Honorable Charles DICKENS, Relator, v. COURT OF APPEALS FOR THE SECOND SUPREME JUDICIAL DISTRICT OF TEXAS, Respondent.
No. 69490.
Court of Criminal Appeals of Texas, En Banc.
March 25, 1987.
Shortly before the deceased was discovered, appellant was present at the location where the body was found. Evidence was introduced showing that rope and weights were sold on June 4, 1981, at White‘s Auto Store in Lake Charles, Louisiana, to a man fitting appellant‘s description; and were similar to those seen by Geyen in appellant‘s car; and similar to those later found on the body of the deceased. We agree that the fact and time of appellant‘s presence at the location where the body was found, along with the evidence about the ropes and weights, circumstantially proves that appellant helped dispose of the body.
Appellant was found near the body and immediately thereafter fled to El Paso. Such facts are certainly significant as part of the overall picture of the crime and appellant‘s involvement in it.
Further, as the State argues, the piece of bloodied carpet taken from appellant‘s apartment and found in Louisiana on the road near the route appellant took to dispose of the body links him to the deceased. The inference can at least be drawn that the deceased was killed in appellant‘s apartment.
“A conviction based on circumstantial evidence must exclude every other reasonable hypothesis except the guilt of the accused.” Carlsen, 654 S.W.2d at 447. As always, the evidence must be viewed in a light most favorable to the verdict. Appellant argues that on this state of the evidence Rada or Pesina could have murdered the deceased and appellant “only” have helped dispose of the body. Appellant overlooks a significant fact which links him to the murder and eliminates the others, namely, motive. Appellant, as her pimp, had a great measure of control over the deceased. Lester Thurman, a friend of appellant‘s, testified that appellant told him in February, 1981, that the deceased was not working out and that he was probably going to get rid of her. A few months later, the deceased was murdered. No evidence was presented that any other person had any motive to kill the deceased.
Viewing the evidence in a light most favorable to the verdict, this combination of appellant‘s degree of control over the deceased in his position as her pimp, his motive to kill the deceased, his disposal of the body, the strong likelihood that the blood on appellant‘s carpet was that of the deceased; and appellant‘s flight, together are sufficient to sustain his conviction by excluding “every other reasonable hypothesis except the guilt of [appellant].”
The judgment of the Court of Appeals sustaining the conviction is affirmed.
CLINTON and TEAGUE, JJ., dissent.
Tim Curry, Dist. Atty. and C. Chris Marshall, Asst. Dist. Atty., Fort Worth, for relator.
Richard Alley, Fort Worth, for respondent.
Robert Huttash, State‘s Atty., Austin, for the State.
OPINION
CAMPBELL, Judge.
This is an original mandamus proceeding brought by the Judge of the 297th District Court in Tarrant County (relator),1 to contest the issuance, by the Court of Appeals for the Second Supreme Judicial District
I.
James Dean Reynolds is a defendant currently charged with aggravated sexual assault of a child. He is awaiting trial before the Judge of the 297th District Court. The defendant, through three defense attorneys, filed discovery motions seeking access to videotaped interviews of three complainant children which the State intends to use as evidence at trial.2 Judge Dickens held two hearings on the motions.
In the first hearing on November 2, 1984, Reynolds requested, inter alia, that Dr. Helge, a child psychologist, be allowed to view the videotape prior to trial and that a copy of the video tape, at Reynolds’ expense, be made for use by his attorneys. Pursuant to
In the second hearing on November 12, 1984, Dr. Helge testified that he had already viewed the videotape on May 9, 1984, and had made notes during the viewing. Dr. Helge testified that a second viewing
After the November 2 hearing, Reynolds sought a writ of mandamus from the Second Court of Appeals. Reynolds v. Dickens, 685 S.W.2d 479 (Tex.App.— Ft. Worth 1985). The Court of Appeals conditionally granted the mandamus with the expectation “that Judge Dickens will vacate his order denying [Reynolds] the right to secure a copy of the videotape at [defendant‘s] expense and denying [Reynolds‘] psychologist expert witness [the right] to view such videotape....” Id. at 486. Judge Dickens then filed an application for writ of mandamus with this Court seeking review of the issuance of mandamus by the Second Court of Appeals.4
II.
Under the Texas Constitution, this Court has been granted broad power to issue writs of mandamus:
Subject to such regulations as may be prescribed by law, the Court of Criminal Appeals and the Judges thereof shall have the power to issue the writ of habeas corpus, and, in criminal law matters, the writs of mandamus, procedendo, prohibition, and certiorari. The Court and the Judges thereof shall have the power to issue such other writs as may be necessary to protect its jurisdiction or enforce its judgments.
