MEMORANDUM OPINION AND ORDER
Plaintiffs in this action are two Sri Lankan nationals who have filed suit on behalf of their deceased relatives, alleged to be victims of torture and wrongful killing by the Sri Lankan military. Defendant is the Deputy Permanent Representative of Sri Lanka to the United Nations, who served as a commander in the Sri Lankan Army. Plaintiffs seek relief pursuant to the Alien Tort Claims Act and the Torture Victims Protection Act of 1991, as well as common law and international law.
Dеfendant has moved to dismiss this action on the ground of diplomatic immunity. For the reasons that follow, Defendant’s motion is granted.
I. Background
A. Factual Allegations
The following factual allegations are drawn from the Complaint and are presumed true for purposes of this motion.
This lawsuit arises out of actions taken by the Sri Lankan military against the Tamil ethnic minority population in Sri Lanka during the years 2008 and 2009. As alleged in the Complaint, during this period the Sri Lankan government undertook a campaign of shelling unarmed civilians in Tamil-populated areas and engaging in torture and extrajudicial killing of members of the Tamil militant group, the Liberation Tigers of Tamil Eelam (“LTTE”). (Complaint, pp. 2-3.)
Defendant Shavendra Silva (“Silva”) is a Sri Lankan Army general who served as the commander of the 58th Division of the Sri Lankan Army. He is also presently Sri Lanka’s Deputy Permanent Representative to the United Nations. Plaintiffs allege that Silva “exerсised command and control over, conspired with, ratified, and/or aided and abetted subordinates in the armed forces or persons or groups acting in coordination with the armed forces or under their control to commit acts of extrajudicial killing, crimes against humanity, and the other wrongful acts alleged herein, and to cover up these abuses.” (Complaint ¶ 20.)
Plaintiff Vathsala Devi is the widow of Thurairajasingham Devi (“Devi”), who was а member of the LTTE in Sri Lanka. On or about May 18, 2009, Devi surrendered to the Sri Lankan army, per the Sri Lankan government’s instructions, and was then extrajudicially executed. (Complaint ¶ 26.) Devi negotiated his surrender and reported to a predetermined location to surrender into the custody of Silva. However, members of the Sri Lankan Army, acting under the command and control of Silva, tortured and killed him. (Complaint ¶10.)
Plaintiff Seetharam Sivam is the son of Siththar Sivam (“Sivаm”), who was a retired postmaster living in the Sri Lankan village of Suthanphirapuram until his death in February 2009. Sivam’s home was shelled by the Sri Lankan military on February 3, 2009, and Sivam suffered a severe leg injury as a result. (Complaint ¶¶ 41, 42.) While Sivam was awaiting amputation of his leg at Puthukkudiyiruppu Hospital, the Sri Lankan Army shelled the hospital, killing Sivam and nine others. (Complaint ¶¶44, 45.) Plaintiffs allege that Defendant Silva was responsible for the treatment of civilians in the territory in which Sivam was wounded and killed, and that he was responsible for ensuring that Sri Lankan forces in that territory
Plaintiffs assert four claims for relief against Silva: (1) torture; (2) cruel, inhuman, or degrading treatment; (3) intentional infliction of emotional distress; and (4) wrongful death/extrajudieial killing. The first and fourth claims are alleged to be actionable under the Alien Tort Claims Act, 28 U.S.C. § 1350, the Torture Victims Protectiоn Act of 1991, Pub.L. 102-256, 106 Stat. 73 (March 12, 1992) (codified at 28 U.S.C. § 1350 note), “the common law of the United States,” and “the laws of New York.” (Complaint ¶¶54, 68.) The second claim is alleged to be actionable under “customary international law, the common law of the United States, and the laws of New York.” (Complaint ¶ 57.) The third claim is alleged to be actionable under “the laws of New York and the United States.” (Complaint ¶ 62.) Plaintiffs seek compensatory and punitive damagеs, injunctive relief, declaratory relief, and attorney’s fees.
B. Procedural Background
The complaint was filed on September 23, 2011. On September 23 and September 27, 2011, Plaintiffs’ agent purported to serve Silva with the summons and complaint at Silva’s private residence in New York, New York. On October 14, 2011, counsel for Silva submitted a letter to the Court requesting the immediate dismissal of the lawsuit on the ground of diplomatic immunity pursuant to 22 U.S.C. § 254d. (Dkt. No. 5.) On October 19, 2011, counsel for Silva requested that Silva’s October 14, 2011 letter be treated as a motion to dismiss should the Court require further briefing. (Dkt. No. 6.) On October 24, 2011, the Court directed that Silva’s October 14 letter be treated as a motion to dismiss this action, and set a briefing schedule on that motion. (Id.) The motion is fully briefed.
