Lead Opinion
County Court Judge Donald L. Jorgensen (respondent), pursuant to NDCC § 29-07-14, issued an order closing the preliminary examination-hearing of John J. Huber (Huber), the defendant, charged with four counts of murder and one count of attempted murder. Huber, with the concurrence of the state’s attorney, requested the closing order. The county court requested and received briefs from all interested parties before issuing the order.
The petitioners, Dickinson Newspapers, Inc., The Associated Press, Meyer Broadcasting Company, KBMR Radio, Inc., and North Dakota Newspaper Association (news media) petitioned this court for a supervisory writ and for an ex parte order staying the preliminary hearing until the Supreme Court ruled on the petition for a supervisory writ. We granted the stay order and took the petition for a supervisory writ under consideration.
Initially, we conclude that the petitioners, even though they could not intervene as a party and are not parties in the preliminary examination proceedings, are in a position to request this court to exercise its original jurisdiction because no other remedy is available, and this is a matter of vital concern to the public. State ex rel. Foughty v. Friederich,
The petitioners contended and argued that the preliminary examination pursuant to the State and Federal Constitutions had to be open to the public and the press, except in very limited circumstances, and that by closing the preliminary examination
The provisions for preliminary examination (hearing) were formerly governed by statute but are now contained in Rules 5(c) and 5.1 of the North Dakota Rules of Criminal Procedure. They basically provide that a person charged with a felony has a right to a preliminary examination, unless waived. This procedure is in harmony with Section 10, Article I, of the North Dakota Constitution, which provides:
“Until otherwise provided by law, no person shall, for a felony, be proceeded against criminally, otherwise than by indictment .... ” [Emphasis added.]
The term “by law” is not limited to statute but includes rules adopted by the Supreme Court pursuant to the court’s authority contained in Section 3, Article VI, North Dako-. ta Constitution. In effect, a preliminary examination is in lieu of the grand jury proceedings and indictment contained in NDCC, Chapter 29-10.1.
The purpose of the preliminary examination is to determine if a crime has been committed and if probable cause exists requiring the accused to stand trial. The preliminary examination is not a trial nor is it a pretrial proceeding. In reality, it is a proceeding to determine if a trial should be held to determine the guilt or innocence of the accused. It is also a safety device to prevent the accused’s detention without probable cause.
Generally at the preliminary examination (hearing), only the prosecution presents evidence of his version of the matter. This may include hearsay and other prejudicial testimony not admissible at the trial, including evidence obtained by illegal means, and thus, in certain circumstances, may violate the accused’s constitutional right to a fair trial if such prejudicial testimony is made public before the trial. The accused may cross-examine, take the stand, or present testimony, but seldom does.
A preliminary examination not being a trial or a pretrial proceeding, the North Dakota constitutional provisions found in Section 9, Article I, providing that all courts shall be open [accessible for redress], and the Sixth Amendment of the United States Constitution do not apply with the same force and effect as they apply to trials. But Section 12, Article I, providing that the “accused shall have the right to a speedy and public trial ...,” which is primarily for the benefit of the accused, applies.
The preliminary examination proceedings are governed by Criminal Rules 5 and 5.1 and NDCC Chapter 29-07. Rule 5.1 specifically provides that: “the magistrate may receive evidence that would be inadmissible at the trial.” The closing of the preliminary examination by excluding all except specified persons is authorized by NDCC § 29-07-14, which provides as follows:
“Persons not excluded.—The magistrate holding a preliminary hearing, upon the request of the defendant, may exclude from the examination every person except his clerk, the prosecutor and his counsel, the attorney general of the state, the state’s attorney of the county, the defendant and his counsel, and such other person as he may designate, and the officer having the defendant in custody, but such exclusion, and the extent thereof, shall be within the discretion of the court.” [Emphasis added.]
Even if the preliminary examination were considered a meeting it would be governed by Article XI, Section 5 of the North Dakota Constitution, which, in effect, provides that any body which is supported or which expends public funds in holding a meeting such meeting shall be open unless “otherwise provided by law.” NDCC § 29-07-14 provides otherwise.