Prior to amendment in 1977, this Court only had power to issue writs of mandamus
In the instant case, the Second Court of Appeals issued a writ of mandamus order
Reynolds, citing Espinoza v. State, 669 S.W.2d 736 (Tex.Cr.App.1984), argues that this Court has held that review of mandamus actions of the courts of appeals lies in the Supreme Court of Texas. In Espinoza, supra, the defendant sought access to State records through the Open Records Act and filed an application for mandamus with the trial court.6 The trial court denied the application, the defendant was convicted, the court of appeals affirmed, and the defendant sought review of the denial of mandamus in his petition for discretionary review. We denied relief because the defendant, by filing the mandamus as a mere motion in the course of a pending criminal case, did not properly present the mandamus to the trial court. However, in dicta, this Court stated: “Review of a decree or judgment in a mandamus action would be through the appeals process for civil cases.” Id., at 738. In a footnote, we added: “To be distinguished are mandamus actions instituted in this Court under our original mandamus jurisdiction. A mandamus suit filed under Section 8 of the Open Records Act is not such a proceeding.” Id., at n. 1 (emphasis in original).
In Espinoza, supra, we did not hold that all mandamus actions must be reviewed through the civil appeals process. We simply noted, in dicta, that a mandamus under the Open Records Act was a civil matter which does not invoke this Court‘s power under “criminal law matter” jurisdiction in
The instant case does not involve a mandamus pursuant to the Open Records Act. The instant case involves a mandamus from a court of appeals ordering criminal discovery in a pending prosecution. We hold that this procedural posture invokes
III.
The courts of appeals “shall have such other jurisdiction, original and appellate, as may be prescribed by law.”
A.
Relator argues, however, that the statutory grant of mandamus jurisdiction to the courts of appeals is unconstitutional because the caption to the legislative bill fails to give adequate notice of its effect. See Ex parte Crisp, 661 S.W.2d 956 (Tex.Cr.App.1983). However, we need not decide that issue.
Regardless of the adequacy of the notice given by the caption of the bill granting courts of appeals mandamus jurisdiction, this Court “no longer has the power to declare an act of the legislature unconstitutional due to the insufficiency of its caption.” Baggett v. State, 722 S.W.2d 700 (Tex.Cr.App.1987); see
B.
Relator also argues that the Legislature did not intend to extend mandamus
To assure that no substantive changes were effected by the statutory revision program, the Code Construction Act provides that “[i]n construing a statute, whether or not the statute is considered ambiguous on its face, a court may consider[,] among other matters,” the object of the statute, the circumstances surrounding its enactment, its legislative history, former statutory provisions, the consequences of a particular construction and its caption, preamble and emergency provision.
The language of
In interpreting a statute, a court must “diligently attempt to ascertain legislative intent....”
Under common law, the primary indicator of legislative intent is the language of the statute. Jones v. Del Andersen & Associates, 539 S.W.2d 348, 350 (Tex.1976); Second Injury Fund v. Keaton, 162 Tex. 250, 345 S.W.2d 711, 714 (1961) (“The intention of the legislature in enacting the statute must be ascertained from the language of the statute itself.“). Furthermore, if the language of the statute provides a clear statement of the law, a court must not proceed any further. Minton v. Frank, 545 S.W.2d 442, 445 (Tex.1976); Ex parte Roloff, 510 S.W.2d 913, 915 (Tex.1974); Railroad Commission of Texas v. Miller, 434 S.W.2d 670, 672 (Tex.1968); Fox v. Burgess, 302 S.W.2d 405, 409 (Tex.1957) (“... the statute is plain and unambiguous, therefore the rules of construction sought to be applied by the respondents are inappropriate.“); Simmons v. Arnin, 110 Tex. 309, 324, 220 S.W. 66, 70 (Tex.1920); Salas v. State, 592 S.W.2d 653, 656 (Tex.Civ.App.—Austin 1979); City of Nassau Bay v. Winograd, 582 S.W.2d 505, 508 (Tex.Civ.App.—Houston [1st] 1979); City of Fort Worth v. Westchester House, Inc., 274 S.W.2d 732, 736 (Tex.Civ.App.—Fort Worth 1955).
In Simmons v. Arnim, supra, the Supreme Court provided a compelling explanation of a court‘s duty with regard to accepting plain, unequivocal statutory language:
Courts must take statutes as they find them. More than that, they should be willing to take them as they find them. They should search out carefully the intendment of a statute, giving full effect to all of its terms. But they must find its intent in its language, and not elsewhere. They are not the law-making body. They are not responsible for omissions in legislation. They are responsible for a true and fair interpretation of the written law. It must be an interpretation which expresses only the will of the makers of the law, not forced nor strained, but simply such as the words of the law in their plain sense fairly sanction and will clearly sustain.
“When the courts abandon the plain, ordinary and customary meaning of words in common usage, statutory construction rests upon insecure and obscure foundations at best.” Byke v. City of Corpus Christi, 569 S.W.2d 927, 932 (Tex.Civ.App.—Corpus Christi 1978). Consistent with that principle, this Court has held that it could not, “under the guise of statutory construction, ... write into [a] statute that which obviously is not contained therein.” Miles v. State, 157 Tex.Cr.R. 188, 247 S.W.2d 898, 899 (1952); see also Schronk v. Gilliam, 380 S.W.2d 743, 746 (Tex.Civ.App.—Waco 1964).
