In the Matter of V. B. N. S., a Child. DEPARTMENT OF HUMAN SERVICES, Petitioner-Respondent, v. J. S. and R. N., Appellants. In the Matter of M. R. R. N. S., a Child. DEPARTMENT OF HUMAN SERVICES, Petitioner-Respondent, v. J. S. and R. N., Appellants.
Nos. 18JU03215, A171589 (Control), A171591, 18JU09064, A171590, A171592
Court of Appeals of Oregon
Argued and submitted January 6, affirmed April 1, 2020
303 Or App 324
John A. Wolf, Judge.
a Child.
DEPARTMENT OF HUMAN SERVICES,
Petitioner-Respondent,
v.
J. S.
and R. N.,
Appellants.
Sherman County Circuit Court
18JU03215;
A171589 (Control), A171591
In the Matter of M. R. R. N. S.,
a Child.
DEPARTMENT OF HUMAN SERVICES,
Petitioner-Respondent,
v.
J. S.
and R. N.,
Appellants.
Sherman County Circuit Court
18JU09064;
A171590, A171592
464 P3d 157
While parents and their two children were living temporarily in Oregon, the juvenile court asserted temporary emergency jurisdiction under the Uniform Child Custody Jurisdiction and Enforcement Act (UCCJEA), codified in Oregon at
Affirmed.
John A. Wolf, Judge.
Shannon Flowers, Deputy Public Defender, argued the cause for appellant J. S. Also on the briefs was Shannon Storey, Chief Defender, Juvenile Appellate Section, Office of Public Defense Services.
Ginger Fitch filed the brief for appellant R. N.
Carson L. Whitehead, Assistant Attorney General, argued the cause for respondent. Also on the brief were Ellen F. Rosenblum, Attorney General, and Benjamin Gutman, Solicitor General.
Before Armstrong, Presiding Judge, and Tookey, Judge, and Aoyagi, Judge.
AOYAGI, J.
Affirmed.
AOYAGI, J.
After the juvenile court asserted dependency jurisdiction over their two children—a two-year-old boy, V, and a six-month-old girl, M—parents moved to dismiss both cases for lack of subject matter jurisdiction.1 As the basis for their motion, parents argued that, under the Uniform Child Custody Jurisdiction and Enforcement Act (UCCJEA), codified in Oregon at
I. UCCJEA OVERVIEW
A basic understanding of the UCCJEA is necessary to understand the facts of this case, particularly the procedural facts, so we begin by providing one.
The UCCJEA is a uniform act regarding child custody proceedings and child custody determinations. It was promulgated in 1997 to replace a previous uniform act and to reconcile conflicts between the previous act and a 1980 federal statute. Staats v. McKinnon, 206 SW3d 532, 544-46 (Tenn Ct App 2006). The purposes of the UCCJEA include avoiding jurisdictional conflict between states regarding child custody issues, avoiding relitigation of child custody determinations from other states, and facilitating enforcement of child custody decrees in other states. UCCJEA § 101 comment, 9IA ULA 474, 474 (2019).
The Oregon UCCJEA was enacted in 1999 and is codified at
Under the UCCJEA, a court in a state with initial-custody jurisdiction is typically supposed to make the first child custody determination concerning a particular child. See
When a court lacks initial-custody jurisdiction under
sibling or parent of the child, is subjected to or threatened with mistreatment or abuse.”
As discussed more later, if there is a previous custody determination regarding a child, or if a custody proceeding has been commenced in a state with initial-custody jurisdiction, a court exercising temporary emergency jurisdiction is only authorized to make limited-duration child custody determinations. See
II. FACTS
With that basic overview of the UCCJEA in mind, we turn to the facts of this case. We state the facts in accordance with the juvenile court‘s findings of historical fact, which are binding so long as there is any evidence in the record to support them. Dept. of Human Services v. J. G., 260 Or App 500, 504, 317 P3d 936 (2014). We also include other undisputed facts as relevant.
In January 2017, mother gave birth to V in the state of Washington, where parents were living. In December 2017, mother gave birth to another child, K, also in the state of Washington.
In February 2018, parents lost their housing in Washington and stayed in a motel in Oregon, with V and K, for about two months while trying to obtain new housing in Washington. Father used methamphetamine regularly in their motel room‘s bathroom. On April 10, mother left the children with father and spent a night in Washington. When father awoke on April 11, he discovered that K, who was in bed with him, had died. A drug screen run during K‘s autopsy later came back positive for methamphetamine.
