing of “animus.”
The defendants urge that we read into the statute an exceptian that would allow landlords to reject a participant in any housing subsidy program whose requirements could cause the landlord “substantial economic harm.” We may not rewrite the statute’s clear terms.
The defendants also contend that they should not be held liable for violating G. L. c. 151B, § 4 (10), because they acted as mere agents, following the instructions of the building’s owner, Pepi. Specifically, Indeck and Oxford argue that they had “no choice” in the decision, merely acting as a “messenger.” We need not decide whether a broker or agent who in fact acts solely as a “messenger” for the decisions of a landlord, exercising no independent judgment, can be held liable under G. L. c. 151B, § 4 (10), because here the judge found, and the record amply supports, that Oxford and Indeck were responsible for “locating, interviewing and choosing” tenants for Pepi. While Indeck testified at his deposition that “I am not the one that makes the final decision,” the defendants do not dispute that they play a role in the process of locating, interviewing, and choosing tenants. General Laws c. 151B, § 4 (10), applies to “any person furnishing credit, services or rental accommodations.” In addition, G. L. c. 15IB, § 4 (5), provides that it is unlawful “[f]or any person, whether an employer or an employee or not, to aid, [or] abet... the doing of any of the acts forbidden under this chapter or to attempt to do so.” Thus, the test is whether Oxford and Indeck, at a minimum, “aid[ed]” or “abet[ted]” a violation of G. L. c. 151B, § 4 (10). Oxford and Indeck’s attempt to distance themselves from Pepi’s decision is ill placed.
The defendants argue that they had a fiduciary duty to Pepi
The AHVP housing subsidy program affects relatively few individuals. But if landlords or their agents are permitted to reject for their own reasons the “requirements” of the AHVP program, that could have, as the Commonwealth argues, “a potentially widespread and profound impact on the ability of residents in the Commonwealth to utilize any rental assistance voucher to locate and then actually obtain affordable housing.” The General Court has spoken unambiguously. See G. L. c. 15IB, § 4 (10). The defendants have proffered no basis for us to ignore its mandate.
3. Advice of counsel. The defendants argue, and the judge concluded, that the defendants should be absolved of all liability because they acted on the advice of counsel. The defense of reliance on advice of counsel is available, but only in limited contexts. For example, it is established as a defense to the charge of malicious prosecution. See, e.g., Higgins v. Pratt, 316 Mass. 700, 713 (1944). The defense may serve to rebut the sci-enter element of a crime or civil charge requiring a wilful or
4. Conclusion. We reverse the denial of the plaintiff’s motion for partial summary judgment, vacate the order granting summary judgment to the defendants, and remand the case to the Superior Court for entry of judgment in favor of the plaintiff as to liability, and for further proceedings consistent with this opinion.
So ordered.
General Laws c. 151B, § 4 (10), provides: “It shall be an unlawful practice . . . [f]or any person furnishing credit, services or rental accommodations to discriminate against any individual who is a recipient of federal, state, or local public assistance, including medical assistance, or who is a tenant receiving federal, state, or local housing subsidies, including rental assistance or rental supplements, because the individual is such a recipient, or because of any requirement of such public assistance, rental assistance, or housing subsidy program.”
As described below, after proceedings in the Massachusetts Commission Against Discrimination (MCAD), Lori DiLiddo settled her claim against the landlord, who was never a party to this case. See note 11, infra. In the Superior Court, the Commonwealth was a party plaintiff, but did not appeal from the denial of its motion for summary judgment. See note 12, infra. The Commonwealth has nevertheless filed an amicus brief in this court in support of DiLiddo.
We also acknowledge the amicus briefs filed by the Massachusetts Commission Against Discrimination; AARP and Legal Assistance Corporation of Central Massachusetts, Inc.; and the Fair Housing Center of Greater Boston.
The statute provides that participants are to pay a maximum of twenty-five per cent of their net income for a unit where the tenant pays utilities, or thirty per cent where the landlord pays utilities. St. 1995, c. 179, § 16, third par.
See 105 Code Mass. Regs. §§ 410.00 (2007) (minimum standards of fitness for human habitation [State Sanitary Code c. II]); 105 Code Mass. Regs. §§ 460.00 (2002) (lead poisoning prevention and control).