Of course, a court will occasionally rely upon various types of extrinsic evidence to determine legislative intent, e.g., legislative history or bill caption. However, those sources are to be applied only if the language of the statute is ambiguous. Kincheloe v. State, 175 S.W.2d 593, 598 (Tex.Cr.App.1943) (opinion on rehearing) (relying upon plain language of statute rather than contrary intent expressed in emergency clause); Salazar v. State, 169 S.W.2d 169, 170 (Tex.Cr.App.1943) (relying upon plain language of statute rather than con
Both Article 1824, supra, and
IV.
After this Court was granted the broad authority to issue original writs of mandamus in 1978, we adopted the traditional two-part test for determining whether mandamus might issue. State ex rel. Vance v. Routt, 571 S.W.2d 903 (Tex.Cr.App.1978). To obtain relief through writ of mandamus, a relator must establish that 1) no other adequate remedy at law is available and 2) that the act he seeks to compel is ministerial, rather than discretionary, in nature. Id.; see also, Ordunez v. Bean, supra 579 S.W.2d at 913.
In the instant case, relator has applied to this Court for a writ of mandamus seeking to vacate the mandamus order of the Second Court of Appeals. Under the test adopted in Vance v. Routt, supra, relator must show that he has no other adequate remedy at law and that the act of the Second Court of Appeals was ministerial in nature.
A.
In Jacolos v. State, 692 S.W.2d 724 (Tex.Cr.App.1985), we held that there is no remedy via petition for discretionary review from an adverse ruling in an original mandamus proceeding.9 Consequently, relator lacks any remedy at law, unless through writ of mandamus. Relator easily meets the “inadequate remedy at law” requirement of the test for issuance of mandamus.
B.
“Mandamus is an extraordinary writ, and is not issued as a matter of right, but rests largely in the sound discretion of the Court.” Callahan v. Giles, 137 Tex. 571, 155 S.W.2d 793, 795 (Tex.1941). The Second Court of Appeals, in issuing a writ of mandamus against relator performed, inter alia, a discretionary act, to wit: it issued a writ of mandamus against a trial court to allow discovery under a new criminal statute of this State. Therefore, relator is unable to meet the ministerial act requirement of the test for issuance of mandamus. Unless an exception allows us to review the discretionary act of the Court of Appeals, mandamus will not lie in this case.
In the short history of this Court‘s mandamus jurisdiction in criminal law matters, we have not yet adopted any exception to the traditional two-part test announced in Routt, supra. See Curry v. Gray, 726 S.W.2d 125 (Tex.Cr.App.1987) (opinion on rehearing). However, we noted the possibility of accepting one exception in Houlihan v. State, 579 S.W.2d 213, 218 n. 7
It is axiomatic that the writ of mandamus may not be utilized to revise or correct [an] error in discretion committed in [the] exercise of a judicial duty unless in the particular case there is a clear abuse of discretion. See Womack v. Berry, 156 Tex. 44, 291 S.W.2d 677, 682 (1956); State v. Markle, 363 S.W.2d 332, 335-336 (Tex.Civ.App., Houston 1962).
The Supreme Court of Texas has adopted the clear abuse of discretion standard for reviewing the mandamus action of a court of appeals in civil cases. Ginsberg v. Fifth Court of Appeals, 686 S.W.2d 105, 107 (Tex.1985). Discarding the traditional requirement that a ministerial act be the focal point of the trial court‘s action before mandamus may issue, the Court held that it had “jurisdiction to review the issuance of the writ of mandamus by the court of appeals, to determine if that issuance constituted a clear abuse of discretion.” Ginsburg, supra (emphasis added). This is consistent with the Supreme Court‘s long recognition that:
While it is the general rule that a mandamus will not issue to control the action of an inferior court or public officer in a matter involving discretion, the writ may issue in a proper case to correct a clear abuse of discretion.
Crane v. Tunks, 160 Tex. 182, 328 S.W.2d 434, 440 (1959) (emphasis added). The Supreme Court has recognized that adoption of this exception is particularly important “where the remedy by way of appeal is inadequate.” West v. Solito, 563 S.W.2d 240, 244 (Tex.1978).
We believe that the instant case is a proper case for adoption of this exception. Relator has no remedy by way of
V.
As previously noted, this Court has adopted the traditional two-part test for determining whether mandamus should issue. Routt, supra. We have not altered that requirement except by adoption today of the clear abuse of discretion standard in reviewing the mandamus actions of the courts of appeals; and, in fact, the traditional two-part test adopted in Routt, supra, has been applied on numerous occasions. See Houlihan, supra, and citations therein; Curry v. Gray, supra. On at least two occasions, this Court has applied the traditional two-part test in mandamus actions involving criminal discovery. Texas Dept. of Corrections v. Dalehite, 623 S.W.2d 420, 424 (Tex.Cr.App.1981); Tex. Bd. of Pardons & Paroles v. Miller, 590 S.W.2d 142, 143 (Tex.Cr.App.1979). Therefore, before issuing a writ of mandamus, the Second Court of Appeals was required to find that Reynolds had no other ade
A.