II. Discussion
“A plaintiff asserting subject matter jurisdiction has the burden of proving by a preponderance of the evidence that it exists.” Makarova v. United States,
Silva contends that dismissal of this action is mandated by federal statute and the Vienna Convention on Diplomatic Relations because he is a currently serving, accredited diplomat entitled to immunity frоm civil jurisdiction in the United States. The pertinent federal statute, the Diplomatic Relations Act of 1978, provides:
Any action or proceeding brought against an individual who is entitled to immunity with respect to such action or proceeding under the Vienna Convention on Diplomatic Relations ... or under any other laws extending diplomatic privileges and immunities, shall be dismissed. Such immunity may be established upon motion or suggestion by or on behalf of thе individual, or as otherwise permitted by law or applicable rules of procedure.
22 U.S.C. § 254d.
That statute gives effect to the Vienna Convention on Diplomatic Relations (“Vienna Convention”), an international treaty that has been ratified by 186 countries and entered into force for the United States in 1972. Article 31 of the Vienna Convention provides as follows:
A diplomatic agent shall enjoy immunity from the criminal jurisdiction of the re*140 ceiving State. He shall also enjoy immunity from its civil and administrative jurisdiction, except in the case of:
(a) a real action relating to private immovable property situated in the territory of the receiving State, unless he holds it on behalf of the sending State for the purposes of the mission;
(b) an action relating to succession in which the diplomatic agent is involved as an executor, administrator, heir or legatee as a privаte person and not on behalf of the sending State;
(c) an action relating to any professional or commercial activity exercised by the diplomatic agent in the receiving State outside his official functions.
23 U.S.T. 3227, 500 U.N.T.S. 95. None of the three exceptions set forth in Article 31 applies to the allegations in the Complaint, and Plaintiffs do not argue otherwise.
The Second Circuit has recognized that under the Vienna Conventiоn, “current diplomatic envoys enjoy absolute immunity from civil and criminal process.” Brzak v. United Nations,
The question, then, is whether Silva is a “diplomatic agent” for purposes of the Vienna Convention who is “entitled to immunity” under the Diplomatic Relations Act.
A.
It is undisputed that Silva is currently the Deputy Permanent Representative of Sri Lanka to the United Nations. His diplomatic credentials have been formally recognized by the United States, as evidenced by a Diplomatic Note executed on October 3, 2011, by Russell F. Graham, Ministеr Counselor for Host Country Affairs of the United States Mission to the United Nations. That Diplomatic Note certifies (1) that Silva is “Ambassador, Deputy Permanent Representative” of the Sri Lankan Mission to the United Nations; (2) that, as such, he is “entitled to the same privileges and immunities in the United States as the United States accords to diplomatic envoys who are accredited to it”; and (3) that “[s]ueh diplomatic immunity is defined by the [Vienna Convention].” (Defendant’s Motion to Dismiss, Ex. A.)
Although Plaintiffs do not dispute the authenticity of the Diplomatic Note, they argue that the Court should “accord no deference” to the Diplomatic Note or to the views of the United States Department of State. It is true that in some other cases (but not in this case), the United States has requested dismissal on the basis of diplomatic immunity by appearing in the action through the Department of Justice and filing a formal suggestiоn of immunity pursuant to 28 U.S.C. § 517. See, e.g., Brzak v. United Nations,
Here, the proposition that Silva is entitled to full diplomatic immunity as a U.N. ambassador is supported nоt only by the State Department’s Diplomatic Note, but by governing legal authority. In Tachiona v. United States,
Accordingly, Silva is a diplomatic agent who is presumptively entitled to immunity under the Vienna Convention and to dismissal under the Diplomatic Relations Act.
B.
Plaintiffs also challenge the scope of diplomatic immunity, arguing that even if it applies to Silva generally, it should not be interpreted to extend to (1) acts committed prior to Silva’s diplomatic mission, or (2) acts in violation of international “jus cogens” norms such as torture and extrajudicial killing.
Nothing in the language of the Diplomatic Relations Act or of the governing treaties supports such cаtegorical exceptions to the scope of diplomatic immunity. Rather, the Vienna Convention — which describes the scope of the immunity made effective by the Diplomatic Relations Act, the CPIUN, and the U.N. Headquarters Agreement — simply provides that a diplomatic envoy “shall also enjoy immunity from [the receiving State’s] civil and administrative jurisdiction” (with three exceptions that are inapplicable here).