The petitioners, in support of their position, erroneously relied upon the rationale of KFGO Radio, Inc. v. Rothe,
The constitutionality of NDCC § 29-07-14 has not been challenged by the petitioners. A similar statute was upheld in Azbill v. Fisher,
Uniformity among the states regarding the use of the preliminary examination does not exist. Some states providing for a preliminary examination generally have a statute or rule regulating its use and authorizing the magistrate to exclude the public. Some states make the exclusion mandatory at the request of the defendant. Others give the magistrate discretionary authority. See
In states having a mandatory rule or statute requiring the exclusion of all unauthorized personnel, the magistrate has no discretion but, at the request of the accused, must close the preliminary examination. San Jose Mercury-News v. Municipal Court, Etc.,
In states having a discretionary rather than a mandatory closing of the preliminary examination, a mere request is not sufficient to justify a closing. In Davis v. Sheriff, Clark County,
New York has a statute similar to NDCC § 27-01-02, commanding that “the sitting of every court within this state shall be public, and every citizen may freely attend same,” Judiciary Law § 4. It also has a
The New York court, under the aforementioned law, in Gannett Co., Inc. v. Weidman,
The New York court in Westchester Rockland Newspapers v. Leggett,
The case of San Jose Mercury-News v. Municipal Court, Etc.,
The California court, after discussing pertinent constitutional provisions and analyzing some cases on the topic, including United States Supreme Court cases, concluded that the public, including the press, had no constitutional right of access to a preliminary hearing; that the state constitutional “public trial” guaranty does not provide an unqualified right in the public or in news media to attend a preliminary hearing; and that the statute providing for closure without a showing of prejudice is not unconstitutional because it is a permitted means of protecting the defendant’s right to a fair criminal trial, including one free of juror bias.
The California court also noted that: “In Branzburg v. Hayes (1972)408 U.S. 665 ,92 S.Ct. 2646 ,33 L.Ed.2d 626 a five-justice majority suggested that ‘without some protection for seeking out the news, freedom of the press would be eviscerated.’” San Jose Mercury-News, supra,179 Cal.Rptr. at 774 ,638 P.2d 657 .
The court, however, continued by observing that:
“Many incidental burdens on access to information, the [United States Supreme] court said, are proper. For example, the media enjoy no special right of access to places where public presence is properly restricted; they are ‘regularly excluded from grand jury proceedings, our own conferences, the meetings of other official bodies gathered in executive session, and the meetings of private organizations’ (p. 684,92 S.Ct. p. 2658).” San JoseMercury-News, supra, 179 Cal.Rptr. at 774 ,638 P.2d 657 .
The California court further noted that the United States Supreme Court in Zemel v. Rusk,
In Gannett Pacific Corp. v. Richardson,
The petitioners also contended that the principles of law announced in the United States Supreme Court cases of Globe Newspaper Co. v. Superior Court, - U.S. -,
We realize the important role the news media has in the administration of justice. It not only makes public the events of the courts, its rulings and decisions, but also serves as a catalyst for openess and, as such, promotes fairness and trust.
“Secrecy of judicial action can only breed ignorance and distrust of courts and suspicion concerning the competence and impartiality of judges .... ” Nebraska Press Assn v. Stuart,
“Justice must not only be done; it must be perceived as being done.” Westchester Rockland Newspapers v. Leggett, supra,399 N.E.2d at 522 .
In this respect the United States Supreme Court said:
“... The press serves to guarantee the fairness of trials and to bring to bear the beneficial effects of public scrutiny upon the administration of justice.” CoxBroadcasting Corporation v. Cohn, 420 U.S. 469 , 492,95 S.Ct. 1029 , 1044,43 L.Ed.2d 328 (1975).
In State v. Rueb,
“Our Constitution provides for public trials and the public’s right to know has become engrafted on our system of government by appropriate laws. The star chamber proceedings have never been favored under our judicial system. The State’s Attorney represents the public. He was entitled to a notice.”
The state’s attorney in a Rule 35, NDRCrimP reduction of sentence hearing had not been given notice. We said this was error.
We advocate the policy of openness in judicial proceedings and adhere to the traditional notions and concepts that fair play and impartial justice are indispensable necessities which are promoted by openness and, as such, preliminary examinations generally should be open to the public. However, if, upon motion by the defendant and a hearing thereon, the magistrate finds and determines that evidence inadmissible at the trial on the issue of guilt or innocence will be admissible at the preliminary examination, which is designed to only determine probable cause and, as a result, there is a substantial likelihood that such evidence will interfere with the defendant’s right to a fair trial and impartial jury, then a departure from this policy and concept will be justified.