In a criminal case, a defendant‘s normal method for challenging pretrial orders is through appeal. See Ex parte Jones, 449 S.W.2d 59 (Tex.Cr.App.1970); Ex parte Conner, 439 S.W.2d 350 (Tex.Cr.App.1969); State v. Parr, 293 S.W.2d 62 (Tex.Cr.App.1956). However, an appeal may become an inadequate remedy from pretrial discovery orders if a relator could not receive relief on appeal. Miller, supra; see also Womack, supra, 291 S.W.2d at 683.
In Miller, supra, a defendant had issued the Texas Board of Pardons and Paroles a subpoena duces tecum requesting all files and letters concerning the defendant. The Board filed a motion to quash the subpoena, claiming a statutory privilege. The trial judge overruled the motion and ordered the Board to turn over the documents to the defendant. The Board then sought a writ of mandamus from this Court to vacate the trial court‘s order. We held that the Board did not have any other adequate remedy because the Board could not appeal the trial court‘s order. Conceivably, the Board could have refused the order and sought a writ of habeas corpus, after being held in contempt. However, considering the onerous burden placed on the Board by such review, it would not have been an adequate remedy at law.
In the instant case, Reynolds, as the defendant, can seek direct review of relator‘s pretrial order on appeal. An appeal provides him with a forum in which he can fully develop his claim and receive a meaningful review.
Reynolds concedes that he has a remedy by way of appeal. However, he argues, and the Second Court of Appeals agreed in
In criminal cases, a defendant “does not have a general right to discovery of evidence in the possession of the State, even if the evidence is [the defendant‘s] own statements.” Quinones v. State, 592 S.W.2d 933 (Tex.Cr.App.1980) (emphasis in original); see also
In the instant case, the Second Court of Appeals’ misplaced reliance upon Texas Supreme Court cases interpreting the broader right of a party in civil discovery, see Reynolds, supra, ignored this Court‘s holding in Quinones, supra, which limited the rights of a defendant in criminal discovery. Since there is no proof in the record that Reynolds sought to discover exculpatory or mitigating evidence, Reynolds had no right to further discovery prior to trial.11
Reynolds and the Second Court of Appeals offer one final argument for the granting of mandamus as a remedy for the denial of pretrial discovery. They argue that use of mandamus to review discovery orders would provide a more efficient remedy than appeal, insuring a defendant‘s opportunity to discover evidence prior to trial. Citing several Supreme Court cases, the Second Court of Appeals in Reynolds, supra 685 S.W.2d at 484, held that remedying discovery error on appeal “falls well short of a remedy that is as ‘equally conve
We have acknowledged the important purposes of pretrial discovery, “such as the reduction of surprise and the insurance of a fair trial.” Quinones, supra. We have also observed that the better practice is for the State to allow broad discovery. Id. However, a writ of mandamus should not be used to effectuate that purpose. If this Court allowed mandamus to be substituted for appellate review in discovery situations, the trial of cases would be slowed to a crawl, and eventually, mandamus would be substituted for the appellate process in all pretrial matters. As Chief Justice Calvert explained:
Pope v. Ferguson, 445 S.W.2d 950, 954 (Tex.1969).12There is sound reason why appellate courts should not have jurisdiction to issue mandamus to control or to correct incidental rulings of a trial judge when there is an adequate remedy by appeal. Trials must be orderly; and constant interruption of the trial process by appellate courts would destroy all semblance of orderly trial proceedings. Moreover, with this type of intervention, the fundamental concept of all American judicial systems of trial and appeal would become outmoded. Having entered the thicket to control or correct one such trial court ruling, the appellate courts would soon be asked in direct proceedings to require by writs of mandamus that trial judges enter orders, or set aside orders, sustaining or overruling ... a myriad of interlocutory orders and judgments; and, as to each, it might logically be argued that the petitioner for the writ was entitled, as a matter of law, to the action sought to be compelled.
We find, therefore, that appeal is an adequate remedy in criminal cases for determination of the correctness of a trial judge‘s pretrial discovery orders. In the instant case, Reynolds failed to show that that appeal would not provide meaningful review or that he was being denied a substantial right prior to trial. Under these circumstances, Reynolds failed to meet the “inadequate remedy at law” requirement for issuance of a writ of mandamus.
B.
Decisions involving discovery in criminal cases are committed to the discretion of the trial court. Quinones, supra 592 S.W.2d at 940; see
The act by the [trial judge] ordering the production of privileged records for his in camera inspection was an act within the trial court‘s discretion, Texas Board of Pardons and Paroles v. Miller, supra; therefore, this Court is without authority to issue a writ of mandamus ordering the respondent to rescind his order.
In the instant case, Reynolds was denied discovery by the trial judge. He sought a writ of mandamus ordering the trial judge to vacate his order. Reynolds sought to remedy a discretionary act of the trial judge through writ of mandamus. Therefore, the Second Court of Appeals was without authority to issue mandamus.
