Alfredo DeVargas has vision in only one eye. In 1981 and again in 1983 he applied to be a security inspector with defendant Mason & Hanger-Silas Mason Co., Inc. (Mason & Hanger). Mason & Hanger, a private corporation, provides security inspectors for the Los Alamos National Laboratory (LANL) in Los Alamos, New Mexico, pursuant to a subcontract with the Regents of the University of California (Re
In 1984, DeVargas brought suit under both 42 U.S.C. § 1983 and Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics,
The district court ruled that the individual government employee defendants were entitled to qualified immunity against De-Vargas’ claims for monetary damages, and it granted summary judgment in their favor.
In considering this appeal, we must first address three jurisdictional issues: (1) whether these private parties claiming qualified immunity have a right to interlocutory appeal; (2) whether DeVargas’ join-der of a claim for injunctive and declaratory relief prevents this interlocutory appeal; and (3) whether the presence of allegedly disputed material facts relating to the qualified immunity claim prevents the appeal. Because we conclude that we have jurisdiction, we also address the merits, holding that private parties acting in accord with duties imposed by a contract with a governmental body are entitled to raise the defense of qualified immunity, and that the district court should have granted the private defendants qualified immunity in this case.
I
Although the general rule is that a federal appellate court will not review district court orders before the entire litigation is concluded, see 28 U.S.C. § 1291, this “final judgment” rule has several exceptions. The key exception applicable in this case is the independent collateral order doctrine, pronounced in Cohen v. Beneficial Industrial Loan Corp.,
A
The Supreme Court has not addressed qualified immunity defenses raised by private parties; it has addressed only public officials’ right to qualified immunity. See Mitchell,
The case before us is not one in which a private party allegedly conspired with a public official to act outside the official’s scope of authority. See Chicago & North Western Transport Co. v. Ulery,
We hold that private parties acting pursuant to contractual duties may bring interlocutory appeals from the denial of qualified immunity. Cf. Austin Municipal Securities, Inc. v. National Association of Securities Dealers, Inc.,
B
DeVargas sought injunctive and declaratory relief, in addition to damages, from the private defendants. Mitchell expressly left open whether a defendant may immediately appeal the denial of the defense of qualified immunity to damages claims when a claim for injunctive relief remains pending in the trial court and will be tried regardless of the appeal’s outcome.
The basic premise of the minority view is that because resolution of the qualified immunity issue does not affect a claim for
“Whether or not [defendants] are immune from damages against them in their individual capacities, the litigation will demand their time and attention. A present declaration of immunity from damages claims cannot avoid the diversion of their attention from official duties which the litigation will occasion.
In these circumstances, the question whether a denial of the immunity claims is appealable would appear to have little effect upon the willingness of responsible persons to serve in public office.”
We believe the Bever court is mistaken. An action for injunctive relief no matter how it is phrased is against a defendant in official capacity only; plaintiff seeks to change the behavior of the governmental entity. Scott,
Moreover, if a request for injunctive or declaratory relief would prevent an appeal of denials of immunity, plaintiffs would be greatly tempted to join such claims in nearly every action. See Bever,
C
DeVargas makes factual assertions which, he alleges, are material and should prevent defendants from appealing. In Mitchell, the Supreme Court allowed interlocutory appeal of a case presenting no factual disputes. The Court emphasized that “the appealable issue is purely a legal one: whether the facts alleged (by the plaintiff, or, in some cases, the defendant) support a claim of violation of clearly established law.”
Later Supreme Court cases have broadened appealability, holding that a court must look at a qualified immunity claim in the context of the particular facts of the case. In Anderson v. Creighton, — U.S. —,
“The relevant question in this case ... is the objective (albeit fact-specific) question whether a reasonable officer could have believed Anderson’s warrantless search to be lawful, in light of clearly established law and the information the searching officers possessed.”
We believe this command that lower courts apply a fact-specific review, when defendants raise before trial a qualified immunity defense, requires more than the court’s judgment whether the facts as pleaded would justify a reasonable person taking the allegedly unlawful actions. In this respect we agree with the Eighth Circuit which holds that a court of appeals should consider in the light most favorable to the plaintiff all undisputed facts discernible from the pleadings and other materials submitted to supplement them by the time the motion for summary judgment is made.