Nor does there appear to be any governing authority supporting such judicially created exceptions. To the contrary, the Second Circuit’s decision in Tachiona is inconsistent with Plaintiffs’ interpretation: the court upheld the assertion of diplomatic immunity for Mugabe even though the lawsuit (1) “relate[d] to his activities in Zimbabwe” before the diplomatic mission,
Plaintiffs argue that the acts alleged in this case — torture and extrajudicial killings — are prohibited by jus cogens norms of international law. “Jus cogens norms are peremptory norms of international law which enjoy the highest status in international law and prevail over both customary international law and treaties.” Sabbithi v. Saleh,
No United States court has recognized a jus cogens exception to diplomatic immunity from its civil jurisdiction, and this Court declines to do so. First, assuming arguendo that treaty provisions must comply with jus cogens norms, just as they must adhere to constitutional limitations, there is no strict conflict between the Vienna Convention and jus cogens norms, because nothing in the Vienna Convention authorizes any practice that violates any such norm. That a violation of a jus cogens norm is alleged does not mandate a particular civil tort remedy in a United States court in derogation of diplomatic immunity. Cf. Hazel Fox, The Law of State Immunity 525 (2002) (“State immunity is a procedural rule going to the jurisdiction of a national court. It does not go to substantive law; it does not contradict a prohibition contained in a jus cogens norm but merely diverts any breach of it to a different method of settlement.”).
Moreover, the United States has taken the position that “there is no jus cogens exceptiоn to diplomatic immunity,” and that “there is no[ ] evidence that the international community has come to recognize a jus cogens exception to diplomatic immunity.” Sabbithi,
III. Conclusion
Notwithstanding the gravity of the allegations made by the plaintiffs in this case, the diplomatic immunity mandated by 22 U.S.C. § 254d precludes this Court from considering the merits of their claims against Silva, at least while he is cloaked with immunity as a United Nations representative. The purpose of that immunity “is not to cover up heinous deeds from coming to the light of day, or to protect a nation’s leaders from accountability for their acts,” Tachiona v. Mugabe,
Because Silva is entitled to immunity under 22 U.S.C. § 254d, this Court lacks subject matter jurisdiction over the claims against him. Accordingly, Silva’s motion to dismiss is GRANTED, and the complaint is dismissed for lack of subject matter jurisdiction.
SO ORDERED.
MEMORANDUM AND ORDER
Plaintiffs have moved for reconsideration of this Court’s Memorandum Opinion and Order dated February 8, 2012 (the “Opinion”), which dismissed the complaint for lack of subject matter jurisdiction. For the reasons set forth below, Plaintiffs’ motion for reconsideration will be denied.
I. Discussion
The relevant factual allegations and procedural background are described in the Opinion, familiarity with which is assumed.
Motions for reconsideration are governed by Federal Rule of Civil Procedure 60(b) and Local Rule 6.3. Rule 60(b) provides that a court may relieve a party from a final judgment or order on the grounds, among others, of “mistake, inadvertence, surprise, or excusable neglect ... or ... any other reason that justifies relief.” Local Rule 6.3 states that a motion for reconsideration must set forth “the matters or controlling decisions which counsеl believes the Court has overlooked.” As the Second Circuit has explained, “reconsideration will generally be denied unless the moving party can point to controlling decisions or data that the court overlooked — matters, in other words, that might reasonably be expected to alter the conclusion reached by the court.” Shrader v. CSX Transp., Inc.,
Plaintiffs seek reconsideration on four grounds, arguing (1) that the Court erred by relying on evidentiary materials extrinsic to the complaint, (2) that the Court erroneously relied on the U.S. Government’s statement in a different case decided in 2009, (3) that the Court erred by overlooking certain international law sources, and (4) that the Cоurt’s application of diplomatic immunity contravenes congressional intent and raises constitutional concerns. Each argument is addressed in turn.
A.
Plaintiffs’ first argument is that the Court committed “clear error” by relying on a Diplomatic Note of an official of the United States Mission to the United Nations, which certified that Defendant Silva is an officially recognized diplomat entitled to diplomatic immunity. Plaintiffs argue that such reliance wаs erroneous because courts may not consider matters outside the pleadings in deciding a motion to dismiss under Federal Rule of Civil Procedure 12(b)(6).