Reynolds argues that, even if the trial judge‘s denial of discovery under
In the instant case, Reynolds interprets this seventh requirement as giving him the right, through discovery, to receive a copy of the tape prior to trial and the right to show the tape to his expert witness prior to trial. Reading
We reject Reynolds’ interpretation of
In the instant case, if the State intends to offer a videotape statement under
Any discovery beyond the admissibility requirements of
We find, therefore, that Reynolds did not seek to compel a ministerial act through writ of mandamus. The Second Court of Appeals, by ordering relator to vacate his order denying discovery, failed to require Reynolds to meet the ministerial act requirement before issuing mandamus.
The Second Court of Appeals failed to follow either part of the two-part test adopted by this Court in Routt, supra, for deciding whether mandamus may issue. Reynolds had an adequate remedy by way of appeal and did not seek to compel relator to perform a ministerial act. Therefore, we find that the issuance of mandamus by the Second Court of Appeals was a clear abuse of discretion.
We conditionally grant relator‘s application for a writ of mandamus. If the Court of Appeals does not withdraw its order of mandamus, then writ will issue.
WHITE, J., concurs in result.
CLINTON, Judge, dissenting.
A bare majority would have this Court bestow upon courts of appeals jurisdiction, power and authority to issue writs of mandamus in criminal law matters, and then test propriety of their exercise of the grant by a standard developed on the civil side out of considerations inapposite to criminal law. I dissent to the doing in this cause because Relator is deceased, and to what is ultimately done because erroneous in both aspects.
Mandamus Jurisdiction
When we distill Part III. B. of the majority opinion its essence is deceptively simple: “The word ‘all’ [in former article 1824, V.A.C.S., and Government Code, § 22.221(b)] removes any jurisdictional restriction upon the subject matter of the writ. Therefore, on their face neither.... exclude[s] criminal law matters from mandamus jurisdiction in the courts of appeals.” At p. 548.1
Constitutionally, original jurisdiction of courts of appeals must be ”prescribed by law,”
Before 1978 when it was considered a civil action the Supreme Court of Texas alone had general jurisdiction, power and authority to issue the writ of mandamus against a district judge pertaining to a criminal case—for purposes other than to enforce its own jurisdiction and to compel a judge to proceed to trial and judgment in a cause.
Effective September 1, 1981, however,
Also,
“In addition, [this Court] may, on its own motion, review a decision of a Court of Appeals in a criminal case as provided by law.” Review is, of course, a matter of “sound judicial discretion.”
Also, subject to such regulations as may be prescribed by law, this Court and its judges are empowered to issue the writ of habeas corpus and, ”in criminal law matters, writs of mandamus, procedendo, prohibition and certiorari.”4 Separately, they have the power to issue “such other writs ... to protect its jurisdiction or enforce its judgments.”
Constitutionally, then, this Court has jurisdiction, power and authority in five particulars, viz:
- one, to decide a death penalty case on direct appeal;
- two, to review a decision of a court of appeals in a criminal case;
- three, to issue the Great Writ;
- four, in criminal law matters to issue extraordinary writs;
- five, to issue protective and enforcive writs.
Consistent with the mandate in
While it is true that there are neither constitutional nor statutory definitions of the terms, whatever a “criminal case” may be both sources make clear that appellate jurisdiction pertains to a “criminal case.” Though the term “criminal law matter” may be broad enough to include “criminal case” for some purposes, facially the provisions distinguish one from the other by prescribing differently those essential functions inhering in each: a criminal case is decided on direct appeal in exercise of appellate jurisdiction under one set of rules, while a criminal law matter is decided in exercise of original jurisdiction under other rules, including maxims of equity.5
Which brings us directly to the question of jurisdiction, power and authority of courts of appeals to entertain and issue writs of mandamus in criminal law matters. I find that they did not have any under former article 1824, nor do they have any under
As developed ante, by amendment to
Under articles 1823 and 1824, V.A.C.S., then extant, a court of civil appeals had mandamus authority only in protection of its jurisdiction and to order a trial judge to proceed to trial and judgment. Crofts v. Eighth Court of Civil Appeals, 362 S.W.2d 101, 104 (Tex.1963). As also amended in 1981,
Section 19 of S.B. 265 did make a conforming addition to former article 1733, V.A.C.S., as underscored below, viz:
“The Supreme Court ... shall have jurisdiction and authority to issue writs of procedendo, certiorari and all writs of quo warranto or mandamus agreeable to the principles of law regulating such writs, against any district judge, or Court of Appeals or justices thereof, or any officer of State Government, except the Governor or the Court of Criminal Appeals or the judges thereof.”
Then, in Acts 1983, 68th Leg., Ch. 839, p. 4767, the Legislature passed
“An act relating to the jurisdiction of the supreme court and the courts of appeals in certain civil cases and the issuance of the writ of mandamus by the courts of appeals or the justices.”
With language obviously taken in part from article 1733, see ante, Section 3 of that act amended former article 1824, Revised Civil Statutes of Texas, as amended, to read as follows:
“Said Courts or any Justice thereof, in vacation, may issue all writs of Mandamus agreeable to the principles of law regulating such writs, against any Judge of a District or County Court.”