If defendants challenge the complaint by a motion for summary judgment supported by evidence controverting plaintiff’s allegations, the court must consider, as it does with respect to any summary judgment motion, whether plaintiff’s counteraffidavits or other evidence demonstrate a triable conflict on facts material to defendants’ defense. See Kennedy,
The Supreme Court’s approval of an interlocutory appeal in a fact-specific case like Anderson, in which the district court denied a pretrial qualified immunity defense motion, compels us to take an appeal, we believe, in all cases in which the denial is grounded upon a finding that disputed material facts exist in the case. Our task in such an appeal is not to determine liability on a battle of affidavits, but to determine whether, on the basis of the pretrial record, there exists a conflict sufficiently material to defendants’ claim of immunity to require them to stand trial. See, e.g., Garrett v. Rader,
Wright v. Southern Arkansas Regional Health Center, Inc.,
“To put it in terms of the present case, the issue is not whether defendant was improperly motivated in fact, but, rather, when all the facts are viewed in the light most favorable to plaintiff, there is any genuine issue, triable to a jury, of improper motivation.”
Id. at 203. See also Chinchello v. Fenton,
No doubt some interlocutory appeals of denials of qualified immunity defenses will be frivolous, as when affidavits or depositions in evidence, if believed, clearly support factual claims of violations of established law. That some interlocutory appeals may be frivolous, however, does not affect whether we have jurisdiction. These appellants or their counsel can be sanctioned for taking a frivolous appeal. Braley v. Campbell,
II
A
Turning to the substantive issues, we note that DeVargas alleged both § 1983 and Bivens claims. For purposes of this opinion we treat the qualified immunity defenses to both claims as identical, assuming arguendo that a Bivens action would be available against a private party defendant.
In its ruling below, the district court denied qualified immunity to defendants Mason & Hanger, Hook, and Hardwick solely because of their status as private parties.
In cases in which private party defendants allegedly conspired with public officials to deny plaintiffs their constitutional rights, lower courts have denied the private parties qualified immunity. See Howerton v. Gabica,
In the instant case, the private party defendants are not alleged to have conspired with a government official to act beyond the boundaries of the law, or to have acted pursuant to an unconstitutional law which permits, but does not require, their conduct. Here, as the district court found, the private defendants reasonably thought that their contract with a government body required them to act in a certain manner. The private parties’ contract with LANL required Mason & Hanger to provide security forces for the laboratory, and to do so in accordance with DOE regulations, including IMD 6102.
The type of case before us presents the strongest arguments for extending qualified immunity to private party defendants. First, the governmental authority involved
Second, the functions which the private parties performed pursuant to contract are functions which governmental employees would perform had the government not contracted them out. The Supreme Court instructs courts to examine the function of individual defendants — the nature of the individual responsibilities — not their status, in resolving immunity defenses. Forrester v. White, — U.S. —,
B
DeVargas argues that if we conclude that private parties may claim immunity, we should distinguish between the individual defendants (Hook, Hardwick) and the corporate defendant (Mason & Hanger), and grant § 1983 qualified immunity only to the individuals. DeVargas bases this argument on the following syllogism: (1) municipal defendants in § 1983 actions are not vicariously liable for their employees’ acts, but may be liable only upon a showing that their employees acted pursuant to official policy or custom, Monell v. Department of Social Services,
The basic premise underlying DeVargas’ argument is that because the courts have extended the principle that municipalities are not vicariously liable under § 1983 to include corporate defendants, we should similarly extend the rule that municipalities are not entitled to qualified immunity to private corporations. We reject this premise. The issue of whether parties should be held vicariously liable is completely distinct from whether parties should be entitled to qualified immunity.