This argument lacks merit. First, the motion was not a Rule 12(b)(6) motion. Rather, as the Opinion makes clear, Silva’s letter seeking dismissal was treated and decided as a motion to dismiss for lack of subject matter jurisdiction, i.e., a motion pursuant to Rule 12(b)(1). It is well settled that evidence extrinsic to the pleadings may be considered by a court in deciding a motion to dismiss for lack of subject matter jurisdiction under Rule 12(b)(1). See Moser v. Pollin, 294 F.3d
Significantly, Plaintiffs have never disputed Silva’s status as a diplomat. Given that undisputed status, diplomatic immunity follows from the governing legal authorities, including the Diplomatic Relations Act, the Vienna Convention, and the Second Circuit case law. See Opinion at 140-41.
B.
Next, Plaintiffs contend that the Court improperly relied on a Statement of Interest submitted by the United States in Sabbithi v. Al Saleh,
As the Court previously noted, there is no requirement that the views of the United States be solicited in a given case. The Court did cite Judge Sullivan’s opinion in Sabbithi, decided in 2009, which in turn relied (in part) on the Government’s Statement in that case. The Court also cited the Sabbithi Statement itself, but only as persuasive authority on the general importanсe of the broad scope of diplomatic immunity. See Opinion at 142-43. However, Plaintiffs fail to cite any legal principle or authority that the Court “overlooked” that would oppugn any reliance on the Sabbithi Statement. Here, the pertinent legal authorities clearly support diplomatic immunity and there is no evidence that the position of the United States Government has changed in any relevant respect.
C.
Plaintiffs argue that the Court failed to consider “authoritative international law sources” in concluding that there is no jus cogens exception to diplomatic immunity. They cite a “Working Document” by the United Nations Committee Against Torture. That document, however, does not constitute binding legal authority. The Court adheres to its decision for the reasons set forth in the Opinion and on the basis of the federal statutes, treaties, and federal court authorities citеd in the Opinion. See Opinion at 140-43.
D.
Finally, Plaintiffs contend that the Court’s interpretation of the Diplomatic Relations Act contravenes congressional intent and raises constitutional questions. Again, however, Plaintiffs do not cite any authority that this Court “overlooked” in its decision. Rather, they cite authorities for the proposition that torture and extrajudicial killing are actionable under the Alien Tort Claims Act (“ATCA”) and the Torture Victims Protection Act (“TVPA”), and thеy argue that the Diplomatic Relations Act should not be interpreted to “effectively repeal” those statutes and the treaties that they implement. Enforcing the immunity that is mandated by the Diplomatic Relations Act does not result in the implicit repeal of the ATCA and the TVPA. The latter statutes continue to have effect in circumstances where a defendant is not cloaked with diplomatic immunity. Indeed, nothing in the ATCA or the TVPA purports to extend liability to a defendant who is otherwise subject to immunity under the Diplomatic Relations Act.
Thus the relevant canon of construction is not, as Plaintiffs argue, the canon that rejects “finding implicit repeal of a treaty in ambiguous congressional action.” Trans World Airlines, Inc. v. Franklin Mint Corp.,
Plaintiffs also assert that dismissal of the complaint is inconsistent with “the constitutional requirements of due process and equal access to the courts.” This argument was not raised previously and therefore may not be raised on reconsideration. Commerce Funding Corp.,
II. Conclusion
For the foregoing reasons, Plaintiffs’ motion for reconsideration is DENIED.
SO ORDERED.
Notes
. Feb. 13, 1946, 21 U.S.T. 1418, 1 U.N.T.S. 15 (entered into force with respect to the United States April 29, 1970). Section 11(g) of the CPIUN provides that "[r]epresentatives of [U.N.] Members to the principal and subsidiary organs of the [U.N.] ... shall, while exercising their functions and during their journey to and from the place of meeting, enjoy ... [the] privileges, immunities and facilities not inconsistent with the foregoing as diplomatic envoys enjoy....”
. Agreement Between the United Nations and the United States Regarding the Headquarlers of the United Nations, June 26, 1947, 61 Stat. 3416, 11 U.N.T.S. 11 (entered into force Oct. 21, 1947). Article V, Section 15 of that Agreement provides that "[e]very person designated by a Member ... as a resident representative with the rank of ambassador or minister plenipotentiary ... shall, whether residing inside or outside the headquarters district,- be entitled in the territory of the United States to the same privileges and immunities, subject to corresponding conditions and obligations, as it accords to diplomatic envoys accredited to it.”
. The court expressed doubt that customs of international law established an additional exception to the Vienna Convention for "international crimes,” but concluded that, even they did so, such an exception would not apply to a civil case in federal court as opposed to an international criminal tribunal.