It has been found that a “Bill Analysis” prepared by its author indicates the intent of that section is “to expand the mandamus power of the Court of Appeals” because they were being denied the more “extensive mandamus power” vested in the Supreme Court. Nevertheless, some have argued that the explanation by the author of
Of course, vesting “criminal appellate jurisdiction” is not to grant “original jurisdiction” in “criminal law matters.” Moreover, the setting of developments in which article 1824 was amended in 1983 demonstrates conclusively that the foregoing analysis, as well as the simplistic approach by the majority, is flawed.
The 1981 set of amendments to Article V made indisputable the following propositions:
- first, that excepted from the judicial power vested in the Supreme Court are “criminal law matters,” § 3;
- second, that granted to this Court is the appellate, review and original jurisdiction, power and authority discussed and delineated ante at pages 3-4, particularly that “in criminal law matters” it has the power to issue extraordinary writs, § 5;
- third, that bestowed on courts of appeals is appellate jurisdiction in criminal cases, and such other jurisdiction, original and appellate, as may be prescribed by law, §§ 5 and 6.
The general jurisdiction, power and authority constitutionally granted this Court has never been implemented by any legislative enactment contained in the Revised Civil Statutes. See Title 38, V.A.C.S. Along with all other courts having criminal jurisdiction, that has always been provided in the extant code of criminal procedure. See former Chapter Four, especially Article 4.01, 4.03 and 4.04, C.C.P. 1965.
When the Legislature enacted S.B. 265, supra, in 1981, it completely overhauled the statutory scheme of things to comport with the constitutional amendments. In § 19 by amending article 1733 to bar the Supreme Court from issuing writs of mandamus
Instead, conforming to past practice, the Legislature placed all statutory provisions for jurisdiction, power and authority of courts of appeals in criminal cases solely in the code of criminal procedure. Thus § 101 amended
In the very next § 103, however, the Legislature did amend
With the constitutional amendments and statutory provisions, then, as things stood on September 1, 1981, this Court—and no other in the criminal justice system—possessed specified jurisdiction, power and
Therefore, in 1983 when the author of the bill explained that in amending article 1824, Revised Civil Statutes his purpose was “to expand the mandamus powers of the Court of Appeals” by granting “extensive mandamus power [of the Supreme Court] which is denied the Courts of Appeals,” he could only be referring to jurisdiction of courts of appeals in civil cases. By then, as has been demonstrated ante, the Supreme Court had no jurisdiction, power or authority in criminal law matters, having been stripped of that by
To be kept in mind is that courts of appeals have only that original jurisdiction “as may be prescribed by law.”
Reviewing Standard
Since I also disagree with its belief that adoption and application of “the clear abuse of discretion standard” is necessary in this cause or generally when reviewing “mandamus actions of lower courts” in discovery matters, I dissent. The essence of my objection is that while the majority derives its review standard from opinions of the civil side, policy considerations and rationale for the standard in discovery matters in civil cases are not pertinent to a stricter limitation on discovery more recent
The notion of “clear abuse of discretion” did not originate in Womack v. Berry, 156 Tex. 44, 291 S.W.2d 677 (1956), but in a context of rules of procedure that appears to be the first time the Supreme Court actually based issuance of a writ of mandamus on it. Involved was refusal of a trial court under Tex.R.Civ.Pro. Rule 174(b) to grant plaintiff in a complex suit against many defendants over interests in an estate a severance of a claim against one defendant who successfully asserted his right to a stay of all proceedings against him under the Soldiers’ and Sailors’ Civil Relief Act.
Recognizing that “use of the permissive word ‘may’ imports the exercise of discretion in such matters,” the Supreme Court said that discretion vested in a trial court by the rule is not unlimited discretion—the court is “required to exercise a sound and legal discretion within limits created by the circumstances of each case.” Noting that “the express purpose of the rule is to further convenience and avoid prejudice, and thus promote the ends of justice,” the Supreme Court formulated a rationale for its conclusion, viz:
“When all the facts and circumstances of the case unquestionably require a separate trial to prevent manifest injustice, and there is no fact or circumstance supporting or tending to support a contrary conclusion, and the legal rights of the parties will not be prejudiced thereby, there is no room for the exercise of discretion. The rule [174(b)] then is peremptory in operation and imposes upon the court a duty to order a separate trial. While the refusal to grant a separate
trial under such circumstances is usually termed a clear abuse of discretion, it is nevertheless a violation of a plain legal duty.”
Id., 291 S.W.2d 683. And performance of a plain legal duty may, of course, be enforced by mandamus.