When the police arrived at the motel room, they arrested father on an outstanding warrant. In the room, they found a zip-lock baggie containing a crystal-like substance resembling methamphetamine in a nightstand within the children‘s reach, as well as methamphetamine
paraphernalia on the nightstand. They also saw a “pack-and-play,” where V slept, which smelled strongly of urine, sour milk, and rotten food, and which contained piled-up blankets and food remnants giving rise to “choking and illness concerns.”
DHS removed V and took him to the hospital. V tested negative for illicit substances but was diagnosed with a yeast infection in his genital and anal areas. V also demonstrated “hypersensitivity to touch” and developed red marks anywhere that he was touched, which hospital staff attributed to a lack of consistent touch.
On April 12, DHS filed a dependency petition for V. The juvenile court entered a shelter order the same day. Four months later, in August, the court entered a jurisdictional judgment, asserting dependency jurisdiction over V. The jurisdictional bases are mother‘s substance abuse interfering with her ability to safely parent V, mother‘s need for help from DHS to safely and adequately parent V, mother‘s mental health issues interfering with her ability to safely parent V, father‘s substance abuse interfering with his ability to safely parent V, father‘s criminal activities and incarceration interfering with his ability to safely parent V, father failing to maintain a safe home environment for V, father leading a chaotic lifestyle that interferes with his ability to safely parent V, father lacking the parenting skills and resources to adequately and appropriately parent V, and the totality of V‘s circumstances endangering V‘s welfare. Father and mother each admitted to the allegations relevant to each of them.
In November 2018, Mother gave birth to M in a hospital in Washington. M had a low birth weight, and tests showed that she had been exposed to amphetamines and ecstasy in utero. On the day she was born, due to medical concerns, M was transferred to the neonatal intensive care unit of a hospital in Oregon. On the same day, DHS removed M from mother‘s care and filed a dependency petition. The juvenile court entered a shelter order the next day, at which time it also entered another judgment as to V, continuing dependency jurisdiction. Two months later, in January 2019, the court entered a jurisdictional judgment as to M, taking
dependency jurisdiction over M on the same bases as it had with V.
In both the November 2018 and January 2019 dependency judgments, the juvenile court expressly made findings relevant to its subject matter jurisdiction under the Oregon UCCJEA. As to each child, the court stated that it was exercising temporary emergency jurisdiction under
“(1) the Child is present in this state; (2) it is necessary in an emergency to protect the Child because the Child is subject to or threatened with mistreatment or abuse as more specifically set forth in the Protective Custody Report ***; (3) there is no previous child custody determination that is entitled to be enforced under
ORS 109.701 to109.834 ; and (4) a child custody proceeding has not been commenced in a court of a state having jurisdiction underORS 109.741 to109.747 .”
In the November 2018 judgment, the court made an additional finding that “the State of Washington‘s Child Protective Services [(CPS)] has declined to initiate a dependency case in Washington.” After its findings, the court stated in each judgment, “The custody determination in this order [or judgment] is final for purposes of the UCCJEA if Oregon becomes the children‘s home state.”
Mother appealed the January 2019 dependency judgment regarding M. On appeal, she argued, among other things, that the juvenile court lacked subject matter jurisdiction under the Oregon UCCJEA.
In May 2019, while that appeal was pending, parents filed written motions in the juvenile court to dismiss both V‘s and M‘s dependency cases, arguing that the court lacked subject matter jurisdiction under the Oregon UCCJEA. Parents argued that both children‘s “home state” is Washington; that the juvenile court lacked initial-custody jurisdiction under
have to obtain initial-custody jurisdiction by contacting a Washington court and requesting that it cede jurisdiction to the Oregon court.
After a hearing, the juvenile court denied the motions. The court agreed with parents that Washington is V‘s home state, and it opined that Washington is “likely” M‘s home state also, although that is “less clear.” Given those conclusions, the court appears to have assumed—if not actually ruled—that it lacked initial-custody jurisdiction under
The court expressed the view that, because it had temporary emergency jurisdiction, it could continue protecting V and M through dependency proceedings until and unless someone commenced a proceeding in Washington. Consistently with
In August 2019, we affirmed without opinion the January 2019 dependency judgment regarding M.