In establishing qualified immunity for public officials, the Court has emphasized policy reasons making that immunity necessary: (1) the injustice of making defendants personally liable merely for performing their duties, (2) the concern that the lack of qualified immunity would render public officials overcautious in their jobs, and (3) the difficulty of attracting qualified persons into public service were immunity not available. See Scheuer v. Rhodes,
In contrast, a governmental body found liable can pay the judgment from the public treasury, shifting the cost to society at large; thus denying immunity does not cause the same injustice. See Owen,
We therefore conclude that the corporate status of Mason & Hanger should not affect its immunity. See Folsom,
Ill
The district court denied qualified immunity to defendants Hook, Hardwick and Mason & Hanger solely on the basis of their private status, and granted qualified immunity for all public employee defendants. Since we conclude that these private defendants may claim qualified immunity, we must next ask whether they are entitled to immunity on the facts before us.
In reviewing appeals of denials of qualified immunity, our primary concern is not whether defendants violated plaintiffs’ rights, but whether defendants “violate[d] clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow, 457 U.S. at
DeVargas presents not material fact questions,
A
DeVargas’ first theory asserts that IMD 6102, as a federal regulation, gave him the right to a physician’s review of his disqualification for having sight in only one eye. DeVargas argues that because IMD 6102 A 3 e
We do not decide whether DeVargas’ rights under IMD 6102 were violated or indeed whether IMD 6102 can provide the basis for a § 1983 claim,
Finally, DeVargas has no right to physician review under IMD 6102 A 6 c, as that section allows physician review, but does not require it.
B
DeVargas’ second argument is that if defendants’ reading of IMD 6102 — that it prohibits hiring one-eyed security inspectors — is correct, the regulation violates clearly established equal protection rights of the handicapped. This argument also lacks merit. Since the handicapped are not a suspect class for equal protection analysis, Brown v. Sibley,
In summary, we accept jurisdiction of this appeal, REVERSE the district court’s denial of qualified immunity for private defendants Hook, Harwick, and Mason & Hanger, and REMAND for trial on such equitable claims as remain before the district court.
Notes
. The district court earlier dismissed claims against Regents and LANL on the ground that they were entitled to immunity under the Eleventh Amendment. It also dismissed, on the ground of federal sovereign immunity, the damages claims against DOE and those DOE officials sued in their official capacities. The claims against fictitious defendants were struck with the parties’ consent. These district court rulings are not now before us on appeal.
. The court should consider all materials that are a part of the record at the time the motion for summary judgment is made. In some cases, only the pleadings are evaluated, see Hobson v. Wilson,
. In Mendez-Palou v. Rohena-Betancourt,
. Several other circuits have accepted appeals from the denials of qualified immunity defenses despite the presence of factual disputes. See, e.g., Whitt v. Smith,
. We need not decide whether or when a Bivens claim may be stated against private party defendants, as we rule that these private parties could claim qualified immunity in any event. See Bothke v. Fluor Engineers & Constructors, Inc.,
The district court below did not address whether a Bivens claim can be made against private party "federal actors.” The circuits appear split on this point. Four circuits have held that a private party federal actor may be liable in a Bivens action: Reuber v. United States,
. The cases discussing qualified immunity of government officials apply essentially the same analysis whether a § 1983 or Bivens claim is made. See Butz v. Economou,
. At oral argument we expressed some concern whether the defendants were federal or state
. In Lugar, the Court held that a private party who jointly participated with state officials in seizing property pursuant to a procedurally defective state statute could be sued under § 1983 as acting "under color of state law.” In responding to the dissent's concern about the effect of this ruling upon private individuals who innocently rely upon seemingly valid state laws, the court noted that the problem should be dealt with not by changing the elements of a § 1983 claim, but by establishing an affirmative defense. "A similar concern is at least partially responsible for the availability of a good-faith defense, or qualified immunity, to state officials. We need not reach the question of the availability of such a defense to private individuals at this juncture.” Id.
. In Howerton, the Ninth Circuit appeared to state a broad rule that private party defendants could never claim good faith immunity. "[TJhere is no good faith immunity under section 1983 for private parties who act under color of state law to deprive an individual of his or her constitutional rights." Id at 385 n. 10. In a later case, however, the court appeared to retreat from this ruling. See Thorne v. City of El Segundo,
. See Homer, The Odyssey, Book XII, 11.85— 112; see also The Oxford Classical Dictionary, 228 (Charybdis), 968 (Scylla) (N. Hammond & H. Scullard 2d Ed.1970).