We cannot ignore the fact that pretrial publicity of inadmissible evidence can defeat the defendant’s constitutional right to a fair and public trial. Pretrial prejudicial publicity has caused the reversal of a conviction. Marshall v. United States,
The news media does not occupy a special status distinct from that of the general public. Nixon v. Warner Communications, Inc.,
The United States Constitution does not provide the press an affirmative right of access to pretrial proceedings. Gannett Co., Inc. v. De Pasquale,
The remedies available to the accused, such as continuance, change of venue, and voir dire, have their own built-in limitations or drawbacks. For that matter, a reversal of a conviction because of preju
Finally, we do not believe a waiver of the preliminary hearing by the defendant to avoid prejudicial publication is a remedy. The development of such a situation is more in the nature of an unfair imposition on the defendant’s statutory right. Huber’s counsel stated to this court that in order to protect the defendant’s constitutional right to a fair trial he probably would waive the preliminary hearing if the closure order is: vacated. This illustrates the “Catch-22”' predicament — a choice between Scylla and Charibdis — which a defendant faces when confronted with an open preliminary hearing in a well-publicized case and the option to waive the right to a preliminary hearing.
This leads us to the obvious conclusion that the rights of the public, including the news media, cannot overshadow or deprive the defendant of his constitutional rights, including a fair trial.
We now come to the ultimate issue whether or not Judge Jorgensen, under the provisions of NDCC § 29-07-14, abused his discretion in issuing the closure order. Our court has previously held that if a judge acts in an arbitrary, unreasonable, or unconscionable manner, it constitutes an abuse of discretion. Wall v. Penn. Life Ins. Co.,
In this instance, the judge gave the following reasons for the closure:
“... in the conduct of a preliminary examination the Court is authorized to receive and consider evidence, including hearsay, which may otherwise be inadmissible at the time of trial.
... John J. Huber is charged with having committed five (5) Class AA felony offenses, which are- alleged to have caused the death of each of four (4) local residents .... the evidence to be offered at the time of preliminary examination ... will necessarily include the actions of the defendant prior to, during, and subsequent to the death of each of said individuals, as well as evidence relative to the time, place, cause and circumstances of each of said deaths. To permit such evidence to come within the general knowledge of a prospective juror is highly prejudicial to the defendant and denies the defendant his right to a fair trial by an impartial jury.”
The judge also considered the alternatives available, such as change of venue, voir dire, preemptory challenges, sequestration of jury, admonitions, and other similar type procedures. The judge concluded that the closure was the proper thing to do under' these circumstances and, accordingly, issued the order closing the preliminary examination to all except those functionaries stated in § 29-07-14. The judge did not recite or disclose the hearsay prejudicial evidence which would be introduced. Had he done that he would have defeated the very purpose of the closure order. We can
After considering the stated reasons for the closure order and the applicable principles of law mentioned earlier in this opinion, we conclude that Judge Jorgensen did not abuse his discretion in ordering that the preliminary hearing be closed to the press. Accordingly, the stay is vacated and the petition for a supervisory writ is denied. This being a matter of first impression in this court and of vital concern to the public, no costs are to be assessed against either party and each will bear its own costs.
Notes
. Counsel for the defendant Huber appeared in our court and made a short statement, but did not file a brief or present any argument in support of the closure order because the defendant was not named as a party. The state’s attorney filed an “amicus” brief which was neutral, not supporting either side. The judge also made a brief statement, explaining the difficult situation in which he has been placed, and declined tp speak on the issues presented.
Concurrence Opinion
concurring specialty-
I concur in the opinion that Justice Sand has authored for the majority. There are no constitutional rights of the news media involved and Judge Jorgensen did not commit an “abuse of discretion” as we have defined that term. Maier v. Holzer,
1. To the extent that KFGO Radio, Inc. v. Rothe,
2. When jurisdiction is returned, permitting Judge Jorgensen to proceed, he ought to reschedule the preliminary hearing as an “open” hearing in the interest of justice and good order, leaving the question of prejudicial disclosures in the lap of the prosecutor and the question of waiving the hearing in the lap of defense counsel, where they belong.