Parents now appeal the juvenile court‘s denial of their motions to dismiss both dependency cases. “We review for legal error the trial court‘s determination that it had subject matter jurisdiction under the UCCJEA.” Schwartz and Battini, 289 Or App 332, 337, 410 P3d 319 (2017).
III. SUBJECT MATTER JURISDICTION AS TO V
All of the parties’ arguments on appeal regarding V also apply to M—whereas the opposite is not true—so we first address whether the juvenile court correctly concluded that it had subject matter jurisdiction to make a custody determination regarding V, specifically to issue a judgment asserting dependency jurisdiction over V.
A. Scope of Issue on Appeal
As a preliminary matter, we recognize what is not at issue. The juvenile court did not purport to exercise initial-custody jurisdiction as to either V or M, nor does DHS argue that the court had such jurisdiction as to V.3 As such, for purposes of this appeal, we assume without deciding that V‘s home state is Washington and that the juvenile court did not have initial-custody jurisdiction under
That the juvenile court has temporary emergency jurisdiction as to both children also is not at issue. That is, parents do not dispute that the requirements in
What then is at issue in this appeal? Parents contend that, under the Oregon UCCJEA, an Oregon court with temporary emergency jurisdiction may issue a shelter order regarding an endangered child but may not issue a dependency judgment regarding an endangered child. In parents’ view, dependency judgments are not “temporary” in nature and therefore are not permitted under
it subject matter jurisdiction to adjudicate a dependency petition.
B. A Brief Primer on Juvenile Court Orders
Given the issue on appeal, we pause to provide an extremely brief primer on how the juvenile court comes to issue shelter orders and dependency judgments.
When a dependency petition is filed, the child at issue may (or may not) be taken into protective custody. See
Regardless of whether the child is in protective custody, no later than 60 days after the filing of the dependency petition, the juvenile court must hold a hearing to decide whether the child is within its jurisdiction under
If the juvenile court decides after the 60-day hearing that the child is within its jurisdiction under
from the child‘s return home (and dismissal of jurisdiction) to termination of parental rights.
Shelter orders are not limited to dependency cases. See
C. Construction of ORS 109.751(2)
Having laid the necessary foundation, we turn to the task of construing the disputed statutory provision,
We apply “our usual methodology of examining the text and context of the provision in light of any legislative history that may be appropriately considered.” State v. L. P. L. O., 280 Or App 292, 305, 381 P3d 846 (2016) (internal quotation marks omitted). Because the UCCJEA is a uniform act, we treat its commentary as a part of the act‘s legislative history. See State of Oregon DCS v. Anderson, 189 Or App 162, 169-70, 74 P3d 1149, rev den, 336 Or 92 (2003) (stating same in context of different uniform act). Given “the need to promote uniformity of the law with respect to [the UCCJEA‘s] subject matter among states that enact it,”
Because the surrounding provisions are important context for the disputed provision, we state the full text of
“(1) A court of this state has temporary emergency jurisdiction if the child is present in this state and the child has been abandoned or it is necessary in an emergency to protect the child because the child, or a sibling or parent of the child, is subjected to or threatened with mistreatment or abuse.
“(2) If there is no previous child custody determination that is entitled to be enforced under
ORS 109.701 to109.834 and a child custody proceeding has not been commenced in a court of a state having jurisdiction underORS 109.741 to109.747 , a child custody determination made under this section remains in effect until an order is obtained from a court of a state having jurisdiction underORS 109.741 to109.747 . If a child custody proceeding has not been or is not commenced in a court of a state having jurisdiction underORS 109.741 to109.747 , a child custody determination made under this section becomes a final determination if the determination so provides and this state becomes the home state of the child.“(3) If there is a previous child custody determination that is entitled to be enforced under
ORS 109.701 to109.834 , or a child custody proceeding has been commenced in a court of a state having jurisdiction underORS 109.741 to109.747 , any order issued by a court of this state under this section must specify in the order a period that the court considers adequate to allow the person seeking an order to obtain an order from the state having jurisdiction underORS 109.741 to109.747 . The order issued in this state remains in effect until an order is obtained from the other state within the period specified or the period expires.“(4) A court of this state that has been asked to make a child custody determination under this section, upon being informed that a child custody proceeding has been commenced in, or a child custody determination has been made by, a court of a state having jurisdiction under
ORS 109.741 to109.747 , shall immediately communicate with the other court. A court of this state that is exercising jurisdiction underORS 109.741 to109.747 , upon being informed that a child custody proceeding has been commenced in, or a child custody determination has been made by, a court of another state under a statute similar to this section, shall immediately communicate with the court of that state to resolve the emergency, protect the safety of the parties and the child and determine a period for the duration of the temporary order.”