. We express no opinion on the propriety of granting qualified immunity when a private contractor performing a governmental function, such as operating a prison, performs acts not required by the contract, and is sued for those acts. See Kay, The Implications of Prison Privatization on the Conduct of Prisoner Litigation Under 42 U.S.C. Section 1983, 40 Vand.L.Rev. 867, 883-88 (1987) (suggesting that when private contractors violate constitutional duties in order to maximize profit, qualified immunity is improper).
. Myers v. Morris,
.Mason & Hanger does not dispute that its conduct satisfied the Lusby test for corporate § 1983 liability. See Appellants' Brief-in-Chief at 16-17 (firm had policy, pursuant to terms of contract, of not hiring one-eyed security inspectors).
. DeVargas argues that this cost rationale should have little effect here, as Mason & Hanger’s defense and litigation costs may ultimately be paid by DOE as expenses. Even if Mason & Hanger will ultimately bear no costs here, however, the fact remains that DOE will only reimburse Mason & Hanger and therefore that Mason & Hanger must pay some costs up front. Bearing this cost imposes a burden on Mason & Hanger, and may discourage it and other private corporations from entering government contracts in the future.
. DeVargas asserts the existence of two questions of material fact that would preclude a grant of immunity. The first question which DeVargas styles as "factual" concerns the proper meaning and interpretation of IMD 6102. Since IMD 6102 is a federal regulation, its interpretation is a question of law, not of fact. Hoover & Bracken Energies, Inc. v. United States Department of Interior,
. DeVargas does not assert on appeal, and we do not address, his earlier claim that defendants' conduct violated § 504 of the Rehabilitation Act of 1973, 29 U.S.C. § 794. The district court granted summary judgment against De-Vargas on his § 504 claims, finding Mason & Hanger not a recipient of "federal financial assistance," a necessary element of such claims.
. IMD 6102 A 3 e provides: “The ascertainment as to whether or not the examinee meets the medical standards of this part shall be made by a designated physician." II R. tab 65B-1 at 3.
. IMD 6102 A 6 c provides:
"Despite an initial indication of medical disqualification, examinees may be considered for medical qualification when, in the judgment of the designated physician, a thorough history, supplemental physical examination and other appropriate laboratory test [sic] and medical investigative procedures indicate that the examinee can safely and effectively perform all normal and emergency job duties; and provided that the designated physician determines that all such duties are within the physical capability and exercise tolerance of the examinee. The designated physician shall notify the cognizant field office management authority of, and document the basis for, such determinations at the time they were made."
II R. tab 65B-1 at 12-13.
. In at least some instances, violations of rights provided under federal regulations provide a basis for § 1983 suits. Wright v. City of Roanoke Redevelopment & Housing Auth.,
. See, e.g., IMD 6102 A 6 b (1) (respiratory disabilities); IMD 6102 A 6 b (2) (b) (cardiovascular disabilities); IMD 6102 A 6 b (3) (a) (endocrine, nutritional or metabolic disabilities); IMD 6102 A 6 b (5) (hematopoietic disorders); IMD 6102 A 6 b (6) (malignant neoplasms).
. See, e.g., IMD 6102 A 6 b (7) (neurological disorders); IMD 6102 A 6 b (9) (mental or emotional disorders).
. Also relevant, as the district court noted, was the fact that defendants did not rely on their own interpretation of IMD 6102 A 6 b (8) as a mandatory disqualification, but sought the opinion of other individuals at Mason & Hanger and LANL, including an attorney for LANL. All of these individuals likewise saw A 6 b (8) as mandatory and disqualifying.
.DeVargas also argues in his brief that section 503 of the Rehabilitation Act of 1973, 29 U.S.C. § 793, and regulations enacted pursuant thereto, establish a duty, or at least a strong congressional policy, for government contractors to hire the handicapped. To the extent DeVargas argues violation of a § 503 duty, we reject the theory because it was not raised in his complaint before the district court. To the extent he argues that § 503 shows congressional policy to hire the handicapped, such a policy statement cannot constitute a "clearly established rule of law,” the violation of which would foreclose immunity.