Crane v. Tunks, 160 Tex. 182, 328 S.W.2d 434 (1959), is a progeny of mandamus proceedings implicating rulings of a trial court on a bill of discovery.9 Relying on them and Womack v. Berry, supra, the Supreme Court did find that writ of mandamus may issue “to correct a clear abuse of discretion.” Id., 328 S.W.2d at 440. The trial judge had ordered Crane, defendant in a suit over ownership of real property, to turn over to attorney for plaintiff certain papers, including his federal income tax return for a given year; Crane sought relief from that order by way of mandamus. Reviewing the law relating to a bill of discovery and rejecting his contention that tax returns are privileged, the Supreme Court concluded that while the order for discovery was “a correct one” and issuing it not an abuse of discretion, there was an abuse of discretion in ordering inspection of the entire return without first inspecting it “to determine what portions were relevant and material to this cause.” Id., at 328 S.W.2d at 440-441. This was viewed in
Traditionally and by rules of procedure, then, on the civil side courts and parties place a high value on liberal discovery. As the Supreme Court pointed out in Jampole v. Touchy, 673 S.W.2d 569 (Tex.1984):
“[T]he ultimate purpose of discovery is to seek the truth, so that disputes may be decided by what the facts reveal, not by what facts are concealed. [citations omitted]. For this reason, discovery is not limited to information that will be admissible at trial. .... To increase the likelihood that all relevant evidence will be disclosed and brought before the trier of fact, the law circumscribes a significantly larger class of discoverable evidence to include anything calculated to lead to the discovery of material evidence. [citations omitted]. This broad grant is limited, however, by the legitimate interests of the opposing party....”
Id., at 573. Indeed, its remedial actions in that case illustrate how the Supreme Court will critically examine denials of discovery. Id., at 573-575. It also found that appeal is not an adequate remedy for several reasons. Id., at 576.11
“The proceeding in this court is an original mandamus proceeding. Tex. Rev.Civ.Stat.Ann. art. 1733 authorizes this court to issue writ of mandamus to appellate courts as well as to other entities. Therefore, this court has jurisdiction to review the issuance of the writ of mandamus by the court of appeals, to determine if that issuance constituted a clear abuse of discretion. Jampole v. Touchy, 673 S.W.2d 569 (Tex.1984).”
The Supreme Court stated the underlying procedural facts substantially as summarized in the margin.12 Rejecting the claim of psychotherapist-patient privilege asserted by plaintiff, the Supreme Court then analyzed the situation thus presented, viz:
“The admission of evidence and the scope of discovery rests within the discretion of the trial court. The trial court was properly within its discretion when it deemed [plaintiff‘s] medical records discoverable. The court of appeals, therefore, abused its discretion by ordering the trial court to refrain from further discovery pertaining thereto, for the denial of proper discovery constitutes a ‘clear abuse of discretion.’ Jampole ...”
This review of early and late opinions reveals the importance of “proper discovery” on the civil side and a ready availability of the writ of mandamus to ensure that it is not denied. Furthermore, a careful reading of the above quoted holding in Ginsberg produces an understanding that, as stated in Johnson v. Fourth Court of Appeals, 700 S.W.2d 916 (Tex.1985), “Our focus remains on the trial court‘s order regardless of the court of appeals’ decision on mandamus.” Id., at 918.13
In the criminal justice system, however, when a motion for discovery is contested by the prosecution most courts are, to put it gently, chary, and this Court has given mere lip service to a more liberal practice—just as it does again today at page 16 of the majority opinion.14 As demonstrated in
It follows that denial of that “right” implicates more than mere discretion. As
Therefore, a ruling denying discovery in a criminal case is no longer a matter of exercising discretion, despite recurring rote statements to that effect. Necessarily the judge has found the material sought has so little probative significance in the premises
Conclusion
Accordingly, I would hold that courts of appeals are without jurisdiction, power and authority to issue a writ of mandamus in criminal law matters under
For those reasons I respectfully dissent.
McCORMICK and DUNCAN, JJ., join.
Notes
A. [by Dr. Helge] It would be helpful.
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Q. [by prosecutor] When you looked at the videotapes and made notes, and looked at it for your general impressions of the children, would that also include whether or not you thought they were competent, because that would be something that you just looked at and your general impressions?
A. [by Dr. Helge] I am uncertain because at that time I didn‘t realize it was an issue that might have been raised. I could look at those [notes] and attempt to make a judgment, and it would be beneficial to see them [the tapes] again.” (R. IC-9, 11) (emphasis added). There is, of course, the right of appeal to this Court from any judgment or order denying bail pursuant to Article I, § 11a, but that special situation is not pertinent to this discussion and will not be further noticed.
Said Courts [of Appeals] or any Justice thereof, in vacation, may issue all writs of Mandamus agreeable to the principles of law regulating such writs, against any Judge of a District or County Court. Just now the Government Code, which is intended to recodify without making a substantive change in the law, § 1.001, carries forward prior statutory denial to the Supreme Court of any jurisdiction in criminal law matters, § 22.001. But as disposition and derivation tables make plain, the Government Code codifies only civil statutes. Accordingly, nowhere else in Subchapters B., Court of Criminal Appeals; or C., Courts of Appeals, is there any designated allocation of jurisdiction, power or authority, appellate or original, in criminal cases or in criminal law matters—not even to this Court! If one means to include this Court and courts of appeals, a finding that the Government Code “confer[s] criminal jurisdiction” cannot be supported.