(Emphases added.)
On its face,
determination” is a “judgment or other order” of the court “providing for the legal custody, physical custody, parenting time or visitation with respect to [the] child.”
The terms of
That context suggests that, although the drafters of the UCCJEA may have been primarily focused on preventing conflicting custody determinations between courts of multiple states, they also wanted to avoid situations in which, even if no other court asserted jurisdiction, a child would lose the benefit of a custody determination made by a state with temporary emergency jurisdiction. Other UCCJEA provisions reflect a similar interest in not leaving children without any court taking jurisdiction. See
upon condition that a child custody proceeding be promptly commenced in another designated state” (emphasis added));
The commentary to the UCCJEA is also relevant to construing
“[A] custody determination made under the emergency jurisdiction provisions of this section is a temporary order. The purpose of the order is to protect the child until the State that has jurisdiction under Section 201-203 enters an order.
“Under certain circumstances, however, subsection (b) provides that an emergency custody determination may become a final custody determination. If there is no existing custody determination, and no custody proceeding is filed in a State with jurisdiction under Sections 201-203, an emergency custody determination made under this section becomes a final determination, if it so provides, when the State that issues the order becomes the home state of the child.”
UCCJEA § 204 comment, 9IA ULA 474, 519 (2019) (emphases added).
Based on text, context, and legislative history, our initial conclusion is that the juvenile court did not err in concluding that it had subject matter jurisdiction to adjudicate V‘s dependency petition under
that would allow the juvenile court to enter one type of child custody determination—a shelter order—but not another type—a dependency judgment. Both shelter proceedings and dependency proceedings are “child custody proceedings” as defined in
When the juvenile court‘s subject matter jurisdiction is limited to temporary emergency jurisdiction, the court obviously is limited to issuing dependency judgments in cases that meet the requirements for temporary emergency jurisdiction; that is, the child must be present in the state and have been abandoned or subjected to or threatened with mistreatment or abuse. See
But nothing in the UCCJEA supports drawing a distinction between different types of child custody determinations in different types of child custody proceedings. To put it simply, all “child custody determinations” are treated equally under
Parents rely on the UCCJEA commentary as support for their assertion that temporary emergency jurisdiction is limited to “temporary orders.” That reliance is misplaced. Certainly
duration, which, in some cases, will become “final” determinations. The commentary expressly recognizes that provision as an exception to the general rule that the court may issue only a “temporary order” when exercising temporary emergency jurisdiction. See UCCJEA § 204 comment, 9IA ULA 474, 519 (2019). As such, custody determinations made in the exercise of “temporary” emergency jurisdiction absolutely may, in specified circumstances, remain in force indefinitely or even become “final” determinations.5
Thus, we are unpersuaded by parents’ argument that the juvenile court exceeded its temporary emergency jurisdiction when it adjudicated V‘s dependency petition. Relatedly, we are unpersuaded by parents’ argument that the court‘s custody determinations in V‘s dependency proceeding can never become “final determinations.” That assertion is based on a misreading of
For simplicity‘s sake, we illustrate the “final determination” point by reference to a hypothetical parental custody dispute, rather than the more complicated situation of a dependency petition: A mother and child flee from Idaho to Oregon to escape the father, who is abusive to the child. The mother immediately files a custody proceeding in Oregon. There is no previous custody determination, nor has any proceeding been commenced in Idaho. The Oregon court exercises temporary emergency jurisdiction. After proper notice, it enters a custody determination in the mother‘s favor, which provides that it will become final if Oregon becomes the child‘s home state. Eight months later, while the child is still living in Oregon, the father files a custody proceeding in Idaho. At that point, the Oregon custody determination has become final, because the judgment “so provides” and because Oregon is now the child‘s home state.
As relevant here, “home state” means the state in which a child lived with a parent “for at least six consecutive months immediately before the commencement of a child custody proceeding.”