Title 760 Code Mass. Regs. § 53.02 (1996) defines “Suitable Permanent Housing” as a “unit located by the Participant to which the Participant would transition from the Program.”
Terminating a lease will not necessarily end a tenancy. If a tenant becomes a participant in a housing subsidy program other than the alternative housing voucher program (AHVP), such as the so-called “Section 8” Federal housing subsidy program, 42 U.S.C. § 1437f (2006), and if the housing subsidy from
Pepi, whom Indeck testified was seventy-eight years old, was sufficiently distant from the day-to-day management of the building, which she had delegated to Oxford, that she had no knowledge of either DiLiddo or any of the events at issue in this case until she received the complaint filed by DiLiddo with the human rights commission of Cambridge in December, 1998.
DiLiddo also alleged a violation of G. L. c. 151B, § 4 (7A) (discrimination on basis of handicap). The commission found no probable cause to support this allegation, and it forms no part of this case.
By then, DiLiddo had resolved her claim against Pepi at a MCAD conciliation conference on October 1, 2003.
General Laws c. 15 IB, § 5, provides that, when either a claimant or a respondent elects judicial determination, the MCAD “shall authorize . . . and ... the attorney general shall commence and maintain, a civil action on behalf of the complainant in the superior court for the county in which the unlawful practice occurred. Any complainant may intervene as of right in said civil action.”
It appears that Indeck’s primary objection to the form lease was to the one-month termination provision. The judge in the Superior Court implied that this was his only objection to the lease. The record reveals a longer series of objections, mentioned above. At his deposition, Indeck suggests that, if the termination provision of the AHVP lease had been compromised, he would have signed the lease, but his testimony is ambiguous on that point.
No reference to “decent” housing is found in the statute, or the regulatians governing the AHVP. That term is used in Section 8 of the United States Housing Act of 1937, the Federal statute creating the so-called “Section 8” housing voucher program. See 42 U.S.C. § 1437f (a) (2006). That program is not at issue here.
Before it was amended in 1990, as described below, G. L. c. 15IB, § 4 (10), provided in full that it shall be an unlawful practice “[f]or any person furnishing credit, services or renting accommodations to discriminate against any individual who is a recipient of federal, state or local public assistance, including medical assistance, or who is a tenant receiving federal, state or local housing subsidies, including rental assistance or rent supplements, solely because the individual is such a recipient” (emphasis added).
For example, one provision of the proposed statute required landlords to modify existing units to accommodate tenants with disabilities. For larger buildings, the owner rather than the tenant would be required to bear all of the costs of modification or alteration of the building. As finally enacted, the bill provided for an exemption for landlords in the case of “undue hardship.” 1989 Senate Doc. No. 1735, § 17. See St. 1989, c. 722, § 18.
The MCAD, the agency charged with enforcing G. L. c. 15 IB, and whose reading of the statute is entitled to deference, see Bynes v. School Comm. of Boston, 411 Mass. 264, 269 (1991); Rock v. Massachusetts Comm’n Against Discrimination, 384 Mass. 198, 204 (1981), has concluded that the 1990 amendment to G. L. c. 151B, § 4 (10), “trackfs] the very language of the Brown decision with an obvious intent to reverse the effect of that decision.” Hogan vs. Gaipo, MCAD No. 98-BPR-2756 (March 13, 2002) (order of the full commission).
We do not consider whether the requirements of the AHVP standard form lease in fact cause substantial economic harm to a landlord.
As noted above, Pepi delegated to Oxford a sufficient degree of day-today responsibility for managing the property that Pepi was not aware of any of the events involved in this case until months after the fact. See note 9, supra. Indeck testified that he consulted with Pepi’s son about the lease provisions at issue in this case. But nothing in the record suggests that Pepi’s son had the authority to require Indeck to refuse to sign the AHVP lease. Nor does
Oxford and Indeck argue that “DiLiddo refused to sign a year-long lease,” contending that the AHVP lease is “month-to-month.” This is incorrect. By its terms, the AHVP form lease requires a term of one year; an AHVP housing subsidy voucher cannot be used to secure a month-to-month tenancy. The defendants refer to “DiLiddo’s desire for flexibility so as to be able to leave one apartment for another,” but the AHVP form lease does not permit tenants to end their tenancy at will. The termination provision allows voucher holders to terminate a year-long lease only when they are required to do so by statute. See St. 1995, c. 179, § 16.