Less than one year ago [the Supreme Court] observed that over the past twenty-five years it had been flooded with mandamus actions to either compel or deny discovery. Today‘s decision effectively insures that this flood will continue and increase into a rampage. The majority has failed to heed the warning echoed by our predecessors against ‘entering the thicket’ by constant interruptions of the trial process. We have now not only ‘entered the thicket,’ we have become totally enshrouded in that thicket. During the course of giving her deposition plaintiff revealed she had been treated by a psychiatrist, but objected to giving defendant access to medical records relating to that treatment. The trial court ordered that she produce them and, examining them in camera, found them relevant and discoverable and released them to defendant; it then ordered the psychiatrist be deposed; plaintiff objected on the basis of privilege; the trial court denied her motion for a protective order. The patient sought and the court of appeals issued a writ of mandamus denying defendant the right to depose the psychiatrist; the latter died before the court of appeals considered defendant‘s motion for rehearing and dismissed the pending mandamus proceeding. However, it refused to withdraw its prior opinion. Defendant applied to the Supreme Court for mandamus against the court of appeals. Meanwhile, back in the trial court defendant sought to depose the doctor‘s secretary as custodian of records in order to authenticate his medical records. On the strength of the prior opinion by the court of appeals the trial court denied his right to depose; the defendant applied to the court of appeals for writ of mandamus only to be denied relief. He again applied to the Supreme Court for writ of mandamus, and both applications were considered jointly.
Sec. 2. (a) The recording of an oral statement of the child made before the proceeding begins is admissible into evidence if:
* * * * * *
(7) the defendant or the attorney for the defendant is afforded an opportunity to view the recording before it is offered into evidence. The Supreme Court explained its functions while thus focusing, viz:
“We make an independent inquiry whether the trial court‘s order is so arbitrary, unreasonable, or based upon so gross and prejudicial an error of law as to establish an abuse of discretion. .... Although we may believe that the court of appeals has exercised better judgment than the trial court in the matter, we must nevertheless grant the mandamus and direct the court of appeals to vacate its judgment if there is some basis in reason and law for the order of the trial court. If the matter is truly one of discretion, such discretion lies with the trial court. An appellate court may not substitute its discretion for that of the trial court.” Id., at 918.
With advent of Brady v. Maryland, supra, the so-called “Brady” motion for discovery came in vogue. When the prosecution was obliged to but failed to disclose “Brady material,” the standard applied was whether material or testimony not disclosed “may have had an effect on the outcome of the trial.” Means v. State, 429 S.W.2d 490, 494 (Tex.Cr.App.1968); Ex parte Cherry, 456 S.W.2d 949 (Tex.Cr.App.1970); Crutcher v. State, 481 S.W.2d 113 (Tex.Cr.App.1972); Ridyolph v. State, 503 S.W.2d 276 (Tex.Cr.App.1974). In Quinones v. State, 592 S.W.2d 933 (Tex.Cr.App.1980), the Court recounted:
“Traditionally, this Court has declined to find reversible error stemming from discovery if the defendant was not denied access to exculpatory or mitigating evidence which would have effected the outcome of the trial in his favor. [host of citations omitted].” Id., at 941.
That traditional approach is now passé, for soon the Court began to take a harder line in reviewing claimed errors in denying discovery, again as related in Quinones, viz:
“Texas has chosen to follow a rule which requires the trial court to permit discovery only if the evidence sought is material to the defense of the accused [emphasis in original]. the prosecutor is presumed to know when there is no request for discovery, so where one is made the trial judge must make a judicial determination that the evidence an accused seeks to discover is ‘highly probative of innocence,’ such that it would create a reasonable doubt as to guilt. Agurs, 427 U.S., at 110, 96 S.Ct., at 2400, 49 L.Ed.2d 342 (1976).”
‘.... unless the omission deprived the defendant of a fair trial there was no constitutional violation requiring that the verdict be set aside; and absent a constitutional violation, there was no breach of the prosecutor‘s constitutional duty to disclose .... The mere possibility that an item of undisclosed information might have helped the defense, or might have affected the outcome of the trial, does not establish “materiality” in the constitutional sense.’ The Court stated that the test for materiality imposes a higher burden on the defendant than the harmless error standard. In determining materiality, the omission must be ‘evaluated in the context of the entire record’ and constitutional error is committed only ‘if the omitted evidence creates a reasonable doubt that did not otherwise exist.’
Stone v. State, 583 S.W.2d at 415, in part quoting United States v. Agurs, 427 U.S. at 108-10, 112, 96 S.Ct. 2392.”
And that is the status of discovery in criminal cases today. See Robinson v. State, 701 S.W.2d 895, 900 (Tex.Cr.App.1985); but cf. Carmona v. State, 698 S.W.2d 100, 105 (Tex.Cr.App.1985).
In light of Frank v. State, Stone v. State and Quinones v. State, all supra, in note 14, that even “mitigating evidence” bearing on punishment is still discoverable seems most doubtful. It is under Brady v. Maryland, supra, but Frank, Stone and Quinones are based on Agurs not Brady. See Iness v. State, 606 S.W.2d 306 (Tex.Cr.App.1980) (Clinton dissenting, 324, n. 5). Where a request for designated material is made, I would adhere to Brady v. Maryland.