We therefore disagree with parents that the juvenile court‘s child custody determinations in V‘s and M‘s dependency cases can never become final determinations without a Washington court affirmatively ceding jurisdiction. We need not address, however, whether or when any particular order or judgment may become a “final determination.” Until and unless that occurs, and unless a court of a state having initial-custody jurisdiction issues an order before that occurs, a child custody determination made by the juvenile court in the exercise of its temporary emergency jurisdiction “remains in effect” under
That leaves only one other source of information to be considered, which is existing case law, including case law from other jurisdictions. See
L. P. L. O., 280 Or App at 305-06 (recognizing that, because of
Critically, our construction of
Very few other state courts have addressed the scope of temporary emergency jurisdiction in relation to dependency proceedings. Most of the cases that parents cite have involved situations in which there was a previous custody determination from another state or an ongoing custody proceeding in another state, such that the equivalent of
We are aware of only two states that have actually addressed the issue that is before us in this case—Kansas and California—and those courts have split on it.
In In re K. L. B., the Kansas Court of Appeals affirmed a lower court decision terminating a mother‘s parental rights to two children. 56 Kan App 2d 429, 444, 431 P3d 883, 894 (2018). The court concluded that the lower court did not have initial-custody jurisdiction over the children, whose home state was Kentucky, but did have temporary emergency jurisdiction. Id. at 440-43, 431 P3d at 892-94. In response to an argument from the mother that the lower court had exceeded its temporary emergency jurisdiction, the court noted that, under Kansas’ equivalent of
California takes a different view. In recent years, California has taken the position that, as a general matter,
a California court exercising temporary emergency jurisdiction under the California UCCJEA cannot conduct dependency proceedings. For example, in In re Aiden L., the court said that a California court exercising temporary emergency jurisdiction “may not address the merits of [a] dependency petition or otherwise make a final child custody determination until it properly asserts jurisdiction under the nonemergency jurisdiction provisions of the UCCJEA.” 16 Cal App 5th 508, 518, 224 Cal Rptr 3d 400, 408 (2017).
Having reviewed the California cases, we find nothing to persuade us to California‘s view of temporary emergency jurisdiction. As a preliminary matter, we note that the California case law has shifted over time. Until 2014, it appears that California courts had only viewed dependency proceedings as beyond the scope of temporary emergency jurisdiction if there was a previous custody determination or a child custody proceeding had been commenced in another state with initial-custody jurisdiction. See In re Gino C., 224 Cal App 4th 959, 966, 169 Cal Rptr 3d 193, 197-98 (2014).8 In extending that principle to all cases, the court in In re Gino C. reasoned that a child custody determination does not become a “final determination” under the equivalent of
We view that reasoning as flawed. Most significantly, it conflates initial-custody jurisdiction with home-state status. If a court with temporary emergency jurisdiction is not a child‘s home state but takes the necessary steps to obtain initial-custody jurisdiction, the result is that it obtains initial-custody jurisdiction, not that it becomes the home state. See
For all of those reasons, we are unpersuaded to adopt California‘s approach, which we view as contradicting the plain language, context, and legislative history of the UCCJEA and
In sum, the juvenile court did not err in concluding that it had subject matter jurisdiction to adjudicate V‘s dependency petition under
IV. SUBJECT MATTER JURISDICTION AS TO M
The juvenile court made the same ruling on subject matter jurisdiction, for the same reasons, as to both V and M.
On appeal, however, DHS raises two alternative bases to affirm that are unique to M. First, DHS argues that the law-of-the-case doctrine applies, such that parents are precluded from challenging the juvenile court‘s subject matter jurisdiction to enter the January 2019 judgment regarding M.10 Second, in the alternative to its arguments about temporary emergency jurisdiction, DHS argues that the juvenile court had initial-custody jurisdiction as to M under
Given our disposition as to V, we need not reach DHS‘s alternative bases to affirm. See Biggerstaff v. Board of County Commissioners, 240 Or App 46, 56, 245 P3d 688 (2010) (recognizing our discretion whether to consider an alternative basis to affirm). For the same reasons that the juvenile court had subject matter jurisdiction under
V. CONCLUSION
The juvenile court did not exceed its temporary emergency jurisdiction under
court therefore did not err in denying parents’ motion to dismiss.12
Affirmed.
AOYAGI, J.
